13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,710 holding rows worth $80,381,802,000.
- Accession
- 0000312069-13-000312
- Filer
- CIK 312069
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 13,940 entries on the cover page, a total value of $80,381,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,381,802,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC 028-00827
- included managerBARCLAYS CAPITAL INC 028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD 028-07404
- included managerBARCLAYS BANK TRUST CO LTD 028-13876
- included managerBARCLAYS PRIVATE BANK & TRUST LTD 028-13877
- included managerBARCLAYS BANK (SUISSE) SA 028-13878
- included managerHYMF INC 028-13850
- included managerRHODE INVESTMENTS LLC 028-13849
- included managerBARCLAYS BANK PLC (BARCLAYS CAPITAL FUND SOLUTIONS) 028-14038
- included managerABSA ASSET MANAGEMENT (PTY) LTD 028-14441
- included managerBARCLAYS CAPITAL DERIVATIVE FUNDING 028-14600
- included managerEQUITY VALUE INVESTMENTS LLP 028-14601
- included managerBARCLAYS BANK PLC, FRANCE 028-13882
- included managerBARCLAYS BANK SA 028-13883
- included managerBARCLAYS CAPITAL LUXEMBOURG SARL 028-14040
- included managerBARCLAYS CAPITAL EQUITIES TRADING GP 028-13848
- included managerBARCLAYS WEALTH TRUSTEES (JERSEY) LTD 028-13886
- included managerBARCLAYS BANK PLC - HONG KONG BRANCH 028-14795
- included managerBARCLAYS WEALTH TRUSTEES (GUERNSEY) LTD 028-13884
- included managerBARCLAYS WEALTH TRUSTEES (ISLE OF MAN) LTD 028-13885
- included managerBARCLAYS WEALTH TRUSTEES (HONG KONG) LTD 028-15043
- included managerBARCLAYS WEALTH TRUSTEES (SINGAPORE) LTD 028-15044
- included managerGERRARD INVESTMENT MANAGEMENT LTD 028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,100 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CABOT CORP | 127055101 | COM | 3,800 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES BANCORP INC | 709789101 | COM | 6,744 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 62,602 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESH MKT INC | 35804H106 | COM | 2,847 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 7,866 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 12,431 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,200 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,087 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 26,400 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AECOM COM | 00766T100 | Stock | 4,400 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 15,249 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 25,700 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 9,736 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 3,500 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 9,118 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A309 | COM NEW | 9,342 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,590 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMES RIVER COAL CO | 470355207 | COM | 76,800 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 9,133 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEDISYS INC | 023436108 | COM | 12,000 | $139,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 15,000 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 41,380 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 17,400 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT AIRLS INC | 848577102 | COM | 4,353 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 95,000 | $138,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,500 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 48,600 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CSS INDS INC | 125906107 | COMMON STOCK | 5,501 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 133,730 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,300 | $136,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,157 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 22,700 | $136,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 123,550 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 5,535 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 302695101 | COM | 42,400 | $136,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,441 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,200 | $135,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 7,200 | $135,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,510 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 119,000 | $135,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 27,400 | $135,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN MTRS INC | 846819100 | COM | 21,989 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 800 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 9,000 | $134,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 50,926 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FBR & CO | 30247C400 | COM NEW | 5,302 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 31,000 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AES CORP COM | 00130H105 | Stock | 11,100 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CNO FINL GROUP INC | 12621E103 | COM | 10,300 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 6,501 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,534 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMOST FAMILY INC | 020409108 | COM | 6,982 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,530 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 18,364 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEINER LEISURE LTD | P8744Y102 | ORD | 2,498 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 61,006 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,700 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMEGA PROTEIN CORP | 68210P107 | COM | 14,844 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 5,651 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,237 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gulfport Energy | 402635304 | COM | 2,800 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP | 909218109 | COM | 3,100 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORELOGIC INC | 21871D103 | COM | 5,700 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPLIGEN CORP COM | 759916109 | Stock | 15,960 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 12,970 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048109 | COM | 2,800 | $131,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS | 630077105 | COM | 8,900 | $131,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 4,900 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 9,200 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 3,544 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 3,264 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,000 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALPAGE INC | 75606N109 | COM | 7,088 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAKO SURGICAL CORP | 560879108 | COM | 10,775 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Taser Intl Inc | 87651B104 | COM | 15,215 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 6,129 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,500 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 7,200 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIN TV CORP | 532774106 | CL A | 8,387 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 2,400 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,600 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 5,200 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,206 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,914 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNS INC | 208242107 | COM | 2,479 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 18,200 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 9,156 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5,610 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 7,118 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JIVE SOFTWARE INC | 47760A108 | COM | 7,007 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berry Petroleum | 085789105 | COM | 3,000 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,600 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 33,630 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIS INC | 30162A108 | COM | 9,200 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 12,426 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 32,421 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 20,024 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 3,500 | $126,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOTHYREON INC | 682324108 | COM | 79,980 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMPLICITY BANCORP INC | 828867101 | COM | 8,641 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SI FINL GROUP INC MD | 78425V104 | COM | 11,382 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,401 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,900 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 7,090 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 31,692 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEARTWARE INTL INC | 422368100 | COM | 1,318 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 17,300 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,587 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 6,200 | $124,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,237 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 62,001 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,272 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 15,200 | $123,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 8,600 | $123,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,700 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZCO Liquidating Corp | 67086E303 | COM | 84,600 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TCF FINL CORP | 872275102 | COM | 8,700 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMPERVA INC | 45321L100 | COM | 2,736 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 21,400 | $123,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BSB BANCORP INC MD | 05573H108 | COM | 9,400 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 6,816 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 6,100 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 7,107 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPE BANCORP INC | 139209100 | COM | 12,851 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,600 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 4,400 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 8,649 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864107 | COM | 5,200 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADWARE LTD | M81873107 | COMMON STOCK | 8,800 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PC TEL INC | 69325Q105 | COM | 14,284 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,600 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,600 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIMAS CORP | 896215209 | COM NEW | 3,199 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEL FUSE INC | 077347300 | CL B | 8,914 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLR INVESTMENT CORP | 83413U100 | COM | 5,201 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 7,363 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 8,463 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 139,096 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 54,214 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,610 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 5,200 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,500 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUCOMMUN INC DEL | 264147109 | COM | 5,600 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 107,122 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,100 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY TRONIC CORP | 493144109 | COM | 11,489 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 8,135 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,376 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 85,600 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 27,500 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,482 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 8,500 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,100 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KADANT INC | 48282T104 | COM | 3,901 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 3,800 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 8,453 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,800 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 6,348 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,941 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRI SYS INC NEW | 67069D108 | COM | 10,000 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303109 | COM | 2,200 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 13,471 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 7,400 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 4,168 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 6,300 | $117,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 2,900 | $117,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBBEY INC | 529898108 | COM | 4,887 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 5,005 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCORE WIRE CORP | 292562105 | COM | 3,400 | $116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 3,400 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINISH LINE/THE CL A | 317923100 | COM | 5,300 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 8,743 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANMINA CORP COM | 801056102 | Stock | 8,000 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 16,000 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,200 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,600 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC COM | 871607107 | Stock | 3,200 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,290 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 7,018 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 2,378 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delta Apparel Inc | 247368103 | COM | 8,119 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 3,865 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE ENTMT INC | 723456109 | COM | 5,800 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 89,000 | $114,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 9,383 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYAN INC | 23247W104 | COM | 10,863 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACUITY INC COM | 00508Y102 | Stock | 1,500 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,610 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 7,600 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CNO FINL GROUP INC | 12621E103 | COM | 8,700 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,850 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IXYS CORP | 46600W106 | COMMON STOCK | 10,229 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URS CORP NEW | 903236107 | COM | 2,400 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SWS GROUP INC | 78503N107 | COM | 20,710 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742107 | COM | 23,000 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 28,267 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DANA INC | 235825205 | COM | 5,800 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,403 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 21,695 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRCASTLE LTD | G0129K104 | COM | 7,000 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DATALINK CORP | 237934104 | COMMON STOCK | 10,534 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 38,400 | $112,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 42,100 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPS COMM INC COM | 78463M107 | Stock | 2,027 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,841 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,400 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,600 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOCUS INC | 92858J108 | COM | 10,496 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YONGYE INTL INC | 98607B106 | COM | 20,700 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 7,363 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,300 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 7,147 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L105 | COMMON STOCK | 7,900 | $110,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANTIV INC | 92210H105 | CL A | 4,000 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLARCOR INC | 179895107 | COM | 2,100 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,512 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 196,266 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 1,400 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WATSCO INC COM | 942622200 | Stock | 1,300 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,100 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C106 | COM | 5,031 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 23,103 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 19,416 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,400 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANESBRANDS INC | 410345102 | COM | 2,100 | $108,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 5,619 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 10,860 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 3,200 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 4,700 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 8,267 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,199 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 3,300 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XOOM CORP | 98419Q101 | COM | 4,663 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 100,000 | $107,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 6,640 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 13,049 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 302695101 | COM | 33,200 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEUTRAL TANDEM INC | 64128B108 | COM | 18,600 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,797 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 7,842 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 5,406 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALAMO GROUP INC | 011311107 | COM | 2,595 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC | 003654100 | COM | 4,900 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,700 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,902 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZCO Liquidating Corp | 67086E303 | COM | 72,900 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP | 909218109 | COM | 2,500 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACER INTL INC TENN | 69373H106 | COM | 16,761 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 13,342 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 93,269 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,472 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 7,500 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 39,400 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 14,900 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORP | 141665109 | COM | 35,900 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,100 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,000 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AAR CORP | 000361105 | COM | 4,700 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,600 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GAMCO INVS INC COM | 361438104 | COM | 1,862 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD PARKING CORP | 853790103 | COM | 4,775 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045108 | COM | 5,799 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBIZ FINANCIAL INC | 190897108 | COM | 12,436 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 38,500 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 54,685 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHI INC-NON VOTING | 69336T205 | COM | 2,991 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAPAN EQUITY FD INC | 471057109 | COM | 15,954 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,759 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTEC INC COM | 576323109 | Stock | 3,100 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 7,784 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 7,524 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAY INC | 225223304 | COM NEW | 5,217 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,045 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 9,600 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,100 | $101,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,951 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINL CORP | 872275102 | COM | 7,100 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 54,181 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 10,799 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHUTTERFLY INC | 82568P304 | COM | 1,800 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307101 | COM | 70,384 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,374 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,700 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,100 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,500 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,707 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 6,700 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 6,253 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,231 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROVI CORP | 779376102 | COM | 4,400 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASH AMER INTL INC | 14754D100 | COM | 2,200 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200106 | COM | 5,100 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOLEX INC | 608554101 | COM | 3,400 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 4,000 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 8,809 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHOSTAR CORP | 278768106 | CL A | 2,534 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,760 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN CO | 276317104 | COM | 6,221 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hubbell Inc Class B | 443510201 | COM | 1,000 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 6,200 | $99,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 3,246 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 5,752 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 5,502 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,325 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U102 | COMMON STOCK | 19,670 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 91688T104 | COM | 88,977 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 26,892 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSIL CORP | 46069S109 | CL A | 12,600 | $98,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 21,535 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N206 | COM | 82,963 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP COM | 371901109 | Stock | 4,200 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,800 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 7,022 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINMARK CORP | 974250102 | COM | 1,495 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 7,200 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742107 | COM | 19,700 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 6,547 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 2,800 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NETSCOUT SYS INC | 64115T104 | COM | 4,100 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 6,700 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,458 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 70,000 | $96,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,100 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KNOLL INC | 498904200 | COM NEW | 6,740 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 3,100 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Empire District Electric Co/Th | 291641108 | COM | 4,300 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 45,358 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,637 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTI CONSULTING INC | 302941109 | COM | 2,900 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 16,100 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683107 | COM | 10,300 | $95,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 1,856 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 2,275 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 22,800 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 18,000 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 1,600 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,931 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED LION HOTELS CORP | 756764106 | COM | 15,650 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1,600 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXACTECH INC | 30064E109 | COM | 4,761 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXYGEN INC | 577776107 | COM | 37,760 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 51,400 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Empire District Electric Co/Th | 291641108 | COM | 4,204 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 72,500 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 29,522 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,398 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 20,534 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICG GROUP INC | 44928D108 | COM | 8,099 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 3,659 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALKER&DUNLOPINC | 93148P102 | STOK | 5,252 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 893 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,927 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 4,074 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 5,540 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEMANDWARE INC | 24802Y105 | COM | 2,181 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIQUEST INC NEW | 80908T101 | COM | 3,691 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 14,407 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 5,100 | $92,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 3,100 | $92,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 8,426 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 59,799 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 43,100 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AQUA AMERICA INC | 03836W103 | COM | 2,900 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 23,796 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GATX CORP COM | 361448103 | Stock | 1,900 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 35,581 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,100 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525609 | OPT | 4,100 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906204 | COM DSSG | 65,585 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 9,613 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 25,000 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 51,852 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICK'S CABARET INTL INC | 765641303 | COM | 10,400 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 16,554 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 3,686 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 2,000 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 14,290 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 3,400 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 11,200 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 27,100 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 29,532 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 7,000 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 6,344 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967226 | WARRANT | 113,868 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 4,825 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC COM | 57686G105 | Stock | 3,502 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 7,778 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,355 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 2,453 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 4,400 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAFISA S A | 362607301 | SPONS ADR | 35,100 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,020 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OPENLANE INC | 48238T109 | COM | 3,814 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 12,600 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 5,400 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MTR GAMING GROUP INC | 553769100 | COM | 26,045 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 48,051 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 2,700 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 16,369 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 47,085 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 17,911 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTA FUNDING INC | 046220109 | COM | 9,952 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 6,602 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAND LOGISTICS INC | 752182105 | COM | 16,867 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETBLUE AWYS CORP | 477143101 | COM | 13,500 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,300 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287861 | EUROPE ETF | 2,200 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,182 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAVEN INDS INC COM | 754212108 | Stock | 2,854 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT CORP | 450911201 | COM | 2,900 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 23,402 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 5,606 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L+L ENERGY INC | 50162D100 | COM | 24,194 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WENDYS CO COM | 95058W100 | Stock | 14,400 | $84,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEXCOM INC COM | 252131107 | Stock | 3,759 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC CONNECTION INC | 69318J100 | COM | 5,442 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 6,300 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCGRATH RENTCORP | 580589109 | COM | 2,447 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 4,500 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2,000 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BD FD | 46132L107 | COM | 4,592 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,100 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 5,650 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 16,095 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLIE MAE INC | 28849P100 | COM | 3,652 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANTRY INC | 698657103 | COM | 6,900 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORPORATION | 361086101 | COM | 12,565 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 23,300 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 2,741 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC COM | 346375108 | Stock | 12,260 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,000 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEANFIRST FINL CORP | 675234108 | COM | 5,358 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACK IN THE BOX INC | 466367109 | COM | 2,100 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,895 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,600 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683107 | COM | 9,000 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,817 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 45,500 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 83,000 | $83,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Timmins Gold Corp | 88741P103 | COM | 38,300 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 64,000 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GYRODYNE CO AMER INC | 403820103 | COM | 1,169 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 19,306 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENNIS INC COM | 293389102 | Stock | 4,736 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,000 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 900 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MYR GROUP INC | 55405W104 | COM | 4,235 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXCEL CORP NEW | 428291108 | COM | 2,400 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748101 | COM | 5,000 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 25,480 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 6,086 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 15,900 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAHOE RES INC | 873868103 | COM | 5,758 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 2,000 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,800 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ING U S INC | 45685E106 | COM | 3,022 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 42,700 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 17,480 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 2,030 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 22,400 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 6,216 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,289 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 5,513 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,750 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,000 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 12,000 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,100 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHFL ENTMT INC | 78423R105 | COM | 4,600 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSIL CORP | 46069S109 | CL A | 10,400 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 16,300 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 33,840 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,807 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,500 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDIFAST INC | 58470H101 | COM | 3,100 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,910 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,846 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKELAND BANCORP INC | 511637100 | COM | 7,637 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMC INS GROUP INC | 268664109 | COM | 3,023 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211105 | COM | 19,777 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,241 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIANCE INC | 759509102 | COM | 1,200 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WSFS FINL CORP | 929328102 | COM | 1,509 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,195 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 10,128 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 2,600 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IGATE CORP | 45169U105 | COM | 4,800 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 5,861 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 24,300 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UGI CORP NEW COM | 902681105 | Stock | 2,000 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 5,315 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMSON REUTERS CORP | 884903105 | COM | 2,400 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K103 | COM | 3,017 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 5,828 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 4,892 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 23,500 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLEETMATICS GROUP PLC | G35569105 | COM | 2,324 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF MICRODEVICES INC | 749941100 | COM | 14,600 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 11,900 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 31,678 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-13-000312 | this filing | 2013-08-14 | acceptance time not in the bulk data set |