13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 5,677 holding rows worth $536,284,675,000.
- Accession
- 0000019617-20-000205
- Filer
- CIK 19617
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 20,985 entries on the cover page, a total value of $536,284,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,284,675,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOMA NEGRA C I A S A MTN 14 | 54150E904 | SPONSORED ADS | 825,000 | $6,452,000 | thousands by filing date | call |
| PPL CORP | 69351T956 | COM | 179,800 | $6,452,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 137,758 | $6,451,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 183,000 | $6,447,000 | thousands by filing date | put |
| SEMPRA | 816851959 | COM | 42,500 | $6,438,000 | thousands by filing date | put |
| STONECO LTD | G85158906 | CALL | 161,300 | $6,434,000 | thousands by filing date | call |
| EQT CORP | 26884L959 | COM | 590,000 | $6,431,000 | thousands by filing date | put |
| STRYKER CORPORATION | 863667951 | COM | 30,500 | $6,403,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 326,820 | $6,395,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 873,830 | $6,361,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 156,649 | $6,354,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 351,619 | $6,354,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 528,043 | $6,348,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 166,792 | $6,345,000 | thousands by filing date | |
| ABIOMED INC CMN STK | 003654900 | Cmn | 37,100 | $6,329,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U906 | CALL | 206,500 | $6,323,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 113,941 | $6,318,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 50,600 | $6,299,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 11,834 | $6,298,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 248,717 | $6,285,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X902 | COM | 36,000 | $6,265,000 | thousands by filing date | call |
| YETI HLDGS INC COM | 98585X104 | Stock | 179,643 | $6,247,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 100,969 | $6,242,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,764 | $6,239,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 841,326 | $6,235,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,832,000 | $6,222,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 4,600,000 | $6,219,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 53,612 | $6,218,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,379,000 | $6,215,000 | thousands by filing date | principal |
| REVVITY INC | 714046109 | COM | 63,864 | $6,201,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 310,244 | $6,193,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 154,665 | $6,191,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 152,320 | $6,190,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 354,917 | $6,186,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 420,550 | $6,181,000 | thousands by filing date | |
| DROPBOX INC | 26210C904 | CL A | 345,000 | $6,179,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,531,181 | $6,171,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,092,291 | $6,160,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 719,333 | $6,158,000 | thousands by filing date | |
| CELANESE CORP DEL | 150870903 | COM | 50,000 | $6,156,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 146,822 | $6,154,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 119,900 | $6,154,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954M950 | CL C CAP STK | 133,700 | $6,142,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 47,600 | $6,142,000 | thousands by filing date | put |
| CORNING INC | 219350905 | CALL | 210,500 | $6,128,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 153,956 | $6,111,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 103,000 | $6,107,000 | thousands by filing date | call |
| TJX COS INC NEW | 872540959 | PUT | 100,000 | $6,106,000 | thousands by filing date | put |
| PPL CORP | 69351T906 | COM | 170,000 | $6,100,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 111,212 | $6,094,000 | thousands by filing date | |
| WILLIAMS SONOMA INC | 969904901 | CALL | 82,600 | $6,066,000 | thousands by filing date | call |
| VENTAS INC | 92276F900 | COM | 105,000 | $6,063,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 384,540 | $6,061,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 389,513 | $6,059,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,805,024 | $6,058,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 101,306 | $6,042,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 752,412 | $6,042,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 121,000 | $6,039,000 | thousands by filing date | call |
| PVH CORPORATION | 693656900 | COM | 57,400 | $6,036,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 142,270 | $6,024,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 53,100 | $6,024,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC-A | G5480U904 | COM | 264,900 | $6,024,000 | thousands by filing date | call |
| BALL CORP | 058498906 | COM | 93,000 | $6,014,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW | 828806959 | PUT | 40,300 | $6,003,000 | thousands by filing date | put |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 88,148 | $5,984,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 408,460 | $5,959,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 293,507 | $5,952,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q956 | PUT | 700,000 | $5,950,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 88,887 | $5,945,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 231,644 | $5,928,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y952 | PUT | 110,000 | $5,899,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y902 | ST STR SVC ETF | 110,000 | $5,899,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 153,499 | $5,887,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 381,551 | $5,884,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 678,312 | $5,881,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 7,691,000 | $5,838,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908953 | PUT | 60,900 | $5,833,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 112,578 | $5,814,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 227,800 | $5,807,000 | thousands by filing date | |
| EATON CORP PLC | G29183953 | PUT | 61,300 | $5,806,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 31,477 | $5,799,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246951 | COM | 127,400 | $5,780,000 | thousands by filing date | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 645,807 | $5,767,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,178,267 | $5,738,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,500,000 | $5,729,000 | thousands by filing date | principal |
| EBAY INC. | 278642903 | CALL | 158,600 | $5,727,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 255,760 | $5,722,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,568,970 | $5,711,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,152,762 | $5,705,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 117,279 | $5,687,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 88,352 | $5,686,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 159,383 | $5,656,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 537,523 | $5,655,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,686,000 | $5,652,000 | thousands by filing date | principal |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 408,549 | $5,650,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,618,415 | $5,648,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 47,980 | $5,603,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 164,783 | $5,602,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 5,170,000 | $5,602,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 104,467 | $5,599,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 322,749 | $5,569,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 74,700 | $5,549,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 116,203 | $5,518,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 164,616 | $5,515,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 152,126 | $5,515,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 51,200 | $5,505,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A954 | COM | 756,000 | $5,504,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 110,517 | $5,500,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 169,390 | $5,493,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 75,192 | $5,492,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 141,067 | $5,482,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,154,006 | $5,481,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 649,849 | $5,478,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W905 | SPON ADR B | 150,800 | $5,467,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 424,935 | $5,465,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 112,204 | $5,458,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 130,020 | $5,447,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 35,394 | $5,446,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 113,380 | $5,446,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 43,560 | $5,433,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 97,976 | $5,430,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 87,190 | $5,427,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 75,000 | $5,414,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 69,201 | $5,412,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 247,850 | $5,408,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 367,044 | $5,405,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,118,905 | $5,405,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 210,482 | $5,401,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 62,021 | $5,399,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 379,022 | $5,390,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 383,503 | $5,377,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R904 | COM | 218,200 | $5,374,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 56,419 | $5,369,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 410,088 | $5,363,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 51,685 | $5,346,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 238,375 | $5,344,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 178,702 | $5,322,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 275,609 | $5,316,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 114,048 | $5,313,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 125,712 | $5,313,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R954 | COM | 215,500 | $5,308,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 61,399 | $5,305,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 846,683 | $5,292,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 213,175 | $5,289,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 25,100 | $5,285,000 | thousands by filing date | put |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 25,100 | $5,285,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 273,452 | $5,275,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 285,265 | $5,274,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F953 | PUT | 210,000 | $5,244,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 35,000 | $5,242,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,324,034 | $5,230,000 | thousands by filing date | |
| FIREEYE INC | 31816Q901 | COM | 316,200 | $5,227,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 313,017 | $5,221,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 2,150,000 | $5,218,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 497,739 | $5,211,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 132,409 | $5,209,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 599,137 | $5,206,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 120,269 | $5,204,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,255,336 | $5,197,000 | thousands by filing date | |
| CME GROUP INC | 12572Q905 | CALL | 25,800 | $5,179,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q955 | PUT | 25,800 | $5,179,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 407,752 | $5,178,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 257,192 | $5,162,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 73,873 | $5,160,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 55,985 | $5,156,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 4,293,000 | $5,153,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 260,822 | $5,146,000 | thousands by filing date | |
| HUMANA INC | 444859902 | COM | 14,000 | $5,131,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 105,216 | $5,129,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 308,975 | $5,126,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 235,173 | $5,112,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,036,000 | $5,104,000 | thousands by filing date | principal |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 85,608 | $5,103,000 | thousands by filing date | |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 75,000 | $5,100,000 | thousands by filing date | call |
| SONY GROUP CORP | 835699957 | SPONSORED ADR | 75,000 | $5,100,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 58,878 | $5,099,000 | thousands by filing date | |
| WEIBO CORP | 948596901 | SPONSORED ADR | 110,000 | $5,099,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 360,400 | $5,097,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,318,000 | $5,095,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 203,108 | $5,086,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 163,961 | $5,085,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 79,700 | $5,077,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 80,885 | $5,075,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q956 | PUT | 560,200 | $5,059,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 92,652 | $5,047,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 4,550,000 | $5,045,000 | thousands by filing date | principal |
| THE TRADE DESK INC | 88339J905 | CALL | 19,400 | $5,040,000 | thousands by filing date | call |
| NIO INC | 62914V906 | CALL | 1,250,600 | $5,027,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 289,824 | $5,023,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S | 04351P901 | CALL | 36,000 | $5,008,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S | 04351P951 | PUT | 36,000 | $5,008,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 91,863 | $5,004,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC | 737010958 | PUT | 208,500 | $4,979,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 77,951 | $4,974,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 145,996 | $4,964,000 | thousands by filing date | |
| ALLSTATE CORP | 020002951 | COM | 44,100 | $4,959,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 332,094 | $4,948,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 72,828 | $4,944,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 1,138,700 | $4,942,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 220,278 | $4,923,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 229,276 | $4,916,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 80,000 | $4,912,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 32,729 | $4,902,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 31,581 | $4,896,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,486,237 | $4,891,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V | 500472903 | NY REGIS SHS NEW | 100,000 | $4,880,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V | 500472953 | NY REGIS SHS NEW | 100,000 | $4,880,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 115,372 | $4,876,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 69,350 | $4,875,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 855,298 | $4,875,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,182,688 | $4,873,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P903 | CALL | 45,000 | $4,866,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 85,584 | $4,858,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 29,568 | $4,857,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 911,974 | $4,852,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 81,190 | $4,842,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 292,802 | $4,840,000 | thousands by filing date | |
| MYLAN N V | N59465959 | PUT | 240,500 | $4,834,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 187,805 | $4,825,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 149,635 | $4,824,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 27,300 | $4,816,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 300,707 | $4,814,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 330,515 | $4,809,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 143,942 | $4,803,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 175,297 | $4,801,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 55,654 | $4,799,000 | thousands by filing date | |
| MASCO CORP | 574599906 | CALL | 100,000 | $4,799,000 | thousands by filing date | call |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 54,973 | $4,793,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 497,487 | $4,791,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 272,395 | $4,785,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT INC | 03768E905 | CALL | 100,000 | $4,771,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 260,077 | $4,770,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 46,859 | $4,763,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W900 | CALL | 167,100 | $4,746,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 204,177 | $4,744,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 468,364 | $4,730,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 87,046 | $4,728,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 21,900 | $4,724,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 5,000,000 | $4,723,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 244,269 | $4,715,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 325,544 | $4,713,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 56,789 | $4,705,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 28,283 | $4,705,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 43,634 | $4,691,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 99,891 | $4,690,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 133,997 | $4,687,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 280,607 | $4,680,000 | thousands by filing date | |
| ADIENT PLC | G0084W901 | ORD SHS | 220,000 | $4,675,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HLDGS | 80283M901 | CALL | 200,000 | $4,674,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HLDGS | 80283M951 | PUT | 200,000 | $4,674,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 50,185 | $4,669,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 300,000 | $4,667,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 99,327 | $4,659,000 | thousands by filing date | |
| OMEROS CORP | 682143952 | COM | 330,600 | $4,658,000 | thousands by filing date | put |
| SECUREWORKS CORP | 81374A105 | CL A | 279,257 | $4,652,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 591,615 | $4,644,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 100,000 | $4,635,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 375,544 | $4,634,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 244,267 | $4,633,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,038,309 | $4,631,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 99,807 | $4,625,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 61,977 | $4,618,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 113,110 | $4,616,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 117,349 | $4,604,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 135,429 | $4,600,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 326,652 | $4,599,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 213,050 | $4,596,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 89,926 | $4,588,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 187,603 | $4,587,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 100,000 | $4,586,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 76,269 | $4,581,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 104,654 | $4,570,000 | thousands by filing date | |
| GOPRO INC | 38268T953 | CL A | 1,049,700 | $4,556,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A957 | PUT | 1,100,000 | $4,554,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 85,846 | $4,552,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W959 | OPTION | 746,800 | $4,541,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 296,899 | $4,534,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 376,821 | $4,533,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 100,000 | $4,522,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO | 892356956 | COM | 48,400 | $4,522,000 | thousands by filing date | put |
| APERGY CORP | 03755L104 | COM | 133,854 | $4,521,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 280,559 | $4,520,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 395,431 | $4,516,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 35,000 | $4,510,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 218,839 | $4,500,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 338,235 | $4,476,000 | thousands by filing date | |
| ZOGENIX INC | 98978L904 | CALL | 85,800 | $4,473,000 | thousands by filing date | call |
| Eldorado Resorts Inc | 28470R902 | COM | 75,000 | $4,473,000 | thousands by filing date | call |
| Eldorado Resorts Inc | 28470R952 | COM | 75,000 | $4,473,000 | thousands by filing date | put |
| EVO PMTS INC | 26927E104 | CL A COM | 168,577 | $4,452,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 306,510 | $4,447,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 116,271 | $4,443,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 426,043 | $4,443,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 79,300 | $4,438,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 131,628 | $4,432,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 407,491 | $4,416,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 69,438 | $4,414,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 98,000 | $4,413,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 67,099 | $4,411,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 87,424 | $4,409,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 142,199 | $4,402,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 226,463 | $4,398,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 2,520,000 | $4,390,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G900 | COM | 50,000 | $4,388,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 120,395 | $4,380,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 4,363,000 | $4,377,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 432,268 | $4,371,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 500,009 | $4,370,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 115,925 | $4,368,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 681,081 | $4,358,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 37,044 | $4,347,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 987,473 | $4,345,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 287,228 | $4,338,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 205,672 | $4,336,000 | thousands by filing date | |
| PACKAGING CORP AMER | 695156909 | CALL | 38,700 | $4,334,000 | thousands by filing date | call |
| TALEND S A | 874224207 | ADS | 110,614 | $4,326,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 145,701 | $4,320,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,077,089 | $4,308,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 324,603 | $4,305,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 16,279 | $4,303,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 83,306 | $4,278,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 888,590 | $4,274,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 48,586 | $4,272,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 128,000 | $4,259,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 308,267 | $4,257,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 70,000 | $4,254,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 70,000 | $4,254,000 | thousands by filing date | call |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 253,681 | $4,246,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 306,683 | $4,238,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 426,003 | $4,231,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 695,477 | $4,228,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 86,235 | $4,220,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 26,362 | $4,220,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 23,029 | $4,220,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 77,808 | $4,212,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 60,119 | $4,205,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 61,081 | $4,203,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 57,182 | $4,202,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 89677Q957 | ADS | 125,000 | $4,193,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 218,586 | $4,184,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,722,575 | $4,169,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,234,000 | $4,169,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 58,157 | $4,167,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,082,000 | $4,167,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 230,163 | $4,164,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 133,390 | $4,158,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 141,936 | $4,158,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 306,536 | $4,154,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 74,400 | $4,151,000 | thousands by filing date | call |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 65,907 | $4,151,000 | thousands by filing date | |
| NETEASE COM INC | 64110W952 | PUT | 13,500 | $4,140,000 | thousands by filing date | put |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 91,500 | $4,138,000 | thousands by filing date | call |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 398,762 | $4,136,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 199,612 | $4,124,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A950 | SHS | 290,000 | $4,124,000 | thousands by filing date | put |
| ARCOSA INC COM | 039653100 | Stock | 92,409 | $4,117,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 150,231 | $4,075,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 99,444 | $4,074,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 74,521 | $4,068,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y909 | COM | 50,600 | $4,054,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 80,746 | $4,052,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 268,886 | $4,045,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 93,856 | $4,043,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 3,699,000 | $4,041,000 | thousands by filing date | principal |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 402,387 | $4,040,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224957 | PUT | 123,100 | $4,038,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 123,100 | $4,038,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 206,077 | $4,035,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 170,000 | $4,032,000 | thousands by filing date | put |
| WILLIAMS COS INC | 969457900 | COM | 170,000 | $4,032,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 168,757 | $4,031,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 56,847 | $4,030,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,000,000 | $4,030,000 | thousands by filing date | principal |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 196,916 | $4,029,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 22,238 | $4,024,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 393,255 | $4,019,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W953 | SPONSORED ADS A | 282,900 | $4,009,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 250,402 | $4,004,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 297,560 | $4,004,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W950 | PUT | 140,900 | $4,002,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 143,921 | $4,001,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 55,877 | $3,989,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 69,600 | $3,989,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 625,109 | $3,989,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 150,000 | $3,984,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H955 | COM | 150,000 | $3,984,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC | 693475955 | COM | 24,900 | $3,975,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 118,700 | $3,972,000 | thousands by filing date | |
| ADT INC DEL | 00090Q953 | COM | 500,000 | $3,965,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 134,552 | $3,956,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 97,143 | $3,955,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS | 559080956 | COM | 62,900 | $3,955,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 20,800 | $3,947,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 1,135,653 | $3,941,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 85,555 | $3,940,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 114,321 | $3,926,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 222,804 | $3,919,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN | 12541W909 | CALL | 50,000 | $3,910,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 90,660 | $3,909,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 330,521 | $3,903,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 372,599 | $3,901,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 25,000 | $3,900,000 | thousands by filing date | call |
| DOLLAR GEN CORP | 256677955 | COM | 25,000 | $3,900,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 463,901 | $3,897,000 | thousands by filing date | |
| ARCONIC INC | 03965L950 | PUT | 126,400 | $3,889,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 678,247 | $3,886,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 215,691 | $3,876,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 77,846 | $3,875,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 19,498 | $3,874,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 63,837 | $3,866,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 222,731 | $3,854,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 50,943 | $3,851,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 33,900 | $3,846,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 92,458 | $3,845,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 79,064 | $3,845,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 142,557 | $3,840,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 150,221 | $3,837,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 20,000 | $3,823,000 | thousands by filing date | call |
| USD PARTNERS LP LP | 903318103 | STOK | 385,467 | $3,820,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 34,769 | $3,811,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 20,080 | $3,804,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 73,800 | $3,779,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 3,000,000 | $3,776,000 | thousands by filing date | principal |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 188,249 | $3,770,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 72,777 | $3,769,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 73,402 | $3,765,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 26,785 | $3,764,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 136,884 | $3,764,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 37,434 | $3,756,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,272,069 | $3,752,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 905,558 | $3,749,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 393,135 | $3,747,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,661,000 | $3,739,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 51,010 | $3,734,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 18,846 | $3,733,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 53,598 | $3,730,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 254,902 | $3,720,000 | thousands by filing date | |
| APPIAN CORP | 03782L951 | CL A | 97,200 | $3,714,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 51,029 | $3,711,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 100,395 | $3,703,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 142,200 | $3,691,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 4,400 | $3,683,000 | thousands by filing date | call |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 4,400 | $3,683,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 199,108 | $3,682,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 106,118 | $3,677,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K906 | CALL | 190,200 | $3,669,000 | thousands by filing date | call |
| LYFT INC | 55087P954 | CL A COM | 85,100 | $3,661,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 91,579 | $3,654,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 78,113 | $3,642,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 76,200 | $3,638,000 | thousands by filing date | call |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 70,000 | $3,634,000 | thousands by filing date | call |
| ZIONS BANCORPORATION NATL AS | 989701957 | COM | 70,000 | $3,634,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 155,822 | $3,630,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,702,000 | $3,627,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 59,382 | $3,620,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 11,924 | $3,618,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 163,711 | $3,617,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 274,775 | $3,616,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,247,000 | $3,616,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 369,229 | $3,615,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 272,724 | $3,609,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC | 00846U951 | COM | 42,100 | $3,592,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 78,513 | $3,589,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 18,900 | $3,586,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 138,018 | $3,584,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 215,406 | $3,581,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 42,464 | $3,579,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 310,463 | $3,579,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 133,245 | $3,568,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 57,708 | $3,563,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 17,218 | $3,561,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 204,830 | $3,559,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 163,383 | $3,557,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 870,337 | $3,552,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 483,188 | $3,542,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 470,665 | $3,537,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 189,903 | $3,536,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 33,107 | $3,535,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 192,105 | $3,532,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 190,000 | $3,532,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 242,642 | $3,529,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 58,521 | $3,517,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 36,620 | $3,510,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 34,100 | $3,509,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 131,414 | $3,507,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 78,576 | $3,499,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 29,841 | $3,497,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 56,280 | $3,494,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 56,392 | $3,484,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 774,418 | $3,484,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 30,473 | $3,478,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 927,352 | $3,478,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 179,721 | $3,477,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278951 | PUT | 31,700 | $3,472,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 148,308 | $3,466,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC | 98919V905 | CALL | 100,000 | $3,465,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC | 98919V955 | PUT | 100,000 | $3,465,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C950 | SHS | 88,000 | $3,462,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 857,732 | $3,457,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 356,732 | $3,454,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000205 | this filing | 2020-02-11 | acceptance time not in the bulk data set |