13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,740 holding rows worth $92,542,179,000.
- Accession
- 0000312069-17-000005
- Filer
- CIK 312069
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,036 entries on the cover page, a total value of $92,542,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,542,179,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,300 | $26,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,300 | $26,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,400 | $26,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 753 | $26,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,100 | $26,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,900 | $26,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 768 | $26,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 244 | $26,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 5,031 | $26,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $25,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 900 | $25,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 300 | $25,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 500 | $25,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 886 | $25,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 919 | $25,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 590 | $25,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 553 | $25,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 600 | $25,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 700 | $25,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 300 | $25,000 | thousands by filing date | call |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 500 | $25,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,900 | $25,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 7,658 | $25,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,257 | $25,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 5,000 | $25,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,400 | $25,000 | thousands by filing date | put |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 1,300 | $25,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 4,000 | $25,000 | thousands by filing date | call |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 700 | $25,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,091 | $24,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,543 | $24,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 289 | $24,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 949 | $24,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,606 | $24,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,335 | $24,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,580 | $24,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 27,800 | $24,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 5,585 | $24,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,000 | $24,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,496 | $24,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,600 | $24,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 1,000 | $24,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 11,206 | $24,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,032 | $24,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 1,662 | $23,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,191 | $23,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,200 | $23,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $23,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 400 | $23,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 2,184 | $23,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 626 | $23,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 300 | $23,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 1,200 | $23,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,000 | $23,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 529 | $23,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 600 | $23,000 | thousands by filing date | put |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,800 | $23,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 438 | $23,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,224 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 753 | $23,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 15,900 | $23,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 8,300 | $23,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 44 | $23,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,400 | $23,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,982 | $23,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 3,300 | $23,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,500 | $23,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 9,800 | $23,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 598 | $23,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 2,600 | $23,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 1,344 | $23,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 4,428 | $23,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 7,850 | $23,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 1,222 | $23,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 22,000 | $23,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 4,036 | $22,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 737 | $22,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 183 | $22,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 300 | $22,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 700 | $22,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 248 | $22,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 427 | $22,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 300 | $22,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 8,000 | $22,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 1,207 | $22,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,124 | $22,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 4,859 | $22,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,800 | $22,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 391 | $22,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 1,000 | $22,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 2,403 | $22,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 3,962 | $22,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 116 | $21,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 500 | $21,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 200 | $21,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 800 | $21,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 1,171 | $21,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 500 | $21,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,587 | $21,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 543 | $21,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,284 | $21,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,200 | $21,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 513 | $21,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 8,223 | $21,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,200 | $21,000 | thousands by filing date | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 981 | $21,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,200 | $21,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 881 | $21,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,200 | $21,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 800 | $21,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 8,474 | $21,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,262 | $21,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 200 | $20,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 200 | $20,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 700 | $20,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,243 | $20,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 594 | $20,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,471 | $20,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $20,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,476 | $20,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,600 | $20,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 1,500 | $20,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 523 | $20,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 3,068 | $20,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 575 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 850 | $20,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 662 | $20,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 775 | $20,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 3,468 | $20,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 414 | $20,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 12,300 | $20,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 254 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,000 | $20,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 820 | $20,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 1,082 | $20,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 5,319 | $20,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 6,526 | $20,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,063 | $20,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,500 | $20,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 145 | $19,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 607 | $19,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 651 | $19,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 400 | $19,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 900 | $19,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 751 | $19,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 813 | $19,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,086 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 150 | $19,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 400 | $19,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 739 | $19,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,800 | $19,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 3,201 | $19,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,700 | $19,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 12,517 | $19,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 542 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 800 | $19,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 4,496 | $19,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 258 | $18,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 700 | $18,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,065 | $18,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 616 | $18,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 791 | $18,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 400 | $18,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 400 | $18,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 394 | $18,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 500 | $18,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 300 | $18,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $18,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 529 | $18,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,829 | $18,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 339 | $18,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 900 | $18,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 2,134 | $18,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 364 | $18,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,900 | $18,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,575 | $18,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,200 | $18,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 200 | $18,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,000 | $18,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,278 | $18,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 4,300 | $18,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,635 | $18,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 420 | $18,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,700 | $18,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,300 | $18,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 8,333 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $18,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 400 | $18,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 3,165 | $18,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,004 | $18,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,018 | $18,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 395 | $18,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 2,669 | $18,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,373 | $18,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 144 | $17,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,300 | $17,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 800 | $17,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 488 | $17,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 200 | $17,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 716 | $17,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 505 | $17,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 472 | $17,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 900 | $17,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 100 | $17,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,000 | $17,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 160 | $17,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 16,481 | $17,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 316 | $17,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 549 | $17,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,900 | $17,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,184 | $17,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 300 | $17,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,100 | $17,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 3,400 | $17,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 435 | $17,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,582 | $17,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,054 | $17,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 113,610 | $17,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 438 | $17,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 17,000 | $17,000 | thousands by filing date | principal |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 1,209 | $17,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $16,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 788 | $16,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,000 | $16,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,019 | $16,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,000 | $16,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 625 | $16,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 660 | $16,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,000 | $16,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,400 | $16,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 694 | $16,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,742 | $16,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 524 | $16,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 21,400 | $16,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,396 | $16,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 718 | $16,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 831 | $16,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 14,000 | $16,000 | thousands by filing date | principal |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,011 | $16,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 745 | $16,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 800 | $15,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 200 | $15,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 100 | $15,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 300 | $15,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 100 | $15,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 475 | $15,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 657 | $15,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 600 | $15,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,007 | $15,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $15,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 416 | $15,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 493 | $15,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 2,458 | $15,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,900 | $15,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 2,000 | $15,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 8,500 | $15,000 | thousands by filing date | call |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 873 | $15,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,000 | $15,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 400 | $15,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $15,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 24,000 | $15,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,000 | $14,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,200 | $14,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,277 | $14,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 200 | $14,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 847 | $14,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100 | $14,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100 | $14,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 400 | $14,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 400 | $14,000 | thousands by filing date | put |
| KADANT INC | 48282T104 | COM | 232 | $14,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,000 | $14,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 615 | $14,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 576 | $14,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 400 | $14,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 1,300 | $14,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 551 | $14,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $14,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 468 | $14,000 | thousands by filing date | put |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 14,000 | $14,000 | thousands by filing date | principal |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 915 | $14,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 500 | $14,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,361 | $14,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,000 | $14,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,266 | $14,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 14,000 | $14,000 | thousands by filing date | principal |
| SUN HYDRAULICS CORP | 866942105 | COM | 343 | $14,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 600 | $14,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,600 | $14,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 600 | $14,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 1,679 | $14,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 1,057 | $14,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,385 | $14,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 7,680 | $14,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,256 | $14,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 424 | $14,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 152 | $13,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 700 | $13,000 | thousands by filing date | put |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 400 | $13,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 800 | $13,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 436 | $13,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 625 | $13,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 500 | $13,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 319 | $13,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $13,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 905 | $13,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 84 | $13,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 300 | $13,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 662 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 269 | $13,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,334 | $13,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 637 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $13,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 186 | $13,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 704 | $13,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 563 | $13,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2,300 | $13,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,000 | $13,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 900 | $13,000 | thousands by filing date | put |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 300 | $13,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 847 | $12,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 402 | $12,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 265 | $12,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 200 | $12,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 200 | $12,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,900 | $12,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100 | $12,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 300 | $12,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 2,500 | $12,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 10,095 | $12,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 400 | $12,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 90 | $12,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 618 | $12,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 843 | $12,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 165 | $12,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 479 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $12,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,006 | $12,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 500 | $12,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 153 | $12,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 200 | $12,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 500 | $12,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 1,700 | $12,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 790 | $12,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 157 | $12,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,700 | $12,000 | thousands by filing date | put |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 10,000 | $12,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 394 | $12,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 5,728 | $12,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 347 | $12,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 2,100 | $12,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 675 | $11,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 158 | $11,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 200 | $11,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 400 | $11,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 710 | $11,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $11,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 200 | $11,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 548 | $11,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 468 | $11,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 445 | $11,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 204 | $11,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 275 | $11,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 224 | $11,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 265 | $11,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 123 | $11,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 405 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,542 | $11,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,086 | $11,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 945 | $11,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 34 | $11,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 600 | $11,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 500 | $11,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 100 | $11,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 431 | $11,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 500 | $11,000 | thousands by filing date | put |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 1,190 | $11,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 766 | $11,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,934 | $11,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 279 | $11,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $10,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 200 | $10,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 817 | $10,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,113 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 100 | $10,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 350 | $10,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 200 | $10,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 343 | $10,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $10,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 459 | $10,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 500 | $10,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 112 | $10,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 193 | $10,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 3,479 | $10,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,644 | $10,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 146 | $10,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 500 | $10,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 306 | $10,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 351 | $10,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 200 | $10,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 300 | $10,000 | thousands by filing date | put |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 200 | $10,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,000 | $10,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 585 | $10,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 12,403 | $10,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 521 | $10,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 657 | $10,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,700 | $10,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 448 | $10,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,008 | $10,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 500 | $10,000 | thousands by filing date | put |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 585 | $10,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 7,600 | $10,000 | thousands by filing date | call |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 500 | $10,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 781 | $10,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 13,000 | $10,000 | thousands by filing date | principal |
| FORM HLDGS CORP COM | 34634E102 | Stock | 4,500 | $10,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 959 | $10,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 630 | $9,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 250 | $9,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100 | $9,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 500 | $9,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 200 | $9,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 298 | $9,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 300 | $9,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,330 | $9,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 266 | $9,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 166 | $9,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 200 | $9,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 65 | $9,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $9,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 400 | $9,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 257 | $9,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 356 | $9,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 300 | $9,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 500 | $9,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,494 | $9,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 812 | $9,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 135 | $9,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,752 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 185 | $9,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 43 | $9,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 303 | $9,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,710 | $9,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 546 | $9,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $9,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,218 | $9,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,600 | $9,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 400 | $9,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 507 | $9,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,377 | $9,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 220 | $9,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 394 | $9,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 344 | $9,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,031 | $9,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,279 | $9,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,239 | $9,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 2,253 | $9,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 1,992 | $9,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 403 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 500 | $9,000 | thousands by filing date | put |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 4,000 | $9,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 100 | $8,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 400 | $8,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 700 | $8,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 388 | $8,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 411 | $8,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 500 | $8,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,147 | $8,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 234 | $8,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $8,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 405 | $8,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 295 | $8,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 605 | $8,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 374 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 100 | $8,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 300 | $8,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 257 | $8,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 513 | $8,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 281 | $8,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 590 | $8,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 235 | $8,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 653 | $8,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 699 | $8,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 248 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 391 | $8,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,800 | $8,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,400 | $8,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 200 | $8,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 500 | $8,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 400 | $8,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 200 | $8,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,225 | $8,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 600 | $8,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 469 | $8,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 328 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |