13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEXTERA ENERGY INC | 65339F739 | CONV | 149,921 | $7,406,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 724,988 | $7,395,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 208,077 | $7,387,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 408,815 | $7,385,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 316,548 | $7,369,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 4,370,000 | $7,362,000 | thousands by filing date | principal |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 212,392 | $7,357,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 278,212 | $7,337,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 292,869 | $7,328,000 | thousands by filing date | |
| SNOWFLAKE INC | 833445909 | CALL | 30,300 | $7,327,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 158,202 | $7,310,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 639,169 | $7,274,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 590,286 | $7,272,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 387,289 | $7,265,000 | thousands by filing date | |
| SNOWFLAKE INC | 833445959 | PUT | 30,000 | $7,254,000 | thousands by filing date | put |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 579,374 | $7,242,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 482,378 | $7,231,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,136,530 | $7,228,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 98,505 | $7,223,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 173,514 | $7,218,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 309,714 | $7,210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 145,383 | $7,206,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 89,066 | $7,203,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 248,018 | $7,188,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 231,719 | $7,175,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 81,511 | $7,170,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 136,653 | $7,159,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 181,243 | $7,152,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 149,227 | $7,142,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 85,904 | $7,140,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 327,208 | $7,140,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 90,347 | $7,134,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 128,130 | $7,122,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 83,880 | $7,116,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 235,483 | $7,111,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 23,611 | $7,109,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 4,255,000 | $7,086,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 256,432 | $7,078,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 236,802 | $7,072,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,500,000 | $7,068,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 124,336 | $7,063,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 43,553 | $7,052,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 72,345 | $7,051,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 253,918 | $7,041,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 154,909 | $7,030,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 326,976 | $7,011,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 130,085 | $7,011,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 431,330 | $6,992,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 157,795 | $6,981,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 321,962 | $6,963,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 76,664 | $6,955,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 467,900 | $6,953,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 359,070 | $6,951,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 475,343 | $6,945,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 7,150,000 | $6,928,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 242,564 | $6,926,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 142,870 | $6,923,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 5,943,000 | $6,916,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 74,768 | $6,894,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 9,718,430 | $6,890,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 158,083 | $6,866,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 104,519 | $6,861,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 6,463,000 | $6,859,000 | thousands by filing date | principal |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 279,976 | $6,848,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 41,314 | $6,840,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 397,635 | $6,824,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 108,309 | $6,816,000 | thousands by filing date | |
| SNAP INC | 83304A956 | PUT | 100,000 | $6,814,000 | thousands by filing date | put |
| ISHARES TR | 464287953 | PUT | 15,000 | $6,813,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 352,953 | $6,809,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 89,977 | $6,807,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 75,633 | $6,788,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 6,064,000 | $6,776,000 | thousands by filing date | principal |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 164,813 | $6,756,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 1,071,579 | $6,751,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 892,810 | $6,748,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 401,595 | $6,738,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 129,847 | $6,729,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 33,500 | $6,727,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 207,599 | $6,722,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 155,000 | $6,706,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 186,250 | $6,705,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 902,366 | $6,705,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 132,319 | $6,694,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 454,740 | $6,681,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 164,449 | $6,677,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 26,977 | $6,676,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 38,924 | $6,673,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 45,863 | $6,658,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 56,496 | $6,657,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 110,417 | $6,649,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 343,975 | $6,649,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 378,449 | $6,638,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 438,357 | $6,637,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V907 | CALL | 40,200 | $6,633,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 232,764 | $6,625,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 146,334 | $6,621,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 124,252 | $6,616,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 172,339 | $6,610,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 286,328 | $6,600,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,255,000 | $6,592,000 | thousands by filing date | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 430,157 | $6,590,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 315,877 | $6,570,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 274,235 | $6,570,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 400,460 | $6,568,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 99,133 | $6,562,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,472,581 | $6,553,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 222,625 | $6,551,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 128,771 | $6,542,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 316,225 | $6,518,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 163,078 | $6,517,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 136,780 | $6,514,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 72,562 | $6,504,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 6,411,000 | $6,499,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 149,069 | $6,497,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 34,823 | $6,495,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 647,225 | $6,479,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 113,248 | $6,477,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 334,867 | $6,470,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 4,943,000 | $6,460,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 978,943 | $6,451,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 211,950 | $6,450,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 106,229 | $6,443,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 311,548 | $6,424,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 377,254 | $6,421,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 101,933 | $6,389,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 300,886 | $6,381,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 102,330 | $6,379,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 296,639 | $6,378,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 304,700 | $6,378,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 6,412,000 | $6,367,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 94,174 | $6,358,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 91,111 | $6,346,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 177,012 | $6,345,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 43,588 | $6,337,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 5,500,000 | $6,335,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 160,613 | $6,334,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 461,415 | $6,331,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 72,731 | $6,329,000 | thousands by filing date | |
| SALESFORCE INC | 79466L952 | PUT | 25,900 | $6,327,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 420,060 | $6,325,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 45,950 | $6,320,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 55,691 | $6,311,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 122,235 | $6,306,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 191,634 | $6,305,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 401,802 | $6,305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 269,792 | $6,299,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 446,617 | $6,297,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A903 | COM | 52,200 | $6,296,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 54,295 | $6,290,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 64,708 | $6,285,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 302,733 | $6,285,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 196,313 | $6,278,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 87,924 | $6,277,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 426,319 | $6,275,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 189,694 | $6,270,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,830,000 | $6,266,000 | thousands by filing date | principal |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 690,458 | $6,262,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 231,372 | $6,257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 290,795 | $6,255,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 253,446 | $6,255,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 107,907 | $6,239,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 469,395 | $6,238,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 76,463 | $6,238,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 60,741 | $6,221,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 221,680 | $6,207,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 356,922 | $6,192,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 393,096 | $6,191,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 60,750 | $6,176,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 5,372,000 | $6,171,000 | thousands by filing date | principal |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 257,995 | $6,168,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 82,049 | $6,159,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 290,516 | $6,144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 347,631 | $6,143,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 1,953,000 | $6,140,000 | thousands by filing date | principal |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 415,982 | $6,139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 188,005 | $6,131,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 99,108 | $6,130,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 91,500 | $6,130,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 147,029 | $6,127,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 362,521 | $6,116,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 63,765 | $6,112,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 72,075 | $6,104,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 25,839 | $6,100,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 125,785 | $6,100,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 132,832 | $6,097,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 116,523 | $6,097,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 180,432 | $6,095,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 446,201 | $6,094,000 | thousands by filing date | |
| AMGEN INC | 031162950 | COM | 25,000 | $6,094,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 453,032 | $6,083,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 75,250 | $6,081,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 363,898 | $6,074,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 224,647 | $6,066,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 143,460 | $6,063,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 680,270 | $6,061,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 288,620 | $6,061,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 77,856 | $6,053,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 224,788 | $6,045,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 253,216 | $6,036,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 97,698 | $6,030,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 76,920 | $6,027,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 250,230 | $6,016,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 35,074 | $6,012,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 215,872 | $6,011,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 221,420 | $6,009,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 186,607 | $6,005,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 165,299 | $5,997,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 113,263 | $5,995,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 36,145 | $5,991,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 227,930 | $5,988,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 122,553 | $5,988,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 485,465 | $5,986,000 | thousands by filing date | |
| AUTOZONE INC | 053332952 | OPTION | 4,000 | $5,969,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 274,363 | $5,957,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 161,022 | $5,952,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 36,761 | $5,949,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 180,687 | $5,937,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 131,322 | $5,931,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 185,555 | $5,930,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 40,000 | $5,927,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 265,213 | $5,923,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 279,851 | $5,910,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,075,086 | $5,903,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 147,390 | $5,893,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 40,200 | $5,893,000 | thousands by filing date | put |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 161,216 | $5,875,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 39,600 | $5,868,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,025,914 | $5,858,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 75,300 | $5,856,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 478,336 | $5,850,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 39,146 | $5,848,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 129,704 | $5,846,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 169,603 | $5,836,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 5,900,000 | $5,829,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 586,942 | $5,811,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 23,053 | $5,808,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 596,161 | $5,783,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 203,596 | $5,780,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 863,022 | $5,774,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,329,124 | $5,768,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 73,084 | $5,765,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 202,504 | $5,755,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 107,087 | $5,753,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 61,539 | $5,747,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 25,000 | $5,738,000 | thousands by filing date | call |
| ELI LILLY & CO | 532457958 | PUT | 25,000 | $5,738,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 273,615 | $5,730,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 61,342 | $5,729,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 174,214 | $5,728,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 408,584 | $5,728,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 92,352 | $5,722,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 499,046 | $5,715,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 76,494 | $5,701,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 88,302 | $5,697,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 80,000 | $5,694,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 194,508 | $5,692,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 251,028 | $5,689,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y950 | COM | 72,800 | $5,684,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 31,416 | $5,682,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 189,802 | $5,680,000 | thousands by filing date | |
| ISHARES TR | 464287903 | CALL | 12,500 | $5,678,000 | thousands by filing date | call |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 38,308 | $5,673,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 157,496 | $5,672,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 306,506 | $5,662,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 84,880 | $5,640,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 272,852 | $5,634,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 430,573 | $5,632,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 309,196 | $5,628,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,403,000 | $5,626,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 72,640 | $5,625,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 148,851 | $5,618,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 184,213 | $5,606,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 186,685 | $5,601,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 90,927 | $5,592,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 468,292 | $5,592,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 232,589 | $5,592,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 218,488 | $5,589,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 250,559 | $5,575,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 4,971,000 | $5,564,000 | thousands by filing date | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 391,734 | $5,558,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 182,180 | $5,549,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 113,146 | $5,539,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 650,893 | $5,532,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 162,164 | $5,531,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 95,494 | $5,511,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 72,682 | $5,508,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 45,002 | $5,507,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 74,604 | $5,506,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 477,026 | $5,504,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 190,061 | $5,493,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 62,388 | $5,490,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 471,526 | $5,479,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 624,651 | $5,478,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 57,433 | $5,477,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 63,247 | $5,475,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,048,500 | $5,472,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 175,990 | $5,467,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 205,911 | $5,455,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 217,895 | $5,454,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 435,747 | $5,451,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 298,733 | $5,451,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 114,302 | $5,449,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 3,097,000 | $5,440,000 | thousands by filing date | principal |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 512,103 | $5,424,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 107,003 | $5,417,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 142,174 | $5,410,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 25,651 | $5,407,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 377,478 | $5,405,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 230,003 | $5,385,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 70,038 | $5,382,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 330,488 | $5,380,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 710,605 | $5,379,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 985,839 | $5,373,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 15,500 | $5,367,000 | thousands by filing date | put |
| FULGENT GENETICS INC | 359664109 | COM | 58,083 | $5,358,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 209,952 | $5,355,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 319,387 | $5,344,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 167,539 | $5,339,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 571,591 | $5,338,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 116,274 | $5,327,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 18,175 | $5,324,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 64,720 | $5,313,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 83,700 | $5,305,000 | thousands by filing date | put |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 464,511 | $5,304,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 103,853 | $5,303,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 250,000 | $5,303,000 | thousands by filing date | put |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 420,584 | $5,299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 59,842 | $5,299,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 531,231 | $5,285,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 86,681 | $5,265,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 340,969 | $5,262,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 124,189 | $5,249,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 565,440 | $5,247,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 5,020,000 | $5,246,000 | thousands by filing date | principal |
| AT&T INC | 00206R902 | CALL | 181,800 | $5,232,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 560,351 | $5,228,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 143,564 | $5,226,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 92,388 | $5,206,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 43,022 | $5,203,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 206,215 | $5,202,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 20,531 | $5,200,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 303,206 | $5,179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 117,384 | $5,179,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 116,703 | $5,178,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 360,813 | $5,175,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 84,787 | $5,173,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 228,592 | $5,173,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 220,048 | $5,166,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 101,963 | $5,160,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 150,848 | $5,151,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 77,620 | $5,150,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,891,493 | $5,147,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 277,785 | $5,142,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 759,883 | $5,130,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 59,117 | $5,125,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 358,517 | $5,116,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 53,896 | $5,114,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 177,336 | $5,111,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 118,281 | $5,097,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 376,388 | $5,096,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 181,655 | $5,093,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 508,857 | $5,093,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 528,167 | $5,092,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 71,692 | $5,089,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 391,888 | $5,086,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 85,205 | $5,078,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 99,043 | $5,075,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 149,187 | $5,059,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 24,300 | $5,054,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 251,062 | $5,048,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 259,936 | $5,043,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 109,084 | $5,041,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 216,896 | $5,039,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 729,282 | $5,032,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 314,622 | $5,032,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 221,252 | $5,031,000 | thousands by filing date | |
| FISERV INC | 337738908 | CALL | 47,000 | $5,024,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063P955 | PUT | 40,400 | $5,024,000 | thousands by filing date | put |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 186,177 | $5,022,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 247,608 | $5,021,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 58,002 | $5,020,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 140,549 | $5,019,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD | 008474958 | COM | 83,000 | $5,017,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 142,392 | $5,016,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 190,006 | $4,992,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 5,359,000 | $4,981,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 99,497 | $4,959,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 86,925 | $4,952,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 104,246 | $4,952,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 18,712 | $4,946,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 210,440 | $4,943,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 93,800 | $4,923,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 344,681 | $4,922,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 192,417 | $4,907,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 124,891 | $4,904,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 357,756 | $4,901,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,256,232 | $4,899,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 292,124 | $4,896,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,474,500 | $4,896,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 117,813 | $4,892,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 549,454 | $4,891,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 240,289 | $4,882,000 | thousands by filing date | |
| BLOCK INC | 852234953 | PUT | 20,000 | $4,876,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 337,611 | $4,865,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 108,901 | $4,859,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 336,890 | $4,858,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 295,893 | $4,844,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 172,436 | $4,830,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 156,738 | $4,828,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 3,553,000 | $4,821,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 140,675 | $4,820,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 694,633 | $4,814,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 57,643 | $4,810,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 134,779 | $4,802,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 126,816 | $4,800,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 132,170 | $4,800,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 3,850,000 | $4,796,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 32,997 | $4,788,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 165,753 | $4,782,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q903 | CALL | 25,000 | $4,781,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 113,027 | $4,780,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 3,302,000 | $4,778,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 885,000 | $4,777,000 | thousands by filing date | principal |
| CINER RES LP | 172464109 | COM UNIT LTD | 329,261 | $4,774,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 222,788 | $4,768,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 256,217 | $4,756,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 36,242 | $4,755,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 179,681 | $4,747,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 137,171 | $4,737,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 83,691 | $4,721,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 237,560 | $4,720,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 319,244 | $4,715,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 351,446 | $4,712,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 652,109 | $4,708,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 104,188 | $4,707,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 330,125 | $4,707,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 190,671 | $4,705,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 118,412 | $4,699,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 93,776 | $4,683,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 80,122 | $4,674,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 91,982 | $4,666,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 152,179 | $4,663,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 98,531 | $4,650,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 458,408 | $4,648,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 560,735 | $4,643,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 68,250 | $4,636,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 180,685 | $4,634,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 127,570 | $4,627,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 106,482 | $4,624,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 283,308 | $4,618,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 174,299 | $4,615,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 113,149 | $4,608,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 101,202 | $4,608,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 144,957 | $4,605,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 126,816 | $4,604,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 117,268 | $4,597,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 552,559 | $4,591,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 157,035 | $4,588,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 302,380 | $4,572,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 59,205 | $4,560,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 206,994 | $4,555,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 88,130 | $4,553,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 278,436 | $4,535,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 277,130 | $4,526,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 50,000 | $4,526,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 39,286 | $4,522,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 118,183 | $4,520,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 293,201 | $4,518,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 359,027 | $4,516,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 63,870 | $4,513,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 143,785 | $4,506,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 255,660 | $4,503,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 249,602 | $4,498,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 781,091 | $4,491,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 874,604 | $4,478,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 87,347 | $4,476,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 89,738 | $4,473,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 158,140 | $4,472,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 61,423 | $4,452,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 59,179 | $4,448,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 80,859 | $4,447,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 46,615 | $4,426,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 127,471 | $4,422,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 73,172 | $4,412,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 76,741 | $4,407,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 94,259 | $4,396,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,584,000 | $4,391,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 62,179 | $4,383,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 4,101,000 | $4,383,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 4,443,000 | $4,378,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 25,241 | $4,372,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 58,995 | $4,369,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 106,124 | $4,350,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 287,902 | $4,347,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 54,844 | $4,341,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 47,654 | $4,339,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 190,945 | $4,338,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 217,041 | $4,336,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 134,967 | $4,329,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |