13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OXFORD INDS INC | 691497309 | COM | 14,046 | $1,388,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 154,395 | $1,385,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445903 | COM | 125,000 | $1,378,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 92,694 | $1,375,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 27,503 | $1,372,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 31,660 | $1,371,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 28,475 | $1,370,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 201,153 | $1,366,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,145,500 | $1,366,000 | thousands by filing date | principal |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 111,316 | $1,365,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 59,060 | $1,363,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 44,735 | $1,361,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 55,066 | $1,358,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 154,054 | $1,354,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 1,400,000 | $1,354,000 | thousands by filing date | principal |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 7,536 | $1,350,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 293,408 | $1,347,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 30,018 | $1,346,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 187,500 | $1,342,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 59,540 | $1,336,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 68,267 | $1,334,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 47,436 | $1,334,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 60,451 | $1,333,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 34,638 | $1,332,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 164,349 | $1,329,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 880,000 | $1,329,000 | thousands by filing date | principal |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 323,768 | $1,327,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 144,270 | $1,321,000 | thousands by filing date | |
| OLIN CORP | 680665905 | COM PAR $1 | 28,500 | $1,318,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 222,091 | $1,315,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 16,995 | $1,315,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 88,741 | $1,315,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 241,915 | $1,313,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 54,973 | $1,312,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 83,441 | $1,311,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 41,520 | $1,308,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 39,236 | $1,307,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 51,186 | $1,307,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 146,308 | $1,302,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 89,129 | $1,301,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 80,657 | $1,298,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25,428 | $1,297,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 15,081 | $1,290,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 214,504 | $1,289,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 46,109 | $1,288,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 27,012 | $1,286,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 48,673 | $1,285,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 60,317 | $1,284,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 116,621 | $1,284,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,909 | $1,283,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 127,504 | $1,283,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 132,610 | $1,282,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 77,158 | $1,281,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 17,548 | $1,280,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 34,030 | $1,276,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 77,308 | $1,275,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 13,744 | $1,275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 13,606 | $1,274,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 87,819 | $1,274,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 157,764 | $1,274,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 130,824 | $1,273,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 1,210,000 | $1,269,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 159,411 | $1,268,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 72,224 | $1,267,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 106,227 | $1,267,000 | thousands by filing date | |
| COINBASE GLOBAL INC | 19260Q907 | CALL | 5,000 | $1,267,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 8,630 | $1,266,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 95,195 | $1,262,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 79,259 | $1,259,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,574 | $1,252,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 31,759 | $1,252,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 80,948 | $1,250,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 63,040 | $1,249,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 112,634 | $1,243,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 106,961 | $1,242,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 300,000 | $1,240,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 183,966 | $1,232,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 18,966 | $1,231,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 125,293 | $1,229,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 640 | $1,224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 7,517 | $1,224,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 117,589 | $1,223,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 87,350 | $1,223,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 125,668 | $1,223,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954M950 | CL C CAP STK | 10,000 | $1,222,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 1,057,000 | $1,222,000 | thousands by filing date | principal |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 41,746 | $1,216,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 83,423 | $1,211,000 | thousands by filing date | |
| ISHARES TR | 464288954 | PUT | 51,600 | $1,211,000 | thousands by filing date | put |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 250,256 | $1,211,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 35,609 | $1,207,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 16,658 | $1,206,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 52,798 | $1,202,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 121,885 | $1,201,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896907 | CALL | 25,800 | $1,198,000 | thousands by filing date | call |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 48,101 | $1,198,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 30,991 | $1,196,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 70,581 | $1,195,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 31,298 | $1,195,000 | thousands by filing date | |
| MARKEL GROUP INC | 570535954 | PUT | 1,000 | $1,194,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 65,195 | $1,193,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 57,044 | $1,192,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 91,818 | $1,192,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 73,481 | $1,191,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 17,028 | $1,185,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 77,796 | $1,183,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 184,748 | $1,182,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 114,184 | $1,178,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 126,883 | $1,175,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 50,363 | $1,174,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 55,625 | $1,173,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 49,816 | $1,172,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 129,030 | $1,172,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L906 | CALL | 87,500 | $1,170,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 26,388 | $1,169,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 14,848 | $1,166,000 | thousands by filing date | |
| TRUIST FINL CORP | 89832Q959 | PUT | 21,000 | $1,165,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 36,468 | $1,161,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 26,855 | $1,161,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 45,553 | $1,160,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 140,771 | $1,160,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 28,508 | $1,159,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 31,109 | $1,159,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 27,155 | $1,157,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 64,278 | $1,157,000 | thousands by filing date | |
| CROCS INC | 227046959 | PUT | 9,900 | $1,154,000 | thousands by filing date | put |
| MISSION PRODUCE INC | 60510V108 | COM | 55,651 | $1,153,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,036 | $1,152,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 45,492 | $1,152,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 44,969 | $1,149,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 76,115 | $1,148,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,682 | $1,146,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 50,282 | $1,145,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 35,295 | $1,141,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 89,068 | $1,141,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 34,151 | $1,140,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 62,706 | $1,139,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 223,970 | $1,137,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 25,936 | $1,134,000 | thousands by filing date | |
| DOMTAR CORP CMN STK | 257559953 | Cmn | 20,600 | $1,132,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 69,870 | $1,126,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 53,200 | $1,125,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 181,390 | $1,124,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 63,805 | $1,124,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 30,599 | $1,120,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 255,049 | $1,117,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 50,722 | $1,116,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 74,282 | $1,113,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236951 | COM | 50,000 | $1,112,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 12,076 | $1,111,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 63,908 | $1,109,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 111,777 | $1,109,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 72,878 | $1,107,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 45,274 | $1,105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 9,969 | $1,103,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 880,000 | $1,103,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 7,149 | $1,101,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 28,730 | $1,099,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,624 | $1,097,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 52,112 | $1,097,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 81,736 | $1,097,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 24,482 | $1,097,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 62,596 | $1,096,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 558,868 | $1,096,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 45,328 | $1,095,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 34,129 | $1,089,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 42,321 | $1,087,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 32,821 | $1,087,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 13,483 | $1,087,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 48,081 | $1,084,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 8,000 | $1,083,000 | thousands by filing date | call |
| VISTRA CORP | 92840M902 | CALL | 58,200 | $1,080,000 | thousands by filing date | call |
| UNIVAR INC | 91336L107 | COMMON STOCK | 44,303 | $1,079,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 791,000 | $1,079,000 | thousands by filing date | principal |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 65,645 | $1,077,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 29,565 | $1,076,000 | thousands by filing date | |
| PVH CORPORATION | 693656900 | COM | 10,000 | $1,076,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,193,000 | $1,075,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 239,587 | $1,068,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 21,300 | $1,068,000 | thousands by filing date | call |
| RBB BANCORP | 74930B105 | COMMON STOCK | 44,041 | $1,067,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 58,348 | $1,067,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 22,866 | $1,065,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 109,499 | $1,063,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 20,280 | $1,063,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 80,429 | $1,062,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 545,000 | $1,060,000 | thousands by filing date | principal |
| Heritage Commerce Corp | 426927109 | Common Stock | 95,064 | $1,058,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 41,876 | $1,056,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 32,836 | $1,055,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 45,847 | $1,055,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 157,883 | $1,055,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 16,260 | $1,052,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 97,616 | $1,048,000 | thousands by filing date | |
| KOHLS CORP | 500255954 | PUT | 19,000 | $1,047,000 | thousands by filing date | put |
| QFIN HOLDINGS INC | 88557W951 | AMERICAN DEP | 25,000 | $1,046,000 | thousands by filing date | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 186,256 | $1,046,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 83,414 | $1,042,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 8,596 | $1,038,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 25,466 | $1,037,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 34,264 | $1,035,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 29,261 | $1,035,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS IN | 00402L907 | COM | 25,000 | $1,031,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 800,000 | $1,030,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 16,468 | $1,029,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 13,176 | $1,029,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 26,437 | $1,028,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 103,449 | $1,028,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 177,145 | $1,027,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 105,926 | $1,027,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 28,981 | $1,026,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 72,311 | $1,025,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 52,018 | $1,024,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463901 | COM CL A | 97,300 | $1,024,000 | thousands by filing date | call |
| MEDIWOUND LTD | M68830104 | ORD SHS | 266,533 | $1,021,000 | thousands by filing date | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 17,849 | $1,019,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 25,521 | $1,016,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 9,843 | $1,013,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 46,896 | $1,009,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 74,475 | $1,009,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 43,472 | $1,004,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 48,089 | $998,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 100,807 | $997,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P959 | PUT | 15,000 | $994,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 50,114 | $992,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 33,174 | $987,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 12,941 | $985,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 144,911 | $985,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 128,868 | $984,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 49,380 | $983,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 145,450 | $980,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 38,394 | $979,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 350,000 | $979,000 | thousands by filing date | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 165,027 | $976,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 73,514 | $976,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 25,840 | $975,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 206,846 | $975,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,090 | $972,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 88,088 | $967,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 138,955 | $967,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 1,015,000 | $967,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 65,485 | $966,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 972,000 | $966,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 51,595 | $965,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 36,559 | $961,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 16,922 | $960,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 40,581 | $959,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 22,869 | $957,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 42,267 | $957,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 18,638 | $957,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 16,107 | $957,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 32,632 | $956,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 36,206 | $954,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 143,004 | $950,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 771,894 | $949,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 14,353 | $948,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 68,138 | $948,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 50,000 | $948,000 | thousands by filing date | put |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 40,978 | $947,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 51,420 | $943,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 56,209 | $941,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 40,282 | $936,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 53,391 | $935,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 111,312 | $934,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G958 | COM CL A | 25,000 | $931,000 | thousands by filing date | put |
| GUARDANT HEALTH INC | 40131M909 | COM | 7,500 | $931,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 279,000 | $931,000 | thousands by filing date | principal |
| CVR PARTNERS LP | 126633205 | COM | 15,017 | $930,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 138,275 | $928,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 175,657 | $927,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 17,260 | $926,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 88,135 | $925,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 53,069 | $924,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 49,132 | $922,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 37,659 | $918,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 64,933 | $917,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 196,546 | $916,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 32,365 | $913,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 27,599 | $912,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 20,665 | $910,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 68,273 | $910,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 90,174 | $908,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 49,800 | $908,000 | thousands by filing date | put |
| Angel Oak DFS Inc TR | 03462A102 | COM | 44,954 | $908,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 64,348 | $907,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 52,732 | $907,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 59,499 | $902,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 57,114 | $900,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 20,300 | $900,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 35,795 | $899,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 17,700 | $896,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 41,699 | $894,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 36,546 | $893,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 65,078 | $888,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,765 | $888,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 23,780 | $885,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 13,793 | $883,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 29,291 | $879,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 28,371 | $879,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X905 | CALL | 14,900 | $879,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 85,303 | $877,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 6,818 | $875,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 41,826 | $873,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 43,475 | $871,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 10,276 | $871,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 70,022 | $871,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 483,000 | $871,000 | thousands by filing date | principal |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 18,636 | $871,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 12,887 | $869,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 19,173 | $868,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667904 | CL A COM | 85,000 | $867,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 41,427 | $866,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 61,902 | $865,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 10,834 | $865,000 | thousands by filing date | |
| CUREVAC N V | N2451R955 | PUT | 11,800 | $865,000 | thousands by filing date | put |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 31,433 | $863,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 171,223 | $861,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 22,988 | $861,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 69,160 | $858,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 181,566 | $856,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 43,332 | $854,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 153,739 | $853,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 43,034 | $852,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 119,651 | $852,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H906 | CLASS B COM | 18,800 | $850,000 | thousands by filing date | call |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 169,538 | $848,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 562,000 | $846,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072901 | COM | 15,600 | $845,000 | thousands by filing date | call |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 84,800 | $845,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 20,908 | $844,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435907 | CALL | 50,000 | $844,000 | thousands by filing date | call |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 17,798 | $842,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 49,062 | $842,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 41,818 | $841,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 67,049 | $840,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 54,581 | $839,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 50,017 | $835,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 8,164 | $832,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 14,815 | $832,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 54,332 | $832,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F906 | CALL | 24,500 | $832,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $832,000 | thousands by filing date | |
| HARLEY DAVIDSON INC | 412822908 | COM | 18,300 | $831,000 | thousands by filing date | call |
| ISHARES TR | 464288952 | PUT | 18,300 | $830,000 | thousands by filing date | put |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 38,658 | $828,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 24,563 | $828,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 14,222 | $825,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 24,213 | $824,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 110,772 | $823,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 16,090 | $821,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 25,389 | $820,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896904 | COM | 34,500 | $819,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 137,084 | $818,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 79,743 | $817,000 | thousands by filing date | |
| ARK ETF TR | 00214Q908 | BLOC FIN INN ETF | 15,000 | $816,000 | thousands by filing date | call |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 98,901 | $814,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 71,260 | $813,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 49,157 | $813,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 85,841 | $812,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 49,686 | $811,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 103,092 | $809,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 53,877 | $809,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 53,727 | $805,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11,618 | $804,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,979 | $803,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 27,670 | $802,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 492,245 | $802,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 75,000 | $797,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 23,895 | $796,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 58,386 | $795,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 14,516 | $794,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 27,296 | $792,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 159,946 | $792,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D900 | CALL | 67,400 | $790,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP | 517834907 | COM | 15,000 | $790,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,408 | $789,000 | thousands by filing date | |
| WAYFAIR INC | 94419L951 | PUT | 2,500 | $789,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 16,941 | $785,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P900 | COM | 20,000 | $783,000 | thousands by filing date | call |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 52,044 | $782,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 63,816 | $781,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 24,189 | $778,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 123,677 | $778,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 480,000 | $778,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 15,116 | $777,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 56,606 | $776,000 | thousands by filing date | |
| FB FINL CORP | 30257X904 | CALL | 20,800 | $776,000 | thousands by filing date | call |
| FS BANCORP INC | 30263Y104 | COM | 10,855 | $773,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,230 | $773,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 73,012 | $771,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 16,263 | $770,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 166,504 | $769,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 17,282 | $768,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 653,000 | $765,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 14,991 | $765,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 127,394 | $764,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 106,410 | $764,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4,588 | $762,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 91,556 | $761,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 33,217 | $759,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 752,500 | $756,000 | thousands by filing date | principal |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 11,450 | $755,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 65,952 | $755,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N957 | COM | 96,200 | $755,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 14,469 | $753,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 55,731 | $753,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 167,710 | $753,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 27,039 | $750,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 49,383 | $750,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 36,293 | $750,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 24,513 | $747,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 14,641 | $746,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 74,921 | $746,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 731,000 | $746,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 21,269 | $745,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 23,080 | $741,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 14,563 | $740,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 12,459 | $740,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 427,623 | $740,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 76,059 | $739,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 124,473 | $738,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 26,461 | $735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 13,134 | $734,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 16,090 | $733,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 35,589 | $732,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 33,861 | $731,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 61,775 | $729,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,168 | $728,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,386 | $726,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 22,501 | $725,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 37,547 | $724,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 16,833 | $723,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,943 | $723,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 6,334 | $723,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 20,665 | $722,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 21,230 | $722,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 19,242 | $722,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 22,928 | $721,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 29,817 | $721,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 98,670 | $717,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 10,600 | $715,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC | 446150904 | COM | 50,000 | $713,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767956 | PUT | 10,200 | $712,000 | thousands by filing date | put |
| PENNANT GROUP INC | 70805E109 | COM | 17,381 | $710,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 19,240 | $708,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,601 | $708,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 136,806 | $704,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 53,211 | $703,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP | 29261A950 | PUT | 9,000 | $702,000 | thousands by filing date | put |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 17,403 | $701,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 41,024 | $701,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 45,750 | $700,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 44,957 | $700,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 37,876 | $697,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 44,229 | $697,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 30,484 | $694,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 29,061 | $693,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 29,781 | $692,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 74,187 | $690,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 15,220 | $688,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 22,679 | $688,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 14,612 | $688,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 148,628 | $687,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 37,867 | $686,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 8,048 | $686,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 13,575 | $684,000 | thousands by filing date | |
| PLUG PWR INC | 72919P902 | CALL | 20,000 | $684,000 | thousands by filing date | call |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 68,372 | $684,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 39,491 | $682,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 56,307 | $682,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 24,009 | $681,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 32,877 | $680,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 13,923 | $679,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 60,169 | $674,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 52,347 | $673,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 53,390 | $672,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 32,508 | $670,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,177 | $669,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 25,092 | $669,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 78,207 | $666,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 28,306 | $665,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 46,344 | $665,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 51,564 | $663,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 28,862 | $663,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 54,150 | $662,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 28,474 | $662,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 559,500 | $660,000 | thousands by filing date | principal |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 24,751 | $658,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 64,619 | $658,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 37,543 | $657,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 12,398 | $657,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 95,537 | $656,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 22,922 | $653,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 16,192 | $653,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 480,092 | $653,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 650,000 | $645,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 23,157 | $643,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 64,019 | $643,000 | thousands by filing date | |
| LG DISPLAY CO LTD | 50186V902 | SPONS ADR REP | 60,000 | $641,000 | thousands by filing date | call |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 178,943 | $641,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |