13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 2,001 | $60,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 6,501 | $60,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,917 | $60,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 682 | $60,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 49,000 | $60,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 60,000 | $60,000 | thousands by filing date | principal |
| JAKKS PAC INC | 47012E403 | COM NEW | 5,396 | $59,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,522 | $59,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 1,215 | $59,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 6,483 | $59,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 4,207 | $59,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 3,500 | $59,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 42,966 | $59,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 3,026 | $58,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 24,660 | $58,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,466 | $57,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 2,468 | $57,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 8,678 | $57,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,600 | $57,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 8,001 | $57,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,278 | $57,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 8,759 | $57,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 114,164 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 2,551 | $56,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 5,227 | $56,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,218 | $56,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 5,232 | $56,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 5,774 | $56,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 10,000 | $56,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,242 | $55,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,149 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 822 | $55,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,081 | $55,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 6,286 | $55,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,800 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 309 | $54,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,597 | $54,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,478 | $54,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 4,800 | $54,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 2,677 | $53,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,329 | $53,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,706 | $53,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 900 | $53,000 | thousands by filing date | put |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 13,000 | $53,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 6,544 | $53,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,633 | $53,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 50,000 | $53,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 5,488 | $52,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,362 | $52,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 7,068 | $52,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,949 | $52,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 9,203 | $52,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 8,779 | $52,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 1,317 | $52,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 3,029 | $52,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 2,329 | $52,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 52,000 | $52,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 2,556 | $52,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 3,009 | $52,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 2,900 | $51,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,436 | $51,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 702 | $51,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 6,270 | $51,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 38,000 | $51,000 | thousands by filing date | principal |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 3,506 | $51,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 6,827 | $51,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 29,068 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,293 | $50,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,921 | $50,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 891 | $50,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 927 | $50,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,460 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 651 | $50,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 6,953 | $50,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 50,000 | $50,000 | thousands by filing date | principal |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 4,717 | $50,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 889 | $49,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2,000 | $49,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 2,752 | $49,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,084 | $49,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 20,383 | $49,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,808 | $49,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 1,198 | $49,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 50,000 | $49,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,350 | $49,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,806 | $49,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,772 | $48,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 19,128 | $48,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $48,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 200 | $48,000 | thousands by filing date | put |
| SOUTHERN CO | 842587957 | COM | 800 | $48,000 | thousands by filing date | put |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 56,100 | $48,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,439 | $48,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,165 | $48,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 45,000 | $48,000 | thousands by filing date | principal |
| POLISHED COM INC | 28252C109 | CMN | 12,648 | $48,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 4,864 | $48,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 537 | $47,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 8,228 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,712 | $47,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,187 | $46,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3,379 | $46,000 | thousands by filing date | |
| OCUGEN INC | 67577C905 | COM | 4,500 | $46,000 | thousands by filing date | call |
| ATHIRA PHARMA INC | 04746L104 | COM | 4,578 | $46,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 56,336 | $46,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 50,000 | $46,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 50,000 | $46,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 46,181 | $46,000 | thousands by filing date | |
| MOMO INC | 60879B957 | ADR | 3,000 | $46,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 482 | $45,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 2,347 | $45,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 6,050 | $45,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,460 | $45,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 6,193 | $45,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 49,000 | $45,000 | thousands by filing date | principal |
| CBDMD INC | 12482W101 | COM | 15,506 | $45,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 50,000 | $45,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 4,000 | $45,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,850 | $44,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 21,993 | $44,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,005 | $44,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 5,173 | $44,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 964 | $44,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 1,084 | $44,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 772 | $44,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,195 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288903 | CALL | 500 | $44,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,511 | $44,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,003 | $44,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,411 | $44,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 44,203 | $44,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 6,700 | $44,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 4,692 | $44,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,341 | $43,000 | thousands by filing date | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 1,076 | $43,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 2,751 | $43,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 3,696 | $43,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,450 | $43,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 7,323 | $43,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 35,799 | $43,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 21,455 | $43,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 30,675 | $43,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 4,300 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,468 | $42,000 | thousands by filing date | |
| IRON MTN INC DEL | 46284V951 | PUT | 1,000 | $42,000 | thousands by filing date | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 1,307 | $41,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 9,496 | $41,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 564 | $41,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,267 | $41,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,100 | $41,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 11,058 | $41,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 2,955 | $41,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 11,146 | $41,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 4,060 | $40,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 3,175 | $40,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 9,764 | $40,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 888 | $40,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,780 | $40,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,663 | $40,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 4,000 | $40,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 6,100 | $40,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 35,000 | $40,000 | thousands by filing date | principal |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,199 | $40,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 35,376 | $40,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 3,980 | $40,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,040 | $39,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 2,099 | $39,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 3,818 | $39,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 2,220 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 567 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 834 | $39,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 9,775 | $39,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 13,218 | $39,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 4,769 | $38,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 207 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 711 | $38,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,064 | $38,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 721 | $38,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 1,385 | $38,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,117 | $38,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,569 | $38,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 3,913 | $38,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 4,554 | $38,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 6,067 | $38,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 6,404 | $37,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,250 | $37,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,026 | $37,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 7,003 | $37,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 37,350 | $37,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 50,996 | $37,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 41,540 | $37,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 3,700 | $37,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 40,000 | $37,000 | thousands by filing date | principal |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 3,000 | $37,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,460 | $36,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 4,812 | $36,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 603 | $36,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 4,435 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,704 | $36,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 712 | $36,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 916 | $36,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 56 | $36,000 | thousands by filing date | |
| FLEX LTD | Y2573F952 | PUT | 2,000 | $36,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 1,449 | $36,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 13,055 | $36,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,010 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,025 | $36,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 8,081 | $36,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 1,500 | $36,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 6,750 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 295 | $35,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 722 | $35,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,167 | $35,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,459 | $35,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,589 | $35,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 965 | $35,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 12,194 | $35,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 34,927 | $35,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,554 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 504 | $34,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 10,466 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 724 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 323 | $34,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 7,179 | $34,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,614 | $34,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 2,350 | $34,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 4,680 | $34,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,994 | $34,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 8,499 | $34,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 3,500 | $34,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 6,340 | $34,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,091 | $33,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 551 | $33,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 3,402 | $33,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,110 | $33,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 40,269 | $33,000 | thousands by filing date | |
| ONEOK INC NEW | 682680953 | COM | 600 | $33,000 | thousands by filing date | put |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 3,988 | $33,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 4,900 | $33,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1,763 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 778 | $32,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 2,031 | $32,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 2,236 | $32,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,430 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,038 | $32,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,650 | $32,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,639 | $32,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 3,257 | $32,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 4,732 | $32,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 904 | $32,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 9,896 | $32,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 6,688 | $32,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 3,240 | $32,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554902 | CALL | 3,200 | $32,000 | thousands by filing date | call |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 1,590 | $31,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,592 | $31,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 1,084 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 1,158 | $31,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 2,059 | $31,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,309 | $31,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 7,872 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 701 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1,000 | $31,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 9,325 | $31,000 | thousands by filing date | |
| VANGUARD SPECIALIZED FUNDS | 921908954 | PUT | 200 | $31,000 | thousands by filing date | put |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 13,585 | $31,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 2,552 | $31,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 2,257 | $30,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 4,548 | $30,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 10,543 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,493 | $30,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,076 | $30,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 500 | $30,000 | thousands by filing date | put |
| HP INC | 40434L955 | COM | 1,000 | $30,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932957 | COM | 800 | $30,000 | thousands by filing date | put |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 6,300 | $30,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 8,435 | $30,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 537 | $29,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 836 | $29,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 7,983 | $29,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,907 | $29,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,004 | $29,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 3,435 | $29,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 29,000 | $29,000 | thousands by filing date | principal |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,621 | $29,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,539 | $29,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 4,634 | $28,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,381 | $28,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,251 | $28,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,047 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 1,110 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 395 | $28,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,129 | $28,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 803 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 518 | $28,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,264 | $28,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 7,654 | $28,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 3,815 | $28,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540R959 | COM | 100 | $28,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 7,000 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 541 | $27,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,145 | $27,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 898 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 147 | $27,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 2,257 | $27,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 2,541 | $27,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 4,457 | $27,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 8,938 | $27,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 13,850 | $27,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 7,946 | $27,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,237 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1,813 | $26,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 900 | $26,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,511 | $26,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,239 | $26,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,429 | $26,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,026 | $26,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,393 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 853 | $26,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,011 | $26,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 10,189 | $26,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 2,684 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 426 | $26,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 2,500 | $26,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 2,250 | $26,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,000 | $25,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 11,000 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 521 | $25,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,500 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,199 | $25,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 901 | $25,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,598 | $25,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 8,430 | $25,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 2,440 | $25,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,477 | $25,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 2,239 | $25,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,364 | $25,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 685 | $24,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 624 | $24,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 6,190 | $24,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 300 | $24,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 799 | $24,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,007 | $24,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,182 | $24,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,079 | $24,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,057 | $24,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 2,300 | $24,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,757 | $24,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833635955 | PUT | 500 | $24,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 4,202 | $24,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 15,679 | $24,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,980 | $24,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 2,430 | $24,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 37,500 | $24,000 | thousands by filing date | |
| STEM INC | 85859N110 | *W EXP 08/11/202 | 1,000 | $24,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 2,583 | $23,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,370 | $23,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 495 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,139 | $23,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 5,065 | $23,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 756 | $23,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 6,103 | $23,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,625 | $23,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10,809 | $23,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 766 | $23,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 1,200 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 593 | $23,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L904 | CALL | 2,300 | $23,000 | thousands by filing date | call |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 628 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 501 | $22,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 661 | $22,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,974 | $22,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 3,021 | $22,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,939 | $22,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 7,500 | $22,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 11,000 | $22,000 | thousands by filing date | principal |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 9,532 | $22,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 945 | $22,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,803 | $22,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 3,027 | $22,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 4,000 | $22,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1,591 | $22,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 2,200 | $22,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 704 | $21,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 13,317 | $21,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 396 | $21,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 308 | $21,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 301 | $21,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,276 | $21,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 1,286 | $21,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 1,334 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 501 | $21,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,635 | $21,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 1,448 | $21,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,547 | $21,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 18,629 | $21,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 7,010 | $21,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 6,730 | $21,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 1,700 | $21,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 2,000 | $21,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 3,980 | $21,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2,424 | $21,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,000 | $21,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 22,000 | $21,000 | thousands by filing date | principal |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 1,099 | $20,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,111 | $20,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 450 | $20,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,966 | $20,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 1,000 | $20,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,540 | $20,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 2,000 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 618 | $20,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 825 | $20,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 184 | $20,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 796 | $20,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 790 | $20,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 377 | $20,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 3,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 801 | $20,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 638 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 375 | $20,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 15,475 | $20,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 4,700 | $20,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 10,000 | $20,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,049 | $20,000 | thousands by filing date | |
| DADA NEXUS LTD | 23344D958 | PUT | 700 | $20,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 18,000 | $20,000 | thousands by filing date | principal |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 1,900 | $20,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,717 | $19,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,937 | $19,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 1,419 | $19,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,001 | $19,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 814 | $19,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 800 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 250 | $19,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,954 | $19,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,175 | $19,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,510 | $19,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,997 | $19,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,152 | $19,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 2,245 | $19,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 19,500 | $19,000 | thousands by filing date | principal |
| NEWEGG COMMERCE INC | G6483G100 | COM | 1,000 | $19,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 1,714 | $19,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,039 | $19,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,330 | $19,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 4,789 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 588 | $19,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E950 | PUT | 500 | $19,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,706 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 702 | $18,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 588 | $18,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,935 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 377 | $18,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 714 | $18,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,931 | $18,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,069 | $18,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 852 | $18,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 689 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,061 | $18,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 659 | $18,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 4,546 | $18,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,700 | $18,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,675 | $18,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,886 | $18,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 616 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 473 | $18,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 1,799 | $18,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 655 | $17,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 443 | $17,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 217 | $17,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 3,083 | $17,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 3,199 | $17,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 682 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 915 | $17,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 3,258 | $17,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,000 | $17,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 31,200 | $17,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 791 | $17,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 3,013 | $17,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 3,052 | $17,000 | thousands by filing date | |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 10,695 | $17,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 1,600 | $17,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,204 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 534 | $16,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 162 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 488 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 661 | $16,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 434 | $16,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 163 | $16,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 302 | $16,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,362 | $16,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,285 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 114 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 616 | $16,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 407 | $16,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 1,290 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 264 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 401 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |