13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,710 holding rows worth $80,381,802,000.
- Accession
- 0000312069-13-000312
- Filer
- CIK 312069
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 13,940 entries on the cover page, a total value of $80,381,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,381,802,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC 028-00827
- included managerBARCLAYS CAPITAL INC 028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD 028-07404
- included managerBARCLAYS BANK TRUST CO LTD 028-13876
- included managerBARCLAYS PRIVATE BANK & TRUST LTD 028-13877
- included managerBARCLAYS BANK (SUISSE) SA 028-13878
- included managerHYMF INC 028-13850
- included managerRHODE INVESTMENTS LLC 028-13849
- included managerBARCLAYS BANK PLC (BARCLAYS CAPITAL FUND SOLUTIONS) 028-14038
- included managerABSA ASSET MANAGEMENT (PTY) LTD 028-14441
- included managerBARCLAYS CAPITAL DERIVATIVE FUNDING 028-14600
- included managerEQUITY VALUE INVESTMENTS LLP 028-14601
- included managerBARCLAYS BANK PLC, FRANCE 028-13882
- included managerBARCLAYS BANK SA 028-13883
- included managerBARCLAYS CAPITAL LUXEMBOURG SARL 028-14040
- included managerBARCLAYS CAPITAL EQUITIES TRADING GP 028-13848
- included managerBARCLAYS WEALTH TRUSTEES (JERSEY) LTD 028-13886
- included managerBARCLAYS BANK PLC - HONG KONG BRANCH 028-14795
- included managerBARCLAYS WEALTH TRUSTEES (GUERNSEY) LTD 028-13884
- included managerBARCLAYS WEALTH TRUSTEES (ISLE OF MAN) LTD 028-13885
- included managerBARCLAYS WEALTH TRUSTEES (HONG KONG) LTD 028-15043
- included managerBARCLAYS WEALTH TRUSTEES (SINGAPORE) LTD 028-15044
- included managerGERRARD INVESTMENT MANAGEMENT LTD 028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMBARELLA INC | G037AX101 | SHS | 14,208 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| K12 INC | 48273U102 | COM | 9,100 | $239,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHFL ENTMT INC | 78423R105 | COM | 13,500 | $239,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 28,707 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,763 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,232 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEX CAP INC | 26817Q506 | COM NEW | 23,319 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,000 | $236,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 10,700 | $236,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,452 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUESTAR CORP | 748356102 | COM | 9,900 | $236,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 5,200 | $235,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,748 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WMS INDUSTRIES INC | 929297109 | COM | 9,200 | $235,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Delek Logistics Partners LP | 24664T103 | Com | 7,132 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXNORD CORP | 76169B102 | COMMON STOCK | 13,912 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HLDG CORP | 440694305 | COM | 18,226 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 49,655 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,651 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 17,272 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILYSYS INC | 00847J105 | COM | 20,570 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 5,528 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,636 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 14,400 | $232,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 19,093 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,612 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 237,978 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 4,944 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 14,175 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STRAYER ED INC | 863236105 | COM | 4,700 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 18,000 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 5,500 | $229,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 21,538 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 200,000 | $229,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DTE ENERGY CO COM | 233331107 | Stock | 3,400 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULF IS FABRICATION INC | 402307102 | COM | 11,894 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 40,260 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 12,894 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 7,300 | $227,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIKE ELEC CORP | 721283109 | COM | 18,464 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 22,476 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 193,000 | $227,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,418 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNUM GROUP COM | 91529Y106 | Stock | 7,700 | $226,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRICESMART INC COM | 741511109 | Stock | 2,576 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 37,300 | $226,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFS CAPITAL CORP | 67103B100 | COM | 18,979 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMS HLDGS CORP | 40425J101 | COM | 9,673 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,900 | $226,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICEMAX INC DEL | 67622P101 | COM | 22,100 | $226,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1,006 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,921 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 36,654 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 3,400 | $225,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RES INC | 600527105 | COM | 56,325 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440101 | COM | 11,600 | $224,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEANEERING INTL INC | 675232102 | COM | 3,100 | $224,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,964 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFYMETRIX INC | 00826T108 | COM | 50,598 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 8,958 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNUM GROUP COM | 91529Y106 | Stock | 7,600 | $223,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 119,662 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,300 | $223,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASH AMER INTL INC | 14754D100 | COM | 4,900 | $223,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROCERA NETWORKS INC | 74269U203 | COM | 16,222 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 21,000 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIQUIDITY SVCS INC | 53635B107 | COM | 6,400 | $222,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200106 | COM | 11,344 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLECO CORP NEW | 12561W105 | COM | 4,773 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC COM NEW | 817337405 | COM | 52,806 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 33,600 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,700 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 8,200 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,000 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,900 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,000 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 29,460 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERVALU INC | 868536103 | COM | 35,600 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 18,149 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 81,936 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,100 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 12,800 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,556 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193104 | COM | 33,400 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,100 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 57,956 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 6,100 | $220,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,400 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,600 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES | 74347R503 | COMMON STOCK | 7,384 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 213,000 | $219,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL GENERATION INC | 25400B108 | COM | 29,700 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 66,159 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 27,000 | $218,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,600 | $218,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 28,668 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 50,000 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWER INTL INC | 891826109 | COM | 10,962 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 9,173 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819106 | COMMON STOCK | 14,786 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANMINA CORP COM | 801056102 | Stock | 15,000 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARROW ELECTRS INC | 042735100 | COM | 5,400 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,700 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 16,941 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| K12 INC | 48273U102 | COM | 8,200 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 20,547 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD ORD | Y2573F102 | Stock | 27,700 | $214,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,300 | $214,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DANA INC | 235825205 | COM | 11,100 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,800 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,810 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 16,300 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,900 | $214,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YONGYE INTL INC | 98607B106 | COM | 39,950 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,900 | $213,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 28,668 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMVERSE INC | 20585P105 | COM | 7,159 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERTEX INC | 868532102 | COM | 8,938 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 7,496 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITOR INC | 59001K100 | COMMON STOCK | 30,000 | $212,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 195,000 | $212,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,900 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDACORP INC | 451107106 | COM | 4,424 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,221 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 12,780 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 6,684 | $211,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 25,000 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,395 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 1,939 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 9,200 | $209,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 90,102 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| The Jones Group Inc | 48020T101 | COM | 15,200 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,300 | $208,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 4,500 | $208,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC COM | 346375108 | Stock | 30,800 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117100 | COM | 6,379 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,792 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,454 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,649 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 9,300 | $208,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 27,900 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIASAT INC | 92552V100 | COM | 2,900 | $207,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 15,800 | $207,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CBEYOND INC | 149847105 | COM | 26,478 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,200 | $206,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 15,000 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 35,352 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMMETRICOM INC | 871543104 | COM | 45,891 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMOS NETWORKS CORP | 550283105 | COM | 12,049 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,400 | $205,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 7,300 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 8,710 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 3,420 | $205,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBYCORP | 596278101 | STOK | 1,200 | $204,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,400 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 8,258 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGREDION INC COM | 457187102 | Stock | 3,100 | $203,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 7,500 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 13,896 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 12,851 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916107 | COM | 67,381 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 11,627 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,026 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vistaprint NV Cimpress | N93540107 | CMPR | 4,100 | $202,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,600 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 16,625 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAMPS COM INC | 852857200 | COM NEW | 5,100 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,801 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLOGIC CORP | 747277101 | COM | 21,000 | $201,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEC INC | 784774101 | COM | 29,900 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 36,800 | $201,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,300 | $200,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 14,061 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X102 | COM | 10,990 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 23,173 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DSP GROUP INC | 23332B106 | COM | 24,059 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEBMD HEALTH CORP | 94770V102 | COM | 6,800 | $200,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,567 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 28,888 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARZETTI COMPANY | 513847103 | COM | 2,558 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRIL-QUIP INC | 262037104 | COM | 2,200 | $199,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFOBLOX INC | 45672H104 | COM | 6,809 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,656 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,900 | $199,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CON-WAY INC | 205944101 | COM | 5,100 | $199,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 36,500 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITIL CORP COM | 913259107 | Stock | 6,847 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 26,160 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 3,000 | $198,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Taser Intl Inc | 87651B104 | COM | 23,200 | $198,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 16,800 | $198,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,540 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y660 | DLY R/E BEAR3X | 12,500 | $198,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 2,200 | $197,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 9,900 | $197,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,200 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUTRAL TANDEM INC | 64128B108 | COM | 34,388 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 10,500 | $196,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 17,400 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 33,070 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,800 | $196,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADTRAN INC | 00738A106 | COMMON STOCK | 7,900 | $195,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Hugoton Royalty Trust | 444717102 | COM | 22,600 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 67,800 | $195,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VCA ANTECH INC | 918194101 | COM | 7,447 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 56,670 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLIR SYS INC | 302445101 | COM | 7,200 | $194,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 11,564 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 32,300 | $194,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 28,909 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358301 | COM | 12,169 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 5,600 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 24,741 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,700 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 253798102 | COM | 20,468 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 180,000 | $192,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| JAMES RIVER COAL CO | 470355207 | COM | 105,700 | $192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 27,815 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 21,100 | $191,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,805 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 11,725 | $191,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916107 | COM | 63,600 | $191,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESBANCO INC | 950810101 | COM | 7,204 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,684 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 7,100 | $190,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 8,100 | $190,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEMPRA INC | 15130J109 | COM | 24,489 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 30,208 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,800 | $189,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,600 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,698 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,272 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,819 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 31,985 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 62,300 | $189,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 5,600 | $189,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 140,000 | $189,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,799 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 3,500 | $188,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,500 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ETFS Gold Trust | 26922Y105 | ETF | 1,538 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HLDGS CORP | 92886T201 | COM | 66,024 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 51,700 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARTHROCARE CORP | 043136100 | COM | 5,403 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 50,167 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCP INC | 40414L109 | COM | 4,100 | $186,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 44,007 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 9,400 | $186,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 4,827 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONALDSON INC COM | 257651109 | Stock | 5,200 | $185,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 7,100 | $185,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 42,400 | $185,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 7,200 | $185,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 11,500 | $185,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 26,168 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,300 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,115 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,800 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 5,304 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gulfport Energy | 402635304 | COM | 3,900 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,813 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 58,712 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 50,500 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 7,700 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,776 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP COM | 501889208 | Stock | 7,100 | $183,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 31,100 | $183,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 157,000 | $183,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 15,289 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKLE INC COM | 118440106 | Stock | 3,500 | $182,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,700 | $182,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOLARWINDS INC | 83416B109 | COM | 4,700 | $182,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LTD | G3682E127 | COM | 103,100 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEROKEE INC | 16444H102 | COM | 14,307 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,400 | $181,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 19,500 | $181,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864107 | COM | 7,800 | $181,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 7,300 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,800 | $181,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 31,500 | $181,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,715 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 8,566 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,127 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,700 | $180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 19,500 | $180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 180,000 | $180,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 84,621 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 8,052 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,226 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 85,000 | $179,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 3,580 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 6,300 | $178,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,726 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,336 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 19,141 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 6,000 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 8,800 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,500 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PMC-SIERRA INC | 69344F106 | COM | 27,900 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGAL ENTMT GROUP | 758766109 | CL A | 9,900 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 54,700 | $177,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO INC | 89421Q106 | COM | 6,500 | $177,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 5,000 | $177,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,100 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,825 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 10,800 | $176,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,319 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 36,012 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESPONSYS INC | 761248103 | COM | 12,334 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRATECH INC | 904034105 | COM | 4,800 | $176,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RIV INC | 25388B104 | COM | 9,400 | $176,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORELOGIC INC | 21871D103 | COM | 7,600 | $176,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 4,020 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZCO Liquidating Corp | 67086E303 | COM | 120,786 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPPORT COM INC | 86858W101 | COM | 38,355 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,466 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 4,700 | $173,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 6,129 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,032 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPX CORP | 784635104 | COMMON STOCK | 2,400 | $173,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL LTD | 367299203 | COM NEW | 64,555 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 14,431 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,600 | $172,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCHEIN HENRY INC | 806407102 | COM | 1,800 | $172,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,342 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 10,600 | $172,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 16,943 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 8,900 | $172,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO INC | 89421Q106 | COM | 6,300 | $172,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METHANEX CORP COM | 59151K108 | Stock | 4,000 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,088 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 57,100 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERITOR INC | 59001K100 | COMMON STOCK | 24,200 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CON-WAY INC | 205944101 | COM | 4,400 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANK MUTUAL CORP | 063750103 | COM | 30,430 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 55,100 | $171,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F104 | COM SER A | 2,200 | $170,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STARZ | 85571Q102 | COM SER A | 7,700 | $170,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLIN CORP | 680665205 | COM PAR $1 | 7,071 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINSTREET INC | 74874Q100 | COM | 19,562 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 14,100 | $169,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 7,600 | $169,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 25,546 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 31,600 | $169,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 16,800 | $169,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROADSOFT INC | 11133B409 | COM | 6,141 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 10,009 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,500 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,766 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,247 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,000 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXCEL TR INC | 30068C109 | COM | 13,085 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 8,100 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,600 | $167,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRANETICS CORP | 84760C107 | COM | 8,898 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 165,000 | $166,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5,940 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 11,291 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETGEAR INC | 64111Q104 | COM | 5,400 | $165,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,100 | $165,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,149 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 19,013 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 4,005 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 3,100 | $165,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 85,000 | $165,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 2,900 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,065 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 73,923 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,649 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC | 457153104 | CL A | 8,600 | $163,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PANTRY INC | 698657103 | COM | 13,394 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 150,000 | $163,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ARKANSAS BEST CORP | 040790107 | COM | 7,100 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WMS INDUSTRIES INC | 929297109 | COM | 6,400 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GP STRATEGIES CORP | 36225V104 | COM | 6,851 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 8,781 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 6,600 | $163,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRINKER INTL INC COM | 109641100 | Stock | 4,100 | $162,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZZ INC COM | 002474104 | Stock | 4,200 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 4,400 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,215 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 11,635 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,239 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 22,500 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 11,898 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 19,200 | $161,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROLLINS INC COM | 775711104 | Stock | 6,207 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,800 | $161,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 9,535 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,370 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,476 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARBINGER GROUP INC | 41146A106 | COM | 21,349 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 140,000 | $161,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ServiceNow,Inc. | 81762P102 | COM | 3,958 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,775 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 6,262 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 2,700 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL GENERATION INC | 25400B108 | COM | 21,700 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 44,500 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 19,100 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,657 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 152,000 | $159,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 38,600 | $159,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTUATE CORP | 00508B102 | COM | 23,943 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 140,000 | $159,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD ORD | Y2573F102 | Stock | 20,400 | $158,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATHAY GEN BANCORP | 149150104 | COM | 7,771 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Invesco Large-Cap Growth | 73935X609 | ETF | 7,388 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 5,500 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 7,113 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,700 | $157,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,500 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,732 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,400 | $157,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6,005 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L105 | COMMON STOCK | 11,265 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 5,293 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETGEAR INC | 64111Q104 | COM | 5,100 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BJS RESTAURANTS INC | 09180C106 | COM | 4,200 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 95,576 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,047 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 3,500 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 5,400 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794107 | COM | 16,400 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,808 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,224 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 6,966 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AAR CORP | 000361105 | COM | 7,000 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACXIOM CORP | 005125109 | COMMON STOCK | 6,800 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 6,900 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 6,417 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 6,461 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTNERRE LTD | G6852T105 | COM | 1,700 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WINNEBAGO INDS INC | 974637100 | COM | 7,300 | $153,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUALITY SYS INC | 747582104 | COM | 8,200 | $153,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 22,827 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POPULAR INC | 733174700 | COM NEW | 4,993 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIFAST INC | 58470H101 | COM | 5,900 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALERE INC | 01449J105 | COM | 6,200 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO INC | 89421Q106 | COM | 5,578 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NNN REIT INC COM | 637417106 | REIT | 4,400 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,494 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEC INC | 784774101 | COM | 22,400 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 6,400 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTRONICS CORP COM | 046433108 | Stock | 3,656 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,100 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,020 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIASAT INC | 92552V100 | COM | 2,100 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 140,000 | $150,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DORAL FINL CORP COM | 25811P886 | COM | 181,328 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 107,620 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITRON INC COM | 465741106 | Stock | 3,500 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,800 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,200 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 5,300 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 15,000 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 12,900 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 67,612 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVRY INC DEL | 251893103 | COM | 4,800 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 21,500 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CDI CORP | 125071100 | COM | 10,487 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,700 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R107 | COM | 13,222 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,645 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PMC-SIERRA INC | 69344F106 | COM | 23,236 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOLTEK COS INC | 98975W104 | COM | 11,500 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 40,893 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,554 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 5,643 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 49,889 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC | 93564A100 | COM | 57,640 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRY (R.G.) | 068798107 | COM | 9,076 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,394 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| US ECOLOGY INC COM | 91732J102 | COM | 5,342 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 33,400 | $146,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 140,000 | $146,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 140,000 | $146,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP COM | 45337C102 | Stock | 6,600 | $145,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 5,300 | $145,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC COM | 29362U104 | Stock | 15,347 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 53,235 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 22,948 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 7,351 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 19,779 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,699 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAZYME INC | 83415T101 | COM | 12,262 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 4,192 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 23,536 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,970 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,738 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,204 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 50,683 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRONOX LTD | Q9235V101 | SHS CL A | 7,100 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 7,200 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 28,327 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLAN CO/THE | 25659P402 | COM | 87,632 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 15,073 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,900 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 7,600 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAP SE SPON ADR | 803054204 | ADR | 1,971 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-13-000312 | this filing | 2013-08-14 | acceptance time not in the bulk data set |