13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,701 holding rows worth $456,287,703,000.
- Accession
- 0000072971-21-000287
- Filer
- CIK 72971
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 21,668 entries on the cover page, a total value of $456,287,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,287,703,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAY MEDIA INC | 389375205 | CL A | 755 | $16,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,076 | $16,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,111 | $16,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 5,874 | $16,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,212 | $16,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 26,853 | $16,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 1,550 | $16,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 2,845 | $16,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 972 | $16,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 1,316 | $16,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 1,605 | $16,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 1,500 | $16,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1,151 | $15,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,627 | $15,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,391 | $15,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 318 | $15,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 630 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 460 | $15,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 1,414 | $15,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,020 | $15,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 480 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 502 | $15,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 1,500 | $15,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N952 | PUT | 200 | $15,000 | thousands by filing date | put |
| SIERRA METALS INC | 82639W106 | COM | 5,059 | $15,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 4,538 | $15,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 700 | $15,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 2,351 | $15,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 230 | $15,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 15,000 | $15,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,589 | $15,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 4,319 | $15,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 680 | $15,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 3,041 | $15,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 16,667 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,500 | $15,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 359 | $15,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 15,000 | $15,000 | thousands by filing date | principal |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 7,592 | $15,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 1,500 | $15,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 2,911 | $15,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 12,000 | $15,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 205 | $14,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 808 | $14,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 710 | $14,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,802 | $14,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 2,168 | $14,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 962 | $14,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 820 | $14,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 207 | $14,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,001 | $14,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 588 | $14,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 3,000 | $14,000 | thousands by filing date | |
| GEO GROUP INC | 36162J956 | COM | 2,000 | $14,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 557 | $14,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 450 | $14,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 13,000 | $14,000 | thousands by filing date | principal |
| BEYOND AIR INC | 08862L103 | COM | 2,103 | $14,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 1,000 | $14,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 8,374 | $14,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908952 | PUT | 100 | $14,000 | thousands by filing date | put |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 10,000 | $14,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 1,000 | $14,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 3,000 | $14,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 9,856 | $14,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 5,696 | $14,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 1,006 | $13,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 435 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 249 | $13,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 1,116 | $13,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 751 | $13,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,670 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 501 | $13,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 791 | $13,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 489 | $13,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 738 | $13,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 241 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 275 | $13,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 151 | $13,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 2,128 | $13,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,300 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,431 | $13,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 2,993 | $13,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,914 | $13,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 3,202 | $13,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,139 | $13,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 3,517 | $13,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 3,926 | $12,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,997 | $12,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 501 | $12,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 2,014 | $12,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 6,485 | $12,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 319 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 587 | $12,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 839 | $12,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 401 | $12,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 1,549 | $12,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 379 | $12,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 2,218 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 283 | $12,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 510 | $12,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 838 | $12,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 284 | $12,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 916 | $12,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 1,000 | $12,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 1,305 | $12,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 3,500 | $12,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,478 | $12,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 6,000 | $12,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 3,921 | $12,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,991 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 501 | $12,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 429 | $12,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 2,241 | $12,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,700 | $12,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 3,926 | $12,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 1,200 | $12,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 12,000 | $12,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,422 | $12,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278118 | *W EXP 99/99/999 | 3,751 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 491 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 365 | $11,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 736 | $11,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,501 | $11,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 6,643 | $11,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 226 | $11,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 302 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 500 | $11,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 670 | $11,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 991 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 368 | $11,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 225 | $11,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,133 | $11,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 304 | $11,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 674 | $11,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 281 | $11,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,223 | $11,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 527 | $11,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 350 | $11,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 2,786 | $11,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 908 | $11,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 8,000 | $11,000 | thousands by filing date | principal |
| CELSION CORP | 15117N503 | COM PAR NEW | 8,164 | $11,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 2,748 | $11,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 314 | $11,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 273 | $10,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 866 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 113 | $10,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 514 | $10,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 943 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 179 | $10,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 519 | $10,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,400 | $10,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 542 | $10,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 224 | $10,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 330 | $10,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 782 | $10,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 525 | $10,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,062 | $10,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 3,230 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 400 | $10,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 1,244 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 406 | $10,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 1,000 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 781 | $10,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 10,000 | $10,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,000 | $10,000 | thousands by filing date | principal |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 1,000 | $10,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 698 | $10,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 5,000 | $10,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 3,250 | $10,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 1,000 | $10,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,724 | $10,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,000 | $10,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 467 | $10,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1,000 | $10,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 2,195 | $10,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 2,200 | $10,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 1,000 | $10,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 1,026 | $10,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 965 | $10,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 1,000 | $10,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 408 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 415 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 346 | $9,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,368 | $9,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,136 | $9,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 320 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 101 | $9,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,008 | $9,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 546 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 198 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 233 | $9,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 1,666 | $9,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,491 | $9,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 1,425 | $9,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 1,271 | $9,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 13,864 | $9,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 6,125 | $9,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 1,610 | $9,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 282 | $9,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 458 | $9,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 590 | $9,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 4,974 | $9,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 1,016 | $9,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 3,113 | $9,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 5,784 | $9,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $9,000 | thousands by filing date | principal |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 1,650 | $9,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 860 | $9,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 246 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 137 | $8,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 48 | $8,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 1,296 | $8,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 343 | $8,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 832 | $8,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,074 | $8,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 893 | $8,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 471 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 251 | $8,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 7,000 | $8,000 | thousands by filing date | principal |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,292 | $8,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 526 | $8,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 7,236 | $8,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 2,785 | $8,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 4,000 | $8,000 | thousands by filing date | principal |
| LIVEVOX HOLDING INC | 53838L100 | COM | 1,000 | $8,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 919 | $8,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 284 | $8,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 9,000 | $8,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,601 | $8,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 585 | $8,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,637 | $8,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 1,615 | $8,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 226 | $8,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 6,250 | $8,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 323 | $7,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 25 | $7,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 67 | $7,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 100 | $7,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 150 | $7,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 272 | $7,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 282 | $7,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,055 | $7,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 1,112 | $7,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,057 | $7,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 4,236 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 102 | $7,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 541 | $7,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 165 | $7,000 | thousands by filing date | |
| MCDONALDS CORP | 580135951 | PUT | 31 | $7,000 | thousands by filing date | put |
| TJX COS INC NEW | 872540959 | PUT | 100 | $7,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 15 | $7,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,164 | $7,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 151 | $7,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 4,033 | $7,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 622 | $7,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,000 | $7,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,074 | $7,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 6,326 | $7,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,007 | $7,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,344 | $7,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,804 | $7,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,673 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 226 | $7,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,009 | $7,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 600 | $7,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 415 | $7,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 1,979 | $7,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 2,100 | $7,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 1,650 | $7,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 244 | $7,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 277 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 7,500 | $7,000 | thousands by filing date | principal |
| BOA ACQUISITION CORP | 05601A117 | WTS | 8,333 | $7,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 1,055 | $7,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q957 | COM | 500 | $7,000 | thousands by filing date | put |
| POLARITYTE INC | 731094108 | COM | 7,322 | $7,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,239 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 39 | $6,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 600 | $6,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 496 | $6,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 135 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 195 | $6,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 500 | $6,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 747 | $6,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 387 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 63 | $6,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 559 | $6,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 334 | $6,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 106 | $6,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 639 | $6,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 278 | $6,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 125 | $6,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 915 | $6,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 226 | $6,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $6,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 227 | $6,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 5,262 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 200 | $6,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,668 | $6,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1,015 | $6,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,055 | $6,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 100 | $6,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,771 | $6,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,261 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 3,223 | $6,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 500 | $6,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 350 | $6,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 233 | $6,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 400 | $6,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 488 | $6,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 526 | $6,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $6,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,427 | $6,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 300 | $6,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 5,440 | $6,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 7,632 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $6,000 | thousands by filing date | principal |
| IBIO INC | 451033203 | COM NEW | 3,694 | $6,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 1,566 | $6,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 748 | $6,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 350 | $6,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 2,093 | $6,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 600 | $6,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 582 | $6,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 7,192 | $6,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 422 | $6,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 867 | $5,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 249 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 208 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 70 | $5,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,110 | $5,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 14 | $5,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 200 | $5,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 149 | $5,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 596 | $5,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 518 | $5,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,215 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 90 | $5,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 125 | $5,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 476 | $5,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 587 | $5,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 180 | $5,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 470 | $5,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 179 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 200 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 101 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 144 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 129 | $5,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 300 | $5,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 186 | $5,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 456 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 244 | $5,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 413 | $5,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 66 | $5,000 | thousands by filing date | put |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 59 | $5,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 341 | $5,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 611 | $5,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 6,190 | $5,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 500 | $5,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 500 | $5,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,000 | $5,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 216 | $5,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,595 | $5,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 2,000 | $5,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,000 | $5,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 217 | $5,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 500 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| OLINK HLDG AB | 680710100 | ADR | 153 | $5,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 575 | $5,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 3,456 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,578 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 201 | $5,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 6,000 | $5,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 663 | $5,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 955 | $5,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 700 | $5,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 450 | $5,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 450 | $5,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 315 | $5,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 604 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,125 | $5,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 500 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 151 | $5,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 7,176 | $5,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 500 | $5,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 2,000 | $5,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 2,500 | $5,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 423 | $5,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 2,200 | $5,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 500 | $5,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 500 | $5,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 55 | $4,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 87 | $4,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 304 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 81 | $4,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 154 | $4,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 80 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 686 | $4,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 420 | $4,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 255 | $4,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 181 | $4,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 220 | $4,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 892 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 780 | $4,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 922 | $4,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 938 | $4,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 323 | $4,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,533 | $4,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 90 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,081 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 96 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,074 | $4,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,999 | $4,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 457 | $4,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 1,600 | $4,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,345 | $4,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,350 | $4,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,664 | $4,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 298 | $4,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 523 | $4,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,219 | $4,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 4,000 | $4,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 618 | $4,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,363 | $4,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U905 | COM | 1,000 | $4,000 | thousands by filing date | call |
| NULL | 68620A203 | NULL | 439 | $4,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,114 | $4,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 3,968 | $4,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 400 | $4,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 500 | $4,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,246 | $4,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $4,000 | thousands by filing date | principal |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 810 | $4,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 858 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 3,322 | $4,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 3,302 | $4,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,528 | $4,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 212 | $4,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,151 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 831 | $4,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 1,574 | $4,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 4,000 | $4,000 | thousands by filing date | principal |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 162 | $4,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 47 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 77 | $3,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 300 | $3,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 269 | $3,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 139 | $3,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 89 | $3,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 139 | $3,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 159 | $3,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 136 | $3,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 439 | $3,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 112 | $3,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 639 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 71 | $3,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 60 | $3,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 89 | $3,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 300 | $3,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 112 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 225 | $3,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 64 | $3,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 124 | $3,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 102 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 807 | $3,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 61 | $3,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 551 | $3,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 49 | $3,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 325 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 100 | $3,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 250 | $3,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 202 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 53 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 134 | $3,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 288 | $3,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 426 | $3,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 204 | $3,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 300 | $3,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 300 | $3,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 185 | $3,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 201 | $3,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 92 | $3,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 2,298 | $3,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 284 | $3,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 131 | $3,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 500 | $3,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 557 | $3,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 119 | $3,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 589 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000287 | this filing | 2021-08-16 | acceptance time not in the bulk data set |