13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 5,335 holding rows worth $425,899,156,000.
- Accession
- 0000019617-20-000301
- Filer
- CIK 19617
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 22,294 entries on the cover page, a total value of $425,899,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,899,156,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286624 | MSCI THAILND ETF | 15,185 | $873,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 176,680 | $871,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A907 | CALL | 500,500 | $871,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 280,701 | $870,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 791,313 | $870,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 10,000 | $870,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 129,264 | $870,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 89,198 | $870,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 10,882 | $867,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 35,000 | $866,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 48,666 | $865,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 20,038 | $864,000 | thousands by filing date | |
| CRYOPORT INC | 229050957 | PUT | 50,500 | $862,000 | thousands by filing date | put |
| CRYOPORT INC | 229050907 | COM PAR $0.001 | 50,500 | $862,000 | thousands by filing date | call |
| TURTLE BEACH CORP | 900450956 | COM NEW | 138,200 | $862,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 15,584 | $861,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C952 | Cmn | 470,400 | $861,000 | thousands by filing date | put |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 86,730 | $858,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 17,575 | $852,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 122,258 | $852,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 11,203 | $851,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 249,726 | $849,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 32,471 | $847,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 26,875 | $847,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 136,319 | $846,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 27,058 | $844,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 16,841 | $844,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 48,853 | $843,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 26,200 | $843,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 33,790 | $842,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 343,350 | $841,000 | thousands by filing date | |
| EOG RES INC | 26875P951 | PUT | 23,400 | $841,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 10,206 | $841,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 124,425 | $840,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 6,900 | $837,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 117,422 | $836,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 22,609 | $835,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 315,012 | $835,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 18,708 | $833,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 12,118 | $832,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 210,600 | $832,000 | thousands by filing date | put |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 348,269 | $832,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 54,850 | $831,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 82,282 | $829,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 58,867 | $828,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 24,643 | $826,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 78,199 | $826,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 80,583 | $826,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 14,400 | $825,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 141,886 | $825,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 10,702 | $824,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 17,244 | $824,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO | 388689901 | COM | 67,500 | $824,000 | thousands by filing date | call |
| APOLLO GLOBAL MGMT INC | 03768E955 | PUT | 24,500 | $821,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 24,229 | $818,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 192,141 | $817,000 | thousands by filing date | |
| STARS GROUP INC | 85570W950 | PUT | 40,000 | $817,000 | thousands by filing date | put |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 14,143 | $815,000 | thousands by filing date | |
| SPOT 280121C00750000 | l8681t902 | CALL | 6,700 | $814,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 735,000 | $811,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 16,513 | $808,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 25,827 | $807,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E471 | FTSE US OVER | 15,596 | $807,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 1,164,000 | $804,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 33,299 | $804,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 87,454 | $803,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 16,392 | $803,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 6,600 | $799,000 | thousands by filing date | call |
| INVESTORS BANCORP INC NEW | 46146L901 | COM | 100,000 | $799,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 422,711 | $799,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 24,406 | $796,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 40,338 | $796,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 160,916 | $795,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 39,708 | $795,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 15,531 | $795,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 484,596 | $794,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 39,188 | $794,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 51,047 | $794,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 90,112 | $792,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 11,300 | $791,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 37,607 | $789,000 | thousands by filing date | |
| SNAP INC | 83304A956 | PUT | 66,400 | $789,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 37,156 | $786,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 19,475 | $784,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 153,218 | $783,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 63,109 | $782,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 167,227 | $782,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 17,352,000 | $782,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 975,000 | $782,000 | thousands by filing date | principal |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 400,000 | $780,000 | thousands by filing date | principal |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 432,827 | $779,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 45,137 | $778,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 146,281 | $778,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 664,081 | $777,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27,781 | $775,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 25,468 | $774,000 | thousands by filing date | |
| APPIAN CORP | 03782L951 | CL A | 19,200 | $772,000 | thousands by filing date | put |
| CONOCOPHILLIPS | 20825C954 | PUT | 25,000 | $770,000 | thousands by filing date | put |
| CONOCOPHILLIPS | 20825C904 | COM | 25,000 | $770,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 23,551 | $768,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J900 | COM | 17,200 | $767,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 31,831 | $767,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 139,318 | $765,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 63,013 | $764,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 44,005 | $764,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 53,000 | $763,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 4,134,801 | $763,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 77,264 | $762,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 24,576 | $762,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 27,587 | $762,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 18,024 | $762,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363909 | CALL | 7,400 | $761,000 | thousands by filing date | call |
| UNITED RENTALS INC | 911363959 | COM | 7,400 | $761,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 425,414 | $757,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 8,006 | $757,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 133,780 | $756,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 43,079 | $754,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 103,568 | $752,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 45,488 | $747,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 40,730 | $747,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 856,000 | $745,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 83,345 | $743,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 26,737 | $743,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 270,719 | $742,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 14,304 | $742,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 179,962 | $742,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 49,519 | $741,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H903 | COM | 33,100 | $741,000 | thousands by filing date | call |
| WASTE MGMT INC DEL | 94106L959 | COM | 8,000 | $740,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 18,293 | $736,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 14,485 | $734,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 295,413 | $733,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 96,521 | $730,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 16,174 | $728,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 902,000 | $726,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 28,052 | $725,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 341,923 | $725,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 40,186 | $723,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 114,515 | $721,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 51,386 | $720,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 104,027 | $719,000 | thousands by filing date | |
| WW INTL INC | 98262P901 | CALL | 42,500 | $719,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 70,251 | $718,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 296,566 | $717,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 26,026 | $716,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 150,738 | $716,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 84,139 | $715,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 33,398 | $713,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 29,841 | $713,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 63,715 | $712,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 177,438 | $712,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 20,000 | $712,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 20,000 | $712,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 132,825 | $709,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 455,042 | $705,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 429,900 | $705,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 50,657 | $701,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 12,594 | $700,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 454,316 | $700,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813902 | CALL | 13,100 | $699,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 50,652 | $698,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 25,996 | $696,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 40,000 | $696,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 212,717 | $696,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945951 | COM | 40,000 | $696,000 | thousands by filing date | put |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 33,206 | $696,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q956 | PUT | 202,200 | $696,000 | thousands by filing date | put |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 55,467 | $695,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 175,913 | $694,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 45,429 | $689,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 13,373 | $687,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190904 | CALL | 9,000 | $686,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,913 | $684,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 210,152 | $683,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 119,065 | $683,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,964 | $683,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 558,149 | $681,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 46,866 | $679,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 129,445 | $679,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 8,900 | $677,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 37,319 | $676,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 19,800 | $675,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 150,000 | $674,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 61,259 | $672,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 35,584 | $672,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 95,298 | $671,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 35,687 | $670,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 37,199 | $669,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 24,852 | $669,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 13,370 | $668,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 28,827 | $668,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 54,100 | $667,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,709,030 | $667,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 32,071 | $665,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 76,472 | $662,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 11,368 | $661,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 27,984 | $661,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 131,989 | $660,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 254,868 | $660,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 34,029 | $659,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 77,794 | $657,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932907 | COM | 16,400 | $657,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 61,395 | $657,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 14,335 | $654,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 36,290 | $652,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 30,956 | $650,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 4,395 | $649,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 427,496 | $649,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 16,048 | $647,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,840 | $646,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 270,293 | $646,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 49,839 | $644,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 47,016 | $642,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 148,658 | $641,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 7,100 | $640,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 34,712 | $639,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,477 | $639,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 370,699 | $638,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 26,075 | $637,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 194,985 | $636,000 | thousands by filing date | |
| PPG INDS INC | 693506907 | COM | 7,600 | $635,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 447,143 | $635,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 66,245 | $633,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 52,852 | $632,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 34,824 | $631,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 199,742 | $631,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,207 | $631,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 78,106 | $631,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 100,000 | $631,000 | thousands by filing date | call |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 54,300 | $625,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 49,964 | $623,000 | thousands by filing date | |
| YETI HLDGS INC | 98585X954 | COM | 31,900 | $623,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 63,664 | $622,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 103,425 | $622,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 48,056 | $621,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 99,574 | $618,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 30,678 | $617,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 48,842 | $616,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 15,395,000 | $615,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 86,625 | $614,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 22,995 | $614,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 25,000 | $610,000 | thousands by filing date | put |
| BP PLC | 055622904 | CALL | 25,000 | $610,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 37,511 | $609,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 101,447 | $608,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 22,426 | $607,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 7,500 | $606,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 110,000 | $605,000 | thousands by filing date | call |
| Proshares VIX Short-Term | 74347W171 | Equity | 15,917 | $604,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 104,930 | $603,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 70,303 | $602,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,393 | $600,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 59,130 | $600,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 16,272 | $597,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 32,775 | $595,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 35,850 | $594,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 42,430 | $593,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 20,136 | $592,000 | thousands by filing date | |
| CHEWY INC | 16679L959 | CL A | 15,700 | $589,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 26,162 | $589,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 43,048 | $587,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 40,544 | $586,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 21,703 | $586,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 153,890 | $585,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 100,000 | $582,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 31,000 | $581,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 40,290 | $580,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 10,228 | $579,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 705,000 | $578,000 | thousands by filing date | principal |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 13,700 | $577,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 34,095 | $576,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 12,745 | $573,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 92,670 | $572,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,245 | $571,000 | thousands by filing date | |
| FITBIT INC | 33812L902 | CALL | 85,600 | $570,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 162,616 | $569,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 50,119 | $568,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 48,742 | $568,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 159,987 | $567,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 14,556 | $566,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 93,864 | $563,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 17,348 | $559,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 9,874 | $559,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 55,596 | $559,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $557,000 | thousands by filing date | principal |
| GENIE ENERGY LTD | 372284208 | CL B | 77,551 | $556,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 100,512 | $554,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 14,641 | $553,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 34,599 | $551,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 61,543 | $548,000 | thousands by filing date | |
| HALLIBURTON CO | 406216951 | PUT | 80,000 | $548,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 50,000 | $548,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 50,000 | $548,000 | thousands by filing date | call |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 28,095 | $543,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 128,800 | $542,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 32,987 | $541,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,435 | $540,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 20,000 | $539,000 | thousands by filing date | put |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 14,169 | $538,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 256,064 | $538,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,867 | $538,000 | thousands by filing date | |
| LYFT INC | 55087P954 | CL A COM | 20,000 | $537,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 41,158 | $537,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 28,232 | $535,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC | 737010958 | PUT | 75,000 | $535,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 32,887 | $531,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 9,648 | $531,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,886 | $531,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 55,485 | $530,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,615 | $529,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,587 | $528,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 93,852 | $528,000 | thousands by filing date | |
| IQIYI INC | G4939KAB2 | DEBT 2.000% 4/0 | 470,000 | $528,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,666 | $527,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 71,594 | $526,000 | thousands by filing date | |
| DAUCH CORP | 024061953 | PUT | 145,000 | $523,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 362,377 | $522,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 9,529 | $521,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 12,088 | $520,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 280,747 | $517,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 8,740 | $514,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 19,576 | $514,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 41,386 | $513,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 35,716 | $512,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 16,916 | $508,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 90,366 | $507,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 15,503 | $506,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 89,644 | $506,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413956 | OPTION | 2,500 | $506,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP | 064058900 | COM | 15,000 | $505,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP | 064058950 | COM | 15,000 | $505,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 44,273 | $504,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP | 88034P959 | SPON ADS | 50,000 | $503,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 19,683 | $502,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 539,339 | $502,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K900 | CALL | 50,000 | $500,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 15,066 | $496,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 59,048 | $495,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 306,202 | $495,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 23,247 | $493,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 84,441 | $492,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 17,363 | $491,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 49,949 | $491,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,588 | $490,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 32,059 | $488,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 218,997 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,738 | $485,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,387,753 | $485,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,447,289 | $485,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 500,000 | $485,000 | thousands by filing date | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 40,532 | $483,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 176,217 | $482,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 50,900 | $481,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 209,615 | $478,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 15,010 | $478,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 148,567 | $477,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 31,622 | $477,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V900 | CALL | 43,300 | $477,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 191,709 | $477,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17,206 | $476,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115904 | COM | 6,100 | $476,000 | thousands by filing date | call |
| FORTERRA INC | 34960W106 | COM | 79,643 | $476,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 20,866 | $475,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 11,916 | $474,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 24,667 | $471,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 372,808 | $470,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 9,796 | $469,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 46,577 | $469,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,859 | $465,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 44,867 | $465,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 18,087 | $464,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,439 | $463,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 204,221 | $463,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 481,000 | $462,000 | thousands by filing date | principal |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 15,866 | $461,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 14,600 | $461,000 | thousands by filing date | put |
| ISHARES TR | 46429B408 | CMN | 19,901 | $459,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,294 | $458,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 108,900 | $458,000 | thousands by filing date | call |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $458,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 287,598 | $457,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 36,311 | $456,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 29,901 | $454,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 59,365 | $454,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249907 | COM PAR $.01 | 269,900 | $453,000 | thousands by filing date | call |
| NUCANA PLC | 67022C106 | ADR | 77,757 | $453,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 211,109 | $453,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 11,231 | $452,000 | thousands by filing date | |
| TECHNIPFMC PLC | G87110905 | COM | 67,000 | $452,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 27,908 | $452,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 52,182 | $451,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 206,083 | $445,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 456,000 | $444,000 | thousands by filing date | principal |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 48,382 | $444,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 153,188 | $443,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 500,000 | $443,000 | thousands by filing date | principal |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 9,458 | $441,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 33,991 | $441,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 32,100 | $441,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 130,811 | $440,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 17,119 | $438,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 26,431 | $437,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 62,866 | $436,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 17,622 | $436,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 9,074 | $433,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 153,293 | $432,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 45,000 | $432,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 51,001 | $430,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 19,876 | $430,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 149,986 | $429,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 61,083 | $427,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC | 42250P903 | COM | 17,900 | $427,000 | thousands by filing date | call |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 118,438 | $425,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 15,740 | $424,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 6,900 | $424,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 19,373 | $423,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 524,950 | $423,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 9,787 | $423,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 6,211 | $422,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 28,379 | $422,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,845 | $421,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 12,531 | $421,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 192,169 | $421,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,082 | $420,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 13,700 | $419,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 11,552 | $419,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 43,913 | $418,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 57,276 | $418,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430H952 | PUT | 50,200 | $418,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 14,266 | $417,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 100,115 | $417,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245950 | PUT | 100,000 | $417,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,043 | $415,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 203,811 | $414,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 102,531 | $414,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 180,312 | $413,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 673,015 | $411,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,109 | $410,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 43,185 | $410,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15,328 | $409,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 109,218 | $408,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 21,305 | $406,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 14,333 | $406,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 38,298 | $404,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 178,696 | $402,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 68,311 | $401,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,202 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,041 | $398,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 17,160 | $398,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 22,417 | $398,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 41,000 | $398,000 | thousands by filing date | call |
| INTELSAT S A | L5140P901 | CALL | 260,000 | $398,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 35,119 | $397,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 15,318 | $397,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932957 | COM | 9,900 | $397,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,593 | $395,000 | thousands by filing date | |
| NUTANIX INC | 67059N958 | CL A | 25,000 | $395,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 19,179 | $395,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 254,316 | $394,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 391,866 | $394,000 | thousands by filing date | principal |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 69,343 | $393,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 437,000 | $393,000 | thousands by filing date | principal |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 75,946 | $392,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 882,867 | $392,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 18,449 | $391,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 13,950 | $390,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 92,911 | $390,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 119,533 | $390,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 31,995 | $389,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 15,993 | $387,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 8,882 | $387,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 71,071 | $387,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 10,854 | $385,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 28,525 | $382,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 47,604 | $381,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 16,385 | $381,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 10,092 | $380,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 20,756 | $379,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 15,558 | $378,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 51,216 | $378,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 858,633 | $377,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 605,000 | $377,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 9,385 | $375,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 14,771 | $374,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 12,542 | $374,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 148,781 | $373,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 13,764 | $372,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,043 | $371,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 26,262 | $371,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 29,272 | $370,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 31,351 | $370,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,608 | $369,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 23,986 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 9,239 | $369,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 326,643 | $369,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 189,546 | $368,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,707 | $368,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,759 | $367,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 51,549 | $367,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 35,290 | $366,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000301 | this filing | 2020-05-12 | acceptance time not in the bulk data set |