13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 5,677 holding rows worth $536,284,675,000.
- Accession
- 0000019617-20-000205
- Filer
- CIK 19617
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 20,985 entries on the cover page, a total value of $536,284,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,284,675,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 287,901 | $829,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 17,899 | $828,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 28,604 | $828,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 110,624 | $827,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 164,442 | $824,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 59,878 | $823,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 19,523 | $820,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,413 | $818,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884953 | COM | 26,600 | $818,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 102,539 | $813,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 13,628 | $812,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 30,469 | $812,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 219,971 | $811,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,199,261 | $811,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 8,300 | $811,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 393,047 | $810,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 47,692 | $808,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 19,017 | $808,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 46,438 | $808,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 15,446 | $807,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 54,850 | $802,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 26,302 | $802,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G958 | COM | 46,700 | $800,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 31,634 | $799,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 24,351 | $796,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 43,594 | $791,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 37,248 | $789,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 32,052 | $786,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 21,602 | $783,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 126,200 | $782,000 | thousands by filing date | |
| NUTANIX INC | 67059N958 | CL A | 25,000 | $782,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 56,982 | $781,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 95,237 | $780,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L951 | COM | 101,500 | $779,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 24,096 | $778,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 44,867 | $778,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20,863 | $775,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 582,657 | $774,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 30,425 | $773,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 71,029 | $772,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 69,894 | $772,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 64,905 | $770,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G908 | COM | 45,000 | $770,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 87,908 | $769,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 58,593 | $768,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 23,619 | $768,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 28,414 | $766,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 9,000 | $766,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 21,977 | $766,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,803 | $765,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P959 | Cmn | 28,500 | $763,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 17,996 | $757,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 63,199 | $757,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 19,316 | $757,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 41,941 | $755,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 155,287 | $755,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 64,996 | $754,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 45,295 | $753,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 15,207 | $752,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 13,341 | $752,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 276,990 | $751,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 72,749 | $751,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 28,023 | $745,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 40,163 | $745,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 2,050,000 | $744,000 | thousands by filing date | principal |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 49,039 | $743,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 44,616 | $743,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 900,000 | $743,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 45,302 | $741,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 27,595 | $740,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 134,139 | $739,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 17,022 | $736,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 28,662 | $734,000 | thousands by filing date | |
| UPBOUND GROUP INC | 76009N950 | PUT | 25,400 | $733,000 | thousands by filing date | put |
| SILVERCREST METALS INC | 828363101 | COM | 106,680 | $733,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 14,260 | $726,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 102,735 | $725,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 35,964 | $725,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 53,943 | $724,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 26,507 | $724,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 35,645 | $722,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 20,059 | $720,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 70,002 | $720,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 86,815 | $719,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 35,994 | $715,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 272,638 | $714,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 49,024 | $711,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,059 | $711,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 28,049 | $706,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 44,500 | $706,000 | thousands by filing date | call |
| DATADOGINCCLASSA | 23804L103 | STOK | 18,675 | $705,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 9,319 | $702,000 | thousands by filing date | |
| DARLING INGREDIENTS INC | 237266901 | COM | 25,000 | $702,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 184,239 | $702,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 21,905 | $701,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 34,133 | $701,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 59,417 | $700,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 85,333 | $700,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 64,169 | $698,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20,337 | $698,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 11,685 | $696,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 11,028 | $692,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 37,375 | $692,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 277,865 | $689,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 21,872 | $686,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,193 | $684,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,384 | $683,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $682,000 | thousands by filing date | principal |
| EVERQUOTE INC | 30041R108 | COM CL A | 19,818 | $681,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 37,227 | $680,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 17,873 | $679,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 22,392 | $678,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 37,818 | $677,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,454 | $675,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 12,001 | $673,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 15,965 | $672,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 42,694 | $672,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 13,429 | $671,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 10,365 | $671,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 14,857 | $670,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 13,877 | $667,000 | thousands by filing date | |
| Albemarle Corp | 012653951 | PUT | 9,100 | $665,000 | thousands by filing date | put |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 3,900 | $665,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 86,242 | $664,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 40,608 | $664,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 31,091 | $662,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 33,549 | $661,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 24,427 | $657,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 145,914 | $655,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 43,844 | $654,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 42,776 | $653,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 227,845 | $652,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 17,026 | $648,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 175,781 | $647,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 46,105 | $645,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 16,898 | $645,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 18,684 | $644,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 16,013 | $644,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 773,000 | $642,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 101,981 | $640,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 23,733 | $640,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 45,523 | $639,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 89,650 | $636,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 387,821 | $636,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 26,469 | $635,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,679 | $627,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 23,529 | $626,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 73,012 | $626,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 56,960 | $625,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 218,609 | $625,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 26,356 | $625,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,107 | $624,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 27,358 | $623,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 705,000 | $623,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 169,937 | $619,000 | thousands by filing date | |
| EROS STX GLOBAL CORPORATION | G3788M954 | SHS NEW | 182,400 | $618,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 160,748 | $617,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 76,940 | $616,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 12,225 | $614,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 36,178 | $613,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 30,320 | $613,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 117,821 | $613,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 38,076 | $612,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134907 | CALL | 4,400 | $611,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 22,693 | $607,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 10,307 | $607,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 34,693 | $606,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 35,300 | $606,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 76,259 | $604,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 32,000 | $604,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,125 | $603,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,518 | $602,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 108,683 | $602,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 580,000 | $602,000 | thousands by filing date | principal |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 10,554 | $601,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 12,274 | $598,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 69,434 | $598,000 | thousands by filing date | |
| SANOFI SA | 80105N905 | CALL | 11,900 | $597,000 | thousands by filing date | call |
| ALLAKOS INC | 01671P100 | COM | 6,264 | $597,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 16,413 | $596,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 157,245 | $596,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 8,757 | $591,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B901 | CALL | 9,400 | $591,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 17,566 | $590,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 77,594 | $590,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 19,015 | $586,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,559 | $584,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,634 | $582,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 11,994 | $579,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,015 | $577,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 31,207 | $575,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 19,889 | $573,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 34,935 | $573,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 70,408 | $572,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 29,156 | $570,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 13,386 | $569,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 24,080 | $566,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 77,132 | $566,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 6,190 | $563,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q956 | PUT | 38,800 | $563,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 240,734 | $563,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $563,000 | thousands by filing date | principal |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 252,526 | $561,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 170,039 | $561,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 8,756 | $560,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 19,039 | $560,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 20,003 | $559,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 15,487 | $557,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 11,185 | $556,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 77,756 | $556,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 101,261 | $555,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 10,977 | $553,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 45,311 | $552,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 40,526 | $548,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 8,465 | $547,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 27,453 | $547,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 7,584 | $546,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 23,982 | $546,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 22,748 | $546,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 232,760 | $544,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 138,705 | $544,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 97,523 | $543,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 43,175 | $542,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 109,827 | $542,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,771 | $541,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 419,088 | $540,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,108 | $540,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 15,538 | $539,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 157,405 | $539,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 19,367 | $536,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 5,838 | $535,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 51,541 | $533,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,429 | $531,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 243,965 | $529,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 26,710 | $526,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 65,021 | $526,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 101,100 | $525,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 35,411 | $523,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 33,101 | $522,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 13,143 | $521,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 29,857 | $520,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 17,493 | $519,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 15,099 | $519,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 16,349 | $518,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,105 | $518,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 456,000 | $518,000 | thousands by filing date | principal |
| PRIMO WTR CORP | 74165N105 | COM | 46,032 | $517,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 121,768 | $516,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 32,779 | $516,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 42,022 | $514,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 26,341 | $513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,836 | $511,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 30,324 | $511,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 20,900 | $510,000 | thousands by filing date | call |
| CAMBRIDGE BANCORP | 132152109 | COM | 6,359 | $509,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 43,796 | $507,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 139,084 | $506,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 21,956 | $506,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 51,014 | $505,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 67,785 | $505,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 38,213 | $504,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 16,663 | $502,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 350,000 | $501,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20,000 | $500,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 50,997 | $499,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 14,708 | $499,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P951 | Cmn | 105,800 | $499,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 29,628 | $497,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,494 | $496,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 61,216 | $496,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 24,414 | $492,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 40,703 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,846 | $492,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 12,772 | $490,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 12,885 | $488,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 31,248 | $488,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 9,765 | $486,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 35,331 | $485,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 345,924 | $484,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 212,493 | $484,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 38,333 | $483,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 95,245 | $483,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 7,457 | $482,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 34,323 | $481,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 35,490 | $481,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 18,986 | $480,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 37,933 | $479,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 25,487 | $479,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 107,631 | $479,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 8,100 | $478,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 16,097 | $476,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 36,928 | $476,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 149,311 | $472,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 103,527 | $471,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,448 | $469,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 55,090 | $468,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 25,183 | $466,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 20,738 | $466,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 11,733 | $465,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,906 | $464,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 16,208 | $463,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 12,893 | $463,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 52,290 | $463,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 57,394 | $456,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,500 | $455,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 17,463 | $455,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 17,902 | $455,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,762 | $454,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 500,000 | $452,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 12,751 | $451,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 437,000 | $451,000 | thousands by filing date | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 96,784 | $450,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 42,217 | $450,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 31,702 | $449,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 9,238 | $448,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 118,723 | $448,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 4,757 | $447,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 57,381 | $446,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 10,490 | $445,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 96,758 | $445,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 73,726 | $445,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 239,971 | $444,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 16,717 | $442,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 520,000 | $442,000 | thousands by filing date | principal |
| ACNB CORP | 000868109 | COMMON STOCK | 11,620 | $440,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 30,402 | $438,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 33,708 | $438,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 24,460 | $437,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,077 | $436,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 450,000 | $436,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 16,083 | $436,000 | thousands by filing date | |
| MCDERMOTT INTL INC CALL | 580037903 | CALL | 642,600 | $435,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 4,966 | $434,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 110,240 | $434,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 212,809 | $434,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249907 | COM PAR $.01 | 169,900 | $433,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 13,106 | $432,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 13,714 | $432,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 35,450 | $430,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 38,819 | $430,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 35,334 | $429,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 52,637 | $429,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 78,876 | $424,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 15,291 | $423,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 33,879 | $422,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 14,845 | $421,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,908 | $421,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 655,000 | $420,000 | thousands by filing date | principal |
| GREIF INC | 397624206 | CL B | 8,104 | $419,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 128,346 | $417,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B905 | SHS | 12,500 | $416,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 6,393 | $415,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 191,170 | $415,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 22,828 | $414,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 26,428 | $414,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 2,500 | $414,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 52,259 | $414,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 127,270 | $413,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 220,758 | $413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,797 | $412,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 46,935 | $412,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 36,996 | $412,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 44,944 | $409,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 58,663 | $408,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 22,956 | $408,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 38,157 | $408,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 10,114 | $408,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,065 | $406,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 16,074 | $406,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 52,710 | $406,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 39,944 | $404,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 18,542 | $403,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 28,929 | $403,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,991 | $402,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 23,686 | $402,000 | thousands by filing date | |
| MYLAN N V | N59465909 | CALL | 20,000 | $402,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 72,033 | $401,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E909 | COM | 5,300 | $401,000 | thousands by filing date | call |
| ARQULE INC CMN STOCK | 04269E957 | Cmn | 20,100 | $401,000 | thousands by filing date | put |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15,328 | $400,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 23,470 | $399,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 22,055 | $399,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 30,375 | $398,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 118,794 | $398,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 31,992 | $398,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 185,626 | $397,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,879 | $396,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,154 | $395,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 17,153 | $395,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 8,775 | $394,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 17,164 | $393,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 40,000 | $390,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 40,000 | $390,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 264,702 | $389,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 205,468 | $388,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 8,900 | $387,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 11,855 | $385,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 16,142 | $382,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,347 | $380,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 13,530 | $380,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 6,285 | $379,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,370 | $377,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 035710909 | COM NEW | 40,000 | $377,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 16,559 | $376,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 15,614 | $376,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 34,184 | $376,000 | thousands by filing date | |
| TANGER INC | 875465956 | PUT | 25,500 | $376,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 15,651 | $375,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 35,048 | $374,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 78,875 | $374,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 14,382 | $372,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,360 | $371,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 48,458 | $371,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 371,000 | $371,000 | thousands by filing date | principal |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 14,843 | $370,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 21,186 | $369,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 150,562 | $369,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 72,790 | $369,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 63,219 | $369,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $368,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 12,975 | $367,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 20,222 | $367,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,066 | $366,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 80,802 | $366,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 75,405 | $365,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 10,962 | $365,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 18,962 | $365,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 22,554 | $365,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 17,890 | $364,000 | thousands by filing date | |
| ESSEX PPTY TR INC | 297178905 | CALL | 1,200 | $361,000 | thousands by filing date | call |
| ESSEX PPTY TR INC | 297178955 | PUT | 1,200 | $361,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 30,659 | $360,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 25,070 | $360,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 74,076 | $359,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 13,877 | $359,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 344,000 | $359,000 | thousands by filing date | principal |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 37,276 | $358,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,322 | $358,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 41,969 | $358,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 100,021 | $358,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,661 | $357,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,767 | $354,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 7,912 | $354,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,393 | $352,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 14,950 | $351,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 107,891 | $350,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,731 | $350,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 110,564 | $349,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 23,469 | $348,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 6,094 | $348,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668958 | COM | 120,000 | $348,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 44,454 | $347,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 6,300 | $347,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 11,739 | $347,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 3,607 | $346,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 17,766 | $346,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 135,000 | $346,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,229 | $345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 15,405 | $344,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 7,300 | $343,000 | thousands by filing date | put |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 38,587 | $343,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T900 | Option | 20,000 | $343,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 264,820 | $342,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 19,142 | $341,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 9,531 | $341,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 30,002 | $341,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,905 | $340,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 12,388 | $339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11,777 | $339,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 75,026 | $339,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 32,824 | $337,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 350,000 | $337,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,551 | $335,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 38,277 | $335,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 11,098 | $335,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 220,373 | $335,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,220 | $334,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 300 | $334,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 19,335 | $334,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 55,325 | $333,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 49,018 | $333,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 13,362 | $333,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 95,628 | $333,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 29,683 | $332,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,806 | $330,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 73,800 | $330,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X958 | PUT | 152,200 | $329,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 18,381 | $328,000 | thousands by filing date | |
| REVLON INC | 761525959 | PUT | 15,300 | $328,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 16,921 | $326,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 10,227 | $326,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 17,710 | $326,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,303 | $325,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 45,592 | $325,000 | thousands by filing date | |
| DTE ENERGY CO | 233331907 | COM | 2,500 | $325,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331957 | COM | 2,500 | $325,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 11,765 | $325,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,624 | $325,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 35,425 | $324,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 10,196 | $324,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000205 | this filing | 2020-02-11 | acceptance time not in the bulk data set |