13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 5,335 holding rows worth $425,899,156,000.
- Accession
- 0000019617-20-000301
- Filer
- CIK 19617
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 22,294 entries on the cover page, a total value of $425,899,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,899,156,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGIOS PHARMACEUTICALS INC | 00847X904 | COM | 55,000 | $1,951,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 341,948 | $1,950,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 18,047 | $1,948,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 274,642 | $1,947,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224957 | PUT | 123,100 | $1,945,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 123,100 | $1,945,000 | thousands by filing date | call |
| PINTEREST INC | 72352L956 | PUT | 125,600 | $1,939,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,212,000 | $1,939,000 | thousands by filing date | principal |
| AMERICAN EXPRESS CO | 025816909 | CALL | 22,600 | $1,935,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 426,599 | $1,933,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 356,610 | $1,932,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 58,454 | $1,930,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 13,969 | $1,929,000 | thousands by filing date | |
| AES CORP | 00130H905 | CALL | 141,600 | $1,926,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116909 | COM | 41,400 | $1,918,000 | thousands by filing date | call |
| KBR INC | 48242WAB2 | BOND | 1,833,000 | $1,915,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 102,505 | $1,914,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 52,780 | $1,913,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 348,995 | $1,912,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 40,151 | $1,912,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 793,717 | $1,912,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 6,919 | $1,909,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 295,489 | $1,903,000 | thousands by filing date | |
| ALTERYX INC | 02156B903 | OPTION | 20,000 | $1,903,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 6,546 | $1,902,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 150,236 | $1,883,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 147,583 | $1,883,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 32,536 | $1,880,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 40,617 | $1,878,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E380 | MSCI EMRG OVER | 46,899 | $1,871,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 510,395 | $1,868,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P955 | PUT | 32,200 | $1,868,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 354,333 | $1,867,000 | thousands by filing date | |
| TEXTRON INC | 883203951 | COM | 70,000 | $1,867,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 101,827 | $1,865,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 33,711 | $1,865,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041905 | Cmn | 10,000 | $1,865,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 42,229 | $1,857,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 919,035 | $1,857,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 3,200,000 | $1,856,000 | thousands by filing date | principal |
| FEDEX CORP | 31428X906 | CALL | 15,300 | $1,855,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 442,635 | $1,855,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 223,246 | $1,853,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 109,055 | $1,852,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 111,000 | $1,849,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,915,000 | $1,847,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 37,645 | $1,841,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 117,715 | $1,840,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 155,263 | $1,835,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 50,000 | $1,835,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 50,000 | $1,835,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F953 | PUT | 110,000 | $1,835,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 457,452 | $1,830,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 135,373 | $1,829,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000,000 | $1,828,000 | thousands by filing date | principal |
| MORGAN STANLEY | 617446908 | Option | 53,700 | $1,826,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 306,783 | $1,823,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 170,203 | $1,822,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 367,480 | $1,819,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 47,369 | $1,818,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,218,267 | $1,815,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 501,044 | $1,814,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 345,234 | $1,812,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260950 | COM | 60,500 | $1,811,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 155,519 | $1,805,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 24,825 | $1,805,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC | 502431909 | CALL | 10,000 | $1,801,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 62,228 | $1,800,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 7,200 | $1,796,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 82,298 | $1,788,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E398 | MSCI DEF OVER | 39,979 | $1,785,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 172,192 | $1,784,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 178,584 | $1,784,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 249,770 | $1,777,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 181,485 | $1,769,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 417,552 | $1,766,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,800,000 | $1,766,000 | thousands by filing date | principal |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 156,406 | $1,760,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 97,713 | $1,751,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 96,510 | $1,746,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 216,673 | $1,746,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 57,431 | $1,746,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,880,000 | $1,746,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 112,000 | $1,745,000 | thousands by filing date | call |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 225,501 | $1,745,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 525,244 | $1,743,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 148,910 | $1,738,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 8,321 | $1,735,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,484,093 | $1,722,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 35,690 | $1,722,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 811,286 | $1,720,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 100,000 | $1,719,000 | thousands by filing date | call |
| COTERRA ENERGY INC | 127097953 | PUT | 100,000 | $1,719,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 73,956 | $1,716,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,200,000 | $1,711,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 38,397 | $1,697,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 39,527 | $1,697,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 21,214 | $1,691,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 37,850 | $1,689,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P903 | CALL | 30,000 | $1,688,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 46,925 | $1,677,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 37,500 | $1,675,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 46,486 | $1,673,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 136,508 | $1,672,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 45,400 | $1,671,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 89,670 | $1,670,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 29,126 | $1,666,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 22,320 | $1,665,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 159,380 | $1,658,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 480,628 | $1,658,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 80,837 | $1,655,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 11,141 | $1,651,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 49,528 | $1,650,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 33,851 | $1,648,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 190,789 | $1,645,000 | thousands by filing date | |
| SPIRIT AIRLINES INC | 848577902 | Cmn | 127,600 | $1,645,000 | thousands by filing date | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 189,700 | $1,639,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 89,347 | $1,635,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 456,498 | $1,634,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,049,266 | $1,627,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 40,879 | $1,626,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 90,613 | $1,625,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 113,658 | $1,623,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 559,956 | $1,622,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479950 | COM | 790,000 | $1,612,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 62,658 | $1,607,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 48,983 | $1,606,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 257,891 | $1,597,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 97,474 | $1,595,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 155,706 | $1,592,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 134,085 | $1,592,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 53,349 | $1,591,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 52,661 | $1,591,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 104,016 | $1,583,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 32,451 | $1,581,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 96,337 | $1,580,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 66,096 | $1,579,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M959 | COM | 79,000 | $1,579,000 | thousands by filing date | put |
| ABBOTT LABORATORIES | 002824900 | COM | 20,000 | $1,578,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 46,253 | $1,564,000 | thousands by filing date | |
| OMEROS CORP | 682143952 | COM | 117,000 | $1,564,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 444,230 | $1,564,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 186,078 | $1,561,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 117,782 | $1,556,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 103,662 | $1,555,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 551,739 | $1,555,000 | thousands by filing date | |
| SLB LIMITED | 806857908 | CALL | 115,000 | $1,551,000 | thousands by filing date | call |
| SLB LIMITED | 806857958 | PUT | 115,000 | $1,551,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 183,298 | $1,548,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 37,837 | $1,540,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 28,029 | $1,529,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 33,700 | $1,529,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 33,700 | $1,529,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 117,253 | $1,529,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 2,124 | $1,529,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 94,909 | $1,526,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 131,594 | $1,522,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 20,600 | $1,513,000 | thousands by filing date | put |
| DOLLAR TREE INC | 256746908 | COM | 20,600 | $1,513,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 113,871 | $1,511,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 13,679 | $1,510,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 56,395 | $1,510,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 104,653 | $1,510,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 40,420 | $1,508,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 159,252 | $1,501,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 28,100 | $1,500,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 28,051 | $1,498,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 166,436 | $1,495,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,559,673 | $1,495,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 136,312 | $1,494,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 24,628 | $1,490,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 103,289 | $1,489,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 159,836 | $1,488,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 33,981 | $1,487,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 150,179 | $1,487,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 22,072 | $1,486,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 135,554 | $1,481,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 41,207 | $1,480,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 15,738 | $1,480,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 33,118 | $1,479,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 42,508 | $1,478,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 346,615 | $1,476,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 17,554 | $1,474,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 33,874 | $1,472,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 54,910 | $1,472,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 114,091 | $1,471,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 91,132 | $1,470,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 9,000 | $1,469,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 136,872 | $1,467,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387908 | CALL | 22,200 | $1,466,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 380,133 | $1,463,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 14,204 | $1,459,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 112,252 | $1,458,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 36,727 | $1,456,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 180,964 | $1,456,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 501,276 | $1,454,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 39,017 | $1,454,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 33,424 | $1,450,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 53,799 | $1,449,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 240,065 | $1,448,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 108,979 | $1,448,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 42,613 | $1,447,000 | thousands by filing date | |
| L BRANDS INC | 501797954 | COM | 125,000 | $1,445,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 138,095 | $1,439,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 24,522 | $1,439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 58,501 | $1,436,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 968,000 | $1,436,000 | thousands by filing date | principal |
| CRH MEDICAL CORP | 12626F105 | COM | 1,064,553 | $1,427,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 581,942 | $1,426,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 76,614 | $1,423,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 65,171 | $1,423,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 91,343 | $1,423,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 350,000 | $1,421,000 | thousands by filing date | call |
| WILLIAMS COS INC | 969457950 | PUT | 100,000 | $1,415,000 | thousands by filing date | put |
| WILLIAMS COS INC | 969457900 | COM | 100,000 | $1,415,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 174,997 | $1,414,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 81,888 | $1,414,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 60,544 | $1,407,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 119,888 | $1,406,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 19,418 | $1,402,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 34,860 | $1,400,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 51,875 | $1,399,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 48,596 | $1,399,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 63,962 | $1,398,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 94,829 | $1,392,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 98,888 | $1,391,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 176,024 | $1,387,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 50,480 | $1,385,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393950 | PUT | 174,200 | $1,385,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 150,592 | $1,380,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 100,673 | $1,378,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 174,912 | $1,376,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 283,867 | $1,374,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 98,450 | $1,371,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 69,331 | $1,370,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 23,211 | $1,370,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 390,477 | $1,367,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 502,749 | $1,367,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 108,374 | $1,358,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M907 | COM | 61,400 | $1,358,000 | thousands by filing date | call |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 187,500 | $1,356,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 34,616 | $1,352,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 176,013 | $1,350,000 | thousands by filing date | |
| SEATTLE GENETICS INC. | 812578902 | Cmn | 11,700 | $1,350,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U908 | ORD SHS | 20,000 | $1,347,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U958 | ORD SHS | 20,000 | $1,347,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 62,630 | $1,345,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 99,930 | $1,339,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 78,552 | $1,338,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 104,812 | $1,338,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 163,540 | $1,334,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 26,128 | $1,333,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 200,730 | $1,331,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 136,641 | $1,329,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 250,069 | $1,325,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 22,757 | $1,316,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 400,000 | $1,316,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L901 | CL A | 24,600 | $1,315,000 | thousands by filing date | call |
| OP BANCORP | 67109R109 | COMMON STOCK | 176,183 | $1,314,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 40,770 | $1,311,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,234 | $1,310,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 26,075 | $1,307,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 84,304 | $1,307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 25,281 | $1,306,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 37,117 | $1,305,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 48,927 | $1,304,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 61,555 | $1,303,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 50,933 | $1,303,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 91,865 | $1,302,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 140,823 | $1,298,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 27,913 | $1,295,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 129,125 | $1,290,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 123,524 | $1,289,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 168,955 | $1,289,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 21,576 | $1,282,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 70,000 | $1,282,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 149,074 | $1,280,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 388,422 | $1,278,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 14,667 | $1,276,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 30,841 | $1,274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 49,368 | $1,274,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9,225 | $1,272,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 97,283 | $1,269,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 117,227 | $1,268,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393900 | CALL | 158,900 | $1,263,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 52,243 | $1,262,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 25,000 | $1,261,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 69,735 | $1,257,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 77,837 | $1,252,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 53,600 | $1,250,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 734,269 | $1,248,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 79,279 | $1,243,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 526,398 | $1,242,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464900 | ADR | 100,000 | $1,240,000 | thousands by filing date | call |
| KONTOOR BRANDS INC | 50050N103 | COM | 64,598 | $1,239,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 93,179 | $1,239,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,496,000 | $1,239,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,136,000 | $1,239,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 41,965 | $1,237,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 164,135 | $1,236,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 235,353 | $1,233,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 45,671 | $1,228,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 259,967 | $1,227,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 299,568 | $1,225,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 135,139 | $1,222,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 47,585 | $1,222,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 98,496 | $1,217,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 44,829 | $1,215,000 | thousands by filing date | |
| SPOTIFY TECHNOLOGY S A | L8681T952 | PUT | 10,000 | $1,214,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 159,044 | $1,206,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134907 | CALL | 20,000 | $1,204,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W959 | OPTION | 344,100 | $1,204,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 33,282 | $1,197,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 255,260 | $1,193,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 40,000 | $1,192,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 15,332 | $1,190,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 117,400 | $1,185,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,316,828 | $1,183,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 33,191 | $1,182,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,203,000 | $1,182,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 225,828 | $1,181,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 915,006 | $1,180,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 204,148 | $1,177,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 117,855 | $1,175,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 640,629 | $1,173,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 170,697 | $1,172,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 22,636 | $1,171,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 3,700 | $1,171,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 66,401 | $1,168,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 200,991 | $1,166,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 786,408 | $1,164,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 131,717 | $1,163,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 20,348 | $1,162,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 137,252 | $1,161,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 398,709 | $1,148,000 | thousands by filing date | |
| INGERSOLL RAND INC | 45687V956 | COM | 46,100 | $1,143,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 79,800 | $1,141,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 79,800 | $1,141,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034909 | CALL | 25,000 | $1,137,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034959 | PUT | 25,000 | $1,137,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 363,843 | $1,136,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,928 | $1,135,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 23,981 | $1,135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 13,828 | $1,135,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 132,068 | $1,123,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 70,483 | $1,123,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 83,168 | $1,122,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 41,033 | $1,118,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 144,656 | $1,115,000 | thousands by filing date | |
| ZOGENIX INC | 98978L954 | PUT | 45,000 | $1,113,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 58,172 | $1,108,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 46,638 | $1,105,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 76,634 | $1,103,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 411,449 | $1,102,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A957 | PUT | 632,000 | $1,100,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 44,642 | $1,097,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 64,348 | $1,094,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 121,502 | $1,093,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 30,694 | $1,092,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 285,245 | $1,092,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 45,000 | $1,091,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 54,270 | $1,090,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 51,249 | $1,086,000 | thousands by filing date | |
| ALECTOR INC | 014442907 | COM | 45,000 | $1,086,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 141,555 | $1,086,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 30,141 | $1,085,000 | thousands by filing date | |
| NEWELL BRANDS INC | 651229906 | COM NEW | 81,600 | $1,084,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 84,120 | $1,084,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 78,871 | $1,083,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 51,772 | $1,083,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 45,158 | $1,081,000 | thousands by filing date | |
| Eldorado Resorts Inc | 28470R902 | COM | 75,000 | $1,080,000 | thousands by filing date | call |
| Eldorado Resorts Inc | 28470R952 | COM | 75,000 | $1,080,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 474,765 | $1,078,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 134,139 | $1,075,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 46,911 | $1,071,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 64,877 | $1,071,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 709,506 | $1,071,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,090,000 | $1,070,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 139,314 | $1,069,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 51,640 | $1,065,000 | thousands by filing date | |
| MGC | 921910873 | COM | 11,702 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 6,348 | $1,058,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 908,000 | $1,058,000 | thousands by filing date | principal |
| RADNET INC | 750491102 | COM | 100,598 | $1,057,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 44,390 | $1,053,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 22,513 | $1,051,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 8,283 | $1,050,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 64,375 | $1,050,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 21,098 | $1,049,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 19,200 | $1,049,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 169,794 | $1,047,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 17,600 | $1,044,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 33,100 | $1,044,000 | thousands by filing date | call |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 41,870 | $1,042,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 101,873 | $1,038,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 924,000 | $1,038,000 | thousands by filing date | principal |
| ULTA BEAUTY INC | 90384S903 | CALL | 5,900 | $1,037,000 | thousands by filing date | call |
| ULTA BEAUTY INC | 90384S953 | COM | 5,900 | $1,037,000 | thousands by filing date | put |
| INFINERA CORP | 45667GAC7 | BOND | 1,300,000 | $1,036,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 25,661 | $1,033,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 35,089 | $1,028,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 73,900 | $1,027,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 251,272 | $1,015,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,077,000 | $1,012,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 10,213 | $1,011,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 23,365 | $1,005,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 188,963 | $1,005,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 103,824 | $1,004,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 56,315 | $1,003,000 | thousands by filing date | |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226959 | Cmn | 62,300 | $1,002,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 60,000 | $1,001,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 24,550 | $998,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 40,000 | $997,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 187,155 | $997,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 104,716 | $996,000 | thousands by filing date | |
| ALASKA AIR GROUP INC | 011659959 | PUT | 35,000 | $996,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC | 011659909 | CALL | 35,000 | $996,000 | thousands by filing date | call |
| INVESCO | 46138J544 | EXCHANGE TRADED | 40,000 | $995,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,374 | $994,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 40,000 | $994,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 307,443 | $993,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 170,500 | $992,000 | thousands by filing date | put |
| INVESCO | 46138J536 | EXCHANGE TRADED | 40,000 | $992,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 69,510 | $991,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 40,000 | $991,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 480,674 | $990,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 634,392 | $990,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249957 | COM PAR $.01 | 588,700 | $989,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 107,227 | $988,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 100,000 | $985,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 168,600 | $970,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 26,815 | $966,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 89,044 | $966,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 17,050 | $961,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 139,247 | $960,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 86,054 | $960,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 254,523 | $958,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 143,236 | $957,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 221,556 | $955,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 27,130 | $954,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,204,000 | $952,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 63,779 | $950,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 137,421 | $949,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 102,179 | $946,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 124,871 | $945,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 5,000 | $943,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 128,821 | $942,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 204,159 | $939,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 15,082 | $939,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 129,196 | $938,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 53,980 | $936,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 42,033 | $935,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 39,414 | $935,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 233,800 | $935,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A122 | COM | 369,649 | $935,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 83,509 | $933,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 31,080 | $932,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 42,737 | $930,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6,407 | $929,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 135,500 | $928,000 | thousands by filing date | call |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 110,420 | $927,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 73,398 | $924,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 43,447 | $922,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 229,806 | $920,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 54,123 | $920,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 417,936 | $919,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 119,528 | $919,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 44,063 | $918,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 976,871 | $912,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 44,686 | $912,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 130,881 | $910,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 87,172 | $910,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 82,832 | $908,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 413,962 | $907,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 126,327 | $907,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 122,415 | $903,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 23,536 | $900,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 82,361 | $900,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 40,982 | $899,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 24,069 | $899,000 | thousands by filing date | |
| MODERNA INC | 60770K907 | CALL | 30,000 | $899,000 | thousands by filing date | call |
| MODERNA INC | 60770K957 | PUT | 30,000 | $899,000 | thousands by filing date | put |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 895,000 | $899,000 | thousands by filing date | principal |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 56,702 | $896,000 | thousands by filing date | |
| MYLAN N V | N59465959 | PUT | 60,000 | $895,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 33,135 | $894,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 113,637 | $894,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 382,398 | $891,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 4,711 | $891,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 72,311 | $890,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 11,000 | $890,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 104,240 | $887,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 184,616 | $887,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 9,580 | $885,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 31,099 | $884,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 106,100 | $880,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A902 | Cmn | 70,000 | $878,000 | thousands by filing date | call |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 88,701 | $878,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 23,020 | $876,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000301 | this filing | 2020-05-12 | acceptance time not in the bulk data set |