13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 5,677 holding rows worth $536,284,675,000.
- Accession
- 0000019617-20-000205
- Filer
- CIK 19617
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 20,985 entries on the cover page, a total value of $536,284,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,284,675,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RTI BIOLOGICS INC | 74975N105 | COM | 118,462 | $324,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 14,951 | $321,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,392 | $320,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 37,226 | $320,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 19,786 | $319,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 12,455 | $319,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 19,846 | $319,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 44,965 | $319,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 280,000 | $319,000 | thousands by filing date | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,727 | $318,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 229,902 | $317,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,906 | $316,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 10,322 | $314,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 300,000 | $314,000 | thousands by filing date | principal |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 78,165 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,200 | $312,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 12,440 | $310,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 52,490 | $310,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,096 | $309,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 28,529 | $309,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 71,097 | $309,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,795 | $309,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,708 | $308,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 35,152 | $308,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,396 | $308,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 6,335 | $308,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 37,189 | $307,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,887 | $307,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,757 | $307,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 58,597 | $307,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 53,090 | $307,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 18,605 | $306,000 | thousands by filing date | |
| TARGA RES CORP | 87612G951 | COM | 7,500 | $306,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 27,481 | $306,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 27,903 | $306,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 11,998 | $304,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 15,123 | $304,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 51,500 | $303,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V958 | COM | 166,600 | $303,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,670 | $302,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 17,603 | $302,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 7,639 | $302,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,852 | $302,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,240 | $301,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,879 | $301,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 265,000 | $300,000 | thousands by filing date | principal |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 15,042 | $297,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 57,450 | $297,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,314 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,219 | $295,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 20,674 | $294,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 9,422 | $293,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,195 | $291,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,751 | $289,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 13,356 | $288,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 331,000 | $288,000 | thousands by filing date | principal |
| FITBIT INC | 33812L902 | CALL | 43,900 | $288,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,044 | $287,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 6,098 | $287,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 53,297 | $287,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 17,691 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,725 | $286,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 222,220 | $286,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25,596 | $284,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,957 | $284,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,596 | $282,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,040 | $282,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 13,852 | $281,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,139 | $280,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 12,973 | $279,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,412 | $279,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 14,276 | $278,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 29,160 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,415 | $277,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 200,385 | $277,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,223 | $276,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 263,630 | $275,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,971 | $273,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 14,135 | $272,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 17,073 | $272,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 16,147 | $272,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 19,209 | $271,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 5,781 | $270,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,802 | $269,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 61,771 | $268,000 | thousands by filing date | |
| INFOSYS LTD | 456788958 | PUT | 26,000 | $268,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,943 | $267,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,828 | $267,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,572 | $265,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P951 | PUT | 17,500 | $265,000 | thousands by filing date | put |
| ENTEGRA FINL CORP | 29363J108 | COM | 8,781 | $265,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 9,935 | $264,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 3,611 | $264,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 56,152 | $264,000 | thousands by filing date | |
| IQIYI INC | G4939KAB2 | DEBT 2.000% 4/0 | 270,000 | $264,000 | thousands by filing date | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,545 | $263,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 10,300 | $263,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC | 707569909 | COM | 10,300 | $263,000 | thousands by filing date | call |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 12,548 | $262,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 21,323 | $262,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 25,137 | $261,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP | 635017906 | CALL | 5,100 | $260,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 31,826 | $259,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 29,886 | $259,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 8,968 | $258,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,906 | $258,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 11,179 | $257,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 161,661 | $255,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 11,540 | $255,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,695 | $253,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 22,630 | $253,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 6,333 | $253,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 22,866 | $252,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,925 | $251,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 7,894 | $251,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 11,070 | $249,000 | thousands by filing date | |
| ALCON AG | H01301958 | ORD SHS | 4,400 | $249,000 | thousands by filing date | put |
| AVALARA INC | 05338G906 | CALL | 3,400 | $249,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 62,475 | $247,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,666 | $247,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 31,054 | $247,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 34,489 | $243,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y959 | COM | 3,000 | $240,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 48,551 | $239,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 57,475 | $234,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 16,523 | $233,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,047 | $232,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,538 | $231,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 5,055 | $231,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,091 | $231,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 51,023 | $231,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 15,409 | $230,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 8,418 | $230,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 11,078 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,033 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,900 | $229,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 21,414 | $229,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 6,422 | $228,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 9,871 | $227,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,859 | $226,000 | thousands by filing date | |
| LGI HOMES INC | 50187T906 | COM | 3,200 | $226,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 2,362 | $226,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 8,689 | $225,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 11,652 | $225,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 600 | $225,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y907 | CALL | 600 | $225,000 | thousands by filing date | call |
| RELIANT BANCORP INC | 75956B101 | COM | 10,138 | $225,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,267 | $224,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,220 | $224,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 14,139 | $223,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 20,735 | $222,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 9,556 | $220,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 38,848 | $220,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A952 | INF TECH ETF | 900 | $220,000 | thousands by filing date | put |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 11,529 | $219,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 14,359 | $219,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 13,926 | $218,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,023 | $218,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,390 | $217,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,537 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,191 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,404 | $216,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,691 | $214,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 14,596 | $214,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,431 | $214,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 320,000 | $214,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,943 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,268 | $213,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 5,388 | $213,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 37,626 | $213,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 42,881 | $213,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 136,000 | $213,000 | thousands by filing date | principal |
| READING INTL INC | 755408101 | CL A | 19,017 | $212,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 8,194 | $211,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,700 | $211,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,760 | $211,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 11,432 | $211,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,300 | $210,000 | thousands by filing date | |
| ROSS STORES INC | 778296953 | COM | 1,800 | $210,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 140,116 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,245 | $209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,919 | $209,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 5,396 | $209,000 | thousands by filing date | |
| KEURIG DR PEPPER INC | 49271V900 | CALL | 7,200 | $208,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 46,111 | $207,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 3,000 | $207,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971T951 | PUT | 2,400 | $207,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP | 517834907 | COM | 3,000 | $207,000 | thousands by filing date | call |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,899 | $205,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 9,468 | $205,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 6,725 | $205,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 42,338 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,250 | $203,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,277 | $202,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 49,355 | $201,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 204,000 | $201,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 41,000 | $201,000 | thousands by filing date | principal |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 22,280 | $200,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867900 | CALL | 50,000 | $198,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 4,881 | $196,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 17,505 | $196,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,325 | $196,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,489 | $196,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,976 | $196,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 26,876 | $195,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 7,442 | $194,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 64,753 | $194,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 27,478 | $194,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 27,569 | $194,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 41,619 | $194,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 4,897 | $192,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 14,315 | $192,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,968 | $192,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 45,462 | $192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,490 | $192,000 | thousands by filing date | |
| FIVE BELOW INC | 33829M951 | PUT | 1,500 | $192,000 | thousands by filing date | put |
| FIVE BELOW INC | 33829M901 | COM | 1,500 | $192,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 7,888 | $190,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,389 | $190,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 37,417 | $190,000 | thousands by filing date | |
| ZAGG INC COMMON STOCK | 98884U958 | Cmn | 23,400 | $190,000 | thousands by filing date | put |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 23,530 | $189,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 22,316 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 8,554 | $187,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119950 | COM | 5,500 | $187,000 | thousands by filing date | put |
| HESS CORP | 42809H907 | COM | 2,800 | $187,000 | thousands by filing date | call |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 5,245 | $186,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 28,045 | $185,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,670 | $184,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 9,327 | $184,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,082 | $184,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 29,095 | $184,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 22,600 | $183,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 93,313 | $183,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 12,855 | $183,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 4,216 | $182,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 30,572 | $182,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 7,430 | $182,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 10,433 | $182,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 127,734 | $181,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 5,034 | $180,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 26,624 | $180,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,410 | $179,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 7,129 | $179,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,519 | $178,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 35,669 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,486 | $177,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,636 | $177,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 6,792 | $177,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,716 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,894 | $175,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 8,951 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 17,728 | $175,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 11,143 | $173,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 27,383 | $173,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 9,063 | $172,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 21,435 | $172,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 21,648 | $172,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 21,435 | $172,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 32,276 | $171,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 22,700 | $171,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 15,626 | $170,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,363 | $170,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 6,606 | $170,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 44,463 | $170,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 93,263 | $170,000 | thousands by filing date | |
| SMILEDIRECTCLUB INC | 83192H956 | PUT | 19,300 | $169,000 | thousands by filing date | put |
| KURA SUSHI USA INC | 501270102 | CL A COM | 6,588 | $168,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,146 | $168,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 215 | $168,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 13,947 | $168,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,927 | $167,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 7,615 | $167,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 15,078 | $166,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,050 | $165,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 17,737 | $165,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,339 | $164,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 31,422 | $162,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 13,136 | $161,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 10,924 | $161,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 9,702 | $160,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,748 | $159,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 19,611 | $159,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 14,988 | $159,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 3,307 | $158,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 9,267 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,420 | $156,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 27,322 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,150 | $156,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,248 | $156,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 8,695 | $155,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 40,252 | $155,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,341 | $155,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 49,099 | $155,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,631 | $154,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 10,359 | $154,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 70,206 | $154,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 16,400 | $154,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 37,164 | $154,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 7,125 | $153,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 15,478 | $153,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 319,344 | $153,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,500 | $152,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,457 | $152,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 13,740 | $152,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,226 | $152,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 16,418 | $151,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,031 | $151,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,942 | $151,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,730 | $150,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,874 | $150,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,791 | $149,000 | thousands by filing date | |
| YEXT INC | 98585N906 | COM | 10,300 | $149,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 20,618 | $148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,280 | $147,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 6,730 | $147,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 5,688 | $146,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,696 | $145,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 95,590 | $144,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 26,353 | $143,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $143,000 | thousands by filing date | principal |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 67,766 | $142,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 13,428 | $141,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 10,924 | $141,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 2,157 | $141,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 5,094 | $141,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 41,018 | $139,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 6,343 | $138,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,831 | $138,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 28,055 | $138,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 4,200 | $138,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,823 | $136,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 10,328 | $136,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 16,076 | $136,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 6,129 | $135,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 13,687 | $134,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 9,144 | $134,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2,327 | $133,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 21,304 | $133,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122951 | PUT | 8,000 | $132,000 | thousands by filing date | put |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,404 | $131,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC | 67103H907 | CALL | 300 | $131,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC | 67103H957 | COM | 300 | $131,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 28,353 | $131,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 19,899 | $131,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 146,197 | $130,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 5,900 | $130,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 3,237 | $129,000 | thousands by filing date | |
| AKORN INC | 009728956 | Cmn | 86,000 | $129,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 3,128 | $127,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 141,846 | $127,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 31,314 | $126,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 200,000 | $126,000 | thousands by filing date | principal |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 49,321 | $125,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 14,171 | $125,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,236 | $124,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,468 | $124,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 5,000 | $124,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 4,318 | $124,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,333 | $123,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 6,693 | $121,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 30,988 | $121,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD | G96629903 | SHS | 600 | $121,000 | thousands by filing date | call |
| WILLIS TOWERS WATSON PLC LTD | G96629953 | SHS | 600 | $121,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 3,161 | $120,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,709 | $120,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 107,286 | $120,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 2,548 | $119,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 126,559 | $119,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,260 | $119,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 17,250 | $119,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 9,176 | $118,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,257 | $117,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 3,575 | $116,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 15,462 | $116,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 4,015 | $116,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,229 | $114,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 5,303 | $114,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,917 | $114,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,673 | $114,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 5,239 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 954 | $113,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,503 | $113,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 37,715 | $112,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 13,950 | $112,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,392 | $111,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,449 | $111,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 65,627 | $111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,700 | $111,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 23,610 | $111,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,940 | $110,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 11,637 | $110,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 8,173 | $110,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 4,153 | $110,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,900 | $109,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,219 | $109,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,509 | $109,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 4,492 | $109,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,315 | $108,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 372 | $108,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 6,814 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,955 | $107,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 4,277 | $105,000 | thousands by filing date | |
| VERITONE INC | 92347M950 | COM | 42,300 | $105,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,916 | $105,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 312,655 | $105,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 14,617 | $105,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 3,783 | $104,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 4,379 | $104,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 41,721 | $104,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 14,297 | $104,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 7,637 | $103,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,144 | $103,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 68,845 | $103,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 10,095 | $103,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 676 | $102,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 951 | $102,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 24,237 | $102,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 14,939 | $102,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $102,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 16,484 | $101,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 1,956 | $101,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,964 | $101,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 20,184 | $101,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 8,873 | $100,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 90,359 | $100,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 23,837 | $100,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 20,960 | $100,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,154 | $99,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 9,805 | $99,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 28,309 | $99,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 5,912 | $99,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 81,348 | $99,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 6,407 | $99,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 13,747 | $99,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,875 | $98,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 8,008 | $98,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 5,762 | $97,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,843 | $97,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 19,197 | $97,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,318 | $97,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,433 | $97,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 2,105 | $97,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 38,348 | $97,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,444 | $96,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,644 | $96,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 3,745 | $96,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,759 | $95,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6,781 | $95,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,219 | $94,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 36,537 | $94,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 3,700 | $94,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 54,560 | $94,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 30,524 | $94,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 4,475 | $93,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,126 | $93,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,982 | $93,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 61,238 | $93,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 7,972 | $92,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,641 | $92,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 5,178 | $91,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,496 | $91,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,351 | $91,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 76,206 | $91,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 22,746 | $91,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 5,427 | $91,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,028 | $91,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 6,496 | $90,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 4,774 | $90,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 11,596 | $90,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 12,705 | $89,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 11,580 | $89,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,447 | $88,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,133 | $88,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,067 | $87,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,167 | $87,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 28,212 | $87,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 8,127 | $87,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 21,153 | $87,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 9,995 | $87,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 3,825 | $86,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,702 | $86,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,019 | $86,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 32,092 | $86,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 81,992 | $86,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 15,628 | $86,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 54,212 | $86,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,760 | $85,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 92,200 | $84,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 22,916 | $83,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 17,517 | $83,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 60,404 | $82,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 3,949 | $82,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 4,000 | $81,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 14,568 | $81,000 | thousands by filing date | |
| MATTEL INC | 577081952 | PUT | 6,000 | $81,000 | thousands by filing date | put |
| RITHM CAPITAL CORP | 64828T951 | COM NEW | 5,000 | $81,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 5,417 | $81,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 9,779 | $81,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 29,986 | $80,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000205 | this filing | 2020-02-11 | acceptance time not in the bulk data set |