13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,740 holding rows worth $92,542,179,000.
- Accession
- 0000312069-17-000005
- Filer
- CIK 312069
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,036 entries on the cover page, a total value of $92,542,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,542,179,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 136 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 127 | $1,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 190 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 81 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 100 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 165 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 331 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 173 | $1,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 62 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 35 | $1,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 934 | $1,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 287 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 905 | $1,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 55 | $1,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 100 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 500 | $1,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 100 | $1,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 71 | $1,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 89 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,823 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 800 | $1,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 86 | $1,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 255 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 104 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 500 | $1,000 | thousands by filing date | put |
| HARDINGE INC | 412324303 | COM | 61 | $1,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 156 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,835 | $1,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 34 | $1,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 3,000 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $1,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 35 | $1,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,033 | $1,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 77 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 118 | $1,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 397 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 560 | $1,000 | thousands by filing date | call |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,276 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 64 | $1,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 74 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 29 | $1,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 111 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 255 | $1,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 67 | $1,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 100 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 354 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 120 | $1,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 22 | $1,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 213 | $1,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 92 | $1,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 470 | $1,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 192 | $1,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 92 | $1,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 252 | $1,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 100 | $1,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 200 | $1,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 860 | $1,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 377 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 223 | $1,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 60 | $1,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 211 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 1,156 | $1,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 51 | $1,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD LANE CAP CORP | 691543102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREDX INC | 14167L103 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADIZ INC | 127537207 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUINSTREET INC | 74874Q100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTAI AVIATION LTD | 34960P101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI PROPERTY INC | G63907102 | Com | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIPER | 92763M105 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viewra, Inc | 92672L107 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAFISA S A | 362607301 | SPONS ADR | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSCRIP INC | 09069N108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565100 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIXTRON SE | 009606104 | SPONSORED ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERA GROUP INC | 26885G109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDI CORP | 125071100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIX CORP | 98974P100 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMI AEROSPACE INC | 502079106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC DEL | 40052B207 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG | 12531Q204 | SPON ADR NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cenveo Inc (NV) | 15670S402 | CS | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT BANCORP INC | 74383X109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS CAP INC COM | 227656105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FXCM INC | 302693205 | Common Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARETEUM CORP COM | 69946T108 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC | 37246C406 | COM PAR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |