13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 104,747 | $4,326,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 75,054 | $4,324,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 94,433 | $4,324,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 350,119 | $4,320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 138,750 | $4,299,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 192,726 | $4,286,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 304,935 | $4,278,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 38,590 | $4,276,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 220,777 | $4,270,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 54,346 | $4,266,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 40,001 | $4,266,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 217,541 | $4,264,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 93,201 | $4,261,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 82,507 | $4,249,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 63,788 | $4,244,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 89,518 | $4,242,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,843,000 | $4,230,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 32,728 | $4,229,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 215,637 | $4,211,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 80,886 | $4,203,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 78,275 | $4,203,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 277,874 | $4,196,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 105,176 | $4,186,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 102,052 | $4,180,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 205,254 | $4,168,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 71,191 | $4,150,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 136,351 | $4,150,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 30,120 | $4,149,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 175,453 | $4,146,000 | thousands by filing date | |
| DYCOM INDS INC | 267475901 | COM | 55,500 | $4,135,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 89,340 | $4,134,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 673,113 | $4,133,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 207,589 | $4,127,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 41,163 | $4,123,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 3,989,000 | $4,118,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 102,838 | $4,109,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 82,699 | $4,109,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 131,881 | $4,108,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 67,160 | $4,108,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 253,529 | $4,079,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 22,366 | $4,078,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 279,863 | $4,078,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 2,909,000 | $4,071,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 3,590,000 | $4,070,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 40,020 | $4,068,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 546,625 | $4,067,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 263,418 | $4,067,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558953 | PUT | 59,000 | $4,063,000 | thousands by filing date | put |
| IQVIA HLDGS INC | 46266C955 | PUT | 16,700 | $4,047,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 91,556 | $4,041,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 94,429 | $4,038,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 215,940 | $4,036,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 354,533 | $4,034,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 143,266 | $4,028,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 367,172 | $4,025,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 118,660 | $4,024,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 111,956 | $4,015,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W950 | PUT | 32,300 | $4,006,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 77,281 | $4,001,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 341,983 | $4,001,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 118,218 | $4,000,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 233,594 | $3,999,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 117,936 | $3,993,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 206,871 | $3,985,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 150,000 | $3,983,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 351,181 | $3,979,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 96,937 | $3,979,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 29,807 | $3,977,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 58,383 | $3,976,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 15,309 | $3,975,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 36,130 | $3,972,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 291,042 | $3,970,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 978,457 | $3,963,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 366,104 | $3,961,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 742,156 | $3,949,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 106,739 | $3,947,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 84,903 | $3,938,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 626,980 | $3,937,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 60,570 | $3,937,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 47,200 | $3,935,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 47,200 | $3,935,000 | thousands by filing date | put |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 62,244 | $3,931,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 22,004 | $3,924,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 332,012 | $3,919,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 137,090 | $3,916,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 226,615 | $3,916,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 426,835 | $3,915,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 64,603 | $3,911,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 65,480 | $3,908,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 14,700 | $3,902,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 63,676 | $3,899,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 65,165 | $3,899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 40,090 | $3,898,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 3,814,000 | $3,886,000 | thousands by filing date | principal |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 491,747 | $3,885,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 260,369 | $3,879,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 253,250 | $3,875,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 42,926 | $3,871,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 165,313 | $3,871,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 61,673 | $3,870,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 158,391 | $3,862,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 106,311 | $3,862,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 323,835 | $3,860,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 280,364 | $3,858,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 286,724 | $3,857,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 162,655 | $3,856,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 125,111 | $3,852,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 596,043 | $3,851,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 246,402 | $3,841,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 92,007 | $3,839,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 41,694 | $3,827,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 449,775 | $3,825,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 319,750 | $3,820,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 123,497 | $3,817,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 57,192 | $3,811,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 114,700 | $3,808,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 133,469 | $3,799,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 170,602 | $3,799,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 59,693 | $3,798,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 68,918 | $3,798,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 2,340,000 | $3,797,000 | thousands by filing date | principal |
| GENERAL ELECTRIC CO | 369604953 | COM | 282,100 | $3,797,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 899,063 | $3,794,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 98,620 | $3,786,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 50,719 | $3,780,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 79,398 | $3,769,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 269,764 | $3,769,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 39,637 | $3,763,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP | 88034P909 | SPON ADS | 242,700 | $3,757,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 422,608 | $3,754,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 193,882 | $3,734,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 466,233 | $3,730,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 448,139 | $3,724,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 58,585 | $3,714,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 63,959 | $3,713,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 1,847,000 | $3,712,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 152,015 | $3,707,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I UNIT EX 022526 | 822821203 | Stock | 371,000 | $3,706,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 177,566 | $3,703,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,901,000 | $3,701,000 | thousands by filing date | principal |
| SAFETY INS GROUP INC | 78648T100 | COM | 47,253 | $3,699,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 38,547 | $3,697,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 89,932 | $3,695,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 155,653 | $3,694,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 376,167 | $3,689,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y908 | CALL | 86,400 | $3,689,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 65,518 | $3,683,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 57,520 | $3,681,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 137,764 | $3,681,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 151,836 | $3,676,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 117,500 | $3,675,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 244,795 | $3,672,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 222,152 | $3,670,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 49,930 | $3,665,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 59,866 | $3,664,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 136,632 | $3,664,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 220,398 | $3,663,000 | thousands by filing date | |
| ALPHABET INC | 02079K955 | PUT | 1,500 | $3,663,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 148,356 | $3,655,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 128,987 | $3,654,000 | thousands by filing date | |
| SSR MINING IN | 784730903 | COM | 234,000 | $3,649,000 | thousands by filing date | call |
| BALL CORP | 058498956 | PUT | 45,000 | $3,646,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 69,111 | $3,642,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 226,517 | $3,640,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 49,161 | $3,637,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 65,790 | $3,618,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 31,640 | $3,617,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 92,832 | $3,616,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 4,183,000 | $3,612,000 | thousands by filing date | principal |
| CUTERA INC | 232109108 | COM | 73,642 | $3,611,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 125,391 | $3,609,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 5,018,000 | $3,607,000 | thousands by filing date | principal |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 266,981 | $3,604,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269950 | PUT | 70,000 | $3,603,000 | thousands by filing date | put |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 208,750 | $3,594,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 371,382 | $3,580,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,207,000 | $3,578,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 69,358 | $3,577,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 27,892 | $3,574,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 186,412 | $3,561,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 120,337 | $3,555,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 49,184 | $3,554,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 83,039 | $3,554,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 35,483 | $3,551,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 96,379 | $3,545,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 371,443 | $3,536,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544900 | CALL | 75,000 | $3,536,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 211,078 | $3,535,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 105,118 | $3,534,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 47,798 | $3,532,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 66,861 | $3,531,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 361,067 | $3,527,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 423,186 | $3,525,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 141,470 | $3,523,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 347,174 | $3,523,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 182,291 | $3,514,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 198,796 | $3,511,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 159,132 | $3,509,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,225,000 | $3,509,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 50,000 | $3,499,000 | thousands by filing date | call |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 84,485 | $3,497,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 59,274 | $3,497,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 132,836 | $3,495,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 51,665 | $3,493,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 223,880 | $3,492,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 80,679 | $3,488,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 244,757 | $3,488,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 210,484 | $3,486,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 28,500 | $3,486,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 54,083 | $3,484,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 184,952 | $3,483,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 168,034 | $3,483,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 13,270 | $3,478,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 151,014 | $3,475,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 95,374 | $3,468,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 91,420 | $3,464,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 12,460 | $3,460,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 73,406 | $3,454,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 334,957 | $3,450,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 51,084 | $3,447,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 142,527 | $3,447,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 23,168 | $3,441,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 248,535 | $3,437,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 88,277 | $3,431,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 2,121,000 | $3,423,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 95,241 | $3,421,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 116,943 | $3,420,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 184,064 | $3,418,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 70,594 | $3,413,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 90,324 | $3,405,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 94,511 | $3,404,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 48,869 | $3,399,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 163,617 | $3,398,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 249,288 | $3,390,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 117,700 | $3,387,000 | thousands by filing date | put |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 159,047 | $3,386,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 72,909 | $3,379,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 119,608 | $3,375,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 65,280 | $3,358,000 | thousands by filing date | |
| BIONTECH SE | 09075V952 | SPONSORED ADS | 15,000 | $3,358,000 | thousands by filing date | put |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 251,007 | $3,356,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 512,667 | $3,352,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 80,068 | $3,348,000 | thousands by filing date | |
| DOW HLDGS INC | 260557903 | CALL | 52,900 | $3,347,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 54,527 | $3,334,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 103,699 | $3,330,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 69,300 | $3,326,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 49,462 | $3,324,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 50,915 | $3,322,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 69,966 | $3,319,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 53,500 | $3,315,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 100,988 | $3,312,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 122,332 | $3,307,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 59,728 | $3,302,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 96,558 | $3,300,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 83,840 | $3,289,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 31,032 | $3,281,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 220,803 | $3,279,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 88,640 | $3,277,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 266,906 | $3,275,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 157,997 | $3,273,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 49,219 | $3,271,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 151,173 | $3,268,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,500,000 | $3,266,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q958 | BLOC FIN INN ETF | 60,000 | $3,265,000 | thousands by filing date | put |
| Fidelity High Dividend ETF | 316092840 | SHS | 86,438 | $3,258,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 244,773 | $3,256,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 708,759 | $3,253,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 56,930 | $3,247,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 66,998 | $3,243,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 39,346 | $3,242,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 123,931 | $3,240,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 83,528 | $3,238,000 | thousands by filing date | |
| DOMTAR CORP | 257559903 | COM | 58,800 | $3,232,000 | thousands by filing date | call |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 145,188 | $3,231,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 109,620 | $3,217,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 163,466 | $3,214,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 54,631 | $3,205,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 223,861 | $3,194,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 2,025,000 | $3,194,000 | thousands by filing date | principal |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 307,036 | $3,190,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 229,379 | $3,190,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 278,513 | $3,189,000 | thousands by filing date | |
| CHUBB LIMITED | H1467J954 | COM | 20,000 | $3,179,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 201,757 | $3,178,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200,931 | $3,177,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 57,809 | $3,177,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 56,083 | $3,165,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,054,500 | $3,165,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 672,716 | $3,161,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 65,977 | $3,156,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 183,811 | $3,155,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 157,406 | $3,153,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 120,255 | $3,152,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 130,100 | $3,152,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 43,122 | $3,147,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 18,000 | $3,144,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 92,196 | $3,143,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 223,459 | $3,141,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43,612 | $3,140,000 | thousands by filing date | |
| QFIN HOLDINGS INC | 88557W901 | AMERICAN DEP | 75,000 | $3,138,000 | thousands by filing date | call |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 386,009 | $3,135,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 110,882 | $3,134,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 90,531 | $3,122,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 50,788 | $3,120,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 133,126 | $3,116,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 70,763 | $3,111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 13,717 | $3,108,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 329,212 | $3,104,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 73,556 | $3,103,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 63,950 | $3,101,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 288,217 | $3,098,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 74,700 | $3,094,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 205,502 | $3,080,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 51,547 | $3,077,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 210,626 | $3,073,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 136,630 | $3,072,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 144,600 | $3,067,000 | thousands by filing date | call |
| WW INTL INC | 98262P101 | COM | 84,842 | $3,066,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 65,923 | $3,065,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 79,494 | $3,063,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 320,851 | $3,061,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 18,975 | $3,057,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 40,302 | $3,056,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 563,376 | $3,054,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 215,734 | $3,053,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 110,257 | $3,053,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 53,396 | $3,053,000 | thousands by filing date | |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 450,000 | $3,052,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 166,689 | $3,040,000 | thousands by filing date | |
| NOVAVAX INC | 670002951 | COM NEW | 14,300 | $3,036,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 150,389 | $3,029,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 90,171 | $3,025,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 303,915 | $3,021,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 34,797 | $3,021,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 24,659 | $3,019,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 30,970 | $3,017,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 56,800 | $3,011,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 116,513 | $3,009,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 542,098 | $3,009,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 81,660 | $3,008,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 80,000 | $3,002,000 | thousands by filing date | put |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 111,385 | $2,999,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 171,575 | $2,998,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 126,698 | $2,995,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 45,916 | $2,992,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 312,325 | $2,992,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 191,487 | $2,984,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 76,735 | $2,981,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 142,551 | $2,980,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 67,502 | $2,979,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,641,924 | $2,972,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 29,888 | $2,972,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 164,469 | $2,969,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 57,160 | $2,967,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 152,951 | $2,955,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 92,231 | $2,954,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 76,543 | $2,952,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 50,326 | $2,941,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 110,410 | $2,940,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 43,273 | $2,935,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 1,420,000 | $2,935,000 | thousands by filing date | principal |
| ORTHOFIX MED INC | 68752M108 | COM | 73,089 | $2,932,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 408,680 | $2,927,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 24,899 | $2,924,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 66,007 | $2,923,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 333,861 | $2,918,000 | thousands by filing date | |
| 2U INC | 90214J901 | COM | 70,000 | $2,917,000 | thousands by filing date | call |
| 2U INC | 90214J951 | COM | 70,000 | $2,917,000 | thousands by filing date | put |
| SmileDirectClub Inc | 83192H106 | COM | 335,758 | $2,915,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 209,862 | $2,908,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 176,570 | $2,903,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 71,611 | $2,902,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 312,919 | $2,898,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337909 | COM | 71,300 | $2,895,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 425,290 | $2,892,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 38,670 | $2,888,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 45,914 | $2,880,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 46,677 | $2,877,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 266,215 | $2,872,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 172,177 | $2,869,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 297,947 | $2,866,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 123,683 | $2,864,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 44,224 | $2,864,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 73,894 | $2,863,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E952 | PUT | 30,000 | $2,858,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 154,627 | $2,855,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 63,783 | $2,853,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 375,012 | $2,850,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 97,750 | $2,850,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 148,703 | $2,848,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 155,201 | $2,843,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 253,401 | $2,841,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 396,737 | $2,832,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 187,650 | $2,826,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 51,438 | $2,824,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 27,510 | $2,823,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 32,500 | $2,819,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 76,080 | $2,818,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 182,988 | $2,816,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 35,847 | $2,814,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 71,869 | $2,813,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 2,581,000 | $2,806,000 | thousands by filing date | principal |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 17,051 | $2,805,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 104,258 | $2,800,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 48,694 | $2,794,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 149,865 | $2,785,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 1,751,000 | $2,782,000 | thousands by filing date | principal |
| OOMA INC | 683416101 | COM | 147,027 | $2,773,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 89,327 | $2,764,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 181,804 | $2,762,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 257,946 | $2,760,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 58,291 | $2,758,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 189,345 | $2,750,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 167,217 | $2,749,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 330,301 | $2,748,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 90,182 | $2,742,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N102 | COM | 284,023 | $2,735,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 228,363 | $2,731,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 185,743 | $2,729,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 57,112 | $2,728,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 197,294 | $2,727,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,763,000 | $2,727,000 | thousands by filing date | principal |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 75,466 | $2,720,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 35,245 | $2,706,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 191,400 | $2,705,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 17,500 | $2,704,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 915,756 | $2,702,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 72,371 | $2,700,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193904 | CALL | 80,000 | $2,698,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 42,566 | $2,694,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 180,876 | $2,692,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 1,158,000 | $2,691,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 54,538 | $2,679,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 242,896 | $2,677,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 30,465 | $2,676,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 124,794 | $2,674,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 72,679 | $2,669,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 139,080 | $2,666,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 94,675 | $2,662,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 45,642 | $2,659,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 335,104 | $2,658,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 187,679 | $2,656,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 38,991 | $2,651,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 252,416 | $2,648,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915M957 | OPTION | 25,000 | $2,646,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 311,003 | $2,644,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 71,676 | $2,636,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 67,908 | $2,635,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 21,956 | $2,622,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311907 | CL A | 123,900 | $2,620,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 67,777 | $2,619,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 148,502 | $2,613,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 624,886 | $2,612,000 | thousands by filing date | |
| STURM RUGER & CO INC | 864159958 | COM | 29,000 | $2,609,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 394,922 | $2,607,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 106,063 | $2,607,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 140,169 | $2,606,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 106,094 | $2,601,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 224,304 | $2,593,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 232,118 | $2,591,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 166,543 | $2,585,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 109,403 | $2,583,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 2,118,000 | $2,581,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,596,000 | $2,574,000 | thousands by filing date | principal |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 81,566 | $2,568,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 155,388 | $2,567,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 41,035 | $2,566,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 869,616 | $2,566,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 21,590 | $2,566,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 239,057 | $2,563,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 53,035 | $2,561,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 178,386 | $2,554,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 21,077 | $2,553,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 391,627 | $2,553,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 20,429 | $2,551,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,294,000 | $2,551,000 | thousands by filing date | principal |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 105,462 | $2,550,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 133,908 | $2,538,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 39,977 | $2,537,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 199,034 | $2,537,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 52,318 | $2,535,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 30,082 | $2,533,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 121,355 | $2,533,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 40,195 | $2,530,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 213,226 | $2,529,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 33,579 | $2,527,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 142,448 | $2,526,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 64,099 | $2,524,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 91,540 | $2,521,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,806,000 | $2,521,000 | thousands by filing date | principal |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 92,689 | $2,516,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 52,347 | $2,514,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 25,671 | $2,510,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,829,000 | $2,509,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 45,633 | $2,503,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 109,086 | $2,503,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 80,000 | $2,502,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 131,742 | $2,501,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 1,564,000 | $2,495,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |