13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 5,335 holding rows worth $425,899,156,000.
- Accession
- 0000019617-20-000301
- Filer
- CIK 19617
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 22,294 entries on the cover page, a total value of $425,899,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,899,156,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 755 | $17,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 2,253 | $17,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 300 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 442 | $17,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 8,519 | $17,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 561 | $17,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 1,336 | $16,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,200 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 415 | $16,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 848 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 2,000 | $16,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,409 | $16,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 63,037 | $16,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 9,449 | $16,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 2,452 | $16,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 8,068 | $16,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 76,041 | $16,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 10,434 | $16,000 | thousands by filing date | |
| VALARIS PLC | G9402V959 | PUT | 35,900 | $16,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,478 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,500 | $15,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 497 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 512 | $15,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 4,401 | $15,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 23,603 | $15,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 21,924 | $15,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 800 | $14,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,912 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 334 | $14,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,881 | $14,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 69,967 | $14,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,000 | $14,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 4,543 | $14,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 5,333 | $14,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 5,916 | $14,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 6,672 | $14,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 18,610 | $14,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 923 | $13,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 555 | $13,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 4,400 | $13,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,280 | $13,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $13,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,237 | $13,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 18,168 | $13,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 5,409 | $13,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 20,558 | $13,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 475 | $12,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 135 | $12,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,014 | $12,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,318 | $12,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6,617 | $12,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 7,834 | $12,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 15,000 | $12,000 | thousands by filing date | principal |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 4,535 | $12,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 327 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 502 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 360 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 300 | $11,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,803 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,300 | $11,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 6,342 | $11,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 499 | $11,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 18,566 | $11,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 53,425 | $11,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 27,048 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 654 | $10,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,731 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 486 | $10,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 708 | $10,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,301 | $10,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 358 | $10,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,900 | $10,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,990 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 414 | $10,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 14,313 | $10,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 33,239 | $10,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 1,000 | $10,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 200 | $9,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,123 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,836 | $9,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 749 | $9,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 400 | $9,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 100 | $9,000 | thousands by filing date | put |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 1,275 | $9,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 5,000 | $9,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,500 | $9,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,000 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 700 | $8,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 530 | $8,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 314 | $8,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,346 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 106 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 273 | $8,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,515 | $8,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,300 | $8,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 5,911 | $8,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,534 | $8,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 8,500 | $8,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 17,234 | $8,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 4,659 | $8,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 2,325 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 400 | $8,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 8,000 | $8,000 | thousands by filing date | principal |
| PYXUS INTL INC | 74737V106 | COM | 2,706 | $8,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 6,804 | $8,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,582 | $7,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 760 | $7,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 139 | $7,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 815 | $7,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 318 | $7,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 6,916 | $7,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,960 | $7,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,232 | $7,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 2,016 | $7,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 7,201 | $7,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 463 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 78 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 750 | $6,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 6,760 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 51,280 | $6,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 18,800 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 7,700 | $6,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 4,242 | $6,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,475 | $6,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 6,187 | $6,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 17,980 | $6,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 4,134 | $6,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 2,492 | $6,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,230 | $6,000 | thousands by filing date | |
| ARTARA THERAPEUTICS INC | 04300J107 | COM | 252 | $6,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 15,499 | $6,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 84 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,331 | $5,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,500 | $5,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 424 | $5,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 67 | $5,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,243 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 196 | $5,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 6,830 | $5,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,364 | $5,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 10,986 | $5,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 6,952 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 645 | $5,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $5,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 371 | $5,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $5,000 | thousands by filing date | |
| RITHM CAPITAL CORP | 64828T951 | COM NEW | 1,000 | $5,000 | thousands by filing date | put |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 400 | $5,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $5,000 | thousands by filing date | principal |
| FTS INTERNATIONAL INC | 30283W104 | COM | 23,754 | $5,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 9,962 | $5,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 4,816 | $5,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 150 | $4,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 72 | $4,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 234 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 15,796 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 77 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 100 | $4,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,099 | $4,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 989 | $4,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 440 | $4,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 5,097 | $4,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 5,000 | $4,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 469 | $4,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 4,163 | $4,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 300 | $4,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 31 | $4,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 400 | $4,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 154 | $3,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 50 | $3,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 66 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 55 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 100 | $3,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 32 | $3,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,993 | $3,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 123 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 332 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $3,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 114 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 400 | $3,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 621 | $3,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 400 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 258 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 550 | $3,000 | thousands by filing date | |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 100 | $3,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 400 | $3,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 43 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 5,405 | $3,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 2,512 | $3,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 129 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 38 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 39 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 17 | $2,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,546 | $2,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 206 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 29 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 100 | $2,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 69 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 620 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 67 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 46 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 115 | $2,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 115 | $2,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,000 | $2,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 3,468 | $2,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 900 | $2,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 3,020 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 41 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 5,885 | $2,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 66 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 34 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,200 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $1,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 75 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 22 | $1,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 39 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 850 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 50 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 41 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 40 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 25 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 75 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 662 | $1,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 54 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,766 | $1,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 3,379 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 100 | $1,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 815 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 705 | $1,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 261 | $1,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 1,205 | $1,000 | thousands by filing date | principal |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,300 | $1,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 5,000 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 500 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SHIFTPIXY INC | 82452L203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 200 | $1,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 282 | $1,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 102 | $1,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 100 | $1,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 700 | $1,000 | thousands by filing date | principal |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G200 | ULSHRT SEMIC NEW | 59 | $1,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 50 | $1,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADT INC DEL COM | 00090Q103 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 592 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTU FINL INC | 928254101 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 1,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 236 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,044 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENUS CONCEPT INC | 92332W105 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 354 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268107 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 536 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 155 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 300 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENITEC BIOPHARMA LTD | 082053406 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000301 | this filing | 2020-05-12 | acceptance time not in the bulk data set |