13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,710 holding rows worth $80,381,802,000.
- Accession
- 0000312069-13-000312
- Filer
- CIK 312069
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 13,940 entries on the cover page, a total value of $80,381,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,381,802,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC 028-00827
- included managerBARCLAYS CAPITAL INC 028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD 028-07404
- included managerBARCLAYS BANK TRUST CO LTD 028-13876
- included managerBARCLAYS PRIVATE BANK & TRUST LTD 028-13877
- included managerBARCLAYS BANK (SUISSE) SA 028-13878
- included managerHYMF INC 028-13850
- included managerRHODE INVESTMENTS LLC 028-13849
- included managerBARCLAYS BANK PLC (BARCLAYS CAPITAL FUND SOLUTIONS) 028-14038
- included managerABSA ASSET MANAGEMENT (PTY) LTD 028-14441
- included managerBARCLAYS CAPITAL DERIVATIVE FUNDING 028-14600
- included managerEQUITY VALUE INVESTMENTS LLP 028-14601
- included managerBARCLAYS BANK PLC, FRANCE 028-13882
- included managerBARCLAYS BANK SA 028-13883
- included managerBARCLAYS CAPITAL LUXEMBOURG SARL 028-14040
- included managerBARCLAYS CAPITAL EQUITIES TRADING GP 028-13848
- included managerBARCLAYS WEALTH TRUSTEES (JERSEY) LTD 028-13886
- included managerBARCLAYS BANK PLC - HONG KONG BRANCH 028-14795
- included managerBARCLAYS WEALTH TRUSTEES (GUERNSEY) LTD 028-13884
- included managerBARCLAYS WEALTH TRUSTEES (ISLE OF MAN) LTD 028-13885
- included managerBARCLAYS WEALTH TRUSTEES (HONG KONG) LTD 028-15043
- included managerBARCLAYS WEALTH TRUSTEES (SINGAPORE) LTD 028-15044
- included managerGERRARD INVESTMENT MANAGEMENT LTD 028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,250 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,020 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 600 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 800 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGAN INC | 04010E109 | COM | 2,368 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,524 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 553 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,100 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 792 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 360 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARBONITE INC | 141337105 | COM | 3,042 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 4,665 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699107 | COM | 3,156 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK INC | 270321102 | COM | 5,900 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 9,065 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 6,524 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYAX CORP | 26746E103 | COM | 10,464 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 1,500 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIFELOCK INC COM | 53224V100 | COM | 3,172 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N104 | COM | 11,600 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 300 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 28,077 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,200 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NVE CORP COM NEW | 629445206 | Stock | 766 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,005 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,684 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,505 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,939 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,500 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 8,938 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORAL SPACE & COM INC | 543881106 | COM | 600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,649 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL CORP | 313549404 | COM | 3,453 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911103 | COM | 27,972 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 1,707 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 2,782 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 11,826 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTONE BANCORP INC | 20786U101 | COM | 1,154 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTERSIGHT CORP | 577097108 | COM | 12,719 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KFORCE INC COM | 493732101 | Stock | 2,416 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,800 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,201 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KVH INDS INC | 482738101 | COM | 2,587 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,800 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,026 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONIC CORP | 835451105 | COM | 2,400 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| E2OPEN INC | 29788A104 | COM | 2,003 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 29,300 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 6,853 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 14,693 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOLTEK COS INC | 98975W104 | COM | 2,700 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,800 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 505 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERTEC INC | 30040P103 | COM | 1,549 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,250 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MV OIL TR | 553859109 | TR UNITS | 1,072 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 253 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 176 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,500 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STR PPTYS | 157842105 | COM | 3,418 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 8,300 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 2,910 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,887 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 6,086 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SARATOGA RES INC | 803521103 | COM | 22,243 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMER MUN INCOME PORT INC | 027649102 | COM | 2,304 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUALYS INC COM | 74758T303 | Stock | 2,019 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 953 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 800 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,052 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 016230104 | COM | 821 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 6,075 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 3,472 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 2,500 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 3,040 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,400 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 2,640 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,204 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 3,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ING INTERNATIONAL | 45684Q100 | COM | 3,562 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,200 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W108 | COM | 1,784 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 3,200 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772F107 | COM | 2,877 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,698 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 3,633 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS | 630077105 | COM | 2,200 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 846 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,947 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 3,588 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 2,998 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REACHLOCAL INC | 75525F104 | COM | 2,613 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THAI FUND INC | 882904105 | CMN | 1,485 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 301 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,279 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,445 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UGI CORP NEW COM | 902681105 | Stock | 800 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496101 | COM | 4,420 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 2,500 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,639 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,085 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 980 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lifetime Brands Inc | 53222Q103 | COM | 2,303 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 5,058 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X849 | INDX FD | 1,000 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,206 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 142 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,272 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 2,243 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK INC | 270321102 | COM | 5,000 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 10,446 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNIES INC | 03600T104 | COM | 716 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATMI INC | 00207R101 | COM | 1,300 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 675 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METHANEX CORP COM | 59151K108 | Stock | 700 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMDOCS LTD | G02602103 | SHS | 800 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 5,173 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 6,721 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUCOMMUN INC DEL | 264147109 | COM | 1,400 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,026 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,905 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 900 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 1,588 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,799 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 4,528 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 17,900 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KNOLL INC | 498904200 | COM NEW | 2,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,600 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCELRYS INC | 00430U103 | COM | 3,631 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 3,213 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T102 | COM | 5,200 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,016 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,163 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVETT MINERALS INC | 761505205 | COM NEW | 46,269 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773103 | COM | 9,578 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WENDYS CO COM | 95058W100 | Stock | 5,000 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,000 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,259 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUB GROUP INC | 443320106 | CL A | 800 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD | G25343107 | SHS A | 1,800 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 392 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 806 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,198 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 3,700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPELLA EDUCATION CO | 139594105 | COM | 700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PMC-SIERRA INC | 69344F106 | COM | 4,600 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 2,700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 2,274 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Empire District Electric Co/Th | 291641108 | COM | 1,300 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 27,000 | $29,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N305 | COM NEW | 28,720 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 12,288 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,924 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 5,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,200 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,135 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRINKS CO | 109696104 | COM | 1,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON, INC. | 538146101 | COM | 3,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 698 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 517 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,472 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 968 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 16,700 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 14,500 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843208 | COM NEW | 1,300 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 5,374 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 754 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268100 | COM | 3,700 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 366 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T100 | COM | 23,401 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,413 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLEXUS CORP COM | 729132100 | Stock | 900 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 1,873 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,800 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MVC CAPITAL INC | 553829102 | COM | 2,201 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 2,083 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 2,400 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 9,519 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,700 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 11,932 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 16,351 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 5,334 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 4,048 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 6,391 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 23,132 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAFEPRESS INC | 12769A103 | COM | 4,275 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,919 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 512 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 14,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,586 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,800 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TORCHMARK CORP | 891027104 | COM | 400 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,200 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525102 | COM | 1,105 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DST SYS INC DEL | 233326107 | COM | 400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,600 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 20,000 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC | 492914106 | COM | 4,333 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 1,350 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 249908104 | COM | 4,701 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 3,036 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 24,000 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 1,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 1,000 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 700 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 400 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AECOM COM | 00766T100 | Stock | 800 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 4,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,812 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,245 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 2,947 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 9,715 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNERWORKINGS INC | 45773Y105 | COM | 2,301 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 4,800 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N109 | COM | 4,091 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 44,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELLABS INC | 879664100 | COM | 12,500 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 6,126 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 11,649 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delcath Systems Inc | 24661p104 | COM | 66,900 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 5,462 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,238 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R100 | COM | 26,644 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 5,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 400 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W102 | COM CL A | 1,500 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,910 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 954 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,600 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAE INC COM | 124765108 | Stock | 2,312 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCORE WIRE CORP | 292562105 | COM | 700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,158 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,717 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 2,279 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 307 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 703 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOISE INC | 09746Y105 | COMMON STOCK | 2,856 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 643 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 500 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 2,100 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 900 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARKETO INC | 57063L107 | COM | 949 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 5,831 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 327 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRIS GROUP INC | 04270V106 | COM | 1,700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R100 | COM | 25,900 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-A | 74727D306 | CL A | 2,091 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 24,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y660 | DLY R/E BEAR3X | 1,500 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAVCO INDS INC DEL | 149568107 | COM | 474 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,739 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL DRI CORP AMER COM | 677864100 | Stock | 829 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC COM | 254543101 | Stock | 900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,802 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,312 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAHAM CORP | 384556106 | COM | 756 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,566 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,280 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESARO INC | 881569107 | COM | 699 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,084 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACER INTL INC TENN | 69373H106 | COM | 3,600 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C102 | COM | 3,638 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,353 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 2,215 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 19,658 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 939 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLTA MED INC | 83438K103 | COM | 10,289 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 7,600 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 23,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 20,000 | $23,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TECHTARGET INC | 87874R100 | COM | 4,886 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 854 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 985 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B408 | CMN | 635 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 1,531 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 9,942 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,300 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525609 | OPT | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E109 | COM | 2,630 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 3,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 14,479 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCHESTER MED CORP | 771497104 | COM | 1,480 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 17,000 | $22,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ADA ES INC | 005208103 | COM | 520 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N104 | COM | 7,001 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LMI AEROSPACE INC | 502079106 | COM | 1,194 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 3,900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 1,173 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 327 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 1,512 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 789 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN HLDGS INC COM | 228368106 | Stock | 500 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 694 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 900 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HACKETT GROUP INC | 404609109 | COM | 4,056 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 500 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 379 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PCM FD INC | 69323T101 | COM | 1,817 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REIS INC | 75936P105 | COM | 1,135 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 500 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 3,300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 2,300 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 9,948 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,362 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 1,273 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 2,551 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 800 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 300 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 2,239 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMGROUP CORP | 81663A113 | WTS | 690 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Energy ETF | 92204A306 | SHS | 176 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 359 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 495 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,775 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,039 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURCO CO | 447324104 | COM | 699 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 3,204 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGION CORP | 00770F104 | COMMON STOCK | 900 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 11,900 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,353 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 6,139 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 3,393 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 4,939 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERALD OIL INC | 29101U209 | COM NEW | 2,983 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 2,266 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 808 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 5,396 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P100 | COM | 2,374 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 1,376 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 553 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,500 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. COM | 55306N104 | Stock | 700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| H2O AMERICA | 784305104 | COM | 757 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462102 | COM | 420 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,574 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,196 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 810 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 704 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X102 | COM | 5,552 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST CORP | 952355204 | COM | 837 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT CORP | 450911201 | COM | 650 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 2,291 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 6,284 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIOR INC - CL A | 497217109 | CL A | 3,413 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| US STEEL CORP | 912909AE8 | NOTE | 19,000 | $19,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 2,635 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 6,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,127 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 708 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 19,984 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 11,800 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,482 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,500 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 1,600 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSPERITY INC | 45778Q107 | COM | 600 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRANE CO | 224399105 | COM | 300 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,278 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,915 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 478 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 922 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 457 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 300 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Flushing Financial Corp | 343873105 | Common Stock | 1,081 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 543 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,619 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 800 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,766 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,584 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 684 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,900 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,333 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 901 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268100 | COM | 2,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Nuveen Cal Performance | 67062Q106 | COM | 1,221 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 868 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 734 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L+L ENERGY INC | 50162D100 | COM | 5,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 579 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOX SHIPS INC | Y09675102 | CMN | 4,859 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPO INC COM | 983793100 | Stock | 961 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATSCO INC COM | 942622200 | Stock | 200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 298 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 237 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENASANT CORP | 75970E107 | COM | 711 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 3,025 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,317 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 1,780 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 993 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,221 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 1,992 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGILITY HLDGS INC | 29285W104 | COM | 592 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5,700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 2,324 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYDON CORP | 486587108 | COM | 600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PMFG INC | 69345P103 | COM | 2,447 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET LEADER INC | 57056R103 | COM | 1,602 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEP INDUSTRIES INC | 001031103 | COM | 224 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGE BANCORP INC | 108035106 | COM | 726 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISRAMCO INC | 465141406 | COM | 173 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTON CORP | 847235108 | COM | 996 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,945 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 2,770 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 12,300 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,597 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEIS MKTS INC COM | 948849104 | Stock | 346 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,726 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748101 | COM | 1,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 402 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 363 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YORK WATER CO | 987184108 | COMMON STOCK | 818 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 331 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 8,617 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,325 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,800 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,500 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,530 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONIC CORP | 835451105 | COM | 1,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Cynosure, Inc. | 232577205 | COM | 616 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY RES CORP | 87164P103 | COM | 2,193 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLY GEM HLDGS INC | 72941W100 | COM | 797 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GFI GROUP INC | 361652209 | COM | 4,104 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 7,723 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 9,900 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 456 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HICKORYTECH CORP | 429060106 | COM | 1,448 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 784 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 896 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITACOST.COM INC | 92847A200 | COM | 1,945 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CU BANCORP | 126534106 | COM | 1,028 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK NATL CORP COM | 700658107 | Stock | 207 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 878 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGLES MKTS INC CL A | 457030104 | Stock | 620 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,700 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HCI GROUP INC | 40416E103 | COM | 491 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,305 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 328 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,299 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 771 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 7,283 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,895 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,200 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 481 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 682 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT TRANSN INC | 499064103 | COM | 900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 1,331 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 178,325 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5,150 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,900 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228105 | COM | 779 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hologic | 436440AA9 | CONV | 15,000 | $15,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 1,800 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAMINCO CORP | 87509U106 | COM | 759 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUMEREX CORP -CL A | 67053A102 | CL A | 1,348 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 837 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 6,800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 430 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 150 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 682143102 | COM | 2,810 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 714 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD NATL BANCORP IND | 680033107 | COM | 1,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 713 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748101 | COM | 827 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,070 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,392 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 5,459 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 460 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,605 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 750 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 603 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 5,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 861 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-13-000312 | this filing | 2013-08-14 | acceptance time not in the bulk data set |