13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 5,677 holding rows worth $536,284,675,000.
- Accession
- 0000019617-20-000205
- Filer
- CIK 19617
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 20,985 entries on the cover page, a total value of $536,284,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,284,675,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERIOR INDS INTL INC | 868168105 | COM | 470,832 | $1,737,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 14,400 | $1,735,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGE-CL A | 112585904 | COM | 30,000 | $1,734,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 41,801 | $1,730,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 411,586 | $1,729,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 45,242 | $1,721,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 73,476 | $1,715,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 40,758 | $1,713,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 312,853 | $1,709,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 7,711 | $1,708,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 12,300 | $1,708,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 68,678 | $1,707,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 108,243 | $1,705,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 129,088 | $1,701,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 24,549 | $1,701,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,800,000 | $1,701,000 | thousands by filing date | principal |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 173,685 | $1,700,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,566,000 | $1,699,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H901 | COM | 50,700 | $1,698,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 33,304 | $1,697,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,902,000 | $1,696,000 | thousands by filing date | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 44,715 | $1,694,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 57,797 | $1,688,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R906 | CALL | 10,000 | $1,687,000 | thousands by filing date | call |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 104,400 | $1,683,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 215,576 | $1,682,000 | thousands by filing date | |
| FLUOR CORP | 343412952 | COM | 89,000 | $1,680,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 34,375 | $1,678,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 23,782 | $1,675,000 | thousands by filing date | |
| MOMO INC | 60879B907 | COM | 50,000 | $1,675,000 | thousands by filing date | call |
| MOMO INC | 60879B957 | ADR | 50,000 | $1,675,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 50,407 | $1,672,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 44,141 | $1,670,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 56,320 | $1,669,000 | thousands by filing date | |
| L BRANDS INC | 501797954 | COM | 92,000 | $1,667,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 34,330 | $1,663,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 60,747 | $1,662,000 | thousands by filing date | |
| FARFETCH LTD | 30744W957 | PUT | 160,400 | $1,660,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 46,435 | $1,659,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 66,362 | $1,656,000 | thousands by filing date | |
| FIRST HORIZON CORPORATION | 320517955 | COM | 100,000 | $1,656,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 43,618 | $1,654,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 13,772 | $1,651,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 91,924 | $1,648,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 51,317 | $1,647,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115904 | COM | 18,200 | $1,647,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 122,193 | $1,646,000 | thousands by filing date | |
| IAC Inc | 44919P908 | COM | 6,600 | $1,644,000 | thousands by filing date | call |
| Forescout Technologies Inc | 34553D901 | COM | 50,000 | $1,640,000 | thousands by filing date | call |
| RETAIL VALUE INC | 76133Q102 | COM | 44,553 | $1,639,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 38,241 | $1,635,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 36,216 | $1,633,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 22,497 | $1,632,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 75,884 | $1,631,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 18,433 | $1,630,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 201,631 | $1,629,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H903 | COM | 55,300 | $1,629,000 | thousands by filing date | call |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 157,580 | $1,629,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 137,885 | $1,628,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 18,966 | $1,625,000 | thousands by filing date | |
| GRUBHUB INC | 400110902 | CALL | 33,400 | $1,625,000 | thousands by filing date | call |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 22,927 | $1,624,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,169 | $1,621,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 132,462 | $1,618,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 64,664 | $1,611,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 431,173 | $1,608,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 75,000 | $1,608,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 97,958 | $1,598,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,492 | $1,598,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 41,209 | $1,598,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 63,906 | $1,596,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 98,052 | $1,595,000 | thousands by filing date | |
| ALCON AG | H01301908 | ORD SHS | 28,200 | $1,595,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 26,624 | $1,595,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 31,506 | $1,591,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 112,000 | $1,587,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 86,443 | $1,582,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H906 | CLASS B COM | 37,524 | $1,575,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 69,953 | $1,573,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 30,898 | $1,572,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 54,229 | $1,571,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 149,231 | $1,571,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 322,963 | $1,569,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,419 | $1,567,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 230,903 | $1,566,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 67,525 | $1,561,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J956 | COM | 194,400 | $1,559,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 113,085 | $1,552,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 46,117 | $1,551,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 301,473 | $1,550,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 379,801 | $1,550,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 167,954 | $1,550,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 20,630 | $1,549,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 12,303 | $1,546,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 25,133 | $1,546,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 25,178 | $1,542,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 15,043 | $1,540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 33,618 | $1,539,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 246,618 | $1,536,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 25,000 | $1,527,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 174,937 | $1,527,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,095,000 | $1,524,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 124,775 | $1,519,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 20,600 | $1,512,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 276,140 | $1,511,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 92,722 | $1,511,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183953 | COM | 60,300 | $1,511,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 442,465 | $1,509,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 38,352 | $1,509,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 121,794 | $1,509,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 519,730 | $1,507,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,001 | $1,503,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 32,655 | $1,501,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 52,240 | $1,501,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 55,206 | $1,500,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 40,370 | $1,500,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 105,374 | $1,498,000 | thousands by filing date | |
| SPLUNK INC | 848637954 | Cmn | 10,000 | $1,498,000 | thousands by filing date | put |
| SPLUNK INC | 848637904 | Cmn | 10,000 | $1,498,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 60,000 | $1,498,000 | thousands by filing date | call |
| ULTA BEAUTY INC | 90384S903 | CALL | 5,900 | $1,494,000 | thousands by filing date | call |
| ULTA BEAUTY INC | 90384S953 | COM | 5,900 | $1,494,000 | thousands by filing date | put |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,396,000 | $1,494,000 | thousands by filing date | principal |
| ACCELERATE DIAGNOSTICS INC | 00430H952 | PUT | 88,300 | $1,492,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044905 | COM | 60,000 | $1,490,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 55,472 | $1,488,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H956 | Equity Put | 35,400 | $1,486,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC | 744320952 | COM | 15,800 | $1,481,000 | thousands by filing date | put |
| PARSONS CORP DEL COM | 70202L102 | Stock | 35,806 | $1,478,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 25,000 | $1,474,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 25,000 | $1,474,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P902 | COM | 75,000 | $1,468,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 90,696 | $1,463,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 28,610 | $1,460,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 31,572 | $1,460,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,314,000 | $1,460,000 | thousands by filing date | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 83,112 | $1,458,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 38,553 | $1,457,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 422,162 | $1,456,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,763,726 | $1,456,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 59,053 | $1,455,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 15,932 | $1,455,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 412,673 | $1,453,000 | thousands by filing date | |
| VALARIS PLC | G9402V959 | PUT | 221,400 | $1,452,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 34,393 | $1,436,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 46,351 | $1,434,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 61,596 | $1,426,000 | thousands by filing date | |
| CROCS INC | 227046909 | CALL | 34,000 | $1,424,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 28,616 | $1,423,000 | thousands by filing date | |
| CROWN HLDGS INC | 228368906 | COM | 19,600 | $1,422,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 29,044 | $1,420,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 863,000 | $1,415,000 | thousands by filing date | principal |
| CONAGRA BRANDS INC | 205887902 | CALL | 41,300 | $1,414,000 | thousands by filing date | call |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 87,969 | $1,413,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 121,450 | $1,411,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 182,953 | $1,409,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 163,820 | $1,406,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 188,147 | $1,405,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 43,490 | $1,403,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 193,630 | $1,402,000 | thousands by filing date | |
| SMARTSHEET INC | 83200N903 | COM CL A | 31,000 | $1,393,000 | thousands by filing date | call |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 187,500 | $1,389,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 19,141 | $1,387,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 592,014 | $1,385,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 490,972 | $1,384,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 24,823 | $1,378,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108908 | ORD SHS | 100,000 | $1,376,000 | thousands by filing date | call |
| ROSS STORES INC | 778296903 | CALL | 11,800 | $1,374,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 137,035 | $1,369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 13,425 | $1,364,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 8,000 | $1,364,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 93,791 | $1,362,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 154,254 | $1,362,000 | thousands by filing date | |
| MGC | 921910873 | COM | 12,121 | $1,354,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 77,742 | $1,354,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 84,712 | $1,354,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 54,922 | $1,353,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 38,064 | $1,349,000 | thousands by filing date | |
| ISHARES TR | 464287902 | CALL | 9,900 | $1,341,000 | thousands by filing date | call |
| PAYSIGN INC | 70451A954 | COM | 132,100 | $1,341,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 107,127 | $1,340,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 118,043 | $1,340,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 19,509 | $1,325,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 21,208 | $1,321,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 781,413 | $1,320,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 527,627 | $1,319,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 189,529 | $1,317,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 49,752 | $1,316,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 307,846 | $1,315,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 201,214 | $1,314,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 6,628 | $1,314,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 17,153 | $1,313,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 33,139 | $1,311,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269950 | PUT | 27,400 | $1,308,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 34,106 | $1,307,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450956 | COM NEW | 138,200 | $1,306,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 25,936 | $1,305,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 93,885 | $1,304,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 31,243 | $1,303,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 35,551 | $1,298,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 111,679 | $1,291,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 78,909 | $1,288,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 26,150 | $1,282,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 133,278 | $1,281,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 335,395 | $1,278,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 75,000 | $1,275,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 19,620 | $1,274,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 7,939 | $1,274,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 176,186 | $1,270,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 59,799 | $1,269,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 90,255 | $1,268,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 662,000 | $1,262,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 23,343 | $1,260,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 35,443 | $1,259,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225958 | COM | 29,400 | $1,258,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T957 | COM | 128,800 | $1,258,000 | thousands by filing date | put |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 99,741 | $1,255,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 545,603 | $1,255,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 53,600 | $1,250,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 119,326 | $1,244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 30,443 | $1,242,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 64,865 | $1,236,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 49,108 | $1,235,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363909 | CALL | 7,400 | $1,234,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 11,916 | $1,232,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 17,563 | $1,232,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 66,940 | $1,231,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 30,081 | $1,228,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190904 | CALL | 9,000 | $1,227,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,462 | $1,226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 21,609 | $1,221,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 20,000 | $1,221,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411R958 | PUT | 20,000 | $1,221,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 26,265 | $1,220,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 70,500 | $1,220,000 | thousands by filing date | put |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 53,540 | $1,219,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 42,044 | $1,218,000 | thousands by filing date | |
| CNX RES CORP | 12653C958 | COM | 137,500 | $1,217,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 288,229 | $1,217,000 | thousands by filing date | |
| MEDIFAST INC | 58470H951 | PUT | 11,100 | $1,216,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 29,462 | $1,214,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 967,000 | $1,212,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 138,907 | $1,208,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 10,192 | $1,208,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 33,708 | $1,207,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 53,358 | $1,207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 23,019 | $1,206,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC | 42250P953 | COM | 35,000 | $1,206,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,140 | $1,205,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 322,879 | $1,204,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 42,533 | $1,201,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 27,267 | $1,196,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 20,711 | $1,196,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X954 | COM | 25,000 | $1,194,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 120,913 | $1,193,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,770 | $1,193,000 | thousands by filing date | |
| INVESTORS BANCORP INC NEW | 46146L901 | COM | 100,000 | $1,192,000 | thousands by filing date | call |
| AMERICA MOVIL-ADR SERIES L | 02364W905 | COM | 74,400 | $1,190,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 32,824 | $1,189,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 39,413 | $1,184,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 24,170 | $1,183,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 15,637 | $1,183,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 55,600 | $1,183,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 131,921 | $1,183,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 36,557 | $1,178,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 74,127 | $1,174,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 37,669 | $1,171,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 70,133 | $1,170,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,158,000 | $1,170,000 | thousands by filing date | principal |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 21,130 | $1,167,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 33,760 | $1,163,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 11,433 | $1,161,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 128,671 | $1,160,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 25,556 | $1,158,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 19,437 | $1,156,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 576,830 | $1,153,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 9,893 | $1,151,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 65,612 | $1,148,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 1,179 | $1,147,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 72,336 | $1,145,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 62,294 | $1,144,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 52,060 | $1,144,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 94,943 | $1,139,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 103,418 | $1,138,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 15,349 | $1,133,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 126,306 | $1,132,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 17,773 | $1,130,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 239,487 | $1,130,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 106,354 | $1,129,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 72,137 | $1,127,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 183,458 | $1,125,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 132,248 | $1,125,000 | thousands by filing date | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 8,300 | $1,124,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 36,289 | $1,119,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 15,800 | $1,118,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 41,293 | $1,116,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V902 | CALL | 49,600 | $1,115,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 25,897 | $1,111,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 208,145 | $1,110,000 | thousands by filing date | |
| YETI HLDGS INC | 98585X954 | COM | 31,900 | $1,109,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376950 | COM | 10,000 | $1,109,000 | thousands by filing date | put |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 22,766 | $1,108,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 43,110 | $1,108,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,947 | $1,104,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 656,619 | $1,104,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,067 | $1,103,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 140,062 | $1,101,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 46,843 | $1,095,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 19,753 | $1,094,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 15,866 | $1,094,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 89,228 | $1,094,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 93,040 | $1,093,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 21,700 | $1,092,000 | thousands by filing date | call |
| NOVAVAX INC | 670002401 | COM NEW | 274,321 | $1,091,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 56,515 | $1,091,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC-SERIES C | G5480U950 | COM | 50,000 | $1,090,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 178,002 | $1,089,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 97,646 | $1,086,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,621 | $1,085,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 24,360 | $1,084,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 27,785 | $1,080,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 28,956 | $1,078,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 39,737 | $1,077,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 34,000 | $1,077,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,118 | $1,076,000 | thousands by filing date | |
| DAUCH CORP | 024061903 | COM | 100,000 | $1,076,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 13,766 | $1,075,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC | 00846U901 | CALL | 12,600 | $1,075,000 | thousands by filing date | call |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 497,518 | $1,075,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,316 | $1,071,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 31,119 | $1,070,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 54,237 | $1,070,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 34,233 | $1,070,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 64,857 | $1,068,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 23,388 | $1,068,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 56,240 | $1,068,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 61,341 | $1,067,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 68,252 | $1,067,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 16,994 | $1,063,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 25,906 | $1,063,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 29,291 | $1,061,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 28,626 | $1,059,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 170,427 | $1,056,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 31,511 | $1,056,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 157,500 | $1,055,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 147,400 | $1,054,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 78,065 | $1,052,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 35,515 | $1,052,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 22,340 | $1,050,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 25,343 | $1,050,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 985,000 | $1,049,000 | thousands by filing date | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 28,035 | $1,045,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 29,583 | $1,041,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 47,350 | $1,041,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 483,332 | $1,039,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 52,321 | $1,038,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 30,830 | $1,037,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 172,850 | $1,037,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 525,695 | $1,036,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 36,022 | $1,034,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 72,531 | $1,032,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 67,997 | $1,030,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 17,076 | $1,030,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 134,225 | $1,030,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 19,762 | $1,029,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 13,600 | $1,028,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 22,200 | $1,023,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 87,503 | $1,022,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 33,984 | $1,020,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 36,443 | $1,020,000 | thousands by filing date | |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 40,000 | $1,018,000 | thousands by filing date | call |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 40,000 | $1,018,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 31,246 | $1,016,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 48,241 | $1,016,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 50,000 | $1,015,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 129,463 | $1,013,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 74,239 | $1,011,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 17,400 | $1,011,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 22,352 | $1,007,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 40,000 | $1,005,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 47,258 | $1,004,000 | thousands by filing date | |
| WIX COM LTD | M98068905 | SHS | 8,200 | $1,004,000 | thousands by filing date | call |
| INVESCO | 46138J528 | EXCHANGE TRADED | 40,000 | $1,004,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 40,000 | $1,004,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 40,000 | $1,004,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 40,000 | $1,003,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 40,000 | $1,002,000 | thousands by filing date | call |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 40,000 | $1,000,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 20,944 | $994,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 149,134 | $994,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 161,412 | $993,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 24,325 | $992,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 13,676 | $991,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 32,620 | $991,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 64,177 | $989,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 26,351 | $988,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 180,779 | $987,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 562,488 | $984,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 26,300 | $982,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 26,378 | $981,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 30,034 | $979,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 48,547 | $979,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 67,247 | $976,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 27,698 | $976,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413906 | CALL | 4,800 | $976,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413956 | OPTION | 4,800 | $976,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 27,138 | $975,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 38,908 | $975,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 966,000 | $974,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 54,926 | $973,000 | thousands by filing date | |
| CHEESECAKE FACTORY INCTHE | 163072951 | COM NEW | 25,000 | $972,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 27,729 | $972,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 78,898 | $970,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 108,250 | $968,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 40,770 | $966,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 16,052 | $965,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 263,304 | $964,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 28,924 | $963,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 40,526 | $962,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 22,788 | $960,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 19,180 | $960,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 64,549 | $958,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 22,376 | $958,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 34,379 | $956,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249957 | COM PAR $.01 | 375,000 | $956,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,927 | $955,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 44,841 | $955,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 86,889 | $954,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 9,946 | $953,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 5,500 | $953,000 | thousands by filing date | put |
| EVOLUS INC | 30052C957 | COM | 78,300 | $953,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 16,422 | $951,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 250,378 | $951,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 110,829 | $948,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 30,837 | $948,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 39,878 | $946,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 26,840 | $945,000 | thousands by filing date | |
| BAOZUN INC | 06684L903 | SPONSORED ADR | 28,400 | $941,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 28,393 | $938,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 22,454 | $935,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 30,225 | $934,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 125,512 | $933,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 35,710 | $930,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 36,935 | $926,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 71,093 | $922,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 24,402 | $922,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,647 | $920,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,578 | $920,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 126,135 | $919,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 61,836 | $917,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 17,710 | $913,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 354,117 | $913,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 84,773 | $912,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 219,729 | $912,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 65,774 | $910,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 605,784 | $909,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781P905 | COM | 38,500 | $909,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 124,945 | $908,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 7,205 | $907,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 40,390 | $903,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 94,340 | $898,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 5,404 | $897,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 53,675 | $881,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 43,848 | $876,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 47,771 | $875,000 | thousands by filing date | |
| SMILEDIRECTCLUB INC | 83192H906 | CALL | 100,000 | $874,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 137,165 | $874,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 21,491 | $865,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 36,199 | $865,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523900 | CALL | 4,224 | $864,000 | thousands by filing date | call |
| THE CIGNA GROUP | 125523950 | COM | 4,224 | $864,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 31,580 | $863,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 38,518 | $861,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 137,673 | $858,000 | thousands by filing date | |
| ALLAKOS INC | 01671P950 | PUT | 9,000 | $858,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 84,555 | $857,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 14,573 | $856,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 277,200 | $856,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 27,602 | $856,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 94,446 | $853,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 28,298 | $853,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 10,643 | $852,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 101,300 | $851,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 19,135 | $850,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 45,173 | $850,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 93,554 | $847,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 21,463 | $847,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 8,476 | $846,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 85,013 | $844,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 20,949 | $844,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 16,952 | $841,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 26,874 | $839,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 8,094 | $837,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 16,848 | $836,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 26,859 | $836,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 15,074 | $835,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 98,516 | $834,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 57,965 | $832,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 176,686 | $832,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 34,384 | $829,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000205 | this filing | 2020-02-11 | acceptance time not in the bulk data set |