13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 7,710 holding rows worth $80,381,802,000.
- Accession
- 0000312069-13-000312
- Filer
- CIK 312069
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 13,940 entries on the cover page, a total value of $80,381,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,381,802,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC 028-00827
- included managerBARCLAYS CAPITAL INC 028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD 028-07404
- included managerBARCLAYS BANK TRUST CO LTD 028-13876
- included managerBARCLAYS PRIVATE BANK & TRUST LTD 028-13877
- included managerBARCLAYS BANK (SUISSE) SA 028-13878
- included managerHYMF INC 028-13850
- included managerRHODE INVESTMENTS LLC 028-13849
- included managerBARCLAYS BANK PLC (BARCLAYS CAPITAL FUND SOLUTIONS) 028-14038
- included managerABSA ASSET MANAGEMENT (PTY) LTD 028-14441
- included managerBARCLAYS CAPITAL DERIVATIVE FUNDING 028-14600
- included managerEQUITY VALUE INVESTMENTS LLP 028-14601
- included managerBARCLAYS BANK PLC, FRANCE 028-13882
- included managerBARCLAYS BANK SA 028-13883
- included managerBARCLAYS CAPITAL LUXEMBOURG SARL 028-14040
- included managerBARCLAYS CAPITAL EQUITIES TRADING GP 028-13848
- included managerBARCLAYS WEALTH TRUSTEES (JERSEY) LTD 028-13886
- included managerBARCLAYS BANK PLC - HONG KONG BRANCH 028-14795
- included managerBARCLAYS WEALTH TRUSTEES (GUERNSEY) LTD 028-13884
- included managerBARCLAYS WEALTH TRUSTEES (ISLE OF MAN) LTD 028-13885
- included managerBARCLAYS WEALTH TRUSTEES (HONG KONG) LTD 028-15043
- included managerBARCLAYS WEALTH TRUSTEES (SINGAPORE) LTD 028-15044
- included managerGERRARD INVESTMENT MANAGEMENT LTD 028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 3,500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREENHILL & CO INC COM | 395259104 | Stock | 300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,165 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193101 | COM | 1,342 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 3,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TECH DATA CORP | 878237106 | COM | 300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 531 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLEMAN CABLE INC | 193459302 | COM | 798 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 570 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 11,121 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954107 | COM | 30,331 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOTHYREON INC | 682324108 | COM | 8,700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K106 | COM | 5,959 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIONET INC | 14159L103 | COM | 2,445 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YONGYE INTL INC | 98607B106 | COM | 2,600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 1,300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 2,700 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,501 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAPA JOHNS INTL INC | 698813102 | COM | 200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEFS WHSE INC | 163086101 | COM | 728 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,400 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORCHMARK CORP | 891027104 | COM | 200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 710 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 2,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,052 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,173 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 5,800 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 939 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 546 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916107 | COM | 4,300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,700 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PANTRY INC | 698657103 | COM | 1,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 1,250 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOLTEK COS INC | 98975W104 | COM | 998 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLOW INTL CORP | 343468104 | COM | 3,324 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 825 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 815 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 461 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTER BANCORP INC | 151408101 | COM | 992 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1,775 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLEXUS CORP COM | 729132100 | Stock | 400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC COM | 267475101 | Stock | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQUIFAX INC COM | 294429105 | Stock | 200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQUIFAX INC COM | 294429105 | Stock | 200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 857 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIS BANCORP | 03076K108 | COM | 705 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,246 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 700 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S CONCRETE INC | 90333L201 | COM | 706 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,300 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 561 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 146 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,500 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY INTL INC | 249030107 | COM | 300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 508 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 4,110 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 800 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 668 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 066800103 | COM | 15,500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 10,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT TRANSN INC | 499064103 | COM | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUALITY DISTR INC FLA | 74756M102 | COM | 1,382 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489105 | CL A | 5,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911103 | COM | 9,400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUE21 INC | 781295100 | COM | 300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 718 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745101 | COM | 21,627 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 850 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 5,794 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AV HOMES INC | 00234P102 | COM | 702 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 925 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORP | 87244T109 | COM | 1,215 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,439 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 4,970 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. COM | 55306N104 | Stock | 400 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 177 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC COM | 871607107 | Stock | 300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 400 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRF SA | 10552T107 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487105 | COM | 700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MILLERKNOLL INC | 600544100 | COM | 400 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIMONEIRA CO | 532746104 | COM | 535 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 3,396 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,027 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 320 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 672 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,714 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 466 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 475 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 256 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 2,206 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGION CORP | 00770F104 | COMMON STOCK | 500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 6,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 500 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 1,400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 446 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,360 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,295 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082108 | CL A | 3,261 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 467 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,632 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 481 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Female Health Company | 314462102 | COM | 1,127 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,683 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 8,236 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,634 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 2,280 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 4,406 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 5,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 619 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MET-PRO CORP | 590876306 | COM | 808 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROMA FINANCIAL CORP | 77581P109 | COM | 619 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 912 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 4,407 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 3,114 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZALECORPNEW | 988858106 | COM | 1,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC COM | 57686G105 | Stock | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEYCO GROUP INC COM | 962149100 | Stock | 377 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 562 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 145 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,292 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 312 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 727 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,948 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 439 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST LONG IS CORP | 320734106 | COM | 321 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARCOR INC | 179895107 | COM | 200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEADWESTVACO CORP | 583334107 | COM | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 754 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 2,300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RPX CORP | 74972G103 | COM | 601 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 779 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITALSOURCE INC | 14055X102 | COM | 1,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 867 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,097 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 461212102 | COM | 1,239 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELLABS INC | 879664100 | COM | 5,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 4,381 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 1,865 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 242 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 159 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,747 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 461 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSTEMAX INC | 871851101 | COM | 1,138 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENTRAK CORP | 760174102 | COM | 517 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 707 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,574 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 700 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBIENT CORP | 02318N201 | COM | 4,214 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 6,600 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 3,163 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,089 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAILY JOURNAL CORP | 233912104 | COM | 87 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487105 | COM | 600 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 505 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 774 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 175 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109108 | COM | 1,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 369 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BT GROUP-ADR | 05577E101 | ADR | 184 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 847 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 486 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Spectra Energy Partners | 84756N109 | COM | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 3,800 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 595 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 830 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 427 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 667 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V104 | COM | 310 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489105 | CL A | 4,114 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC | 98411C100 | COM | 1,902 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 652 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L105 | COM | 5,200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 753 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 625 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 469 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN PACIFIC CORP | 028740108 | COM | 310 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TRUST I | 966389108 | TR U | 2,360 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,251 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KMG CHEMICALS INC | 482564101 | COM | 425 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 1,062 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q106 | COM | 1,339 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,300 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATADOR RES CO COM | 576485205 | Stock | 668 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MORNINGSTAR INC COM | 617700109 | Stock | 100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGIODYNAMICS INC | 03475V101 | COM | 720 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 1,400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,079 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 464 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 427 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 388 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 440 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,212 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAWFORD & CO | 224633107 | COM | 1,357 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,097 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 276 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 417 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,900 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,180 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 1,200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 458 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETLIST INC | 64118P109 | COM | 9,352 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINE PRODS CORP | 568427108 | cs | 1,060 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 75 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 273 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 3,055 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 366 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 1,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 3,170 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 199 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,434 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 261 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICK'S CABARET INTL INC | 765641303 | COM | 977 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954107 | COM | 16,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LCA-VISION INC | 501803308 | COM | 2,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 1,900 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 2,212 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 267 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COGO GROUP INC | G22538105 | ORD SHS | 3,926 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 144 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,726 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRICK INDS INC | 703343103 | COM | 347 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBIZ INC | 124805102 | COM | 1,168 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,906 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 364 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 264 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIO RAD LABS INC | 090572108 | CL B | 64 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 614 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,923 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 646 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 280 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 262 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 10,000 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 900 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 935 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORP | 141665109 | COM | 2,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELETECH HOLDINGS INC | 879939106 | COM | 300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 12,800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC | 63009F105 | COM | 2,205 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 7,400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 24,672 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 3,461 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAMIC MATLS CORP | 267888105 | COM | 417 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 325 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTL FCSTONE INC | 46116V105 | COM | 413 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDEN GROUP INC-A | 039762109 | CL A | 60 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 553 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 895 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 2,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PULASKI FINANCIAL CORP | 745548107 | COM | 700 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASB FINANCIAL INC | 628968109 | COM | 241 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 504 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 182 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 54 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 832 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 47 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 44 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R107 | COM | 500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREIF INC | 397624206 | CL B | 109 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 340 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 453 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 310 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 461 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 339 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 271 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 371 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 133 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 821 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 265 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 389 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNATECH INC | 563771203 | COM NEW | 500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCP CAP CORP | 87238Q103 | COM | 352 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,600 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 332 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 236 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 344 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 303 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 430 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 800 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 701 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 444 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNS WOODS BANCORP INC | 708430103 | COM | 140 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEN GROUP INC | 28014Q107 | CL A | 888 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 472 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 5,926 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835104 | COM | 7,900 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 344 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 452 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delcath Systems Inc | 24661p104 | COM | 17,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEASPAN CORP | Y75638109 | SHS | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LCA-VISION INC | 501803308 | COM | 1,863 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 513 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 773 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 2,238 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 1,700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METROCORP BANCSHARES INC | 591650106 | COM | 672 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 392 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Meru Networks, Inc. | 59047Q103 | COM | 1,500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 5,162 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 429 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 4,501 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 700 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 206 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 305 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VSE CORP COM | 918284100 | Stock | 126 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHOE STA GROUP INC | 824889109 | COM | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048109 | COM | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,756 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMH PPTYS INC | 903002103 | COM | 542 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLERKNOLL INC | 600544100 | COM | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 400 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 903 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 337 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRC HEALTH | 637372202 | COMMON STOCK | 267 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 298 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 424 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 282 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,333 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 151 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 717098206 | COM | 1,200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P100 | COM | 1,291 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 884 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 2,657 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECH DATA CORP | 878237106 | COM | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 156 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 584 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 2,706 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cbs Corporation Cl A New | 124857103 | CLA | 96 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 297 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 4,865 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 2,026 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FNB UNITED CORP | 302519202 | COM | 647 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 557 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 650 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 378 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S.Y. BANCORP INC | 785060104 | COM | 184 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 1,186 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 651 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTL CORP | 638901306 | PFD | 615 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 394 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 77 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2,812 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 3,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 3,486 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALESFORCE COM INC | 79466LAB0 | BOND | 3,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 315 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 299 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 3,320 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 322 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 670 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 2,612 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCFIRST CORP | 05945F103 | COM | 93 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 293 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA BANCORP | 82620P102 | COM | 307 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 275 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 581 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUB GROUP INC | 443320106 | CL A | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 501 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 220 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 499 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASLOG LTD | G37585109 | SHS | 335 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084204 | COM | 223 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 608 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 173 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 262 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 176 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIFI INC | 904677200 | COM NEW | 195 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KCAP FINANCIAL INC | 48668E101 | COM | 405 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 980 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA RTY TR | 590660106 | UNIT BEN INT | 176 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 325 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 314 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 265 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 604 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 948 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 1,479 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 180 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA INC | 44047T109 | COM | 1,713 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JTH HLDG INC | 46637N103 | CL A | 225 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOLL INC | 498904200 | COM NEW | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LAKE SHORE GOLD CORP | 510728108 | COM | 13,200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGE CAP HLDGS | 108030107 | COM | 237 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 504 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMY INTL INC | 759663107 | COM | 193 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGLOGOLD ASHANTI HLDGS FIN | 03512Q206 | MAND BD CV 13 | 222 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 243 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 178 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 3,000 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 570 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307101 | COM | 3,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 309 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 175 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 854 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMREIT INC | 03216B208 | CL B | 220 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 259 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 321 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DANAOS CORP | Y1968P105 | SHS | 887 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 381 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 890 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 422 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 563 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 1,025 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 460 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 144 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEPAN CO | 858586209 | CONV | 32 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZALECORPNEW | 988858106 | COM | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NNN REIT INC COM | 637417106 | REIT | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AH RLTY TR INC | 04208T108 | COM | 261 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP | 115637100 | CL A | 38 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAR HBR BANKSHARES | 066849100 | COM | 95 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUCOMMUN INC DEL | 264147109 | COM | 146 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 46 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 212 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 131 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD | G25343107 | SHS A | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PREFORMED LINE PRODS CO | 740444104 | COM | 43 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 1,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 154 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 262 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 102 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 122 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 234 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 653 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTESIAN RES CORP | 043113208 | CL A | 135 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 127 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 143 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 294 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 270 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 425 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 42 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 77 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BODY CENTRAL CORP | 09689U102 | COM | 212 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,420 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 202 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 1,216 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 294 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USEC INC | 90333E108 | COM | 9,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 605 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNC Bancorp | 05566T101 | Com | 252 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENFORD CORP | 707051108 | COM | 193 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YADKIN FINANCIAL CORP | 984305102 | COM | 198 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LCA-VISION INC | 501803308 | COM | 1,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 544 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,682 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 306 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-13-000312 | this filing | 2013-08-14 | acceptance time not in the bulk data set |