13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 83,040 | $2,489,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 1,810,000 | $2,489,000 | thousands by filing date | principal |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 166,351 | $2,487,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 172,370 | $2,486,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 98,581 | $2,486,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 37,780 | $2,483,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 220,176 | $2,479,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 253,683 | $2,478,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 128,371 | $2,471,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 191,584 | $2,459,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 54,090 | $2,452,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 39,530 | $2,450,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 14,816 | $2,449,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 14,249 | $2,445,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 176,975 | $2,445,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954M900 | CL C CAP STK | 20,000 | $2,444,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 156,944 | $2,441,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 144,560 | $2,439,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 40,755 | $2,436,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 39,237 | $2,429,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 22,717 | $2,429,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 159,021 | $2,426,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 60,039 | $2,425,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 116,517 | $2,422,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 849,029 | $2,420,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 58,922 | $2,419,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 136,982 | $2,412,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 41,953 | $2,411,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 200,633 | $2,408,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 18,000 | $2,408,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 166,090 | $2,407,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 20,000 | $2,403,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 550,708 | $2,402,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 79,005 | $2,401,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 31,922 | $2,401,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 96,762 | $2,399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 20,049 | $2,398,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 247,979 | $2,391,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 49,683 | $2,391,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 208,668 | $2,387,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 218,989 | $2,385,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A907 | LTD PARTNR INT A | 199,500 | $2,382,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 45,964 | $2,380,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,298,000 | $2,380,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 51,693 | $2,379,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 145,160 | $2,376,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 243,399 | $2,373,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 26,031 | $2,367,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 69,140 | $2,366,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 616,235 | $2,366,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 55,406 | $2,364,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 571,813 | $2,361,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 13,853 | $2,356,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 36,716 | $2,354,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 96,685 | $2,349,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 66,829 | $2,340,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 67,877 | $2,335,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 149,103 | $2,333,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 515,601 | $2,330,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 68,154 | $2,327,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 43,839 | $2,321,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 28,627 | $2,320,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 53,225 | $2,318,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 53,478 | $2,318,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 21,552 | $2,318,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 93,216 | $2,315,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 1,205,000 | $2,307,000 | thousands by filing date | principal |
| IMMUNITYBIO INC | 45256X103 | COM | 161,367 | $2,304,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 509,724 | $2,303,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 104,938 | $2,303,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 169,205 | $2,301,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 30,506 | $2,299,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 73,513 | $2,298,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569909 | COM | 30,000 | $2,295,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 155,345 | $2,291,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 36,199 | $2,287,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 28,477 | $2,287,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 72,633 | $2,286,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 46,444 | $2,282,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 46,729 | $2,271,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 147,901 | $2,269,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 235,875 | $2,269,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433957 | PUT | 25,000 | $2,263,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905907 | COM | 24,300 | $2,261,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 191,013 | $2,256,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,074,000 | $2,252,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 223,041 | $2,251,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 15,896 | $2,244,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,032,000 | $2,244,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 61,907 | $2,243,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 54,862 | $2,240,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 72,407 | $2,239,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 30,940 | $2,237,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 41,805 | $2,237,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 26,620 | $2,233,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 36,611 | $2,231,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 263,688 | $2,231,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 73,545 | $2,230,000 | thousands by filing date | |
| KNOWLES CORP | 49926D909 | COM | 113,000 | $2,229,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,915,000 | $2,225,000 | thousands by filing date | principal |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 244,141 | $2,224,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 197,756 | $2,224,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 29,734 | $2,215,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 152,379 | $2,214,000 | thousands by filing date | |
| D R HORTON INC | 23331A959 | COM | 24,500 | $2,214,000 | thousands by filing date | put |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 110,976 | $2,214,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,000,000 | $2,213,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 59,536 | $2,212,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 36,200 | $2,205,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,001,000 | $2,203,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 308,586 | $2,197,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 161,385 | $2,197,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 100,245 | $2,197,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 48,281 | $2,195,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 53,323 | $2,195,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 23,591 | $2,194,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 109,334 | $2,193,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 98,648 | $2,193,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 85,064 | $2,190,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 37,317 | $2,189,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 152,691 | $2,188,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 87,978 | $2,186,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 138,112 | $2,184,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 57,009 | $2,181,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 53,785 | $2,175,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 117,469 | $2,174,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 124,711 | $2,174,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 28,758 | $2,172,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 197,944 | $2,172,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 41,188 | $2,163,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 182,074 | $2,159,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 215,958 | $2,159,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 16,253 | $2,157,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 153,990 | $2,155,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 1,150,000 | $2,154,000 | thousands by filing date | principal |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 239,202 | $2,153,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 9,410 | $2,152,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 99,483 | $2,151,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 74,763 | $2,151,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 221,519 | $2,151,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 21,875 | $2,148,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 177,961 | $2,148,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 45,753 | $2,143,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 1,733,000 | $2,143,000 | thousands by filing date | principal |
| Dimensional US Small Cap ETF | 25434V500 | COM | 36,659 | $2,141,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 97,520 | $2,141,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 152,546 | $2,137,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 96,950 | $2,134,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 568,008 | $2,130,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 41,300 | $2,126,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 96,799 | $2,124,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 28,544 | $2,119,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 135,900 | $2,114,000 | thousands by filing date | put |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 14,938 | $2,114,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 1,708,000 | $2,112,000 | thousands by filing date | principal |
| EAGLE BANCORPORATION INC | 268948106 | COM | 37,597 | $2,108,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 33,426 | $2,099,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 139,053 | $2,099,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 133,925 | $2,098,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 25,674 | $2,098,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 148,427 | $2,098,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 34,400 | $2,096,000 | thousands by filing date | call |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 2,085,000 | $2,094,000 | thousands by filing date | principal |
| VANGUARD WHITEHALL FDS | 921946956 | HIGH DIV YLD | 20,000 | $2,089,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 95,782 | $2,083,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 130,165 | $2,082,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 36,061 | $2,080,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 90,901 | $2,078,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 89,949 | $2,077,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 1,055,000 | $2,076,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 93,579 | $2,073,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 86,307 | $2,068,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 215,468 | $2,068,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 79,701 | $2,067,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 24,573 | $2,062,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 224,470 | $2,062,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 50,000 | $2,062,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 99,180 | $2,058,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 18,738 | $2,050,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 129,081 | $2,048,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 36,579 | $2,048,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 43,657 | $2,045,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 93,303 | $2,043,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 89677Q907 | ADS | 57,600 | $2,042,000 | thousands by filing date | call |
| TRUIST FINL CORP | 89832Q909 | COM | 36,800 | $2,042,000 | thousands by filing date | call |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 79,256 | $2,040,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 156,790 | $2,035,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 48,621 | $2,029,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 41,271 | $2,023,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 206,950 | $2,023,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 40,968 | $2,021,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 100,000 | $2,018,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 60,648 | $2,015,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 107,921 | $2,014,000 | thousands by filing date | |
| BAXTER INTL INC | 071813959 | COM | 25,000 | $2,013,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 80,492 | $2,012,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 131,286 | $2,011,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 167,200 | $2,008,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 164,243 | $2,008,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 35,243 | $2,004,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 128,675 | $2,003,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 141,572 | $2,002,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 37,540 | $2,001,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 98,138 | $2,001,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 249,602 | $2,000,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 125,377 | $2,000,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 90,741 | $1,993,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 62,400 | $1,991,000 | thousands by filing date | call |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 35,309 | $1,986,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 133,552 | $1,983,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 33,829 | $1,976,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 75,939 | $1,976,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 2,025,000 | $1,976,000 | thousands by filing date | principal |
| PINTEREST INC | 72352L906 | CALL | 25,000 | $1,974,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 505,009 | $1,970,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 39,534 | $1,967,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 116,586 | $1,961,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 400,000 | $1,959,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 43,481 | $1,958,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 193,691 | $1,952,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 66,009 | $1,947,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 19,632 | $1,942,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 55,879 | $1,941,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 48,120 | $1,940,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,000,000 | $1,940,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 28,000 | $1,939,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 53,519 | $1,938,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,902,000 | $1,938,000 | thousands by filing date | principal |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,974 | $1,936,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 5,000 | $1,935,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 45,742 | $1,934,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 29,500 | $1,933,000 | thousands by filing date | call |
| ARCH RESOURCES INC | 03940R107 | CL A | 33,893 | $1,931,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 98,131 | $1,928,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,102 | $1,926,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 42,182 | $1,920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 23,713 | $1,908,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 59,303 | $1,907,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 9,575 | $1,906,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 112,638 | $1,899,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 191,100 | $1,892,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 104,720 | $1,891,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 17,802 | $1,890,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 40,720 | $1,890,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 399,453 | $1,889,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 33,325 | $1,887,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 137,554 | $1,887,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 124,902 | $1,883,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 180,108 | $1,882,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 28,382 | $1,878,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 35,400 | $1,876,000 | thousands by filing date | call |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 69,769 | $1,874,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 162,207 | $1,869,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 80,293 | $1,867,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 216,644 | $1,866,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 116,585 | $1,865,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 273,324 | $1,863,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 128,049 | $1,857,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 50,000 | $1,855,000 | thousands by filing date | put |
| TENABLE HLDGS INC | 88025T102 | COM | 44,806 | $1,853,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 1,740,000 | $1,853,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 128,493 | $1,849,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y958 | PUT | 43,300 | $1,849,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 166,647 | $1,848,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 159,742 | $1,847,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 13,100 | $1,847,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 178,077 | $1,843,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368901 | CALL | 50,000 | $1,843,000 | thousands by filing date | call |
| WRAP TECHNOLOGIES INC | 98212N907 | COM | 234,300 | $1,839,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,572,500 | $1,839,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 20,851 | $1,838,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 202,737 | $1,837,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 66,982 | $1,836,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 119,050 | $1,833,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 111,005 | $1,832,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 124,123 | $1,830,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 59,894 | $1,828,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 138,554 | $1,824,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 101,206 | $1,820,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 1,682,000 | $1,814,000 | thousands by filing date | principal |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 10,480 | $1,809,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 76,422 | $1,808,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 61,649 | $1,806,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 99,393 | $1,805,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 17,561 | $1,805,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 25,981 | $1,804,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 9,361 | $1,798,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 29,676 | $1,796,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 31,050 | $1,796,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 83,507 | $1,795,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 107,570 | $1,794,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 20,614 | $1,793,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 43,508 | $1,792,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 58,288 | $1,791,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 132,685 | $1,776,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 86,613 | $1,776,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 258,018 | $1,776,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 453,617 | $1,774,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 24,347 | $1,774,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 94,282 | $1,773,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 125,000 | $1,773,000 | thousands by filing date | call |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 55,508 | $1,772,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 179,835 | $1,772,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 27,240 | $1,772,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,229 | $1,770,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 29,300 | $1,770,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 63,953 | $1,767,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 42,447 | $1,764,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 49,033 | $1,763,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,649,000 | $1,761,000 | thousands by filing date | principal |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 103,120 | $1,753,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 181,618 | $1,753,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 66,883 | $1,750,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 1,759,000 | $1,747,000 | thousands by filing date | principal |
| COSTAMARE INC | Y1771G102 | SHS | 147,370 | $1,740,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 1,343,000 | $1,740,000 | thousands by filing date | principal |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 57,979 | $1,735,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 142,071 | $1,734,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 67,443 | $1,731,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 173,891 | $1,730,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 92,157 | $1,726,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 5,000 | $1,725,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 36,520 | $1,724,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 79,941 | $1,724,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 184,581 | $1,722,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 778,000 | $1,720,000 | thousands by filing date | principal |
| PROTO LABS INC | 743713109 | COM | 18,694 | $1,716,000 | thousands by filing date | |
| VIATRIS INC | 92556V906 | COM | 120,000 | $1,715,000 | thousands by filing date | call |
| ASCENT INDUSTRIES CO | 871565107 | COM | 171,670 | $1,714,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 284,076 | $1,708,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 59,304 | $1,708,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 35,688 | $1,707,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 105,387 | $1,707,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 82,568 | $1,705,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 34,425 | $1,704,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 193,984 | $1,703,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 46,264 | $1,701,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 241,300 | $1,701,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 50,193 | $1,695,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 67,058 | $1,693,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 40,275 | $1,693,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 37,674 | $1,692,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 20,336 | $1,692,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 36,313 | $1,691,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 234,207 | $1,691,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 24,441 | $1,691,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 39,488 | $1,684,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 37,178 | $1,683,000 | thousands by filing date | |
| GAP INC | 364760908 | COM | 50,000 | $1,683,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 70,032 | $1,681,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 119,284 | $1,679,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 24,881 | $1,676,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 110,688 | $1,672,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 499,051 | $1,672,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 34,127 | $1,666,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 315,661 | $1,666,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 47,339 | $1,665,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 116,712 | $1,664,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 102,700 | $1,663,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 168,815 | $1,663,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 19,037 | $1,663,000 | thousands by filing date | |
| ONTERRIS INC | 615111951 | PUT | 31,000 | $1,663,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 421,706 | $1,657,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 21,200 | $1,655,000 | thousands by filing date | call |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 61,257 | $1,653,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 207,360 | $1,652,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 54,454 | $1,652,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 122,906 | $1,651,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 66,709 | $1,649,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 116,566 | $1,648,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,610,000 | $1,648,000 | thousands by filing date | principal |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 80,526 | $1,644,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 35,393 | $1,643,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 24,579 | $1,640,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 747,000 | $1,640,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 197,577 | $1,630,000 | thousands by filing date | |
| SKILLZ INC | 83067L959 | PUT | 75,000 | $1,629,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 96,461 | $1,626,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 167,484 | $1,620,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 43,434 | $1,616,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 12,760 | $1,615,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 130,004 | $1,615,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 157,813 | $1,615,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 44,861 | $1,614,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 40,771 | $1,611,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 39,365 | $1,611,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 30,000 | $1,611,000 | thousands by filing date | put |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,806,500 | $1,610,000 | thousands by filing date | principal |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 87,130 | $1,609,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 603,892 | $1,606,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 29,615 | $1,606,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 113,052 | $1,604,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 50,053 | $1,604,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 101,663 | $1,601,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,128,000 | $1,601,000 | thousands by filing date | principal |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 140,828 | $1,595,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 157,744 | $1,593,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 149,354 | $1,592,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 29,049 | $1,584,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 24,994 | $1,582,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 54,016 | $1,581,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 55,640 | $1,580,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 16,127 | $1,579,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 49,444 | $1,572,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 90,487 | $1,561,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 43,722 | $1,558,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 101,229 | $1,558,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 41,584 | $1,557,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 100,109 | $1,555,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 331,408 | $1,551,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 156,639 | $1,544,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 128,382 | $1,540,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 61,397 | $1,538,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 215,203 | $1,537,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 92,696 | $1,537,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,462,000 | $1,537,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 110,937 | $1,536,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 127,007 | $1,530,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F903 | CALL | 125,000 | $1,530,000 | thousands by filing date | call |
| CORSAIR GAMING INC | 22041X102 | COM | 45,917 | $1,528,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 65,122 | $1,526,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 35,767 | $1,523,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 261,103 | $1,520,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 53,613 | $1,519,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 205,068 | $1,517,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 166,193 | $1,517,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 102,897 | $1,514,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,563 | $1,512,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 17,561 | $1,511,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 172,011 | $1,510,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 20,036 | $1,509,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 25,011 | $1,507,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 45,585 | $1,505,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 143,575 | $1,505,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 1,530,000 | $1,504,000 | thousands by filing date | principal |
| FASTLY INC | 31188V900 | CL A | 25,000 | $1,502,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P952 | COM NEW | 43,900 | $1,501,000 | thousands by filing date | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 24,017 | $1,500,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 51,149 | $1,499,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 16,090 | $1,497,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 37,297 | $1,497,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 53,973 | $1,497,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 116,130 | $1,496,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 263,477 | $1,494,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 45,000 | $1,494,000 | thousands by filing date | call |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 151,278 | $1,494,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 220,295 | $1,493,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 24,145 | $1,486,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 10,400 | $1,486,000 | thousands by filing date | call |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 54,156 | $1,484,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 21,450 | $1,483,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 13,670 | $1,482,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 11,259 | $1,482,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 122,404 | $1,481,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 24,407 | $1,480,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 25,221 | $1,480,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 35,900 | $1,480,000 | thousands by filing date | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 61,393 | $1,478,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 188,787 | $1,475,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 93,560 | $1,466,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 52,400 | $1,466,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 30,124 | $1,461,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 83,994 | $1,460,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,289,000 | $1,456,000 | thousands by filing date | principal |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 149,400 | $1,454,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 112,988 | $1,452,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 279,389 | $1,450,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 44,484 | $1,448,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 88,490 | $1,447,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 214,950 | $1,447,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 55,566 | $1,446,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 72,380 | $1,446,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 43,726 | $1,445,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 35,341 | $1,443,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 87,149 | $1,443,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 29,882 | $1,438,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 147,937 | $1,437,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 90,993 | $1,437,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 11,094 | $1,436,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 21,685 | $1,436,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 65,471 | $1,432,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 38,352 | $1,431,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 53,692 | $1,431,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 94,738 | $1,428,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 146,158 | $1,427,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 100,494 | $1,423,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 55,909 | $1,418,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 109,443 | $1,416,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 86,733 | $1,414,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 48,012 | $1,412,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 55,114 | $1,410,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 65,254 | $1,408,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 22,526 | $1,406,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 18,619 | $1,405,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 41,743 | $1,404,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 87,278 | $1,403,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 22,489 | $1,395,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 70,522 | $1,395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 21,613 | $1,395,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 63,185 | $1,391,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |