13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,740 holding rows worth $92,542,179,000.
- Accession
- 0000312069-17-000005
- Filer
- CIK 312069
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,036 entries on the cover page, a total value of $92,542,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,542,179,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KMG CHEMICALS INC | 482564101 | COM | 208 | $8,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 277 | $8,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,260 | $8,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 3,968 | $8,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 25,000 | $8,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 351 | $8,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,701 | $8,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 512 | $8,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 5,410 | $8,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 100 | $7,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 100 | $7,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,500 | $7,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 208 | $7,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 100 | $7,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $7,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 100 | $7,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $7,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 198 | $7,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 100 | $7,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 419 | $7,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,800 | $7,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,017 | $7,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 134 | $7,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 696 | $7,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 200 | $7,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 493 | $7,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 305 | $7,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $7,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 200 | $7,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 635 | $7,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 489 | $7,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 508 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 500 | $7,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 269 | $7,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 667 | $7,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 287 | $7,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 378 | $7,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 207 | $7,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 940 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 200 | $7,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 652 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 800 | $7,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 200 | $7,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 537 | $7,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,400 | $7,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,115 | $7,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 300 | $7,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 352 | $7,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 800 | $7,000 | thousands by filing date | put |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 369 | $7,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 200 | $7,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,390 | $7,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 639 | $7,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 167 | $7,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 674 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 186 | $7,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 2,159 | $7,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 1,450 | $7,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 535 | $7,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,750 | $7,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 400 | $7,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 410 | $7,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 827 | $7,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 200 | $7,000 | thousands by filing date | call |
| ENTELLUS MED INC | 29363K105 | COM | 317 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 61 | $6,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 100 | $6,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 100 | $6,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $6,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 480 | $6,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 151 | $6,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 100 | $6,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 768 | $6,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 293 | $6,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 209 | $6,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 44 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $6,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $6,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 1,388 | $6,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 541 | $6,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 400 | $6,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 106 | $6,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 289 | $6,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 416 | $6,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 309 | $6,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 219 | $6,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 870 | $6,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 211 | $6,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 248 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 257 | $6,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 1,000 | $6,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 1,100 | $6,000 | thousands by filing date | put |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 142 | $6,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 337 | $6,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,941 | $6,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 545 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,050,981 | $6,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,254 | $6,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 323 | $6,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 348 | $6,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 307 | $6,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 222 | $6,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 569 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 300 | $6,000 | thousands by filing date | call |
| MATTERSIGHT CORP | 577097108 | COM | 1,574 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 400 | $6,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,330 | $6,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 751 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 600 | $6,000 | thousands by filing date | call |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 491 | $6,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,900 | $6,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 300 | $6,000 | thousands by filing date | call |
| MCBC HLDGS INC | 55276F107 | COM | 400 | $6,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 500 | $6,000 | thousands by filing date | call |
| STATE NATIONAL. | 85711T305 | Common Stock | 416 | $6,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 3,784 | $6,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 212 | $6,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 61 | $5,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 45 | $5,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 183 | $5,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 218 | $5,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 386 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $5,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200 | $5,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 170 | $5,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 350 | $5,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 356 | $5,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 296 | $5,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 300 | $5,000 | thousands by filing date | put |
| BLACKLINE, INC. | 09239B109 | COM | 189 | $5,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 185 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $5,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 382 | $5,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 191 | $5,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 484 | $5,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 305 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 100 | $5,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 1,234 | $5,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 200 | $5,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 244 | $5,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 485 | $5,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 206 | $5,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 122 | $5,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $5,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 300 | $5,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 300 | $5,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 7,100 | $5,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 1,013 | $5,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 333 | $5,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 187 | $5,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 254 | $5,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 311 | $5,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $5,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 379 | $5,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 331 | $5,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 1,133 | $5,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 714 | $5,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 963 | $5,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 405 | $5,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 490 | $5,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 348 | $4,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 200 | $4,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 200 | $4,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $4,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 114 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 67 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 504 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 98 | $4,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 300 | $4,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 100 | $4,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $4,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 297 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 900 | $4,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $4,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 400 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $4,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 30 | $4,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,362 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 93 | $4,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 100 | $4,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 100 | $4,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 207 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 100 | $4,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 100 | $4,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 100 | $4,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 176 | $4,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 87 | $4,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 108 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 152 | $4,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 218 | $4,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 113 | $4,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 70 | $4,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 640 | $4,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 112 | $4,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 223 | $4,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,400 | $4,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 280 | $4,000 | thousands by filing date | put |
| HALYARD HEALTH INC | 40650V100 | COM | 96 | $4,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 205 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,800 | $4,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 153 | $4,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 686 | $4,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 398 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,364 | $4,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 300 | $4,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 77 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,252 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,600 | $4,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,100 | $4,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 100 | $4,000 | thousands by filing date | put |
| EXA CORP | 300614500 | COM | 231 | $4,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 243 | $4,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 130 | $4,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 331 | $4,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 268 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 176 | $4,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 3,069 | $4,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 158 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 300 | $4,000 | thousands by filing date | put |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 199 | $4,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 500 | $4,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,376 | $4,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,064 | $4,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,232 | $4,000 | thousands by filing date | call |
| HARBORONE BANCORP INC | 41165F101 | COM | 203 | $4,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 147 | $4,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 739 | $4,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 100 | $4,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 376 | $4,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 390 | $4,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,212 | $4,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 437 | $4,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 4,008 | $4,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 165 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,774 | $3,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 154 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 34 | $3,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 418 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 100 | $3,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 645 | $3,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 562 | $3,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 83 | $3,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 99 | $3,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 133 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 600 | $3,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 100 | $3,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 103 | $3,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 125 | $3,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 200 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 72 | $3,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 257 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 282 | $3,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 229 | $3,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,155 | $3,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 80 | $3,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 152 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 194 | $3,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 100 | $3,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 41 | $3,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 927 | $3,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 285 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 577 | $3,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 100 | $3,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 646 | $3,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 606 | $3,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,333 | $3,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 200 | $3,000 | thousands by filing date | call |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 310 | $3,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 843 | $3,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 77 | $3,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 51 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $3,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 251 | $3,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 78 | $3,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 94 | $3,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 100 | $3,000 | thousands by filing date | call |
| KNIGHT TRANSN INC | 499064103 | COM | 100 | $3,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 100 | $3,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 691 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,013 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 533 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46 | $3,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 360 | $3,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 821 | $3,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,953 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,415 | $3,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 871 | $3,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 311 | $3,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 346 | $3,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 609 | $3,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 249 | $3,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 149 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,516 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 222 | $3,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 100 | $3,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 7,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 100 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,116 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 325 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 500 | $3,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 765 | $3,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 177 | $3,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 250 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 200 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 78 | $3,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 580 | $3,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 1,450 | $3,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 100 | $3,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 86 | $2,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 549 | $2,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 57 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $2,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 60 | $2,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 40 | $2,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 114 | $2,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 49 | $2,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 66 | $2,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 66 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 100 | $2,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $2,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 98 | $2,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 524 | $2,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 74 | $2,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 193 | $2,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 300 | $2,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 39 | $2,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 111 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 31 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 300 | $2,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 150 | $2,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 160 | $2,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 661 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 522 | $2,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 82 | $2,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 48 | $2,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 29 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 94 | $2,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 133 | $2,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 87 | $2,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 68 | $2,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 127 | $2,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 173 | $2,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 92 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 167 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 71 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 147 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 137 | $2,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 200 | $2,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 635 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 75 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 130 | $2,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 172 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100 | $2,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 95 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,454 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 483 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 600 | $2,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 271 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 120 | $2,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,500 | $2,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 669 | $2,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 109 | $2,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 63 | $2,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 100 | $2,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 100 | $2,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 147 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 66 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 116 | $2,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 58 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 100 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 986 | $2,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 550 | $2,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 722 | $2,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 636 | $2,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 100 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 153 | $2,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 59 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 350 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,430 | $2,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 64 | $2,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 273 | $2,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 274 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 79 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 99 | $2,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 200 | $2,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 633 | $2,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 250 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 86 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 115 | $2,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 146 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,467 | $2,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 117 | $2,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 200 | $2,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 145 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 467 | $2,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 113 | $2,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 107 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 398 | $2,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 193 | $2,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 357 | $2,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 400 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 100 | $2,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,662 | $2,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 300 | $2,000 | thousands by filing date | call |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 1,509 | $2,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 305 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 65 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 5,517 | $2,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 213 | $2,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 31 | $1,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 31 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 13 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 719 | $1,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 139 | $1,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 36 | $1,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 411 | $1,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 100 | $1,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 67 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 15 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 100 | $1,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 160 | $1,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 102 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 236 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 35 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 57 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 14 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 50 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 18 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 76 | $1,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 50 | $1,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 57 | $1,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 62 | $1,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 20 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 141 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 95 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 30 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 72 | $1,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 53 | $1,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 45 | $1,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 75 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 85 | $1,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 24 | $1,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 82 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 22 | $1,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 21 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 60 | $1,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 59 | $1,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 60 | $1,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 101 | $1,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 21 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 300 | $1,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 70 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 33 | $1,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 46 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 56 | $1,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 26 | $1,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 36 | $1,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 479 | $1,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 24 | $1,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 53 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |