13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 5,335 holding rows worth $425,899,156,000.
- Accession
- 0000019617-20-000301
- Filer
- CIK 19617
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 22,294 entries on the cover page, a total value of $425,899,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,899,156,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 26,400 | $3,798,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 156,985 | $3,795,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 26,962 | $3,780,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 170,109 | $3,779,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 109,600 | $3,776,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 72,919 | $3,774,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 161,801 | $3,770,000 | thousands by filing date | |
| INNOVIVA INC | 45781M901 | CALL | 320,000 | $3,763,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,222,957 | $3,757,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 306,347 | $3,756,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 168,689 | $3,754,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 359,651 | $3,751,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 350,446 | $3,746,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 289,529 | $3,739,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 75,875 | $3,737,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,045,655 | $3,734,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,458,014 | $3,732,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 308,649 | $3,728,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 119,070 | $3,727,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 60,845 | $3,726,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 264,181 | $3,725,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 55,981 | $3,695,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 760,421 | $3,688,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 175,000 | $3,682,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,139,650 | $3,681,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 3,737,000 | $3,679,000 | thousands by filing date | principal |
| IMPINJ INC | 453204109 | COM | 220,141 | $3,678,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,531,000 | $3,669,000 | thousands by filing date | principal |
| OOMA INC | 683416101 | COM | 307,138 | $3,664,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 220,373 | $3,662,000 | thousands by filing date | |
| CREE INC | 225447901 | COM | 103,200 | $3,659,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 94,280 | $3,644,000 | thousands by filing date | |
| ORCL 280121C00240000 | 68389x905 | CALL | 75,400 | $3,644,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 200,912 | $3,640,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 479,997 | $3,638,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 217,496 | $3,632,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 485,883 | $3,625,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 2,979,000 | $3,619,000 | thousands by filing date | principal |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 336,010 | $3,615,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 305,610 | $3,603,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 597,100 | $3,601,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 60,792 | $3,589,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 59,685 | $3,588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A954 | PUT | 120,400 | $3,586,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 857,350 | $3,585,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 131,918 | $3,577,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 267,267 | $3,576,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 75,000 | $3,574,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 650,127 | $3,568,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 14,800 | $3,561,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 73,498 | $3,539,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 75,077 | $3,538,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 161,073 | $3,519,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 100,000 | $3,518,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 282,980 | $3,517,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 715,725 | $3,507,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 45,000 | $3,507,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 150,819 | $3,500,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 397,195 | $3,498,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 22,574 | $3,492,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 473,092 | $3,487,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 993,884 | $3,479,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 604,876 | $3,466,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 222,961 | $3,465,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 138,524 | $3,464,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 84,730 | $3,463,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 27,147 | $3,459,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 805,558 | $3,448,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 606,984 | $3,447,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 233,930 | $3,446,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 232,122 | $3,442,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 154,604 | $3,437,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 50,700 | $3,430,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V900 | CALL | 165,000 | $3,429,000 | thousands by filing date | call |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 518,687 | $3,428,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 3,445,000 | $3,422,000 | thousands by filing date | principal |
| EAGLE BANCORPORATION INC | 268948106 | COM | 113,020 | $3,415,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 227,750 | $3,415,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 4,100,000 | $3,413,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,176,000 | $3,408,000 | thousands by filing date | principal |
| COHERENT INC | 192479103 | COM | 31,981 | $3,403,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC | 135086956 | SHS SUB VTG | 171,000 | $3,401,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 346,997 | $3,401,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 119,171 | $3,397,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 28,301 | $3,396,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 292,147 | $3,389,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 803,199 | $3,381,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 674,542 | $3,373,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 95,042 | $3,363,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 48,506 | $3,362,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 61,453 | $3,356,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,017,266 | $3,356,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 468,583 | $3,351,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 46,529 | $3,345,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,088,146 | $3,330,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 108,900 | $3,329,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 25,367 | $3,326,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 349,711 | $3,325,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 198,133 | $3,325,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 80,087 | $3,324,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 125,295 | $3,315,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 445,105 | $3,312,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 232,859 | $3,309,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849954 | COM | 150,000 | $3,308,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 556,340 | $3,298,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 72,943 | $3,294,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 181,339 | $3,290,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 184,281 | $3,290,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 104,493 | $3,287,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 184,234 | $3,278,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 45,536 | $3,269,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 542,113 | $3,269,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 234,319 | $3,259,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 363,321 | $3,255,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 445,770 | $3,250,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 536,936 | $3,237,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 113,605 | $3,234,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 429,490 | $3,234,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,041,389 | $3,219,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 56,518 | $3,219,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 353,735 | $3,216,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 220,986 | $3,206,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,016,000 | $3,205,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 65,932 | $3,203,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 115,610 | $3,200,000 | thousands by filing date | |
| PVH CORPORATION | 693656950 | COM | 85,000 | $3,199,000 | thousands by filing date | put |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 325,002 | $3,198,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 249,758 | $3,195,000 | thousands by filing date | |
| SEA LTD | 81141R900 | CALL | 72,000 | $3,190,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 163,290 | $3,184,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 97,411 | $3,180,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 471,725 | $3,174,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 412,912 | $3,171,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 385,978 | $3,153,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,060,675 | $3,152,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 46,521 | $3,147,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 78,914 | $3,146,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 68,394 | $3,146,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 99,031 | $3,142,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 101,686 | $3,139,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 445,028 | $3,137,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 85,678 | $3,135,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 45,000 | $3,131,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 195,211 | $3,129,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 741,368 | $3,129,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 231,793 | $3,116,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 119,787 | $3,113,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 430,852 | $3,111,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 71,166 | $3,110,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 183,732 | $3,107,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 100,089 | $3,106,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 502,535 | $3,106,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523950 | COM | 17,500 | $3,101,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 498,893 | $3,098,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 393,145 | $3,090,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 34,755 | $3,086,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 175,843 | $3,079,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 112,827 | $3,077,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U906 | COM | 160,000 | $3,074,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 55,100 | $3,071,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 293,892 | $3,069,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 573,248 | $3,067,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 969,389 | $3,063,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 929,243 | $3,056,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 444,972 | $3,048,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 791,864 | $3,048,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 232,839 | $3,047,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,571,000 | $3,046,000 | thousands by filing date | principal |
| INVITAE CORP | 46185L103 | COM | 222,658 | $3,044,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 62,276 | $3,032,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 32,705 | $3,026,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 718,399 | $3,025,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 762,801 | $3,014,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,480,387 | $3,006,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 243,442 | $3,001,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 215,000 | $2,993,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B901 | COM | 215,000 | $2,993,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 17,837 | $2,989,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 75,448 | $2,987,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 522,177 | $2,971,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 268,712 | $2,969,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 476,219 | $2,967,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 13,155 | $2,965,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 3,984,000 | $2,963,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 18,569 | $2,961,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y909 | COM | 50,600 | $2,959,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 228,464 | $2,954,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 60,509 | $2,952,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 54,900 | $2,950,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 57,369 | $2,946,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 302,346 | $2,944,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,821,000 | $2,944,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. | 05464T954 | PUT | 50,000 | $2,942,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. | 05464T904 | COM | 50,000 | $2,942,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 425,632 | $2,941,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,223,000 | $2,938,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 413,769 | $2,937,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 289,383 | $2,937,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 51,675 | $2,934,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P902 | COM | 132,000 | $2,932,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 64,095 | $2,920,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 197,095 | $2,913,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 851,602 | $2,904,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 208,462 | $2,902,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 250,727 | $2,901,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 367,618 | $2,897,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 357,574 | $2,897,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 300,000 | $2,895,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 128,068 | $2,894,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 693,778 | $2,893,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 127,802 | $2,893,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 71,337 | $2,891,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 101,554 | $2,890,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 164,421 | $2,886,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 625,900 | $2,879,000 | thousands by filing date | put |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 4,400 | $2,879,000 | thousands by filing date | call |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 4,400 | $2,879,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 99,683 | $2,875,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 53,504 | $2,868,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 446,908 | $2,856,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 299,329 | $2,852,000 | thousands by filing date | |
| CARVANA CO | 146869952 | CALL | 51,600 | $2,843,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 35,500 | $2,839,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383204 | COM NEW | 165,825 | $2,837,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 118,370 | $2,836,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 19,481 | $2,832,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 274,040 | $2,823,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 178,839 | $2,820,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 76,919 | $2,818,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 132,928 | $2,801,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 218,407 | $2,791,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 99,240 | $2,785,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 115,263 | $2,785,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 117,981 | $2,780,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 83,076 | $2,776,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 258,289 | $2,776,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 95,000 | $2,769,000 | thousands by filing date | call |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 121,878 | $2,764,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,817,000 | $2,761,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 173,548 | $2,759,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 18,335 | $2,756,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 449,374 | $2,755,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 115,174 | $2,753,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 375,219 | $2,747,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 180,883 | $2,746,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 15,000 | $2,742,000 | thousands by filing date | put |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 15,000 | $2,742,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 223,622 | $2,735,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 2,945 | $2,733,000 | thousands by filing date | |
| FIVE BELOW INC | 33829M951 | PUT | 38,800 | $2,731,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 65,164 | $2,726,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 24,580 | $2,711,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 308,776 | $2,711,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 62,218 | $2,707,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 87,460 | $2,706,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 131,745 | $2,703,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 216,092 | $2,701,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,979,402 | $2,699,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 59,153 | $2,690,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 54,739 | $2,689,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 147,046 | $2,689,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 49,375 | $2,689,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 195,609 | $2,682,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 80,000 | $2,680,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411R958 | PUT | 80,000 | $2,680,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 79,280 | $2,673,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 59,955 | $2,666,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 291,377 | $2,666,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 46,130 | $2,665,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 144,765 | $2,663,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X954 | COM | 75,000 | $2,661,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 124,981 | $2,653,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 78,646 | $2,646,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 35,677 | $2,639,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 237,725 | $2,636,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 414,000 | $2,633,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 24,791 | $2,627,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 407,047 | $2,626,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 860,756 | $2,625,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K954 | PUT | 36,100 | $2,625,000 | thousands by filing date | put |
| NIO INC | 62914V906 | CALL | 941,500 | $2,617,000 | thousands by filing date | call |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 13,319 | $2,604,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 446,668 | $2,604,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 150,722 | $2,597,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 2,605,000 | $2,595,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,021,090 | $2,593,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 139,034 | $2,584,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 353,324 | $2,579,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 328,498 | $2,578,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 44,414 | $2,573,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 70,862 | $2,569,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 237,633 | $2,569,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 186,665 | $2,560,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 46,267 | $2,558,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 26,224 | $2,552,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 29,443 | $2,550,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 617,414 | $2,549,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 72,375 | $2,548,000 | thousands by filing date | |
| EQT CORP | 26884L959 | COM | 360,000 | $2,545,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 91,812 | $2,535,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 449,932 | $2,533,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 194,598 | $2,531,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 60,137 | $2,525,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 164,001 | $2,520,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 206,413 | $2,515,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,966,000 | $2,515,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 337,100 | $2,508,000 | thousands by filing date | put |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 100,386 | $2,504,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,847 | $2,501,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 387,340 | $2,499,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 250,020 | $2,488,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 137,175 | $2,487,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 71,031 | $2,486,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 76,718 | $2,485,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 87,438 | $2,483,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 250,000 | $2,481,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 350,438 | $2,480,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 272,293 | $2,478,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 207,287 | $2,477,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 86,261 | $2,474,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 71,800 | $2,474,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 77,639 | $2,472,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 73,242 | $2,470,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 169,655 | $2,467,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 70,000 | $2,467,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 70,000 | $2,467,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 219,932 | $2,465,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 70,000 | $2,463,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 47,070 | $2,461,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 46,991 | $2,453,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 91,176 | $2,451,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 782,476 | $2,448,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,307,291 | $2,445,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 245,366 | $2,439,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 200,000 | $2,438,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 409,427 | $2,436,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,000,000 | $2,432,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 804,809 | $2,422,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 104,170 | $2,420,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 136,311 | $2,417,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 203,160 | $2,416,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 55,894 | $2,413,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 326,790 | $2,412,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 46,917 | $2,412,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 132,842 | $2,410,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 47,210 | $2,392,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 64,535 | $2,392,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 83,102 | $2,391,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 326,266 | $2,388,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 47,169 | $2,386,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 122,190 | $2,383,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 567,324 | $2,382,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 158,047 | $2,372,000 | thousands by filing date | |
| INVITAE CORP | 46185L953 | PUT | 173,500 | $2,372,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 102,702 | $2,370,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 205,812 | $2,368,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 60,412 | $2,366,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 45,100 | $2,362,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 193,829 | $2,359,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 114,699 | $2,358,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 113,709 | $2,357,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 41,076 | $2,345,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,720,403 | $2,340,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,342 | $2,339,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 466,115 | $2,337,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,242,306 | $2,336,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 61,397 | $2,334,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 254,579 | $2,334,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 293,463 | $2,332,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 268,015 | $2,329,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 130,448 | $2,328,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 20,000 | $2,321,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 254,556 | $2,319,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 549,800 | $2,315,000 | thousands by filing date | call |
| PROASSURANCE CORP | 74267C106 | COM | 92,405 | $2,311,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 369,468 | $2,309,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 65,324 | $2,308,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 165,015 | $2,302,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 261,079 | $2,302,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 225,697 | $2,302,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,154,898 | $2,297,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 14,000 | $2,295,000 | thousands by filing date | call |
| TOTAL SA-SPON ADR | 89151E909 | COM | 61,500 | $2,290,000 | thousands by filing date | call |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 43,771 | $2,289,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 160,542 | $2,281,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 225,000 | $2,277,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 208,645 | $2,267,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 163,040 | $2,264,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 113,969 | $2,257,000 | thousands by filing date | |
| BUNGE LIMITED | G16962905 | COM | 55,000 | $2,257,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 142,671 | $2,255,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 201,500 | $2,253,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 80,119 | $2,252,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 97,496 | $2,252,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 293,547 | $2,251,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 191,993 | $2,241,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 50,000 | $2,233,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 78,557 | $2,230,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 44,861 | $2,229,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 31,293 | $2,229,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 428,244 | $2,227,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,176,000 | $2,222,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 2,440,000 | $2,220,000 | thousands by filing date | principal |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 265,191 | $2,216,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E372 | MSCI DEV OVER | 49,993 | $2,214,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,216,433 | $2,213,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 99,770 | $2,211,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,493,721 | $2,210,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 42,114 | $2,206,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 12,691,000 | $2,205,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 249,481 | $2,196,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 10,347 | $2,191,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 744,612 | $2,190,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,040,484 | $2,185,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 41,939 | $2,183,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P958 | PUT | 5,000 | $2,182,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 50,718 | $2,180,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC | 02043Q957 | COM | 20,000 | $2,177,000 | thousands by filing date | put |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 224,965 | $2,175,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 189,114 | $2,171,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 49,983 | $2,169,000 | thousands by filing date | |
| ADT INC DEL | 00090Q953 | COM | 500,000 | $2,160,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 139,754 | $2,156,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L953 | COM | 200,000 | $2,156,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 169,455 | $2,155,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 573,017 | $2,154,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 687,069 | $2,151,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 95,844 | $2,150,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 30,316 | $2,147,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 24,000 | $2,145,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,005,089 | $2,142,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 34,221 | $2,138,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,079,309 | $2,138,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 265,689 | $2,138,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 49,544 | $2,138,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 66,787 | $2,135,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 55,428 | $2,133,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 234,327 | $2,132,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 50,200 | $2,132,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 84,476 | $2,130,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 23,996 | $2,119,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R906 | CALL | 10,000 | $2,119,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 7,000 | $2,118,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 332,971 | $2,117,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 127,850 | $2,116,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,170,000 | $2,116,000 | thousands by filing date | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 123,865 | $2,115,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC | 135086906 | SHS SUB VTG | 106,000 | $2,108,000 | thousands by filing date | call |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 100,000 | $2,106,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 180,524 | $2,099,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 34,298 | $2,099,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 202,401 | $2,095,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 59,296 | $2,087,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 213,563 | $2,087,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 175,807 | $2,085,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,904 | $2,084,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 2,483,000 | $2,081,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 313,305 | $2,080,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 97,740 | $2,070,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,062,573 | $2,065,000 | thousands by filing date | principal |
| HURCO CO | 447324104 | COM | 70,918 | $2,063,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 87,300 | $2,062,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 76,835 | $2,058,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,095,000 | $2,052,000 | thousands by filing date | principal |
| SI BONE INC | 825704109 | COM | 170,968 | $2,043,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 755,658 | $2,040,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC | 74834L950 | PUT | 25,400 | $2,040,000 | thousands by filing date | put |
| CUMMINS INC | 231021906 | CALL | 15,000 | $2,030,000 | thousands by filing date | call |
| CUMMINS INC | 231021956 | PUT | 15,000 | $2,030,000 | thousands by filing date | put |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 45,700 | $2,029,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 55,935 | $2,027,000 | thousands by filing date | |
| REALTY INCOME CORP | 756109904 | CALL | 40,500 | $2,019,000 | thousands by filing date | call |
| REALTY INCOME CORP | 756109954 | COM | 40,500 | $2,019,000 | thousands by filing date | put |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 46,645 | $2,017,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 407,921 | $2,014,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 72,881 | $2,012,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 204,572 | $2,012,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 56,044 | $2,012,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,862 | $2,010,000 | thousands by filing date | |
| VanEck Vectors High Incom | 92189F908 | CALL | 500,000 | $2,010,000 | thousands by filing date | call |
| PERDOCEO ED CORP | 71363P106 | COM | 185,975 | $2,007,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 55,535 | $2,003,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 258,815 | $2,003,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 294,376 | $2,001,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 77,288 | $1,999,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 171,413 | $1,996,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 96,179 | $1,995,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 62,161 | $1,994,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 193,584 | $1,992,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD | 008474908 | CALL | 50,000 | $1,990,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 77,707 | $1,982,000 | thousands by filing date | |
| KELLOGG CO | 487836908 | COM | 32,900 | $1,974,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 121,052 | $1,973,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A900 | SHS | 250,000 | $1,970,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 82,365 | $1,969,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 79,008 | $1,966,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 63,932 | $1,957,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS | 559080956 | COM | 53,600 | $1,956,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 360,928 | $1,953,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 134,630 | $1,951,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000301 | this filing | 2020-05-12 | acceptance time not in the bulk data set |