13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVALON GLOBOCARE CORP | 05344R104 | COM | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Movano, Inc. | 62459M107 | common | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 3 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SADOT GROUP INC | 627333107 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICITY INC | 92347D100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ICC HOLDINGS INC | 44931Q104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mid-Southern Bancorp | 59548Q107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OLB Group Inc | 67086U307 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDDIA INC | 05072K107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802302 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCARDIA INC | 09060U507 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC COM | 74584P202 | Stock | 344 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T409 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V501 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718307 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADITX THERAPEUTICS INC | 007025109 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G104 | COM | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G606 | GLOBAL INFRASTR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 354 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Benitec Biopharma, Inc. | 08205P100 | common | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kaspien Holdings Inc | 485837108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104107 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E455 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W689 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 697 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIQUE FABRICATING INC | 90915J103 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HV BANCORP | 40441H105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUWELLIS INC | 67113Y108 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255807 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVO Bioscience, Inc. | 44984F302 | common | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sigma Additive Solutions, Inc. | 826598500 | common | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMESTONE BANCORP INC | 53262L105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lixte Biotech HLDG | 539319202 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90274E257 | ETRACS NYSE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W102 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 222 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALFI INC | 00161P109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METAURUS EQUITY COMPONENT TR | 59140L100 | US EQT CUM 2027 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSAMERICA ETF TR | 89349P107 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYNERGISTEK INC | 23258P105 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646301 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HISTOGEN INC | 43358Y103 | COM | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBM BANCORP INC | 1248XT104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACER FDS TR | 69374H618 | SALT HIG TRUBT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFRESH INC | 449538107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R300 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X MSCI CHINA LARGE-CAP 50 ETF | 37954Y566 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREMONT MTG TR | 894789106 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 337 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 2,079 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONAKER GROUP INC | 609011200 | COM NEW | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |