13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 12,269 | $220,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 9,203 | $220,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 200,000 | $220,000 | thousands by filing date | principal |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 22,600 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,106 | $218,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,421 | $218,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,074 | $217,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,989 | $217,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,885 | $216,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 19,557 | $216,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,019 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,317 | $215,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 24,981 | $215,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 4,000 | $215,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 50,000 | $215,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,171 | $214,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,848 | $214,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 8,245 | $214,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 41,126 | $214,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 32,814 | $213,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 7,500 | $213,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 7,231 | $213,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 25,083 | $212,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 9,038 | $210,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 13,847 | $210,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 20,740 | $209,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,544 | $208,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 33,736 | $208,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 24,831 | $208,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 8,051 | $208,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 28,930 | $208,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 9,654 | $207,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 11,009 | $207,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,735 | $207,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,111 | $206,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 3,471 | $205,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,568 | $205,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 7,923 | $204,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 19,297 | $202,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,638 | $202,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,500 | $202,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 13,673 | $202,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 10,362 | $200,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 200,000 | $200,000 | thousands by filing date | principal |
| 0 | 31738L115 | 0 | 149,135 | $200,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 20,213 | $199,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,404 | $198,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 14,054 | $198,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 198,000 | $198,000 | thousands by filing date | principal |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,003 | $197,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 22,860 | $197,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,640 | $197,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 8,334 | $197,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 9,582 | $197,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 6,274 | $196,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050B951 | CL A | 9,300 | $196,000 | thousands by filing date | put |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 31,702 | $195,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 8,899 | $195,000 | thousands by filing date | |
| OLIN CORP | 680665955 | COM PAR $1 | 4,200 | $194,000 | thousands by filing date | put |
| INVESCO | 46138J544 | EXCHANGE TRADED | 7,556 | $194,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 44,324 | $194,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 5,539 | $193,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 9,771 | $191,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 14,415 | $190,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 133,000 | $190,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 20,565 | $190,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,708 | $189,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 23,065 | $189,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 21,886 | $189,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 33,216 | $189,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,408 | $188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,999 | $188,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 16,103 | $188,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 113,217 | $188,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 17,500 | $187,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 27,320 | $186,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 165,004 | $186,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 35,328 | $186,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,636 | $186,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,767 | $185,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 21,740 | $184,000 | thousands by filing date | |
| OUSTER INC | 68989M903 | CALL | 14,700 | $184,000 | thousands by filing date | call |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 11,971 | $183,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 15,504 | $183,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 14,122 | $182,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 21,698 | $182,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,720 | $182,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,188 | $180,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 10,538 | $180,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F902 | COM CL A | 15,000 | $180,000 | thousands by filing date | call |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 18,000 | $179,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 12,882 | $179,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 7,555 | $177,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 6,985 | $177,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 3,621 | $176,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 16,417 | $176,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 20,383 | $175,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 8,752 | $175,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 7,780 | $175,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 38,337 | $175,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 19,491 | $174,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 13,495 | $174,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 5,947 | $173,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 12,902 | $173,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 17,648 | $172,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 17,752 | $171,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 10,380 | $170,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 9,189 | $170,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 6,615 | $169,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 5,029 | $169,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,661 | $169,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 2,225 | $169,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,668 | $168,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 30,700 | $168,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 5,975 | $167,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 181,000 | $167,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 7,083 | $167,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 2,070 | $166,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,746 | $166,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 3,272 | $166,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 86,500 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 3,226 | $165,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 12,000 | $165,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 11,303 | $165,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 25,468 | $165,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 16,486 | $164,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 10,550 | $164,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,885 | $163,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,802 | $163,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2,145 | $163,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 13,379 | $163,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,789 | $163,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 90,000 | $163,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 13,913 | $162,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 7,000 | $162,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 2,919 | $162,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 161,000 | $162,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 150,000 | $161,000 | thousands by filing date | principal |
| KOHLS CORP | 500255904 | COM | 2,900 | $160,000 | thousands by filing date | call |
| BOWL AMER INC BWL | 102565108 | COMMON | 18,182 | $160,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844958 | COM | 600 | $159,000 | thousands by filing date | put |
| IQIYI INC | 46267X908 | SPONSORED ADS | 10,200 | $159,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 2,803 | $158,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,385 | $157,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 7,844 | $157,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 34,609 | $156,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 15,715 | $156,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 14,414 | $156,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 9,423 | $154,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 50,266 | $154,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 7,560 | $153,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 145,879 | $153,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 28,817 | $152,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 3,152 | $152,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 12,423 | $152,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,802 | $151,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 127,129 | $151,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,404 | $150,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 59,802 | $150,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 16,019 | $150,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 14,964 | $150,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,816 | $149,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 14,940 | $148,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 26,029 | $147,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 6,123 | $147,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 61,282 | $146,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 38,682 | $146,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 13,000 | $146,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 115,000 | $145,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,892 | $144,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,572 | $143,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,068 | $143,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 7,578 | $143,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 2,415 | $143,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 4,250 | $142,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 5,454 | $142,000 | thousands by filing date | |
| ILLUMINA INC | 452327959 | PUT | 300 | $142,000 | thousands by filing date | put |
| SALISBURY BANCORP INC | 795226109 | COM | 2,791 | $142,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 14,227 | $141,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 16,308 | $140,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD- A | 88025V115 | WARRANT | 81,165 | $140,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,297 | $138,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 17,308 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 1,501 | $138,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 108,000 | $138,000 | thousands by filing date | principal |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 5,491 | $137,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 11,774 | $137,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 153,500 | $137,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,998 | $136,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 13,643 | $136,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 13,606 | $136,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 2,533 | $135,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 4,923 | $135,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 8,730 | $135,000 | thousands by filing date | |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 24,300 | $135,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 45,124 | $134,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,614 | $133,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A955 | PUT | 800 | $133,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 28,308 | $132,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 9,766 | $132,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 5,359 | $132,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 15,039 | $132,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 19,277 | $132,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 10,173 | $132,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 13,540 | $132,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 14,300 | $132,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,201 | $131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,421 | $131,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,740 | $131,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 8,181 | $131,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,856 | $131,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 11,304 | $130,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 3,332 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 4,602 | $130,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,772 | $129,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 6,962 | $129,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 20,054 | $128,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,351 | $128,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 30,448 | $128,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 51,127 | $128,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,802 | $128,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 3,350 | $127,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,774 | $127,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 11,439 | $127,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 15,510 | $126,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 8,398 | $125,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 5,683 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,421 | $125,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G956 | PUT | 1,400 | $125,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 12,357 | $124,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 10,565 | $124,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 1,200 | $124,000 | thousands by filing date | put |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 68,000 | $124,000 | thousands by filing date | principal |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,216 | $123,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 19,547 | $123,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 32,701 | $123,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,372 | $122,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 4,765 | $122,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,614 | $122,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 4,299 | $121,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 5,865 | $121,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 16,243 | $121,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 2,686 | $120,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 7,935 | $120,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 6,066 | $120,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 9,824 | $120,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 10,096 | $120,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 7,343 | $120,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 5,431 | $119,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 1,200 | $119,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 4,079 | $119,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 10,000 | $119,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 11,630 | $119,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 31,938 | $118,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,598 | $118,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 29,675 | $118,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,715 | $117,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 1,992 | $117,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 8,100 | $117,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,324 | $117,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 14,419 | $116,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 4,432 | $116,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 19,338 | $116,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 32,468 | $116,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,148 | $115,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,553 | $115,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 10,883 | $115,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 4,900 | $114,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,493 | $114,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 18,807 | $114,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 100,000 | $114,000 | thousands by filing date | principal |
| GREENHILL & CO INC COM | 395259104 | Stock | 7,374 | $114,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 6,836 | $113,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,904 | $113,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 5,535 | $113,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 4,271 | $113,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,691 | $112,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,315 | $111,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 3,862 | $111,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 3,965 | $111,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,501 | $111,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 6,992 | $111,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 16,849 | $111,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 31,089 | $110,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 9,422 | $110,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 5,650 | $110,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 11,970 | $110,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 9,526 | $110,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 13,803 | $109,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 4,098 | $109,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 7,423 | $109,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,569 | $109,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N115 | UNIT 03/18/2026 | 10,825 | $109,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 2,781 | $108,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,528 | $108,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 11,060 | $108,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 8,425 | $108,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 11,081 | $108,000 | thousands by filing date | |
| CM LIFE SCIENCES II INC | 125842203 | UNIT 02/25/2028 | 8,000 | $107,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 104,000 | $106,000 | thousands by filing date | principal |
| ISHARES INC | 464286301 | CMN | 4,734 | $105,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841205 | UNIT 04/30/2028 | 9,628 | $105,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 1,083 | $104,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 8,300 | $104,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N951 | COM | 5,900 | $104,000 | thousands by filing date | put |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 10,796 | $104,000 | thousands by filing date | |
| ECOLAB INC | 278865950 | PUT | 500 | $103,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 100,531 | $103,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 459 | $102,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 1,513 | $102,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 18,600 | $102,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,049 | $102,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 12,430 | $102,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,011 | $102,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 10,864 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1,329 | $101,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,685 | $101,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 3,283 | $101,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,487 | $101,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 3,844 | $101,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,700 | $100,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 5,071 | $100,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 18,023 | $99,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 12,015 | $98,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 6,525 | $98,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 3,204 | $98,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 8,921 | $97,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 23,832 | $97,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 10,000 | $97,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,204 | $96,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 4,749 | $96,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 28,774 | $96,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,881 | $95,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 32,261 | $95,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,451 | $94,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 4,800 | $94,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 3,480 | $94,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 5,500 | $94,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 9,569 | $94,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 5,057 | $93,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 879 | $93,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 14,210 | $92,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 27,534 | $92,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 22,008 | $91,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 117,937 | $90,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 94,674 | $90,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 22,312 | $90,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 24,776 | $90,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 6,719 | $90,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 80,000 | $90,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 14,135 | $89,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 9,187 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,531 | $88,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,469 | $88,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 3,390 | $88,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 17,732 | $88,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 13,716 | $87,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 10,077 | $87,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 7,305 | $87,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 7,309 | $87,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 10,274 | $87,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 53,000 | $87,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 891 | $86,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 6,172 | $86,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,000 | $85,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,357 | $85,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 7,001 | $85,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 21,144 | $84,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,617 | $84,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,800 | $84,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 2,573 | $84,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 6,900 | $84,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 6,500 | $84,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 11,443 | $84,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 2,305 | $83,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 1,109 | $83,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 9,596 | $83,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 11,122 | $83,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 4,799 | $83,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 7,932 | $83,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,035 | $83,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,115 | $83,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,173 | $83,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 72,500 | $83,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,143 | $82,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,165 | $82,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,466 | $82,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 6,352 | $82,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 152,454 | $82,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,609 | $81,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 835 | $81,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,085 | $81,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,008 | $81,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,792 | $81,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 7,800 | $81,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 580 | $80,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 7,037 | $80,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 6,500 | $80,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,157 | $80,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 270 | $79,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,320 | $79,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 7,034 | $79,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 8,000 | $79,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,100 | $78,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 17,325 | $78,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 666,220 | $78,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 1,951 | $77,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,542 | $77,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 2,535 | $77,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 39,687 | $77,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 6,854 | $76,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 14,022 | $76,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,544 | $76,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 2,019 | $76,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 2,824 | $76,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 13,931 | $76,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,651 | $75,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 3,828 | $75,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 2,847 | $75,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 950 | $75,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,118 | $75,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 25,969 | $75,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 889 | $74,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,996 | $74,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 5,719 | $73,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 4,175 | $72,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,890 | $72,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 8,845 | $72,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 3,132 | $72,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 2,197 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 1,001 | $72,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 900 | $72,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 4,997 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 950 | $72,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,340 | $72,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 14,951 | $72,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 51,000 | $72,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 2,803 | $72,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 29,671 | $72,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 1,890 | $71,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,295 | $71,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 5,267 | $71,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 9,292 | $71,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 10,402 | $71,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 89,500 | $71,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1,835 | $70,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 3,890 | $70,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,499 | $70,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 6,748 | $70,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 1,430 | $69,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,840 | $69,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 682 | $69,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 950 | $69,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,100 | $69,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 45,000 | $69,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 75,139 | $69,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 5,689 | $68,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 2,375 | $68,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,950 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 2,001 | $68,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 8,300 | $68,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 10,049 | $68,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 1,946 | $68,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 67,000 | $68,000 | thousands by filing date | principal |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 8,708 | $67,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 15,670 | $67,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,533 | $66,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,359 | $65,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 3,928 | $65,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 5,584 | $65,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 3,800 | $65,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,309 | $65,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 10,102 | $65,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 11,108 | $65,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2,272 | $64,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 11,996 | $64,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 21,730 | $64,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,085 | $64,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 3,675 | $64,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 83,742 | $64,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 30,566 | $64,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,146 | $63,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 61,000 | $63,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 2,555 | $63,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 4,487 | $62,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 8,313 | $62,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 24,838 | $62,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 9,844 | $62,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 18,605 | $62,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,103 | $61,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,047 | $61,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,625 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 2,390 | $61,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,194 | $61,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 25,675 | $61,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 6,290 | $61,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 42,322 | $61,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 18,423 | $61,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 935 | $61,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 4,900 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |