13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 15,869 | $639,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 103,822 | $639,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 26,289 | $637,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 51,819 | $636,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,148 | $632,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 21,409 | $632,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 12,402 | $631,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 66,000 | $630,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 45,408 | $630,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 92,882 | $629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 14,510 | $627,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 6,891 | $626,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 104,236 | $623,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD | 874060905 | SPONSORED ADS | 37,000 | $623,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,020 | $622,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,902 | $622,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 36,501 | $622,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 47,612 | $622,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 18,386 | $619,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 46,584 | $617,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 26,887 | $617,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 46,336 | $617,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 35,962 | $616,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 24,696 | $614,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 22,730 | $614,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F904 | COM | 20,000 | $614,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 578,000 | $612,000 | thousands by filing date | principal |
| TRINITY CAP INC | 896442308 | COM | 42,154 | $610,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 574,000 | $608,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 18,515 | $607,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 14,244 | $607,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 13,165 | $602,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 40,163 | $602,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 49,220 | $600,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 275,310 | $600,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 41,389 | $599,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 47,017 | $599,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,830 | $598,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 167,153 | $598,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 12,576 | $597,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 65,257 | $597,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 65,333 | $593,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 58,042 | $592,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 283,095 | $592,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 13,958 | $591,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 25,785 | $590,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 11,317 | $589,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 7,660 | $588,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 41,086 | $588,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,924 | $585,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP | 29261A900 | COM | 7,500 | $585,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 22,494 | $585,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P902 | Equity Call | 100,000 | $585,000 | thousands by filing date | call |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 20,185 | $583,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 22,857 | $583,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 9,444 | $583,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 12,542 | $579,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 4,000 | $579,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 86,398 | $576,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 26,990 | $572,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 74,784 | $572,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 7,393 | $572,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 11,958 | $572,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 18,480 | $569,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 10,158 | $568,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 38,455 | $567,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 85,005 | $566,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 16,606 | $566,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 600,000 | $565,000 | thousands by filing date | principal |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 16,600 | $562,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 16,385 | $561,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 22,871 | $558,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 39,847 | $556,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 9,145 | $555,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 426,000 | $555,000 | thousands by filing date | principal |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 62,296 | $554,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 230,000 | $554,000 | thousands by filing date | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 54,752 | $552,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 12,380 | $550,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 24,710 | $550,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,059 | $550,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 8,473 | $548,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 10,076 | $548,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,474 | $547,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 157,745 | $546,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 20,991 | $546,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 151,972 | $543,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 9,409 | $540,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 12,167 | $540,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 48,255 | $539,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 81,154 | $538,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 16,919 | $536,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 85,682 | $536,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 21,034 | $536,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 235,000 | $536,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 16,436 | $535,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 30,851 | $534,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463951 | PUT | 50,600 | $533,000 | thousands by filing date | put |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 25,215 | $529,000 | thousands by filing date | |
| BRIGHTSTAR LOTTERY PLC | G4863A958 | SHS USD | 22,100 | $529,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 36,423 | $528,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,271 | $527,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764900 | CALL | 5,000 | $525,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,459 | $524,000 | thousands by filing date | |
| R1 RCM INC | 749397905 | COM | 23,500 | $523,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 39,906 | $521,000 | thousands by filing date | |
| TERNIUM SA | 880890908 | SPONSORED ADS | 13,500 | $519,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 37,806 | $518,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 44,281 | $518,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 364,391 | $518,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 51,847 | $517,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 30,612 | $516,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 34,668 | $515,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 19,501 | $514,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 20,939 | $513,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 12,000 | $513,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 17,350 | $510,000 | thousands by filing date | |
| HARLEY DAVIDSON INC | 412822958 | PUT | 11,100 | $504,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 35,300 | $502,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 29,711 | $501,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 53,247 | $500,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 8,851 | $498,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 9,690 | $498,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 14,020 | $497,000 | thousands by filing date | |
| BARK INC | 68622E904 | CALL | 43,500 | $497,000 | thousands by filing date | call |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 53,200 | $496,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 56,476 | $495,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 82,260 | $495,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 22,205 | $495,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581907 | COM | 60,500 | $495,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 7,459 | $494,000 | thousands by filing date | |
| ONTERRIS INC | 615111901 | CALL | 9,200 | $494,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,874 | $491,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 56,893 | $490,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,163 | $488,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 46,903 | $488,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 9,453 | $487,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 17,146 | $486,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 21,462 | $486,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 24,300 | $486,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 16,214 | $486,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 20,906 | $486,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 223,236 | $486,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 50,000 | $485,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 52,472 | $482,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 85,342 | $482,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 13,990 | $481,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 35,909 | $481,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 43,403 | $481,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,514 | $481,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 49,280 | $481,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 128,698 | $479,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 47,600 | $479,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 123,451 | $479,000 | thousands by filing date | |
| ORGANON & CO | 68622V906 | COMMON STOCK | 15,800 | $478,000 | thousands by filing date | call |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 168,000 | $478,000 | thousands by filing date | principal |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 80,714 | $477,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 44,195 | $477,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5,590 | $476,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 12,484 | $475,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 24,866 | $475,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 9,630 | $474,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 371,000 | $473,000 | thousands by filing date | principal |
| STRATASYS LTD | M85548101 | SHS | 18,225 | $472,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 18,521 | $471,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 81,857 | $470,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 19,674 | $469,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 29,092 | $469,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 98,676 | $469,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 32,226 | $466,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 7,575 | $466,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 58,273 | $464,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 11,630 | $464,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 4,059 | $463,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 28,718 | $463,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 22,533 | $462,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 13,218 | $462,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 390,000 | $461,000 | thousands by filing date | principal |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 46,082 | $460,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 41,734 | $458,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 53,389 | $458,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 23,937 | $455,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 69,996 | $455,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 32,636 | $455,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 11,748 | $452,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 16,953 | $450,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 28,930 | $448,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 18,001 | $448,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 29,508 | $447,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 19,388 | $445,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 17,605 | $445,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 45,505 | $444,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,524 | $443,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 5,673 | $443,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 45,027 | $442,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 11,975 | $439,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,162 | $439,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,990 | $439,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,607 | $439,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 29,422 | $439,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011907 | CALL | 16,500 | $438,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 32,906 | $438,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 44,803 | $437,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 385,000 | $437,000 | thousands by filing date | principal |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,027 | $436,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 36,817 | $435,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 34,418 | $434,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 81,765 | $434,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 14,176 | $433,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 19,603 | $432,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 21,123 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 11,171 | $428,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 12,590 | $427,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908959 | TOTAL STK MKT | 1,800 | $427,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,382 | $426,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 17,357 | $425,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 22,112 | $424,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,764 | $424,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,879 | $424,000 | thousands by filing date | |
| NEW ORIENTAL ED & TECH GRP I | 647581957 | PUT | 51,800 | $424,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 10,105 | $423,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 160,195 | $423,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,075 | $421,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 23,357 | $421,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 23,450 | $420,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 15,422 | $420,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 14,064 | $417,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 13,590 | $416,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R958 | PUT | 4,800 | $416,000 | thousands by filing date | put |
| Ouster Inc | 68989M103 | COM | 33,273 | $416,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 100,243 | $414,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 38,649 | $414,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 40,372 | $406,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 385,000 | $406,000 | thousands by filing date | principal |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 29,297 | $405,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 10,274 | $404,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,739 | $404,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 53,112 | $404,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 19,165 | $404,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 93,996 | $404,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,705 | $403,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 36,010 | $403,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 7,884 | $399,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4,805 | $399,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 36,901 | $398,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 50,226 | $397,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 53,165 | $397,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 40,073 | $396,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w107 | COM | 40,000 | $396,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 31,067 | $394,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 11,905 | $394,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 20,099 | $393,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 11,805 | $393,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,200 | $392,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 20,890 | $391,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 36,430 | $390,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 36,298 | $388,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 24,752 | $388,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 40,000 | $388,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 28,992 | $387,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 45,601 | $386,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 21,800 | $384,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 33,438 | $384,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 31,609 | $384,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 33,248 | $382,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 19,960 | $380,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 5,341 | $380,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 7,600 | $380,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 9,774 | $379,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 14,927 | $379,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 79,706 | $379,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,300 | $377,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,938 | $377,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 48,438 | $376,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 349,000 | $376,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 365,000 | $376,000 | thousands by filing date | principal |
| Etfmg Prime Mobile | 26924G409 | COM | 5,330 | $375,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 27,616 | $374,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 24,325 | $373,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 37,367 | $373,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107901 | CL A SHS | 19,600 | $372,000 | thousands by filing date | call |
| BYLINE BANCORP INC | 124411109 | COM | 16,294 | $369,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 11,487 | $367,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 16,898 | $366,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 6,475 | $366,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 8,155 | $366,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,075 | $365,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 47,277 | $364,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 6,000 | $363,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 15,834 | $362,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 17,986 | $362,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,021 | $361,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 10,698 | $361,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,720 | $361,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 26,177 | $361,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 13,108 | $360,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 103,470 | $359,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 36,484 | $359,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 9,955 | $357,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 18,800 | $356,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 9,119 | $354,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 27,656 | $353,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 35,266 | $352,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,228 | $352,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 19,313 | $351,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 16,504 | $351,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,656 | $349,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 35,874 | $349,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 20,067 | $349,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 100,000 | $349,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,662 | $347,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 42,094 | $347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,409 | $346,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 28,903 | $345,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 3,800 | $343,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,678 | $342,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263903 | COM | 8,300 | $342,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22,778 | $341,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 286,047 | $341,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 7,368 | $340,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 17,220 | $340,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,616 | $338,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,381 | $337,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 10,655 | $336,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 52,978 | $335,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 10,900 | $334,000 | thousands by filing date | put |
| BOA ACQUISITION CORP | 05601A109 | CMN | 34,540 | $334,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 83,251 | $333,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 49,726 | $332,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 22,532 | $332,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 17,979 | $330,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 10,300 | $330,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 18,300 | $329,000 | thousands by filing date | call |
| VIEW INC | 92671V106 | COM | 38,766 | $329,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C907 | COM | 25,000 | $329,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,858 | $328,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 30,801 | $328,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $328,000 | thousands by filing date | principal |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 214,734 | $326,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 12,352 | $324,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,448 | $324,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 21,121 | $324,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,497 | $324,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 15,813 | $323,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,763 | $322,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 275,000 | $322,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 24,324 | $322,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 30,410 | $321,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 38,761 | $321,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 32,552 | $320,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,839 | $320,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 28,305 | $319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,613 | $319,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 62,961 | $319,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 6,568 | $318,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 23,556 | $318,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 30,514 | $318,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 15,166 | $317,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 30,656 | $316,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D950 | CALL | 27,000 | $316,000 | thousands by filing date | put |
| INHIBRX INC | 45720L107 | COM | 11,497 | $316,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 25,098 | $314,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 9,408 | $313,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 28,509 | $310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,807 | $310,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 11,715 | $308,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 17,426 | $308,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,166 | $307,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 300,000 | $307,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664950 | COM | 8,400 | $307,000 | thousands by filing date | put |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 9,545 | $306,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 6,404 | $305,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 302,000 | $305,000 | thousands by filing date | principal |
| CITY OFFICE REIT INC | 178587101 | COM | 24,419 | $304,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 19,916 | $304,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 4,609 | $304,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 14,614 | $303,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 12,441 | $302,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 7,640 | $302,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 16,232 | $302,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 19,916 | $302,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 9,501 | $301,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,038 | $300,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,958 | $298,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 13,006 | $297,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 5,049 | $296,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 10,702 | $296,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 160,563 | $294,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,391 | $293,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,780 | $293,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 1,300 | $293,000 | thousands by filing date | put |
| Akoustis Technologies Inc | 00973N102 | COM | 27,273 | $292,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 67,917 | $291,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,504 | $290,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 24,780 | $289,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 26,189 | $286,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 433,356 | $285,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 14,127 | $283,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 30,673 | $282,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E900 | CALL | 3,800 | $282,000 | thousands by filing date | call |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 25,940 | $282,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 10,790 | $281,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 31,598 | $280,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,034 | $279,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 220,000 | $278,000 | thousands by filing date | principal |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 13,930 | $277,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 3,460 | $276,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 9,761 | $276,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 17,095 | $276,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 10,244 | $276,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 300 | $276,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 82,995 | $275,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 134,000 | $275,000 | thousands by filing date | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 9,456 | $275,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,006 | $272,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 25,238 | $272,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 8,684 | $271,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 5,668 | $271,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,336 | $270,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,349 | $269,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 10,964 | $268,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y955 | LITHIUM BTRY ETF | 3,700 | $268,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 9,792 | $267,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,543 | $267,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,066 | $266,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,823 | $265,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 29,017 | $265,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 44,703 | $264,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 16,087 | $264,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,773 | $263,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 8,281 | $263,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 16,810 | $261,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 23,674 | $260,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 18,716 | $260,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 224,000 | $260,000 | thousands by filing date | principal |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 71,088 | $259,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 8,137 | $258,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,713 | $257,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011957 | PUT | 9,700 | $257,000 | thousands by filing date | put |
| WESCO INTL INC | 95082P905 | COM | 2,500 | $257,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,591 | $257,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 8,032 | $254,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 20,066 | $253,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 15,350 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 6,434 | $253,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 3,800 | $252,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,989 | $252,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 10,179 | $252,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,377 | $252,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 64,578 | $252,000 | thousands by filing date | |
| VIATRIS INC | 92556V956 | COM | 17,500 | $250,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 61,093 | $249,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 25,000 | $249,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 5,739 | $248,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 111,417 | $248,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 9,518 | $247,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,104 | $247,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 46,042 | $244,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,350 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,189 | $244,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,794 | $243,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 10,221 | $243,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 237,000 | $243,000 | thousands by filing date | principal |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C105 | SHS CL A | 25,000 | $243,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,409 | $242,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 11,233 | $241,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 28,258 | $241,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 7,370 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 19,335 | $240,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 6,249 | $239,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 23,502 | $238,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 7,228 | $237,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 14,913 | $237,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 18,837 | $234,000 | thousands by filing date | |
| VISTRA CORP | 92840M952 | COM | 12,600 | $234,000 | thousands by filing date | put |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 23,387 | $234,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,333 | $233,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 14,465 | $232,000 | thousands by filing date | |
| UNITY SOFTWARE INC | 91332U951 | PUT | 2,100 | $231,000 | thousands by filing date | put |
| Perion Network Ltd | M78673114 | COM | 10,735 | $230,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 56,489 | $230,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 23,833 | $229,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,951 | $229,000 | thousands by filing date | |
| BARK INC | 68622E954 | PUT | 20,000 | $229,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 54,827 | $229,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,694 | $228,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 45,054 | $228,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,632 | $226,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 4,298 | $225,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 17,395 | $224,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,877 | $224,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,307 | $224,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 17,860 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,634 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,530 | $223,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 347,858 | $223,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 47,902 | $223,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 5,909 | $221,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 11,491 | $221,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 8,187 | $220,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |