13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 5,335 holding rows worth $425,899,156,000.
- Accession
- 0000019617-20-000301
- Filer
- CIK 19617
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 22,294 entries on the cover page, a total value of $425,899,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,899,156,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 136,044 | $366,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,631 | $366,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 15,842 | $366,000 | thousands by filing date | |
| KELLOGG CO | 487836958 | COM | 6,100 | $366,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 73,266 | $365,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 192,599 | $364,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 26,353 | $362,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 203,836 | $362,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,355 | $362,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 130,949 | $362,000 | thousands by filing date | |
| DAUCH CORP | 024061903 | COM | 100,000 | $361,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 117,573 | $361,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 24,104 | $361,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 635,938 | $360,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,772 | $359,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 10,000 | $359,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 210,224 | $359,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,591 | $358,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 20,956 | $358,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 27,273 | $358,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 56,898 | $357,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 22,155 | $357,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 222,092 | $357,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 18,586 | $355,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 67,187 | $354,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 45,524 | $354,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 67,846 | $353,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 3,845 | $353,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E909 | COM | 5,300 | $353,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 392,491 | $352,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,749 | $352,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,630 | $351,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 78,753 | $351,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,340 | $350,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 17,192 | $350,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 13,190 | $350,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 45,260 | $349,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 98,388 | $349,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,380 | $348,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 42,208 | $348,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 53,730 | $348,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 54,046 | $347,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 13,059 | $346,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 380,157 | $346,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884953 | COM | 26,600 | $342,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 146,827 | $341,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 15,887 | $341,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,134 | $339,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 20,043 | $339,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 16,566 | $339,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 60,979 | $339,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 72,977 | $339,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 350,000 | $338,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,133 | $337,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 14,689 | $336,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 4,200 | $336,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 33,611 | $335,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,557 | $334,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,277 | $334,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,307 | $334,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 15,671 | $334,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,661 | $334,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 12,339 | $333,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 32,558 | $332,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 13,860 | $331,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 14,400 | $330,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 456,411 | $330,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,836 | $329,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 41,440 | $327,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 27,369 | $326,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20,464 | $326,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 47,952 | $326,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 36,837 | $325,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 13,364 | $324,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,376 | $323,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 61,387 | $322,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 12,073 | $322,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,624 | $322,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q956 | PUT | 322,400 | $322,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 26,661 | $321,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 477,839 | $320,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 11,362 | $320,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 27,216 | $319,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 30,081 | $317,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 31,161 | $317,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 60,478 | $317,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 19,380 | $316,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 87,385 | $315,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 10,142 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 10,400 | $314,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 121,246 | $314,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 156,535 | $313,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 43,774 | $312,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 33,941 | $312,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 34,224 | $311,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 14,953 | $310,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 6,230 | $310,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 14,951 | $309,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 68,307 | $309,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 16,355 | $306,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 41,172 | $305,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 67,699 | $305,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 8,900 | $303,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 341,269 | $303,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 211,401 | $302,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 20,000 | $301,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,281 | $301,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 199,561 | $301,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $301,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 8,062 | $300,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 8,563 | $300,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 331,599 | $300,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 525,695 | $300,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 63,680 | $299,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $297,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 13,560 | $296,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 19,501 | $296,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,500 | $295,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 14,347 | $295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,775 | $295,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 30,119 | $295,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 29,438 | $294,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 533,749 | $292,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 52,476 | $292,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,492 | $292,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,951 | $291,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 17,599 | $291,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 485,000 | $291,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 18,555 | $290,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 48,569 | $289,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 21,156 | $288,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,950 | $288,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 280,000 | $288,000 | thousands by filing date | principal |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 400,000 | $288,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 88,161 | $286,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 42,397 | $286,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 64,996 | $286,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 6,906 | $285,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 6,421 | $285,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 19,521 | $285,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 14,067 | $283,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 33,448 | $283,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 157,400 | $283,000 | thousands by filing date | principal |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 145,773 | $281,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 27,247 | $281,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,115 | $280,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 57,361 | $279,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 310,486 | $279,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 6,789 | $279,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 23,051 | $278,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,758 | $278,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,801 | $277,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 17,832 | $276,000 | thousands by filing date | |
| ALCON AG | H01301958 | ORD SHS | 5,400 | $274,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 44,960 | $273,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 47,423 | $271,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,173 | $271,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 25,405 | $270,000 | thousands by filing date | |
| OVINTIV INC | 69047Q952 | COM | 100,000 | $270,000 | thousands by filing date | put |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 55,820 | $270,000 | thousands by filing date | |
| PUT CANOPY GROWTH CORP $2 EXP 03/31/23 | 138035950 | OPTION | 18,700 | $270,000 | thousands by filing date | put |
| EMERALD HOLDING INC | 29103W104 | COM | 103,897 | $269,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 224,016 | $269,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 11,072 | $268,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 34,370 | $267,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 41,695 | $267,000 | thousands by filing date | |
| EROS STX GLOBAL CORPORATION | G3788M954 | SHS NEW | 161,400 | $266,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 18,009 | $265,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 53,037 | $265,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 25,775 | $265,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 313,899 | $265,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 11,246 | $264,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 96,737 | $264,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,997 | $263,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 11,391 | $262,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 10,044 | $260,000 | thousands by filing date | |
| NEVRO CORP | 64157F903 | CALL | 2,600 | $260,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,786 | $258,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 257,786 | $258,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 19,360 | $258,000 | thousands by filing date | |
| GASLOG LTD | G37585959 | SHS | 71,000 | $257,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 57,164 | $255,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 9,456 | $254,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 84,853 | $253,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 21,176 | $253,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,167 | $252,000 | thousands by filing date | |
| DATADOG INC | 23804L903 | CALL | 7,000 | $252,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,247 | $251,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 58,415 | $251,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 41,145 | $250,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 95,640 | $250,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 153,388 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 6,094 | $249,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 171,147 | $249,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 518,073 | $249,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,117 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,590 | $248,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L951 | COM | 43,700 | $248,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 9,502 | $247,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 18,773 | $246,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 19,999 | $246,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,823 | $246,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 36,892 | $245,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,535 | $244,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 7,291 | $244,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 17,161 | $244,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 3,387 | $244,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796958 | COM | 5,300 | $244,000 | thousands by filing date | put |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 63,598 | $243,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 163,579 | $242,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 134,474 | $242,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 178,965 | $242,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 212,493 | $242,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 33,393 | $241,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 6,020 | $241,000 | thousands by filing date | |
| VISTRA CORP | 92840M902 | CALL | 15,100 | $241,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 179,754 | $241,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 13,647 | $240,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,664 | $240,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 8,297 | $240,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 29,867 | $240,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 11,872 | $240,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 24,576 | $240,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 15,353 | $240,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 75,046 | $240,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 15,741 | $239,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 131,755 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,635 | $238,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 15,792 | $238,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS PLC | 05337M904 | COM | 30,000 | $238,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 11,563 | $237,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 61,358 | $237,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,334 | $236,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 50,802 | $236,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 12,015 | $235,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 14,424 | $235,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 7,712 | $234,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N907 | COM | 55,000 | $234,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 999,036 | $233,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 149,199 | $233,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 125,538 | $232,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 29,143 | $231,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 15,557 | $230,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 17,165 | $227,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 58,323 | $227,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 20,900 | $227,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,970 | $226,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 43,465 | $226,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 14,771 | $225,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 26,886 | $225,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 23,933 | $223,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 58,248 | $223,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 16,460 | $223,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,597 | $222,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 16,555 | $221,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 32,613 | $221,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 13,791 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,600 | $220,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T951 | PUT | 2,400 | $220,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 12,916 | $218,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 67,971 | $218,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,335 | $218,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,270 | $218,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP | 635017906 | CALL | 5,100 | $218,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 20,873 | $217,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 21,265 | $217,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS I | 34964C906 | COM | 5,000 | $216,000 | thousands by filing date | call |
| BANK FIRST CORP | 06211J100 | COM | 3,837 | $214,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 15,823 | $213,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 225,000 | $213,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,048 | $212,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 7,048 | $211,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 30,287 | $209,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 143,576 | $208,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,194 | $207,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 11,348 | $207,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 14,100 | $206,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,421 | $206,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 3,451 | $206,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 15,637 | $206,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 12,202 | $204,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 34,367 | $204,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 035710909 | COM NEW | 40,000 | $203,000 | thousands by filing date | call |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 15,835 | $202,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 18,447 | $202,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 14,867 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,201 | $200,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,364 | $199,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,132 | $199,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 354,101 | $198,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 297,730 | $198,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 19,861 | $198,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 8,132 | $198,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 11,772 | $197,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 57,835 | $197,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 19,985 | $196,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 45,419 | $196,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 297,962 | $196,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 18,880 | $196,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,916 | $195,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 21,100 | $195,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 21,100 | $195,000 | thousands by filing date | put |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 46,368 | $195,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 29,384 | $194,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 7,096 | $194,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 344,000 | $193,000 | thousands by filing date | principal |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 6,129 | $192,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 8,584 | $190,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 18,542 | $189,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 38,893 | $189,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 19,124 | $188,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 92,512 | $188,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 11,193 | $188,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 13,920 | $188,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 118,247 | $188,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 23,049 | $187,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 41,744 | $186,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 179,081 | $186,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 15,497 | $186,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 11,835 | $186,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,490 | $185,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 34,986 | $185,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 8,770 | $184,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,693 | $184,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 44,274 | $184,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 36,038 | $183,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 22,185 | $183,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,612 | $182,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,754 | $182,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 34,654 | $181,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 25,797 | $181,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 8,263 | $180,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 9,240 | $180,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 22,700 | $180,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 37,427 | $179,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 13,465 | $178,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 9,740 | $178,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 41,852 | $178,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10,132 | $178,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 16,512 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,704 | $177,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 17,400 | $177,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,329 | $175,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y959 | COM | 3,000 | $175,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 23,751 | $173,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,296 | $173,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 204,000 | $173,000 | thousands by filing date | principal |
| NEXTCURE INC | 65343E108 | COM | 4,637 | $172,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 34,440 | $171,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 36,269 | $171,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 9,603 | $171,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 126,652 | $170,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,986 | $170,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 11,233 | $170,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,993 | $170,000 | thousands by filing date | |
| NEVRO CORP | 64157F953 | PUT | 1,700 | $170,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 4,855 | $168,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 65,309 | $167,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 7,852 | $167,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,939 | $166,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 15,821 | $166,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 16,147 | $166,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 65,293 | $166,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H951 | PUT | 109,900 | $166,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,730 | $165,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 13,160 | $165,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 15,841 | $165,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 15,788 | $165,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 17,818 | $164,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 145,000 | $164,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 15,499 | $163,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 94,624 | $163,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,670 | $162,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 3,528 | $161,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 6,325 | $161,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 13,125 | $161,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 13,762 | $160,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K904 | CALL | 2,200 | $160,000 | thousands by filing date | call |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 8,866 | $160,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,559 | $159,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 600 | $158,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y907 | CALL | 600 | $158,000 | thousands by filing date | call |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 6,541 | $158,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 85,614 | $158,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 251,586 | $158,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 4,099 | $158,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,918 | $157,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 5,500 | $157,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 63,340 | $156,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 320,000 | $156,000 | thousands by filing date | principal |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 8,057 | $155,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,835 | $155,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 7,637 | $155,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,671 | $154,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 8,987 | $154,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 6,077 | $153,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 41,433 | $153,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 63,102 | $153,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 14,164 | $153,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 18,519 | $153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,120 | $152,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 32,689 | $152,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,261 | $151,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 27,046 | $150,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,762 | $150,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 13,309 | $150,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 4,556 | $149,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 178,846 | $148,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 6,587 | $148,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 22,904 | $147,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 13,349 | $147,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 39,943 | $147,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 8,784 | $146,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 10,000 | $146,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 11,364 | $146,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,021 | $146,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,733 | $146,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 46,125 | $146,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 14,309 | $146,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 161,037 | $145,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 16,324 | $145,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 14,139 | $144,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,941 | $144,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 42,001 | $144,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 19,000 | $142,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 500 | $142,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 17,296 | $142,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 319,344 | $142,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 13,416 | $141,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 81,278 | $141,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,379 | $140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,250 | $140,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,410 | $140,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $140,000 | thousands by filing date | principal |
| UNIFI INC | 904677200 | COM NEW | 11,951 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 4,525 | $138,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,197 | $137,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,920 | $137,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 10,623 | $137,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 3,100 | $137,000 | thousands by filing date | call |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 8,895 | $137,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 220,059 | $137,000 | thousands by filing date | principal |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 38,979 | $136,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,575 | $136,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 3,042 | $135,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 9,580 | $135,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 314,873 | $135,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 13,494 | $135,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 130,931 | $135,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 8,813 | $134,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 16,288 | $134,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 324,449 | $134,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 8,357 | $133,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 14,075 | $133,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,395 | $132,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 18,136 | $132,000 | thousands by filing date | |
| VISTRA CORP | 92840M952 | COM | 8,300 | $132,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 112,443 | $132,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,036 | $131,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 28,685 | $131,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,132 | $130,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 24,077 | $129,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 25,255 | $128,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 8,848 | $128,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 21,621 | $128,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 42,787 | $128,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 11,383 | $128,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,592 | $127,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 12,134 | $127,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 5,425 | $127,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,081 | $126,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 5,505 | $126,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 33,961 | $126,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 127,322 | $125,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 11,410 | $125,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,719 | $124,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 8,461 | $124,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 56,599 | $124,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 24,250 | $123,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10,648 | $123,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,944 | $122,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 11,128 | $122,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 27,979 | $122,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 126,644 | $122,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,000 | $119,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 10,177 | $119,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,950 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 2,460 | $119,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122951 | PUT | 8,000 | $119,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 16,673 | $118,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 5,219 | $118,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 18,880 | $118,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 155,634 | $117,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 8,264 | $116,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 28,475 | $116,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 11,461 | $116,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 4,071 | $115,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,222 | $115,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 28,582 | $114,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 20,115 | $114,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000301 | this filing | 2020-05-12 | acceptance time not in the bulk data set |