13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,710 holding rows worth $80,381,802,000.
- Accession
- 0000312069-13-000312
- Filer
- CIK 312069
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 13,940 entries on the cover page, a total value of $80,381,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,381,802,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC 028-00827
- included managerBARCLAYS CAPITAL INC 028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD 028-07404
- included managerBARCLAYS BANK TRUST CO LTD 028-13876
- included managerBARCLAYS PRIVATE BANK & TRUST LTD 028-13877
- included managerBARCLAYS BANK (SUISSE) SA 028-13878
- included managerHYMF INC 028-13850
- included managerRHODE INVESTMENTS LLC 028-13849
- included managerBARCLAYS BANK PLC (BARCLAYS CAPITAL FUND SOLUTIONS) 028-14038
- included managerABSA ASSET MANAGEMENT (PTY) LTD 028-14441
- included managerBARCLAYS CAPITAL DERIVATIVE FUNDING 028-14600
- included managerEQUITY VALUE INVESTMENTS LLP 028-14601
- included managerBARCLAYS BANK PLC, FRANCE 028-13882
- included managerBARCLAYS BANK SA 028-13883
- included managerBARCLAYS CAPITAL LUXEMBOURG SARL 028-14040
- included managerBARCLAYS CAPITAL EQUITIES TRADING GP 028-13848
- included managerBARCLAYS WEALTH TRUSTEES (JERSEY) LTD 028-13886
- included managerBARCLAYS BANK PLC - HONG KONG BRANCH 028-14795
- included managerBARCLAYS WEALTH TRUSTEES (GUERNSEY) LTD 028-13884
- included managerBARCLAYS WEALTH TRUSTEES (ISLE OF MAN) LTD 028-13885
- included managerBARCLAYS WEALTH TRUSTEES (HONG KONG) LTD 028-15043
- included managerBARCLAYS WEALTH TRUSTEES (SINGAPORE) LTD 028-15044
- included managerGERRARD INVESTMENT MANAGEMENT LTD 028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 154 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 253 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 94 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 261 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 3,000 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 214 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXCOM TELECOMUNICACIONES SA | 57773A508 | ADR REP PR CTF | 1,461 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 1,787 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 265 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 509 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 75 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 141 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDUS HOMECARE CORP | 006739106 | COM | 98 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STELLUS CAP INVT CORP | 858568108 | COM | 167 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 147 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 99 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LCNB CORP | 50181P100 | COM | 83 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORIZON BANCORP IND | 440407104 | COM | 115 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 504 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 288 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 44 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 167 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 49 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCALADE INC | 296056104 | COMMON STOCK | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 313 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDEX CORP | 462684101 | COM | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTS WAY MFG INC | 043168103 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 56 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COURIER CORP | 222660102 | COMMON STOCK | 151 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 102 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 326 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 2,659 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH BELO CORP | 001282102 | COMMON STOCK | 259 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF | 26923A106 | EXCHANGE TRADED | 28 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETLIST INC | 64118P109 | COM | 2,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 51 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 155 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 796 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 144 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 1,728 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 98 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 220 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODORUS VY BANCORP INC | 192025104 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 1,400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGATE CORP | 45169U105 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EQUITY ONE | 294752100 | COM | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QLOGIC CORP | 747277101 | COM | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 181 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411808 | PFD CONV SER D | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIXTRON SE | 009606104 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 2,156 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVARRE CORP | 639208107 | COM | 551 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLX TECHNOLOGY INC | 693417107 | COM | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 376 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Newbridge Bancorp | 65080T102 | Com | 347 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHAWK INC | 806373106 | CL A | 177 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 81 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUTRAL TANDEM INC | 64128B108 | COM | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 246 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESB FINANCIAL CORP | 26884F102 | COM | 169 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 75 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q109 | COM | 512 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUFFOLK BANCORP | 864739107 | COM | 152 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 400 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 237 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 817 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 89 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 858 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST MARINE INC | 954235107 | COM | 225 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 146 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 86 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 383 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST M & F CORP | 320744105 | COM | 114 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 306 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 101 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 2,130 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 90 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 488 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 117 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 46 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 109 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 121 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 109 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARRISON CAP INC | 366554103 | COM | 82 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READING INTL INC | 755408101 | CL A | 228 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 43 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NETLIST INC | 64118P109 | COM | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAFISA S A | 362607301 | SPONS ADR | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Coastal Contacts, Inc. | 19044r207 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,000 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,900 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 294 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 67 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXFO INC | 302046107 | SUB VTG SHS | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 201 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 230 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGAMON INC | 37518B102 | COM | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 27 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 752 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 90 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 56 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307101 | COM | 400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRC COS INC | 872625108 | COM | 211 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIFC CORP | 12547R105 | COM | 92 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 81 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 124 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 145 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALMETTO BANCSHARES INC | 697062206 | COM | 61 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 230 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 1,221 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 163 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 2,804 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 42 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470100 | COM | 1,384 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWRE | 874054AA7 | CNV | 1,000 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A101 | ADR | 329 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L N B BANCORP INC | 502100100 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMCO FINANCIAL CORP | 132618109 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGO GROUP INC | G22538105 | ORD SHS | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Constellation Brands Inc Cl B | 21036P207 | Com | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 1,595 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 822 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 190 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 1,127 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WPP PLC NEW ADR | 92937A102 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CRH PLC ADS | 12626K203 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE CORP | 848565107 | Equities | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT HOTEL PPTYS | 866082407 | PFD SER C 7.125% | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENGILITY HLDGS INC | 29285W104 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CASH STORE FINL SVCS INC | 14756F103 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROUSE PPTYS INC | 779287101 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| USEC INC | 90333E108 | COM | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| USEC INC | 90333E108 | COM | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA LABS INC | 197779101 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OI S.A. | 670851104 | SPONSORED ADR | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VERSO PAPER CORP | 92531L108 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954107 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| JAMES RIVER COAL CO | 470355207 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD | M87245102 | ORD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DENALI FD INC | 24823A102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SAPPI LTD | 803069202 | SPON ADR NEW | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA CORD BLOOD CORP | G21107100 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| KONGZHONG CORP | 50047P104 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| USMD HLDGS INC | 903313104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP CONN | 947890117 | *W EXP 11/21/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-13-000312 | this filing | 2013-08-14 | acceptance time not in the bulk data set |