13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 5,677 holding rows worth $536,284,675,000.
- Accession
- 0000019617-20-000205
- Filer
- CIK 19617
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 20,985 entries on the cover page, a total value of $536,284,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,284,675,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEL FUSE INC | 077347300 | CL B | 168,412 | $3,453,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 126,617 | $3,444,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 72,601 | $3,435,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 376,670 | $3,434,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 375,000 | $3,431,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD | G0585R906 | CALL | 70,000 | $3,431,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD | G0585R956 | PUT | 70,000 | $3,431,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 60,513 | $3,426,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 46,865 | $3,415,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 226,847 | $3,410,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 49,778 | $3,400,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 64,550 | $3,398,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS I | 34964C906 | COM | 52,000 | $3,398,000 | thousands by filing date | call |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 3,364,000 | $3,398,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 160,241 | $3,397,000 | thousands by filing date | |
| MONGODB INC | 60937P906 | CALL | 25,800 | $3,396,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 229,278 | $3,380,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 2,955 | $3,378,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 61,263 | $3,369,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 172,523 | $3,366,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 48,721 | $3,356,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 40,000 | $3,345,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813959 | COM | 40,000 | $3,345,000 | thousands by filing date | put |
| WIX COM LTD | M98068955 | PUT | 27,300 | $3,341,000 | thousands by filing date | put |
| HESS CORP | 42809H957 | COM | 50,000 | $3,341,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A903 | COM | 30,000 | $3,327,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A953 | COM | 30,000 | $3,327,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 80,665 | $3,327,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887952 | PUT | 97,000 | $3,321,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 53,400 | $3,312,000 | thousands by filing date | call |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,486,000 | $3,307,000 | thousands by filing date | principal |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 59,638 | $3,306,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 257,416 | $3,303,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 99,939 | $3,297,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 160,657 | $3,295,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 67,710 | $3,286,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 26,977 | $3,283,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 11,561 | $3,283,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 136,442 | $3,282,000 | thousands by filing date | |
| INSEEGO CORP | 45782B954 | COM | 447,100 | $3,277,000 | thousands by filing date | put |
| ARBOR RLTY TR INC | 038923AF5 | NOTE 5.250% 7/0 | 2,500,000 | $3,273,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 29,448 | $3,265,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 75,172 | $3,261,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 32,588 | $3,259,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 15,500 | $3,250,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC | 053484951 | COM | 15,500 | $3,250,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 70,000 | $3,245,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 109,375 | $3,239,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 87,534 | $3,238,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 141,666 | $3,236,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 100,097 | $3,235,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 69,865 | $3,227,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 41,290 | $3,222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 110,000 | $3,222,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A955 | PUT | 110,000 | $3,222,000 | thousands by filing date | put |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 42,351 | $3,214,000 | thousands by filing date | |
| PROGRESSIVE CORP | 743315903 | CALL | 44,400 | $3,214,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 215,446 | $3,213,000 | thousands by filing date | |
| CARVANA CO | 146869952 | CALL | 34,900 | $3,213,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932907 | COM | 65,900 | $3,203,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 174,664 | $3,197,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 229,028 | $3,194,000 | thousands by filing date | |
| GEN DIGITAL INC | 668771958 | COM | 125,000 | $3,190,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 72,037 | $3,184,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J906 | CALL | 201,900 | $3,180,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 107,164 | $3,172,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 59,571 | $3,170,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225908 | COM | 74,100 | $3,170,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 61,419 | $3,167,000 | thousands by filing date | |
| CREE INC | 225447901 | COM | 68,600 | $3,166,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 229,550 | $3,163,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 393,819 | $3,162,000 | thousands by filing date | |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 500,000 | $3,160,000 | thousands by filing date | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 62,086 | $3,155,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 110,000 | $3,155,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 66,755 | $3,148,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 194,398 | $3,137,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 178,693 | $3,134,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 37,265 | $3,128,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 164,016 | $3,121,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 81,722 | $3,119,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 189,348 | $3,107,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 51,650 | $3,103,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 59,942 | $3,101,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 102,142 | $3,100,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U909 | COM | 37,400 | $3,097,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,170,829 | $3,091,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 9,349 | $3,088,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 37,677 | $3,070,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 62,488 | $3,069,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 369,005 | $3,067,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 148,149 | $3,067,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 211,248 | $3,063,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 95,730 | $3,061,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,880,000 | $3,053,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 128,469 | $3,051,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 642,151 | $3,050,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 141,486 | $3,038,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 33,300 | $3,032,000 | thousands by filing date | call |
| KLA CORP | 482480900 | COM NEW | 17,000 | $3,029,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 67,278 | $3,028,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C959 | PUT | 190,700 | $3,025,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,070,000 | $3,023,000 | thousands by filing date | principal |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 125,316 | $3,019,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 192,721 | $3,017,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,923,000 | $3,016,000 | thousands by filing date | principal |
| UNIVAR INC | 91336L107 | COMMON STOCK | 124,044 | $3,007,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 64,234 | $3,006,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 46,040 | $3,003,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 82,779 | $2,992,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 731,507 | $2,985,000 | thousands by filing date | |
| REALTY INCOME CORP | 756109904 | CALL | 40,500 | $2,982,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 388,658 | $2,973,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 207,304 | $2,960,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 187,807 | $2,954,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 111,231 | $2,954,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 171,933 | $2,943,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 231,175 | $2,940,000 | thousands by filing date | |
| INTELSAT S A | L5140P901 | CALL | 417,500 | $2,935,000 | thousands by filing date | call |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 57,985 | $2,933,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,102,513 | $2,933,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 3,381,000 | $2,930,000 | thousands by filing date | principal |
| WADDELL & REED FINL INC | 930059100 | CL A | 174,846 | $2,923,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 92,520 | $2,913,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 177,139 | $2,910,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,894,000 | $2,905,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945951 | COM | 95,500 | $2,901,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 63,217 | $2,895,000 | thousands by filing date | |
| APACHE CORP | 037411905 | COM | 112,100 | $2,869,000 | thousands by filing date | call |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 53,112 | $2,863,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,490,848 | $2,862,000 | thousands by filing date | principal |
| TRIMAS CORP | 896215209 | COM NEW | 90,939 | $2,857,000 | thousands by filing date | |
| PUT CANOPY GROWTH CORP $2 EXP 03/31/23 | 138035950 | OPTION | 135,400 | $2,856,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,487,000 | $2,848,000 | thousands by filing date | principal |
| ALAMO GROUP INC | 011311107 | COM | 22,625 | $2,840,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 614,215 | $2,838,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 397,020 | $2,823,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 26,962 | $2,819,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 383,100 | $2,812,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 25,000 | $2,811,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP | 892331957 | PUT | 20,000 | $2,811,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP | 892331907 | ADS | 20,000 | $2,811,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 23,262 | $2,810,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 253,096 | $2,809,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393950 | PUT | 247,200 | $2,806,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 157,309 | $2,805,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C954 | COM | 387,300 | $2,804,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 40,308 | $2,800,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 98,692 | $2,795,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 53,545 | $2,791,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 120,883 | $2,776,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 509,951 | $2,768,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 16,697 | $2,768,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 58,758 | $2,763,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 233,625 | $2,763,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 149,609 | $2,761,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024U909 | CALL | 34,800 | $2,760,000 | thousands by filing date | call |
| BXP INC | 101121901 | COM | 20,000 | $2,757,000 | thousands by filing date | call |
| BXP INC | 101121951 | COM | 20,000 | $2,757,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 40,765 | $2,752,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 54,739 | $2,750,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 131,581 | $2,749,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,876 | $2,736,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 50,000 | $2,736,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 50,000 | $2,736,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 138,819 | $2,721,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 241,447 | $2,716,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 177,411 | $2,716,000 | thousands by filing date | |
| WAYFAIR INC | 94419L901 | CL A | 30,000 | $2,711,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 64,413 | $2,704,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 25,000 | $2,704,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 115,313 | $2,700,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 24,533 | $2,698,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 44,675 | $2,697,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 127,568 | $2,697,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 81,310 | $2,696,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 95,026 | $2,690,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 235,249 | $2,684,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 15,000 | $2,684,000 | thousands by filing date | call |
| CUMMINS INC | 231021956 | PUT | 15,000 | $2,684,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 17,670 | $2,683,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 131,038 | $2,682,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 1,832,000 | $2,681,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 18,017 | $2,680,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 141,826 | $2,678,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 22,305 | $2,677,000 | thousands by filing date | |
| WW INTL INC | 98262P901 | CALL | 70,000 | $2,675,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 54,807 | $2,671,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 46,474 | $2,657,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC | 776696906 | CALL | 7,500 | $2,657,000 | thousands by filing date | call |
| GAP INC | 364760958 | PUT | 150,000 | $2,652,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 101,398 | $2,650,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 147,177 | $2,630,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 40,887 | $2,625,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 34,738 | $2,620,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 114,231 | $2,619,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 197,635 | $2,618,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,233,000 | $2,616,000 | thousands by filing date | principal |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 148,530 | $2,615,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774905 | COM | 81,100 | $2,615,000 | thousands by filing date | call |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 38,400 | $2,613,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 25,994 | $2,602,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 118,446 | $2,599,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 174,973 | $2,597,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 29,360 | $2,595,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 2,605,000 | $2,588,000 | thousands by filing date | principal |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 11,049 | $2,579,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 120,835 | $2,575,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 93,198 | $2,569,000 | thousands by filing date | |
| ECOLAB INC | 278865900 | COM | 13,300 | $2,567,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 32,912 | $2,564,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V951 | COM | 18,000 | $2,559,000 | thousands by filing date | put |
| CIMPRESS PLC | G2143T103 | SHS EURO | 20,320 | $2,556,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 80,267 | $2,551,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 96,763 | $2,548,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 132,796 | $2,546,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 130,550 | $2,540,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 36,351 | $2,540,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 212,674 | $2,537,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146903 | COM | 55,000 | $2,533,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO | 460146953 | COM | 55,000 | $2,533,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 2,590,000 | $2,533,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 98,803 | $2,532,000 | thousands by filing date | |
| IROBOT CORP COMMON STOCK | 462726900 | Cmn | 50,000 | $2,532,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 27,331 | $2,530,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 8,600 | $2,528,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 258,837 | $2,528,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 341,142 | $2,528,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 18,165 | $2,527,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 301,633 | $2,525,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 225,693 | $2,523,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 30,700 | $2,519,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 154,136 | $2,517,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 90,259 | $2,510,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 10,364 | $2,509,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 50,000 | $2,493,000 | thousands by filing date | call |
| SEA LTD | 81141RAB6 | CONV BD US | 1,190,000 | $2,491,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 160,000 | $2,489,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 34,921 | $2,480,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 377,362 | $2,476,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 68,037 | $2,475,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 93,226 | $2,474,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 114,077 | $2,472,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 175,000 | $2,464,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 46,000 | $2,464,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 248,748 | $2,460,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 38,600 | $2,459,000 | thousands by filing date | call |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 65,402 | $2,458,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA S.A | 399909900 | SPONSORED ADR | 151,400 | $2,457,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 37,380 | $2,456,000 | thousands by filing date | |
| DIGITAL RLTY TR INC | 253868953 | COM | 20,500 | $2,455,000 | thousands by filing date | put |
| AFLAC INC | 001055952 | COM | 46,400 | $2,455,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 128,140 | $2,453,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 27,275 | $2,447,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W951 | JAPN HEDGE EQT | 45,500 | $2,447,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 111,690 | $2,444,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 242,579 | $2,435,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 233,300 | $2,433,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 437,601 | $2,432,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 80,000 | $2,430,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 529,188 | $2,429,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 106,009 | $2,423,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 27,763 | $2,422,000 | thousands by filing date | |
| ABIOMED INC CMN STK | 003654950 | Cmn | 14,200 | $2,422,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 45,000 | $2,420,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 58,900 | $2,419,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 60,537 | $2,417,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464900 | ADR | 100,000 | $2,417,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 56,524 | $2,414,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 140,189 | $2,413,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 37,508 | $2,411,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 47,743 | $2,409,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 110,761 | $2,408,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 28,300 | $2,408,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 7,000 | $2,408,000 | thousands by filing date | call |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 99,213 | $2,400,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 133,503 | $2,396,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 225,889 | $2,385,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 56,531 | $2,383,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 830,295 | $2,383,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,134,570 | $2,383,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 40,400 | $2,383,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 109,803 | $2,380,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 95,788 | $2,378,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 121,972 | $2,377,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 67,497 | $2,374,000 | thousands by filing date | |
| ALASKA AIR GROUP INC | 011659959 | PUT | 35,000 | $2,371,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC | 011659909 | CALL | 35,000 | $2,371,000 | thousands by filing date | call |
| ISHARES INC | 46434G902 | CALL | 40,000 | $2,370,000 | thousands by filing date | call |
| ISHARES INC | 46434G952 | MSCI TAIWAN ETF | 40,000 | $2,370,000 | thousands by filing date | put |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 16,498 | $2,369,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 60,024 | $2,363,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 693,300 | $2,350,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 105,730 | $2,347,000 | thousands by filing date | |
| ZOGENIX INC | 98978L954 | PUT | 45,000 | $2,346,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 127,781 | $2,345,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 419,916 | $2,343,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 2,150,000 | $2,340,000 | thousands by filing date | principal |
| VIPER | 92763M105 | COMMON STOCK | 94,778 | $2,336,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 83,584 | $2,334,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 36,561 | $2,332,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 40,848 | $2,331,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 366,510 | $2,327,000 | thousands by filing date | |
| WEIBO CORP | 948596951 | SPONSORED ADR | 50,000 | $2,318,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 126,407 | $2,317,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,625,478 | $2,310,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 53,839 | $2,308,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 14,169 | $2,296,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 293,593 | $2,296,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 38,760 | $2,294,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 493,149 | $2,289,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 33,365 | $2,286,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 27,000 | $2,283,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 27,000 | $2,283,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909908 | COM | 200,000 | $2,282,000 | thousands by filing date | call |
| ZS 280121C00185000 | 98980g902 | CALL | 49,000 | $2,279,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 213,154 | $2,275,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC-A | G5480U954 | COM | 100,000 | $2,274,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 73,298 | $2,272,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 112,040 | $2,270,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 245,078 | $2,267,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,937,000 | $2,266,000 | thousands by filing date | principal |
| TELADOC HEALTH INC CALL | 87918A905 | OPTION | 27,000 | $2,260,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 121,314 | $2,259,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 561,881 | $2,258,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 104,600 | $2,258,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 54,708 | $2,255,000 | thousands by filing date | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 92,398 | $2,247,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 79,800 | $2,247,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 279,322 | $2,239,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,958 | $2,239,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 63,839 | $2,232,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058950 | COM | 44,300 | $2,230,000 | thousands by filing date | put |
| NOKIA CORP | 654902904 | CALL | 600,000 | $2,226,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 114,757 | $2,224,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 108,791 | $2,221,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 97,924 | $2,217,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 17,212 | $2,217,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 64,893 | $2,215,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 99,680 | $2,208,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 101,844 | $2,200,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 31,855 | $2,199,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 57,117 | $2,196,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 84,237 | $2,188,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 121,777 | $2,182,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 146,266 | $2,174,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 30,743 | $2,172,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 103,957 | $2,169,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 167,582 | $2,166,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 276,919 | $2,166,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 134,306 | $2,164,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 188,575 | $2,163,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 117,367 | $2,158,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 34,773 | $2,154,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 116,606 | $2,151,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 64,158 | $2,150,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 170,551 | $2,146,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 203,036 | $2,143,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 97,926 | $2,141,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,170,000 | $2,140,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,410,000 | $2,133,000 | thousands by filing date | principal |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 58,240 | $2,124,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 259,819 | $2,119,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P905 | CALL | 22,900 | $2,118,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 315,525 | $2,114,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 27,477 | $2,113,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 57,128 | $2,112,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 370,511 | $2,101,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U956 | Equity Put | 68,600 | $2,101,000 | thousands by filing date | put |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 70,000 | $2,097,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 76,097 | $2,090,000 | thousands by filing date | |
| ALLY FINL INC | 02005N900 | CALL | 68,400 | $2,090,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,769,299 | $2,088,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 145,302 | $2,082,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,382 | $2,080,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567905 | CALL | 27,600 | $2,080,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 66,312 | $2,079,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 65,273 | $2,074,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 96,421 | $2,074,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 70,811 | $2,071,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 2,000,000 | $2,067,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 127,140 | $2,064,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 122,388 | $2,061,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M956 | PUT | 55,900 | $2,061,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 107,792 | $2,059,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 60,906 | $2,052,000 | thousands by filing date | |
| MALIBU BOATS INC | 56117J950 | COM CL A | 50,000 | $2,048,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 21,023 | $2,043,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 47,187 | $2,043,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 43,200 | $2,043,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 25,716 | $2,041,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 68,142 | $2,034,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 20,800 | $2,034,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 157,132 | $2,031,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 24,285 | $2,028,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 26,644 | $2,022,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 106,682 | $2,022,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 32,100 | $2,022,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 198,677 | $2,020,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479950 | COM | 500,000 | $2,015,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 29,757 | $2,012,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 330,383 | $2,012,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 13,679 | $2,010,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 31,946 | $2,009,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337909 | COM | 50,000 | $2,009,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 332,484 | $2,008,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 27,000 | $2,006,000 | thousands by filing date | put |
| FRONTDOOR INC COM | 35905A109 | Stock | 42,293 | $2,005,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 221,575 | $2,001,000 | thousands by filing date | |
| ALTERYX INC | 02156B903 | OPTION | 20,000 | $2,001,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 76,462 | $1,997,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 58,163 | $1,996,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 29,291 | $1,995,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 38,705 | $1,989,000 | thousands by filing date | |
| MOSAIC CO | 61945C953 | PUT | 91,500 | $1,980,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 42,968 | $1,978,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429909 | COM | 40,000 | $1,977,000 | thousands by filing date | call |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,984,000 | $1,976,000 | thousands by filing date | principal |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 162,905 | $1,974,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 434,986 | $1,970,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 60,350 | $1,969,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 91,000 | $1,969,000 | thousands by filing date | call |
| FGL HLDGS | G3402M102 | ORD SHS | 184,578 | $1,965,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 164,327 | $1,961,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 25,184 | $1,957,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 117,150 | $1,954,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 30,862 | $1,949,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 46,618 | $1,941,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 119,689 | $1,940,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 150,000 | $1,940,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 159,795 | $1,938,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 71,514 | $1,937,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 20,600 | $1,937,000 | thousands by filing date | put |
| DOLLAR TREE INC | 256746908 | COM | 20,600 | $1,937,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 80,124 | $1,936,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 39,017 | $1,934,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 280,771 | $1,929,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 299,183 | $1,927,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 250,889 | $1,920,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 93,874 | $1,918,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 375,454 | $1,916,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149905 | CALL | 818,900 | $1,916,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 115,353 | $1,915,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 18,068 | $1,914,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 13,122 | $1,911,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 11,416 | $1,903,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 23,807 | $1,902,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,951 | $1,897,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 46,353 | $1,892,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 190,552 | $1,892,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 744,915 | $1,885,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 153,575 | $1,878,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 37,500 | $1,870,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 541,885 | $1,869,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 24,094 | $1,861,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 31,932 | $1,860,000 | thousands by filing date | |
| NOKIA CORP | 654902954 | PUT | 500,000 | $1,855,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 318,581 | $1,854,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 105,480 | $1,853,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 1,870,000 | $1,853,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 122,894 | $1,849,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 135,672 | $1,848,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 158,390 | $1,847,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 125,815 | $1,846,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 56,557 | $1,845,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 21,808 | $1,836,000 | thousands by filing date | |
| PROLOGIS INC. | 74340W903 | COM | 20,600 | $1,836,000 | thousands by filing date | call |
| PROLOGIS INC. | 74340W953 | COM | 20,600 | $1,836,000 | thousands by filing date | put |
| STRYKER CORPORATION | 863667901 | COM | 8,700 | $1,826,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 15,100 | $1,825,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 15,100 | $1,825,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 31,427 | $1,823,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 37,599 | $1,823,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 258,467 | $1,822,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,755,000 | $1,818,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 287,090 | $1,815,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 61,944 | $1,804,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 42,944 | $1,799,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 55,750 | $1,790,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 60,081 | $1,788,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N952 | PUT | 27,819 | $1,786,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 34,722 | $1,782,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 106,960 | $1,775,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 536,384 | $1,775,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 356,672 | $1,771,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,153 | $1,767,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 80,306 | $1,764,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 49,694 | $1,759,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,745,000 | $1,758,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 132,045 | $1,757,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 29,800 | $1,756,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 101,027 | $1,754,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 30,000 | $1,752,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311957 | PUT | 81,000 | $1,750,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 31,474 | $1,746,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 90,220 | $1,744,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 100,000 | $1,741,000 | thousands by filing date | call |
| COTERRA ENERGY INC | 127097953 | PUT | 100,000 | $1,741,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 60,676 | $1,740,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 130,581 | $1,740,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000205 | this filing | 2020-02-11 | acceptance time not in the bulk data set |