13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,740 holding rows worth $92,542,179,000.
- Accession
- 0000312069-17-000005
- Filer
- CIK 312069
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,036 entries on the cover page, a total value of $92,542,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,542,179,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOODYS CORP COM | 615369105 | Stock | 2,700 | $255,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,800 | $255,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 52,000 | $255,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 3,286 | $254,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 90,900 | $254,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 5,500 | $253,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 13,082 | $253,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 13,800 | $253,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,100 | $253,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 24,200 | $253,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 12,660 | $253,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,869 | $252,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,400 | $252,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 11,200 | $252,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 9,200 | $252,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 12,225 | $252,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 79,307 | $252,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 49,330 | $252,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 16,745 | $252,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,200 | $251,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 15,200 | $251,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,566 | $251,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 23,900 | $250,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 3,597 | $250,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,807 | $250,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 31,206 | $250,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 50,000 | $250,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 8,000 | $250,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 4,104 | $249,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6,500 | $249,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 3,533 | $249,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,600 | $249,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 35,201 | $249,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 9,300 | $249,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,600 | $248,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 5,660 | $248,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,700 | $247,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 18,507 | $247,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 9,300 | $247,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,700 | $247,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 24,035 | $247,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 9,400 | $246,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,500 | $245,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 21,873 | $245,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12,100 | $245,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,498 | $245,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 15,300 | $244,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,500 | $244,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 8,500 | $244,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 23,530 | $244,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 9,422 | $244,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 5,000 | $243,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,638 | $243,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 11,946 | $243,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,913 | $243,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 5,300 | $243,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 15,707 | $243,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,200 | $243,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 26,845 | $243,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 19,000 | $243,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,100 | $242,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 4,500 | $242,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 8,110 | $242,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 45,000 | $242,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,828 | $241,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 58,915 | $241,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,400 | $240,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,581 | $240,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,740 | $240,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 8,975 | $240,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,596 | $239,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 8,800 | $239,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 190,000 | $239,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,398 | $238,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 14,300 | $238,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 23,219 | $238,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 15,025 | $237,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,500 | $237,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 119,000 | $237,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 6,744 | $237,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 32,800 | $237,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 24,956 | $236,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 76,847 | $236,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 25,900 | $235,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 16,458 | $235,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 110,844 | $235,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,386 | $234,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,820 | $234,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 7,884 | $234,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,400 | $234,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 32,789 | $234,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 229,000 | $234,000 | thousands by filing date | principal |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,800 | $233,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 39,892 | $233,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 25,800 | $233,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,200 | $233,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 4,300 | $233,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,600 | $233,000 | thousands by filing date | call |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 11,400 | $233,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 58,132 | $233,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,300 | $232,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 7,682 | $232,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 8,209 | $232,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 4,435 | $232,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 24,800 | $232,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 49,806 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,500 | $231,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 18,400 | $231,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 14,888 | $231,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 11,300 | $231,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 2,300 | $231,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,679 | $230,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,600 | $229,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 2,000 | $229,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 31,104 | $228,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,500 | $228,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 29,300 | $228,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,600 | $228,000 | thousands by filing date | call |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,910 | $228,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,600 | $227,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 24,900 | $227,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,646 | $227,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 12,120 | $227,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 17,100 | $227,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 169,000 | $227,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 12,700 | $226,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,481 | $226,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,300 | $226,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 8,400 | $226,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 25,368 | $226,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 7,000 | $225,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,000 | $224,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 3,800 | $224,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 3,600 | $224,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 13,893 | $224,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,830 | $222,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,500 | $222,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 11,700 | $222,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 5,592 | $222,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,100 | $222,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,185 | $222,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 13,068 | $222,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 4,869 | $221,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,700 | $221,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 3,947 | $221,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 80,936 | $221,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,400 | $221,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 18,197 | $221,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 6,341 | $220,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,600 | $220,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 35,364 | $219,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 12,454 | $219,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 5,538 | $218,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,129 | $218,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 7,624 | $217,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,099 | $217,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,704 | $217,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,922 | $216,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 5,724 | $216,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 17,361 | $216,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 4,700 | $215,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 14,900 | $215,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 6,447 | $215,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,400 | $214,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,300 | $214,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 3,553 | $214,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,733 | $214,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 6,350 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,140 | $213,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,799 | $213,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,686 | $213,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 13,915 | $213,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 7,588 | $213,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 185,608 | $213,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 12,370 | $213,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,083 | $212,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,102 | $212,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 9,212 | $212,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,432 | $212,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 15,700 | $212,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 24,800 | $212,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 21,677 | $212,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 8,953 | $212,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,885 | $211,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,853 | $210,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 9,800 | $210,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,935 | $209,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 3,814 | $209,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 18,400 | $208,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 27,714 | $208,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 9,600 | $208,000 | thousands by filing date | call |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 16,865 | $208,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,265 | $207,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 6,100 | $207,000 | thousands by filing date | put |
| SPARTON CORP | 847235108 | COM | 8,703 | $207,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,685 | $206,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,050 | $206,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,200 | $205,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,900 | $205,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,155 | $205,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,633 | $204,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,524 | $204,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 29,800 | $204,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 6,566 | $203,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,152 | $202,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,145 | $202,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,628 | $202,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 9,700 | $202,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 900 | $202,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 16,152 | $201,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,700 | $201,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 1,800 | $201,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,100 | $200,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 10,496 | $200,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,600 | $199,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 2,979 | $199,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 8,932 | $199,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 7,600 | $199,000 | thousands by filing date | call |
| ERIN ENERGY CORP COM | 295625107 | Stock | 65,281 | $199,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 4,800 | $198,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 13,100 | $198,000 | thousands by filing date | put |
| COTIVITI HLDGS INC | 22164K101 | COM | 5,764 | $198,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 16,300 | $197,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 39,035 | $197,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 70,706 | $197,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,900 | $196,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 64,200 | $196,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 4,500 | $196,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 2,345 | $195,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 548 | $195,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,600 | $195,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,700 | $195,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 27,800 | $195,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 24,973 | $195,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 93,580 | $194,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,700 | $194,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 9,186 | $194,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 7,200 | $194,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 32,400 | $194,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 39,900 | $194,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 15,380 | $193,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,100 | $193,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 3,300 | $193,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 8,008 | $193,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 10,172 | $193,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 187,000 | $193,000 | thousands by filing date | principal |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,400 | $191,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 1,900 | $191,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 1,900 | $191,000 | thousands by filing date | call |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 4,322 | $191,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,340 | $190,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,203 | $190,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,934 | $190,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 8,000 | $190,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 21,298 | $190,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 10,100 | $190,000 | thousands by filing date | call |
| SHORETEL INC | 825211105 | COM | 26,463 | $190,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,300 | $189,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,500 | $189,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 5,995 | $189,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 13,300 | $189,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 3,800 | $188,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 38,476 | $188,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,600 | $188,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 8,174 | $188,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,300 | $188,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,669 | $188,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 23,405 | $188,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 38,400 | $188,000 | thousands by filing date | put |
| CALGON CARBON CORP | 129603106 | COM | 11,077 | $188,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 65,480 | $187,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 26,700 | $187,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 47,532 | $187,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 15,324 | $186,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 11,625 | $185,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,329 | $185,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 4,008 | $185,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,200 | $185,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 28,000 | $185,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,957 | $184,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,542 | $184,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,800 | $184,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 59,700 | $184,000 | thousands by filing date | put |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 26,294 | $184,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,549 | $183,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,020 | $183,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 71,100 | $183,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 8,045 | $183,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 29,925 | $183,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 7,684 | $183,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 4,277 | $182,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,900 | $182,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 8,774 | $182,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,200 | $181,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,500 | $181,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 2,900 | $181,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 6,798 | $181,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 5,402 | $181,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 8,500 | $181,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 2,900 | $180,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,700 | $180,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,612 | $180,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,187 | $179,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,937 | $179,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 27,400 | $179,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 25,033 | $179,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,614 | $178,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 29,500 | $178,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 2,754 | $178,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,600 | $178,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 4,400 | $178,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 5,850 | $176,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,870 | $176,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 42,879 | $175,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 20,300 | $175,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 4,708 | $174,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,600 | $174,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,706 | $174,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,300 | $174,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 4,882 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,000 | $174,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,795 | $174,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 8,148 | $174,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 168,000 | $174,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 100,000 | $174,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 2,607 | $173,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 9,426 | $173,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,650 | $172,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 37,805 | $172,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 5,836 | $172,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 6,000 | $172,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,074 | $171,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,700 | $171,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,300 | $171,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 1,600 | $171,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 9,000 | $171,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 2,071 | $171,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 12,591 | $171,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,000 | $170,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 4,400 | $170,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 10,171 | $170,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 460 | $170,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 267,200 | $170,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 22,693 | $170,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 12,470 | $170,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,509 | $169,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 19,962 | $169,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 161,000 | $169,000 | thousands by filing date | principal |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 12,388 | $169,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 63,000 | $169,000 | thousands by filing date | principal |
| GODADDY INC CL A | 380237107 | Stock | 4,814 | $168,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,200 | $168,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 920 | $168,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 8,038 | $168,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 12,755 | $168,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 192,500 | $168,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 8,082 | $168,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 16,600 | $168,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 20,500 | $167,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,732 | $167,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 4,935 | $167,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,000 | $167,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,600 | $167,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 13,340 | $167,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,600 | $167,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 27,482 | $167,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,985 | $166,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,200 | $165,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 93,900 | $165,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,200 | $165,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 9,593 | $165,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,596 | $165,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,100 | $165,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 12,329 | $165,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 8,800 | $165,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 7,674 | $165,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,400 | $165,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 3,050 | $164,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,546 | $164,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 15,725 | $164,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,300 | $164,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 15,874 | $164,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 50,900 | $164,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,953 | $163,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 9,200 | $163,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,700 | $162,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,936 | $162,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,338 | $162,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,250 | $162,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 12,634 | $162,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,800 | $161,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,416 | $161,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 2,671 | $161,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,500 | $160,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,413 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,400 | $160,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 62,100 | $160,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,200 | $160,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 156,000 | $160,000 | thousands by filing date | principal |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,800 | $159,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 1,943 | $159,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 55,500 | $159,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,770 | $159,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 15,312 | $158,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 47,700 | $158,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 6,900 | $157,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,900 | $157,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,700 | $157,000 | thousands by filing date | call |
| GLOBANT S A | L44385109 | COM | 4,705 | $157,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 2,429 | $157,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,589 | $157,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 8,841 | $156,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,145 | $156,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 10,400 | $156,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,986 | $156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 16,400 | $156,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 26,342 | $156,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,700 | $155,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 4,700 | $155,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,113 | $155,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,110 | $155,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,300 | $154,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 11,599 | $154,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 20,669 | $154,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,600 | $153,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,000 | $153,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,600 | $153,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 9,600 | $153,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,820 | $153,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 4,900 | $153,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,877 | $153,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,560 | $153,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,297 | $152,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,995 | $152,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,314 | $152,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 7,495 | $152,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 24,230 | $152,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 4,012 | $151,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 235,270 | $151,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 17,785 | $151,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,943 | $151,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 8,400 | $151,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 14,000 | $151,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 9,400 | $150,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 20,300 | $150,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 8,098 | $150,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,372 | $149,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,900 | $149,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 13,948 | $149,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 5,689 | $149,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,330 | $149,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 4,718 | $148,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,891 | $148,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 53,372 | $148,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 11,213 | $148,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 3,800 | $148,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 10,461 | $148,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 18,124 | $148,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,243 | $147,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,800 | $147,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 8,600 | $147,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 4,865 | $147,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 9,368 | $147,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 14,876 | $147,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 6,600 | $147,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 16,582 | $146,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 1,472 | $146,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,350 | $145,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,800 | $145,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 6,800 | $145,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,500 | $145,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 144,000 | $145,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,869 | $145,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 24,822 | $145,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,100 | $145,000 | thousands by filing date | call |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 121,001 | $145,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,600 | $144,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 6,863 | $144,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6,110 | $144,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,400 | $144,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,484 | $144,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,885 | $144,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 9,584 | $144,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,969 | $143,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 3,811 | $143,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 24,985 | $143,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 44,300 | $143,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,969 | $142,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,000 | $142,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 2,555 | $142,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,051 | $142,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 222,200 | $142,000 | thousands by filing date | put |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,300 | $142,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 30,806 | $142,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,800 | $142,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,243 | $141,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,900 | $141,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 11,223 | $141,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 16,700 | $141,000 | thousands by filing date | call |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,500 | $141,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |