13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,710 holding rows worth $80,381,802,000.
- Accession
- 0000312069-13-000312
- Filer
- CIK 312069
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 13,940 entries on the cover page, a total value of $80,381,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,381,802,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC 028-00827
- included managerBARCLAYS CAPITAL INC 028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD 028-07404
- included managerBARCLAYS BANK TRUST CO LTD 028-13876
- included managerBARCLAYS PRIVATE BANK & TRUST LTD 028-13877
- included managerBARCLAYS BANK (SUISSE) SA 028-13878
- included managerHYMF INC 028-13850
- included managerRHODE INVESTMENTS LLC 028-13849
- included managerBARCLAYS BANK PLC (BARCLAYS CAPITAL FUND SOLUTIONS) 028-14038
- included managerABSA ASSET MANAGEMENT (PTY) LTD 028-14441
- included managerBARCLAYS CAPITAL DERIVATIVE FUNDING 028-14600
- included managerEQUITY VALUE INVESTMENTS LLP 028-14601
- included managerBARCLAYS BANK PLC, FRANCE 028-13882
- included managerBARCLAYS BANK SA 028-13883
- included managerBARCLAYS CAPITAL LUXEMBOURG SARL 028-14040
- included managerBARCLAYS CAPITAL EQUITIES TRADING GP 028-13848
- included managerBARCLAYS WEALTH TRUSTEES (JERSEY) LTD 028-13886
- included managerBARCLAYS BANK PLC - HONG KONG BRANCH 028-14795
- included managerBARCLAYS WEALTH TRUSTEES (GUERNSEY) LTD 028-13884
- included managerBARCLAYS WEALTH TRUSTEES (ISLE OF MAN) LTD 028-13885
- included managerBARCLAYS WEALTH TRUSTEES (HONG KONG) LTD 028-15043
- included managerBARCLAYS WEALTH TRUSTEES (SINGAPORE) LTD 028-15044
- included managerGERRARD INVESTMENT MANAGEMENT LTD 028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELSION CORPORATION | 15117N305 | COM NEW | 76,500 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 4,424 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 8,000 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,385 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,164 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRA INTL INC | 12618T105 | COM | 4,217 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVESTNET INC | 29404K106 | COM | 3,133 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 9,784 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 6,469 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUCKUS WIRELESS INC | 781220108 | COM | 6,011 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,152 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,100 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,352 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 9,429 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLESEX WTR CO | 596680108 | COM | 3,793 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IROBOT CORP | 462726100 | COM | 1,900 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,100 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 1,200 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 6,283 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,800 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,200 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,000 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 623 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,200 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525609 | OPT | 3,365 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 49,596 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 6,853 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 35,200 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 13,828 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 7,139 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,900 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 24,500 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 4,948 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 9,846 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 3,500 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 54,020 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 930 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,600 | $73,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSPERITY INC | 45778Q107 | COM | 2,400 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,412 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 4,090 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,592 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTECTIVE LIFE CORP | 743674103 | COM | 1,900 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 77,128 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICHAEL BAKER CORP | 057149106 | COM | 2,684 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,000 | $72,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,000 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLOOMIN BRANDS INC | 094235108 | COM | 2,891 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 5,636 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROOFPOINT INC | 743424103 | COM | 2,962 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 5,399 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 6,094 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 11,400 | $72,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 4,800 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 12,566 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,539 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,800 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRINKS CO | 109696104 | COM | 2,800 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRUKER CORP | 116794108 | COM | 4,400 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LAKELAND FINL CORP | 511656100 | COM | 2,549 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 9,400 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 4,130 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP | 58047P107 | COM | 13,677 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 974 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 5,463 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3,359 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 900 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 5,032 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,773 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303109 | COM | 1,300 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,900 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXELIS INC | 30162A108 | COM | 5,100 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,500 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD | G25343107 | SHS A | 4,270 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 7,301 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 35,024 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXA CORP | 300614500 | COM | 6,667 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVX CORP NEW | 002444107 | COM | 5,922 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 3,688 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 36,871 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEEKNET INC | 36846Q203 | COM | 5,004 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 1,211 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 686 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 4,900 | $68,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 4,272 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 12,992 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 5,650 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942105 | COM | 2,172 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 7,800 | $68,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,278 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 23,437 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACERICH CO | 554382101 | COM | 1,100 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 5,466 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 30,578 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIBBETT INC | 428567101 | COM | 1,200 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEMIS INC | 081437105 | COM | 1,700 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,000 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 2,000 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 18,713 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 800 | $66,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 4,365 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 3,962 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,324 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,785 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CULP INC | 230215105 | CMN | 3,779 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,223 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 9,100 | $66,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 14,400 | $66,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 7,382 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAREN INC | 032744104 | COM | 2,855 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 10,035 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 8,151 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,038 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 67,112 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 19,400 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 2,416 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 6,635 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VELTI PLC ST HELIER | G93285107 | SHS | 46,831 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,900 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,700 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 8,000 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,600 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 28,574 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 28,200 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388100 | TR UNIT | 5,008 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 59,000 | $65,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,000 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,700 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STARZ | 85571Q102 | COM SER A | 2,900 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,887 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,500 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Gevo Inc | 374396109 | COMMON | 31,615 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI INTL METALS INC | 74973W107 | COM | 2,300 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Alamos Gold, Inc. | 011527108 | COM | 5,243 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRI SYS INC NEW | 67069D108 | COM | 5,400 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NASH FINCH CO | 631158102 | COM | 2,900 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T102 | COM | 11,000 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 5,300 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 6,302 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 3,750 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06740P866 | FUND | 1,200 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POOL CORP COM | 73278L105 | Stock | 1,200 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 28,506 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301106 | CL A NON VTG | 3,700 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,342 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 8,600 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 495,900 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVG TECHNOLOGIES | N07831105 | SHS | 3,249 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 63,000 | $63,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC | 750236AK7 | BOND | 50,000 | $63,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MORNINGSTAR INC COM | 617700109 | Stock | 800 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P109 | COM | 2,500 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEABOARD CORP DEL | 811543107 | COM | 23 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 709 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J100 | COM | 8,829 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,100 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUIDEL CORP | 74838J101 | COM | 2,426 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,552 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,390 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571108 | COM | 2,600 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 21,704 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROVI CORP | 779376102 | COM | 2,700 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 6,574 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYGO CORP | 989855101 | COM | 3,961 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 7,738 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,947 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,836 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,800 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PBF ENERGY INC | 69318G106 | CL A | 2,353 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,500 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 4,101 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 7,665 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,400 | $61,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Q | 74876Y101 | Stock | 1,428 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 7,478 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 8,081 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,627 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,100 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,046 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,500 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,100 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 6,652 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,800 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,859 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 2,900 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 21,318 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN BANCORP INC | 86663B102 | COM | 17,659 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 2,758 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGREDION INC COM | 457187102 | Stock | 900 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,944 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,600 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRINKER INTL INC COM | 109641100 | Stock | 1,500 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 12,763 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 10,200 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ST JOE CO | 790148100 | COM | 2,800 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RELIANCE INC | 759509102 | COM | 900 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THL CREDIT INC | 872438106 | COM | 3,939 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,400 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,000 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,400 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 22,714 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASH FINCH CO | 631158102 | COM | 2,700 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 4,412 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP | 171779AE1 | NOTE | 61,000 | $59,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 8,329 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466101 | COM | 21,365 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 800 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,300 | $58,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,500 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,000 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTO LABS INC | 743713109 | COM | 893 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 8,500 | $58,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIRCASTLE LTD | G0129K104 | COM | 3,632 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRCASTLE LTD | G0129K104 | COM | 3,600 | $58,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,472 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 4,270 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDINGTREE INC NEW | 894675107 | COM | 3,362 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,846 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROUNDY'S INC | 779268101 | COM | 6,934 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,853 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 6,480 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVIO INC | 29413T106 | COM | 28,768 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 5,100 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405102 | COM | 7,069 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571108 | COM | 2,400 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 4,100 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 3,886 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 6,958 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 19,603 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 896 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 35,078 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 14,162 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 2,711 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON, INC. | 538146101 | COM | 6,300 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 3,633 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,700 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,500 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 4,800 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL INTL INC | 494274103 | CL B | 5,831 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271108 | COM | 5,902 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORPORATION | 761565100 | COM | 3,200 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 8,900 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,700 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R107 | COM | 4,900 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLD NATL BANCORP IND | 680033107 | COM | 4,000 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 50 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,761 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTIV INC | 92210H105 | CL A | 2,000 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,388 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP | 292475209 | COM NEW | 8,400 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 5,900 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176102 | COM | 45,683 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,006 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,534 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,733 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRANE CO | 224399105 | COM | 900 | $54,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 781 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 23,639 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 8,100 | $54,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 52,700 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,000 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,300 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,000 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 7,700 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 3,614 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,142 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 5,300 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LTD | G3682E127 | COM | 29,700 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 10,624 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 1,400 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 51,900 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,500 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRUKER CORP | 116794108 | COM | 3,200 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,080 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,161 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,203 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 6,632 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 1,200 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 8,800 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,078 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375100 | COM | 3,000 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 9,732 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 43,344 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUESTAR CORP | 748356102 | COM | 2,200 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HLDGS INC | 46118H104 | COM | 7,091 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,600 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 2,000 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST BUSEY CORP | 319383105 | COM | 11,602 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 31,600 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAIN STR CAP CORP | 56035L104 | COM | 1,830 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL ROM HLDGS INC | 431475102 | COM | 1,500 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 900 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 5,283 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,385 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,015 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499102 | COM | 14,241 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLX TECHNOLOGY INC | 693417107 | COM | 10,717 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDI INC | 69329V100 | COM | 10,812 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC COM | 57686G105 | Stock | 2,000 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,765 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 4,490 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 4,060 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 600 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 1,000 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 11,411 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 2,422 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 15,607 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLEX INC | 608554101 | COM | 1,700 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 3,829 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 2,800 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METRO BANCORP INC | 59161R101 | COM | 2,460 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 11,600 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,910 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,400 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,900 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,143 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTHERM INC | 37253A103 | COM | 2,669 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEDISYS INC | 023436108 | COM | 4,200 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRUBRIDGE INC | 205306103 | COM | 1,000 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 9,246 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L105 | COMMON STOCK | 3,500 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 7,100 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,900 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 8,200 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STATE BANK FINL CORP COM | 856190103 | COM | 3,265 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delcath Systems Inc | 24661p104 | COM | 132,380 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,650 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 8,697 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1,800 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 1,600 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 17,000 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,275 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,747 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 9,229 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 1,600 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 12,100 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,600 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 2,200 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| The Jones Group Inc | 48020T101 | COM | 3,500 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 3,600 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 3,629 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSCOUT SYS INC | 64115T104 | COM | 2,000 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794107 | COM | 5,000 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,843 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRENO RLTY CORP | 88146M101 | COM | 2,547 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFCO INDS INC | 826546103 | COM | 2,929 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cynosure, Inc. | 232577205 | COM | 1,820 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 11,000 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723100 | COM | 3,553 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYDON CORP | 486587108 | COM | 1,700 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATMI INC | 00207R101 | COM | 2,000 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICK'S CABARET INTL INC | 765641303 | COM | 5,500 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,667 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI GROUP INC | 36191C205 | COM | 5,744 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO RENT CORP | 285218103 | COM | 2,748 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,354 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 1,000 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,700 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 500 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WINNEBAGO INDS INC | 974637100 | COM | 2,200 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS INC | 393222104 | COM | 3,488 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,200 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109108 | COM | 5,255 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,604 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 2,900 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 1,600 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 440 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 16,000 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 4,200 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 14,600 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,060 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 8,100 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 11,998 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICF INTL INC | 44925C103 | COM | 1,448 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,573 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BG MEDICINE INC | 08861T107 | COM | 33,547 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180105 | COM | 3,869 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 7,373 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL SCIENCES CORP | 685564106 | COM | 2,600 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,907 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,800 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 23,457 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 6,129 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANNER CORP | 06652V208 | COM NEW | 1,300 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890109 | COM | 1,700 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 16,000 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,085 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,048 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,508 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 3,093 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 18,000 | $44,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,000 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 307675108 | COM | 3,160 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,200 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 22,600 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,100 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 12,200 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTANT CONTACT INC | 210313102 | COM | 2,741 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 8,267 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 12,100 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 3,248 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,200 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 23,100 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,300 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,700 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,500 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,228 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 13,470 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,356 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 16,300 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 9,964 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 40,000 | $43,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP | 292475209 | COM NEW | 6,600 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOLOGIX INC | 29266S106 | COM | 3,252 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 31,494 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELADON GROUP INC | 150838100 | COM | 2,356 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,086 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK STERLING CORP | 70086Y105 | COM | 7,230 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 2,391 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 52,725 | $42,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 500 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZZ INC COM | 002474104 | Stock | 1,100 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JETBLUE AWYS CORP | 477143101 | COM | 6,700 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 400 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COCA COLA CONS INC | 191098102 | COM | 692 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,600 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 5,406 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 8,384 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 4,700 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,800 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEYNOTE SYS INC | 493308100 | COM | 2,130 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONE PINE RES INC | 54222A106 | COM | 127,967 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSE HOLDING INC | 36191X100 | COM | 7,208 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOSCIENCE INC | 53630M108 | COM | 6,057 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,194 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,302 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP COM | 501889208 | Stock | 1,600 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRF SA | 10552T107 | SPONSORED ADR | 1,900 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 2,457 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXCEL CORP NEW | 428291108 | COM | 1,200 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGE ENERGY INC | 55277P104 | COM | 750 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPLUS INC | 294268107 | COM | 678 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 5,200 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,834 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 1,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,700 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEAM INC | 878155100 | COM | 1,084 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 6,225 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITALSOURCE INC | 14055X102 | COM | 4,400 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 10,049 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER INTL INC TENN | 69373H106 | COM | 6,500 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 18,935 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 6,105 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P100 | COM | 9,832 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARDINGE INC | 412324303 | COM | 2,764 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 10,904 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193104 | COM | 6,100 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287861 | EUROPE ETF | 1,040 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 710 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,218 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,573 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,355 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 4,700 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N104 | COM | 12,600 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 4,913 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L+L ENERGY INC | 50162D100 | COM | 11,200 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 10,708 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,100 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,621 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANCORP INC DEL | 05969A105 | COM | 2,556 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,722 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287861 | EUROPE ETF | 1,000 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109108 | COM | 4,400 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATRICURE INC | 04963C209 | COM | 4,094 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,195 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,544 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET | 78463X798 | COMMON STOCK | 1,858 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,800 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 12,116 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE NETWORK INC | 00506D100 | COM | 5,202 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Peregrine Semiconductor | 71366R703 | COM | 3,593 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 2,858 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,273 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUARANTY BANCORP | 40075T607 | COM | 3,396 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOX CHASE BANCORP INC | 35137T108 | COM | 2,274 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIMATRON LTD | M23798107 | ORD | 6,400 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FABRINET SHS | G3323L100 | Stock | 2,733 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,200 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,279 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC | 282914100 | COMMON STOCK | 4,546 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,000 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 7,900 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,143 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 5,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIFTH & PAC COS INC | 316645100 | COM | 1,700 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 37,000 | $38,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Accelerate Diagnostics | 00430H102 | COM | 4,745 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-13-000312 | this filing | 2013-08-14 | acceptance time not in the bulk data set |