13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,740 holding rows worth $92,542,179,000.
- Accession
- 0000312069-17-000005
- Filer
- CIK 312069
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,036 entries on the cover page, a total value of $92,542,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,542,179,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,973 | $141,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 6,002 | $141,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 100,000 | $141,000 | thousands by filing date | principal |
| S&P Global,Inc. | 78409V104 | COM | 1,300 | $140,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,673 | $140,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 7,400 | $140,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 13,700 | $140,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 45,823 | $140,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 41,500 | $140,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 7,800 | $140,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 2,929 | $139,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 4,619 | $139,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 6,489 | $139,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 37,900 | $139,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 1,518 | $139,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,300 | $138,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 4,053 | $138,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 4,556 | $138,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,100 | $137,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 5,400 | $137,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 8,000 | $137,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 37,300 | $137,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 1,500 | $137,000 | thousands by filing date | call |
| HFF INC | 40418F108 | CL A | 4,546 | $137,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 4,100 | $137,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,552 | $136,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 4,500 | $136,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 33,688 | $136,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,600 | $136,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 3,800 | $135,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,009 | $135,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,829 | $135,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,412 | $135,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 7,200 | $135,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 5,300 | $135,000 | thousands by filing date | call |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 116,000 | $135,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,200 | $134,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 2,100 | $134,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 8,208 | $134,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 14,400 | $134,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,714 | $134,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,400 | $134,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 22,093 | $134,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 64,200 | $133,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,300 | $133,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 5,200 | $133,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,800 | $133,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 1,714 | $133,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,300 | $133,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,800 | $132,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,400 | $132,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 1,922 | $132,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,300 | $132,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 16,400 | $132,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 14,243 | $132,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,227 | $132,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,441 | $132,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 5,300 | $131,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,100 | $131,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6,140 | $131,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,099 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,737 | $130,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,756 | $130,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 6,572 | $130,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 5,661 | $129,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,300 | $129,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 4,839 | $129,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 4,100 | $129,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,449 | $129,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 11,400 | $129,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,000 | $129,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 39,400 | $129,000 | thousands by filing date | put |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,050 | $128,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,700 | $128,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,308 | $128,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 8,280 | $128,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,602 | $128,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 81,526 | $128,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 3,600 | $128,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 14,700 | $128,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,800 | $128,000 | thousands by filing date | call |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 106,000 | $128,000 | thousands by filing date | principal |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,390 | $127,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,600 | $127,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,000 | $127,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 8,931 | $127,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 11,300 | $126,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,000 | $126,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 20,000 | $126,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 47,398 | $126,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,927 | $125,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,100 | $125,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,035 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,500 | $124,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 839 | $124,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 14,500 | $124,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 4,867 | $123,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,500 | $123,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,200 | $122,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 1,700 | $122,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,000 | $122,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 4,848 | $122,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,593 | $122,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 5,630 | $122,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 15,259 | $122,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 6,400 | $122,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 3,000 | $122,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 15,000 | $122,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 20,000 | $122,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,600 | $121,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 6,400 | $121,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,759 | $121,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 8,670 | $121,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 5,400 | $121,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,700 | $121,000 | thousands by filing date | call |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 10,276 | $121,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,700 | $120,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 31,612 | $120,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 9,300 | $120,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 11,113 | $120,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,700 | $120,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 600 | $120,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,900 | $120,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 43,614 | $120,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,500 | $120,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 2,500 | $119,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,207 | $119,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,400 | $119,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,600 | $119,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 5,795 | $119,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,600 | $119,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,678 | $119,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 6,600 | $119,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 36,400 | $119,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 2,714 | $118,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 11,900 | $118,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 1,792 | $117,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 8,000 | $117,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,558 | $117,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 14,896 | $117,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,200 | $116,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,625 | $116,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 29,900 | $116,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 4,500 | $116,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 13,000 | $116,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 4,823 | $116,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 4,000 | $115,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 15,041 | $115,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 3,618 | $115,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 16,492 | $115,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 9,768 | $115,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,063 | $115,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,600 | $114,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 5,507 | $114,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,155 | $114,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 8,200 | $114,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,042 | $113,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 7,247 | $113,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 9,135 | $113,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,918 | $113,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 98,400 | $113,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 3,200 | $112,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 7,168 | $112,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,000 | $112,000 | thousands by filing date | call |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 5,000 | $112,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 8,400 | $112,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 900 | $111,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,728 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,200 | $111,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 2,100 | $111,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 10,368 | $111,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 3,700 | $111,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 4,253 | $111,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,907 | $111,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 56,814 | $111,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,200 | $111,000 | thousands by filing date | put |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,700 | $111,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,400 | $110,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 10,577 | $110,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 3,700 | $110,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 18,800 | $110,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 7,000 | $110,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 23,600 | $110,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,500 | $110,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 2,500 | $109,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,896 | $109,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 23,060 | $109,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 38,600 | $109,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 4,484 | $108,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,728 | $108,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 35,000 | $108,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 14,600 | $108,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,900 | $107,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,400 | $107,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,280 | $107,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,300 | $106,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,200 | $106,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 2,966 | $106,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 4,545 | $106,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 36,900 | $106,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 36,400 | $106,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 4,800 | $106,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 4,800 | $106,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 3,406 | $105,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 7,700 | $105,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 1,794 | $105,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 4,728 | $105,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,558 | $105,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,700 | $105,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 44,307 | $105,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 7,300 | $105,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M105 | COM | 8,103 | $105,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,032 | $104,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,000 | $104,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,300 | $104,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,674 | $104,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 15,027 | $104,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 7,332 | $104,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,225 | $104,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,200 | $103,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 686 | $103,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 5,555 | $103,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 4,153 | $103,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,815 | $103,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 94,000 | $103,000 | thousands by filing date | principal |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 17,940 | $103,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 46,359 | $103,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 107,000 | $103,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 7,200 | $102,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,400 | $102,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 58,800 | $102,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 2,268 | $101,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,224 | $101,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,700 | $101,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 7,400 | $101,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 4,536 | $101,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,049 | $100,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,600 | $100,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,726 | $100,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,806 | $100,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,917 | $100,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,500 | $100,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 9,236 | $100,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 5,900 | $100,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 1,106 | $100,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 127,702 | $100,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 44,060 | $100,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 7,080 | $100,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 8,135 | $100,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 500 | $99,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,532 | $99,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,000 | $99,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 1,100 | $99,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,600 | $99,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 3,034 | $99,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 5,543 | $99,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,149 | $99,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,595 | $99,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,001 | $98,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,875 | $98,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,100 | $98,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 10,630 | $98,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 9,200 | $98,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 2,063 | $98,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 840 | $98,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 11,103 | $98,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,000 | $97,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 2,345 | $97,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 156 | $97,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,300 | $97,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 9,911 | $97,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 3,892 | $97,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 19,950 | $97,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 3,850 | $97,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,500 | $96,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 1,500 | $96,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,245 | $96,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 4,000 | $96,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,522 | $96,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 20,600 | $96,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,056 | $96,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 980 | $95,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,554 | $95,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,125 | $95,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 4,296 | $95,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $95,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,486 | $95,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $95,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 8,300 | $95,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 3,372 | $95,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,670 | $95,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 19,100 | $95,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,100 | $94,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 1,000 | $94,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,200 | $94,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,929 | $94,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 15,800 | $94,000 | thousands by filing date | put |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 3,642 | $94,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 6,200 | $94,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 6,172 | $93,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 65,500 | $93,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 33,900 | $93,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3,668 | $93,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,800 | $92,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,100 | $92,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 929 | $92,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,646 | $92,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 36,016 | $92,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 2,045 | $91,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,000 | $91,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,400 | $91,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 12,800 | $91,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 32,500 | $91,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,056 | $90,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,900 | $90,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,400 | $90,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,444 | $90,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,325 | $90,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 4,900 | $90,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 6,200 | $90,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,000 | $90,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 5,600 | $90,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 4,491 | $90,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 5,400 | $89,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,789 | $89,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,706 | $89,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 3,325 | $89,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 4,447 | $89,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,728 | $89,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,000 | $89,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 11,300 | $89,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,300 | $89,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 830 | $89,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 83,000 | $89,000 | thousands by filing date | principal |
| NNN REIT INC COM | 637417106 | REIT | 2,000 | $88,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 6,145 | $88,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 4,100 | $88,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 3,500 | $88,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,524 | $88,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 5,867 | $88,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 700 | $87,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 2,200 | $87,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 3,876 | $87,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 7,317 | $87,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,385 | $87,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 5,000 | $87,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 52,000 | $86,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 8,700 | $86,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,926 | $86,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,532 | $86,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 900 | $86,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 1,978 | $86,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,400 | $86,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,600 | $86,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,700 | $86,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 39,100 | $86,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,865 | $86,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 3,453 | $86,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 4,262 | $86,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,200 | $85,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 750 | $85,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,860 | $85,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 1,200 | $85,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 6,400 | $85,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 17,900 | $85,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,800 | $84,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 3,575 | $84,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 47,400 | $84,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 16,346 | $84,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 2,999 | $83,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 8,992 | $83,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 1,700 | $83,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,527 | $83,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 4,494 | $83,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1,600 | $83,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 42,700 | $83,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 6,788 | $83,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,700 | $82,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 720 | $82,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,176 | $82,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,908 | $82,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,005 | $82,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 6,700 | $82,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 13,000 | $82,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,500 | $81,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 675 | $81,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,205 | $81,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 950 | $81,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 6,100 | $81,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 1,000 | $81,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 8,989 | $81,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 5,100 | $81,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,731 | $81,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,649 | $80,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,600 | $80,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 3,582 | $80,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,978 | $80,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,500 | $80,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 824 | $80,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 6,400 | $80,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 8,793 | $80,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 6,000 | $80,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 1,123 | $79,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 14,953 | $79,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,500 | $79,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 2,000 | $79,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 1,657 | $79,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,214 | $79,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,100 | $79,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 891 | $79,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 556 | $78,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,000 | $78,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,300 | $78,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 4,500 | $78,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 4,500 | $78,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,924 | $78,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,300 | $78,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 6,700 | $78,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 5,561 | $78,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 800 | $77,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 4,779 | $77,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,750 | $77,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 3,367 | $77,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 44,082 | $77,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,000 | $76,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 7,000 | $76,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 6,648 | $76,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,754 | $76,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 8,700 | $76,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 4,076 | $75,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 5,300 | $75,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 24,800 | $75,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 9,200 | $75,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,400 | $75,000 | thousands by filing date | call |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 5,200 | $75,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 3,200 | $75,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 2,200 | $75,000 | thousands by filing date | call |
| VIDEOCON D2H LTD | 92657J101 | ADR | 9,100 | $75,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,100 | $74,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 4,700 | $74,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,100 | $74,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,800 | $74,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 714 | $74,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,101 | $74,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 3,841 | $74,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 4,398 | $74,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,900 | $74,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,796 | $73,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 4,400 | $73,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 2,500 | $73,000 | thousands by filing date | put |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 4,500 | $73,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 6,762 | $73,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,742 | $72,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,623 | $72,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 15,509 | $72,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 4,969 | $72,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,300 | $71,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 1,860 | $71,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 4,800 | $71,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 2,600 | $71,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,857 | $71,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,911 | $70,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,000 | $70,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,200 | $70,000 | thousands by filing date | call |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,133 | $70,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,400 | $70,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,400 | $69,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 600 | $69,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,100 | $69,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,590 | $69,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 7,627 | $69,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 71,000 | $69,000 | thousands by filing date | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 600 | $68,000 | thousands by filing date | call |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 650 | $68,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 800 | $68,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 700 | $68,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 3,200 | $68,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 8,700 | $68,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 5,533 | $68,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,200 | $68,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 3,900 | $68,000 | thousands by filing date | put |
| NEFF CORP COM CL A | 640094207 | Stock | 4,800 | $68,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,000 | $67,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,100 | $67,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 2,900 | $67,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,354 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 3,700 | $67,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 2,520 | $67,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 9,400 | $67,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,000 | $66,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 6,500 | $66,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 2,000 | $66,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 1,000 | $66,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,200 | $66,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,958 | $66,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 769 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 2,600 | $66,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 3,024 | $66,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 6,504 | $66,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,550 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |