13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 80 | $3,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 139 | $3,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 202 | $3,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 198 | $3,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 270 | $3,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 169 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 619 | $3,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 165 | $3,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 216 | $3,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,450 | $3,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 3,599 | $3,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 1,519 | $3,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 3,064 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 3,258 | $3,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 764 | $3,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 2,500 | $3,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 1,500 | $3,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 555 | $3,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 116 | $3,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,591 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 734 | $3,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 331 | $3,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 4,032 | $3,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 100 | $3,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 281 | $3,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 1,000 | $3,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 1,303 | $3,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 1,400 | $3,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 250 | $3,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 200 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 434 | $2,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 439 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 211 | $2,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 69 | $2,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 58 | $2,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 269 | $2,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 111 | $2,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 153 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 652 | $2,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 68 | $2,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 710 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 441 | $2,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 449 | $2,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 251 | $2,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 231 | $2,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 144 | $2,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 112 | $2,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 149 | $2,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 199 | $2,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 335 | $2,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 68 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 87 | $2,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 123 | $2,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 562 | $2,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 88 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 3 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,135 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 48 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 501 | $2,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 11 | $2,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054959 | PUT | 11 | $2,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 401 | $2,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 127 | $2,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 510 | $2,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 123 | $2,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 73 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 83 | $2,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 555 | $2,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 548 | $2,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,049 | $2,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 126 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 58 | $2,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 89 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 482 | $2,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 156 | $2,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 502 | $2,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 1,055 | $2,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 204 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 37 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 837 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,866 | $2,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 102 | $2,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 372 | $2,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 354 | $2,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 703 | $2,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 300 | $2,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 3,062 | $2,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 193 | $2,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 759 | $2,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 823 | $2,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 3,013 | $2,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,998 | $2,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 497 | $2,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 196 | $2,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 175 | $2,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 150 | $2,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,420 | $2,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 1,052 | $2,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 200 | $2,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 601 | $2,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 184 | $2,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 48 | $2,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 2,500 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,138 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,065 | $2,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 750 | $2,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 187 | $2,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 100 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 250 | $2,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 123 | $2,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 2,000 | $2,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 1,213 | $2,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 1,194 | $2,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 2,000 | $2,000 | thousands by filing date | |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 175 | $2,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 248 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 164 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 20 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 131 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 46 | $1,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 241 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 139 | $1,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 56 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 537 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 145 | $1,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 34 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 85 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 29 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 458 | $1,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 48 | $1,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 92 | $1,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 43 | $1,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 518 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 24 | $1,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 20 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 11 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 141 | $1,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 85 | $1,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 42 | $1,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 158 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 105 | $1,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 223 | $1,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 32 | $1,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 348 | $1,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 147 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 61 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 118 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 40 | $1,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 285 | $1,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 365 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 52 | $1,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 40 | $1,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 50 | $1,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 56 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 93 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 102 | $1,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 20 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 422 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 450 | $1,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 122 | $1,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 100 | $1,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 36 | $1,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 73 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 45 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 32 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 32 | $1,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 34 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 67 | $1,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 58 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 314 | $1,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 58 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 44 | $1,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 43 | $1,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 103 | $1,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 296 | $1,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 132 | $1,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 302 | $1,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 70 | $1,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 49 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 32 | $1,000 | thousands by filing date | |
| COCA COLA CO | 191216950 | PUT | 25 | $1,000 | thousands by filing date | put |
| ORACLE CORP | 68389X955 | PUT | 12 | $1,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 83 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908953 | PUT | 11 | $1,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 52 | $1,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 82 | $1,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 103 | $1,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 48 | $1,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 666 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 31 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 707 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 610 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 358 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 85 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 136 | $1,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 208 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 220 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 143 | $1,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 100 | $1,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 50 | $1,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 231 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 227 | $1,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 143 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 60 | $1,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 40 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 55 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 270 | $1,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 33 | $1,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 800 | $1,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 152 | $1,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 500 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 576 | $1,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 49 | $1,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 132 | $1,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 155 | $1,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 164 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 29 | $1,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 73 | $1,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 302 | $1,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 400 | $1,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 100 | $1,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 100 | $1,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 86 | $1,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 34 | $1,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 68 | $1,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 492 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 243 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 543 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 140 | $1,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 37 | $1,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 399 | $1,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 115 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 105 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 456 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 133 | $1,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 52 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 236 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 307 | $1,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 117 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 388 | $1,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 179 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 312 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 97 | $1,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 34 | $1,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 36 | $1,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 82 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 44 | $1,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 58 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 31 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 54 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 127 | $1,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 600 | $1,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 380 | $1,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 305 | $1,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 92 | $1,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 135 | $1,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 339 | $1,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 268 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 220 | $1,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 46 | $1,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 796 | $1,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 229 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 37 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 45 | $1,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 849 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 286 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 162 | $1,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 400 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 170 | $1,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 56 | $1,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 194 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 57 | $1,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 81 | $1,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 453 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 333 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 958 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 268 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 979 | $1,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 795 | $1,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 464 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 1,025 | $1,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 92 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 613 | $1,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 30 | $1,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 109 | $1,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 147 | $1,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 90 | $1,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 399 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 315 | $1,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 46 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 617 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 651 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 195 | $1,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 255 | $1,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 125 | $1,000 | thousands by filing date | |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 300 | $1,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 139 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 31 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 967 | $1,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 190 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PALISADE BIO INC | 696389105 | COM | 240 | $1,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 719 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 342 | $1,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,256 | $1,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 320 | $1,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 48 | $1,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 547 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 380 | $1,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 95 | $1,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 282 | $1,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 30 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 747 | $1,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 48 | $1,000 | thousands by filing date | |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 166 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 253 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F607 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED CAT HLDGS INC | 75644T100 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELUTIA INC | 05479K106 | CL A COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIG SKY INDL INC | 911805307 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMPLITECH GROUP INC | 03211Q200 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOANDEPOT INC | 53946R106 | COM CL A | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK7 CORP | 06652N107 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVELA CORP | 29402E102 | COMMON STOCK | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J JILL INC | 46620W201 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREXENDO INC | 226552107 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAMT CORP | 693149106 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US GOLD CORP | 90291C201 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |