13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 5,677 holding rows worth $536,284,675,000.
- Accession
- 0000019617-20-000205
- Filer
- CIK 19617
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 20,985 entries on the cover page, a total value of $536,284,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,284,675,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 373 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 306 | $5,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 304 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 220 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 301 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 223 | $5,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 353 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 104 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 160 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 73 | $5,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 636 | $5,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 348 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 735 | $5,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 4,644 | $5,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 360 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 65 | $4,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 168 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 321 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 113 | $4,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $4,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 114 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 200 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 245 | $4,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 700 | $4,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 314 | $4,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 3,460 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 135 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 156 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 714 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 100 | $4,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 3,965 | $4,000 | thousands by filing date | principal |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 196 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 20 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 150 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 206 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 29 | $3,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 119 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 52 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 64 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 313 | $3,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 709 | $3,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 177 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 101 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 101 | $3,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 231 | $3,000 | thousands by filing date | |
| GERON CORP | 374163953 | COM | 2,200 | $3,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,444 | $3,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 1,205 | $3,000 | thousands by filing date | principal |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 2,000 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 365 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 29 | $2,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 138 | $2,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 46 | $2,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 45 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 138 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 403 | $2,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 165 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 96 | $2,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 125 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 105 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 120 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 46 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 75 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 162 | $2,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 100 | $2,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,766 | $2,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,000 | $2,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 133 | $2,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 115 | $2,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 250 | $2,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 100 | $2,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 1,000 | $2,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G200 | ULSHRT SEMIC NEW | 109 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E158 | DAILY NATRL GAS | 200 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 41 | $1,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 171 | $1,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 10 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 999 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 81 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 500 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 41 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 25 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 62 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 21 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 40 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 40 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 130 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 500 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $1,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 846 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 509 | $1,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 3,167 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 866 | $1,000 | thousands by filing date | principal |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 919 | $1,000 | thousands by filing date | principal |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,000 | $1,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 700 | $1,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 20 | $1,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 463 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENUS CONCEPT INC | 92332W105 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 354 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHBAR INC COM NEW | 19249J109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 155 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W303 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000205 | this filing | 2020-02-11 | acceptance time not in the bulk data set |