13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 5,335 holding rows worth $425,899,156,000.
- Accession
- 0000019617-20-000301
- Filer
- CIK 19617
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 22,294 entries on the cover page, a total value of $425,899,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,899,156,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| READING INTL INC | 755408101 | CL A | 29,286 | $114,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 33,040 | $113,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 45,569 | $113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,420 | $112,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 18,718 | $111,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,000 | $111,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 626,482 | $111,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,843 | $110,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 29,048 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,022 | $109,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 415,641 | $109,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 14,834 | $108,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 3,108 | $108,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 7,438 | $107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,696 | $107,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 14,293 | $107,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,795 | $106,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,234 | $106,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 64,934 | $106,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 19,146 | $106,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,498 | $105,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 13,263 | $105,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 27,408 | $104,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 70,606 | $104,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 87,153 | $103,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 8,111 | $103,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 10,735 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,580 | $102,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 43,210 | $102,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 21,455 | $101,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,351 | $100,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 5,811 | $99,000 | thousands by filing date | |
| VERITONE INC | 92347M950 | COM | 42,300 | $99,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 68,321 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,429 | $98,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 3,453 | $98,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 10,560 | $98,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,177 | $98,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 13,461 | $98,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 38,054 | $98,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 12,097 | $97,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 27,347 | $97,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,351 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 10,100 | $97,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,649 | $97,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149905 | CALL | 210,900 | $97,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 3,501 | $96,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 24,874 | $96,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 935 | $96,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 34,571 | $96,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 200,000 | $96,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,329 | $95,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 12,581 | $95,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 20,100 | $95,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2,131 | $94,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 14,302 | $94,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 15,772 | $94,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 5,871 | $94,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 11,530 | $94,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 4,069 | $93,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,438 | $93,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 6,564 | $93,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 224,479 | $93,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,332 | $92,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 4,571 | $92,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 5,558 | $92,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,136 | $91,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 15,641 | $91,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,544 | $91,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 31,105 | $91,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 36,905 | $91,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 48,000 | $91,000 | thousands by filing date | principal |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 3,631 | $90,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 21,568 | $90,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 450,000 | $90,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 3,576 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 3,558 | $89,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 1,588 | $89,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 5,611 | $89,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 30,937 | $89,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 59,991 | $88,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 1,964 | $87,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 9,232 | $87,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 26,166 | $86,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,629 | $86,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 35,210 | $86,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 65,329 | $86,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 5,458 | $86,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 33,955 | $85,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 9,690 | $84,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,936 | $84,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 53,423 | $84,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 220 | $84,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 82,049 | $84,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 8,255 | $83,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 4,990 | $83,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 5,155 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 9,376 | $82,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 3,542 | $82,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 103,390 | $82,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 146,734 | $82,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 66,089 | $82,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 40,125 | $82,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,900 | $81,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 4,418 | $81,000 | thousands by filing date | |
| ALCON AG | H01301908 | ORD SHS | 1,600 | $81,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 26,954 | $81,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 37,839 | $80,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 18,039 | $79,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,631 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,245 | $79,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 6,292 | $79,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 40,599 | $79,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 35,877 | $79,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 8,400 | $79,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,060 | $78,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 6,239 | $78,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 2,692 | $77,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 25,804 | $77,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 454 | $76,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 9,782 | $76,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,215 | $76,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 181,409 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 14,128 | $76,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 22,684 | $75,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,178 | $75,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 18,196 | $75,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 29,053 | $75,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,950 | $75,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,498 | $74,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,836 | $74,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 204,702 | $74,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 32,500 | $74,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC | 33830X954 | PUT | 32,500 | $74,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 9,221 | $73,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 6,083 | $73,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 3,075 | $73,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 15,085 | $73,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 60,795 | $72,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 2,983 | $72,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 8,896 | $72,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,126 | $71,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 500 | $71,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 31,101 | $71,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 40,716 | $71,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 14,615 | $70,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P953 | PUT | 13,400 | $70,000 | thousands by filing date | put |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 84,977 | $70,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 39,959 | $70,000 | thousands by filing date | |
| FITBIT INC | 33812L952 | PUT | 10,500 | $70,000 | thousands by filing date | put |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 8,978 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,700 | $69,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 191,000 | $69,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 15,482 | $69,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 12,045 | $69,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,665 | $68,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 63,280 | $68,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,619 | $68,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 8,495 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,235 | $67,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 799 | $67,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,494 | $67,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 5,627 | $67,000 | thousands by filing date | |
| EVOLUS INC | 30052C957 | COM | 16,100 | $67,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 12,067 | $67,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,763 | $66,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 9,270 | $66,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 27,237 | $66,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 22,199 | $66,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,239 | $65,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 22,636 | $65,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 4,100 | $65,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,667 | $65,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 20,028 | $65,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,266 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,711 | $65,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 172,000 | $65,000 | thousands by filing date | principal |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,507 | $65,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 62,852 | $65,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 91,639 | $65,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 43,407 | $65,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 62,071 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,095 | $64,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 24,582 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 700 | $64,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 11,859 | $64,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,014 | $63,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 9,798 | $63,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 2,440 | $63,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 4,869 | $63,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 849 | $63,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 14,585 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 452 | $62,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,228 | $62,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 2,640 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,936 | $61,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,350 | $61,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,232 | $61,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 31,106 | $61,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 3,054 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 2,388 | $61,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 105,982 | $61,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 597 | $60,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 16,669 | $60,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,580 | $59,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 17,273 | $59,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 23,992 | $59,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 13,722 | $58,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,668 | $57,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 36,567 | $57,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 34,080 | $57,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 6,617 | $56,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 5,085 | $56,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,722 | $56,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770956 | COM | 2,900 | $56,000 | thousands by filing date | put |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 10,493 | $56,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 905 | $55,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 20,550 | $55,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 5,391 | $55,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,047 | $55,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 59,496 | $55,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 12,860 | $55,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 141,000 | $55,000 | thousands by filing date | principal |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 2,071 | $54,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 2,456 | $54,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,653 | $53,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 5,806 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 4,533 | $53,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 276,057 | $53,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 6,441 | $53,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 9,130 | $53,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,602 | $52,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 20,020 | $52,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 5,450 | $52,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 27,501 | $52,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 12,463 | $52,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 9,984 | $51,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $51,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 14,916 | $51,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 35,221 | $51,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,853 | $51,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 134,697 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 668 | $51,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,507 | $50,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,259 | $50,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,489 | $50,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,092 | $50,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,222 | $50,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,540 | $50,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,202 | $49,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733R902 | CALL | 100 | $49,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 19,091 | $49,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 21,095 | $49,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,180 | $49,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 35,854 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,008 | $48,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 4,160 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 2,030 | $48,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 11,876 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 2,098 | $48,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,315 | $48,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,106 | $48,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 111,185 | $48,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 50,000 | $48,000 | thousands by filing date | principal |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 910 | $47,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,000 | $47,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,164 | $47,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 6,029 | $47,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 91,100 | $47,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,714 | $46,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 2,536 | $46,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,277 | $46,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 49,035 | $46,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 49,492 | $46,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 2,908 | $45,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 823 | $45,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,172 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 2,015 | $45,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 11,217 | $45,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,153 | $45,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 19,937 | $45,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 5,652 | $45,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,330 | $44,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 2,696 | $44,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 6,255 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 903 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,478 | $44,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,006 | $44,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 8,129 | $44,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,745 | $43,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,134 | $43,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 3,797 | $43,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 14,565 | $43,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 3,000 | $43,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4,541 | $42,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,061 | $42,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,092 | $42,000 | thousands by filing date | |
| GOGO INC | 38046C959 | COM | 20,000 | $42,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 118,005 | $42,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 24,107 | $42,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 132,559 | $41,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 4,178 | $41,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,760 | $41,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 388 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 322 | $40,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 21,098 | $40,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 4,418 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 830 | $40,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 2,000 | $40,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,689 | $40,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 27,453 | $40,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 10,945 | $40,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 9,196 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,380 | $39,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 7,629 | $39,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,086 | $39,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 18,012 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 4,800 | $39,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 9,167 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,455 | $38,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3,817 | $38,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC | 43283X905 | COM | 2,400 | $38,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,068 | $38,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 75,542 | $38,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 21,681 | $38,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 28,600 | $38,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 7,878 | $37,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,700 | $37,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,170 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,095 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 525 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,189 | $37,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,202 | $37,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 1,922 | $37,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,612 | $37,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 8,913 | $37,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 23,498 | $37,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V956 | PUT | 11,800 | $37,000 | thousands by filing date | put |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,035 | $36,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 376 | $36,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 30,092 | $36,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 1,402 | $36,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,412 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 11,800 | $36,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,218 | $35,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 10,300 | $35,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 2,309 | $35,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 10,114 | $35,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 7,204 | $35,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 51,649 | $35,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 1,576 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,021 | $34,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 4,396 | $34,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 1,391 | $34,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 14,884 | $34,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 8,856 | $34,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 22,002 | $34,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,199 | $34,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 47,929 | $34,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,479 | $33,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,570 | $33,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,501 | $33,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 24,120 | $33,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,594 | $33,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 3,446 | $32,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 34,389 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 875 | $32,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 13,366 | $32,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,882 | $32,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 60,000 | $32,000 | thousands by filing date | principal |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 34,856 | $32,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,180 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,000 | $31,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 12,229 | $31,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 6,011 | $31,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 9,938 | $31,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,644 | $31,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 3,038 | $31,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 27,481 | $31,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,437 | $30,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,741 | $30,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 2,475 | $30,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 5,511 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,035 | $30,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 18,000 | $30,000 | thousands by filing date | principal |
| CORMEDIX INC COM | 21900C308 | Stock | 8,165 | $29,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 1,527 | $29,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 5,559 | $29,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,091 | $29,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 931 | $29,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,011 | $29,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 4,618 | $29,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 19,000 | $29,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 505 | $28,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 478 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 255 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 612 | $28,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,250 | $28,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,988 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 2,509 | $27,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 4,638 | $27,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,000 | $27,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,034 | $27,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 32,790 | $27,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 2,828 | $27,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 2,352 | $27,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,118 | $27,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $27,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 69,947 | $27,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 86 | $26,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 518 | $26,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,616 | $26,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 300 | $26,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,707 | $26,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 6,455 | $26,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 32,000 | $26,000 | thousands by filing date | principal |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 15,405 | $26,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 5,016 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 420 | $25,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 66,317 | $25,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 5,951 | $24,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,339 | $24,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 8,550 | $24,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 935 | $24,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 13,767 | $24,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,410 | $24,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 11,157 | $24,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,575 | $24,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 8,927 | $24,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 3,951 | $24,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,530 | $24,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 11,126 | $23,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 439 | $23,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 9,040 | $23,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,309 | $23,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,461 | $23,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 2,282 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 552 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 982 | $23,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 2,293 | $23,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 7,001 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,162 | $23,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 444 | $22,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 493 | $22,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,643 | $22,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 800 | $22,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 6,702 | $22,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 462 | $22,000 | thousands by filing date | |
| QUTOUTIAO INC | 74915J957 | ADS REP SHS A | 9,200 | $22,000 | thousands by filing date | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,450 | $21,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 400 | $21,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 4,494 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 300 | $21,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,813 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,170 | $21,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 61,147 | $21,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,133 | $21,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $21,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,788 | $21,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 18,898 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 744 | $21,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,666 | $21,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,938 | $21,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 79,042 | $21,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,250 | $21,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,081 | $21,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 952 | $20,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,902 | $20,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,155 | $20,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 3,668 | $20,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,500 | $20,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 14,640 | $20,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 1,950 | $20,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,607 | $20,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 7,608 | $20,000 | thousands by filing date | |
| KALA PHARMACEUTICALS INC | 483119953 | PUT | 2,300 | $20,000 | thousands by filing date | put |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 4,500 | $20,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 866 | $19,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,276 | $19,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 200 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,617 | $19,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $19,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,752 | $19,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 858 | $19,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 853 | $19,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 77,951 | $19,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,369 | $19,000 | thousands by filing date | |
| DIREXION DAILY LATIN AMERICA BULL 2X SHARES | 25460E273 | ETF | 550 | $19,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,819 | $18,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 7,500 | $18,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $18,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 10,655 | $18,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P951 | Cmn | 7,500 | $18,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 9,690 | $18,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 403 | $17,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 827 | $17,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,851 | $17,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,735 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000301 | this filing | 2020-05-12 | acceptance time not in the bulk data set |