13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 4,849 holding rows worth $401,037,468,000.
- Accession
- 0000019617-16-001108
- Filer
- CIK 19617
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,609 entries on the cover page, a total value of $401,037,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $401,037,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 78,394 | $1,426,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,422,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 57,965 | $1,418,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 60,770 | $1,418,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 44,435 | $1,416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 36,384 | $1,416,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 50,000 | $1,416,000 | thousands by filing date | put |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 25,956 | $1,412,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,524,000 | $1,412,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 142,161 | $1,404,000 | thousands by filing date | |
| SLM CORP | 78442P906 | COM | 227,000 | $1,403,000 | thousands by filing date | call |
| DOW CHEMICAL CO/THE | 260543953 | COM | 28,200 | $1,402,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 109,005 | $1,402,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 30,993 | $1,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 36,916 | $1,399,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 9,513 | $1,395,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 40,722 | $1,393,000 | thousands by filing date | |
| FIVE BELOW INC | 33829M901 | COM | 30,000 | $1,392,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 57,048 | $1,390,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462907 | COM | 22,100 | $1,390,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 252,070 | $1,381,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 535,415 | $1,381,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 88,508 | $1,380,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 86,592 | $1,375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 109,317 | $1,374,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 105,606 | $1,374,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 78,817 | $1,372,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25,492 | $1,371,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 45,179 | $1,371,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 29,409 | $1,367,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 428,307 | $1,367,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 101,689 | $1,366,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 252,719 | $1,362,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 180,925 | $1,357,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 9,734 | $1,353,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 24,211 | $1,350,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 39,791 | $1,346,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 241,838 | $1,339,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 1,445,000 | $1,339,000 | thousands by filing date | principal |
| AMEDISYS INC | 023436108 | COM | 26,499 | $1,338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 33,509 | $1,338,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 212,554 | $1,338,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 27,650 | $1,334,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 83,258 | $1,334,000 | thousands by filing date | |
| SEADRILL LTD | G7945E905 | COM | 411,000 | $1,332,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 169,613 | $1,330,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 45,760 | $1,330,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 170,073 | $1,329,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 140,000 | $1,322,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC | 707569909 | COM | 94,600 | $1,320,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 71,940 | $1,319,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 34,675 | $1,318,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 57,651 | $1,311,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 100,274 | $1,311,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 21,962 | $1,310,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903902 | CALL | 19,700 | $1,309,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 36,004 | $1,308,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 453 | $1,301,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 60,925 | $1,301,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 27,812 | $1,301,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V900 | CALL | 40,000 | $1,301,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V950 | PUT | 40,000 | $1,301,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 29,642 | $1,300,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 39,982 | $1,294,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 30,882 | $1,294,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 105,431 | $1,289,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 94,012 | $1,287,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 56,677 | $1,287,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 91,750 | $1,284,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 29,253 | $1,283,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 23,703 | $1,280,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 112,623 | $1,274,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 518,175 | $1,270,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 14,962 | $1,269,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 127,041 | $1,269,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 52,461 | $1,266,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 81,290 | $1,264,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,916 | $1,263,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 138,445 | $1,262,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,240,000 | $1,260,000 | thousands by filing date | principal |
| Vanguard Extended Market ETF | 922908652 | SHS | 14,700 | $1,256,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 109,440 | $1,256,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 191,831 | $1,253,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 131,100 | $1,250,000 | thousands by filing date | |
| WHITING PETROLEUM CORPORATION | 966387952 | COM | 135,000 | $1,250,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245950 | PUT | 65,000 | $1,248,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 144,400 | $1,246,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 31,125 | $1,244,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 93,711 | $1,242,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 175,124 | $1,242,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 56,293 | $1,241,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 28,604 | $1,236,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 95,025 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 8,537 | $1,232,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 72,182 | $1,219,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 275,813 | $1,219,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 106,749 | $1,215,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 54,406 | $1,211,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 87,917 | $1,209,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 78,073 | $1,207,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 20,200 | $1,202,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 54,388 | $1,197,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 43,451 | $1,196,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 44,033 | $1,194,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 49,000 | $1,194,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,050 | $1,189,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 58,834 | $1,189,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 36,890 | $1,188,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U905 | Cmn | 24,200 | $1,184,000 | thousands by filing date | call |
| EDGE THERAPEUTICS INC | 279870109 | COM | 116,925 | $1,182,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 275,000 | $1,177,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 15,000 | $1,175,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 99,773 | $1,175,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 25,809 | $1,174,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 27,912 | $1,173,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 31,396 | $1,171,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,257,000 | $1,167,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 58,609 | $1,161,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 12,300 | $1,159,000 | thousands by filing date | call |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,949,000 | $1,155,000 | thousands by filing date | principal |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 191,875 | $1,151,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 64,115 | $1,150,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 105,975 | $1,147,000 | thousands by filing date | |
| NOKIA CORP | 654902904 | CALL | 200,000 | $1,138,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 51,897 | $1,138,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,859 | $1,137,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 19,741 | $1,136,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 7,828 | $1,133,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 105,212 | $1,132,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 17,602 | $1,132,000 | thousands by filing date | call |
| ACTUANT CORPORATION -CL A CMN STK | 00508X953 | Cmn | 50,000 | $1,131,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 92,105 | $1,118,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 47,959 | $1,116,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 17,423 | $1,115,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,166,000 | $1,114,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 38,886 | $1,113,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 242,439 | $1,113,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 20,064 | $1,111,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 27,326 | $1,111,000 | thousands by filing date | |
| WHITING PETROLEUM CORPORATION | 966387902 | COM | 120,000 | $1,111,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 22,659 | $1,104,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,099,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 84,580 | $1,098,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 143,122 | $1,098,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 34,653 | $1,098,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 18,076 | $1,098,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 91,614 | $1,098,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 22,457 | $1,098,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 87,552 | $1,094,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 43,300 | $1,093,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 176,296 | $1,093,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 41,975 | $1,091,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 24,054 | $1,089,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 79,299 | $1,088,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 13,485 | $1,088,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 12,126 | $1,085,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP | 72147K908 | CALL | 42,500 | $1,083,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 22,149 | $1,083,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 32,859 | $1,080,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 3,169,000 | $1,075,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 32,124 | $1,068,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 112,280 | $1,064,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 65,454 | $1,062,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 109,219 | $1,062,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 18,504 | $1,058,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 171,130 | $1,056,000 | thousands by filing date | |
| ALPHABET INC | 02079K957 | PUT | 1,524 | $1,055,000 | thousands by filing date | put |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 52,780 | $1,054,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 17,112 | $1,050,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 15,600 | $1,048,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 54,807 | $1,043,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 183,153 | $1,042,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 97,125 | $1,042,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 28,616 | $1,042,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 20,724 | $1,040,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L906 | COM | 80,000 | $1,039,000 | thousands by filing date | call |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 26,379 | $1,028,000 | thousands by filing date | |
| FOUNDATION MEDICINE INC | 350465900 | COM | 55,000 | $1,026,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503908 | COM | 49,800 | $1,023,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 20,276 | $1,021,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 57,159 | $1,021,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 174,812 | $1,020,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 29,059 | $1,019,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 8,300 | $1,018,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 20,895 | $1,015,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 62,242 | $1,015,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 61,771 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 20,485 | $1,011,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 40,000 | $1,011,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 16,826 | $1,009,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 49,800 | $1,008,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 86,549 | $1,006,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 29,309 | $1,004,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 34,619 | $1,003,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 25,848 | $996,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,453 | $992,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 36,052 | $992,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,010,000 | $990,000 | thousands by filing date | principal |
| LA Z BOY INC | 505336107 | COM | 35,565 | $989,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 78,894 | $989,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 16,683 | $983,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 11,247 | $983,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 71,223 | $983,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 40,426 | $978,000 | thousands by filing date | |
| CONTINENTAL RESOURCES INC/OK | 212015951 | COM | 21,600 | $978,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 14,933 | $977,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 19,310 | $976,000 | thousands by filing date | |
| BXP INC | 101121901 | COM | 7,400 | $976,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 207,857 | $975,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 37,472 | $970,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 62,370 | $968,000 | thousands by filing date | |
| ROWAN COMPANIES PLC-A | G7665A951 | COM | 54,700 | $966,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 34,000 | $962,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 138,592 | $962,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 96,925 | $962,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 33,397 | $954,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 20,000 | $949,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 14,948 | $947,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 36,978 | $944,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 50,681 | $940,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 46,125 | $939,000 | thousands by filing date | |
| SANOFI SA | 80105N905 | CALL | 22,400 | $937,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 34,078 | $934,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 32,988 | $933,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 41,300 | $931,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,136 | $928,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 39,782 | $927,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 32,314 | $925,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 5,600 | $925,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 84,642 | $923,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 166,541 | $922,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 83,408 | $922,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 148,247 | $922,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 357,025 | $921,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 23,139 | $917,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 5,500 | $910,000 | thousands by filing date | put |
| ARM HOLDINGS PLC-SPONS ADR | 042068956 | COM | 20,000 | $910,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 51,575 | $907,000 | thousands by filing date | |
| FMC TECHNOLOGIES INC | 30249U901 | COM | 34,000 | $907,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 21,653 | $896,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 830,000 | $895,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 8,706 | $892,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 81,260 | $891,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 12,000 | $890,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 40,869 | $885,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 23,353 | $883,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,689 | $881,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 14,389 | $879,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 41,095 | $879,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 98,754 | $869,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 29,569 | $866,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 34,693 | $863,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 120,437 | $861,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 120,000 | $858,000 | thousands by filing date | put |
| OCWEN FINANCIAL CORP | 675746909 | COM | 500,000 | $855,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 146,809 | $843,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 22,623 | $843,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 136,477 | $841,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 14,800 | $839,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 39,701 | $839,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 12,693 | $838,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,488 | $836,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20,115 | $833,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 235,408 | $833,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 34,664 | $832,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,536,434 | $831,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 50,330 | $827,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 85,694 | $818,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,996 | $817,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 62,500 | $817,000 | thousands by filing date | put |
| TEXAS INSTRS INC | 882508904 | CALL | 13,012 | $815,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 40,204 | $813,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 43,194 | $812,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 17,034 | $812,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 153,000 | $812,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 44,962 | $811,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,043 | $811,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 44,203 | $808,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 199,730 | $801,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 29,576 | $800,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 78,235 | $797,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 96,639 | $789,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 149,402 | $788,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,601 | $783,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 69,912 | $782,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12,746 | $780,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 13,650 | $780,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,002,000 | $779,000 | thousands by filing date | principal |
| SALESFORCE INC | 79466L902 | CALL | 9,800 | $778,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,170,000 | $778,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 821,000 | $777,000 | thousands by filing date | principal |
| QUORUM HEALTH CORP | 74909E106 | COM | 72,036 | $772,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 36,227 | $764,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 62,850 | $762,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G951 | COM SHS | 13,000 | $761,000 | thousands by filing date | put |
| US BANCORP | 902973954 | COM NEW | 18,853 | $760,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 8,449 | $758,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 58,360 | $758,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 240,939 | $757,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 63,530 | $756,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 70,266 | $750,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 17,878 | $747,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 118,003 | $747,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 39,744 | $743,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 32,285 | $743,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 769,000 | $734,000 | thousands by filing date | principal |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 34,121 | $731,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 155,656 | $731,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 41,438 | $729,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 21,731 | $728,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 47,425 | $727,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 227,086 | $722,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 656,000 | $721,000 | thousands by filing date | principal |
| ICICI BANK LIMITED | 45104G954 | ADR | 100,000 | $718,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,653 | $717,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 63,286 | $716,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 20,849 | $714,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 13,400 | $714,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 39,216 | $712,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 50,000 | $711,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 26,869 | $711,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 47,282 | $711,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 24,784 | $711,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 50,086 | $709,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,626 | $707,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 25,926 | $700,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 14,658 | $699,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 740,000 | $697,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,903 | $691,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 52,518 | $690,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904956 | COM | 18,400 | $690,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 36,612 | $687,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 37,031 | $682,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,154 | $682,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18,235 | $677,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 63,730 | $675,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,396 | $674,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 34,387 | $674,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 627,000 | $673,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,911 | $668,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 15,255 | $668,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 27,943 | $667,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 775,000 | $667,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 9,123 | $666,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 65,816 | $663,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625X902 | CALL | 21,800 | $663,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 22,683 | $658,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 128,677 | $658,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 102,281 | $655,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 45,114 | $655,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 14,098 | $653,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 16,315 | $652,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 47,727 | $651,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 23,600 | $649,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 166,549 | $649,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 77,400 | $648,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,305 | $647,000 | thousands by filing date | |
| NORDSTROM INC | 655664950 | COM | 17,000 | $647,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 760,000 | $640,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 16,666 | $639,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 22,474 | $639,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,857 | $638,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 41,276 | $638,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,610 | $636,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 47,961 | $635,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 33,099 | $635,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,380 | $632,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,795 | $631,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375U101 | COM | 31,046 | $630,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,631 | $628,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 8,867 | $627,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 564,000 | $626,000 | thousands by filing date | principal |
| XYLEM INC | 98419M900 | CALL | 14,000 | $625,000 | thousands by filing date | call |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,211 | $624,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 48,364 | $624,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,362 | $617,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 462,200 | $614,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 21,262 | $613,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 13,647 | $605,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,464 | $603,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,250 | $603,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 54,500 | $603,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 285,585 | $603,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 43,257 | $600,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 8,142 | $599,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,063 | $598,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,117 | $598,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T900 | Cmn | 25,000 | $598,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 18,946 | $598,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 23,066 | $597,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 38,416 | $597,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,514 | $595,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 22,109 | $593,000 | thousands by filing date | |
| CONTINENTAL RESOURCES INC/OK | 212015901 | COM | 13,100 | $593,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 40,043 | $587,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 5,303 | $583,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 270,000 | $583,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 9,828 | $580,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 10,527 | $580,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 7,791 | $579,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 24,515 | $577,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 10,171 | $577,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 11,388 | $575,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 49,395 | $575,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 52,300 | $572,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 19,136 | $571,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 8,393 | $569,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 17,979 | $566,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 19,896 | $565,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 46,989 | $565,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 21,522 | $565,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097909 | SPONS ADR 20 ORD | 120,000 | $564,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 17,591 | $561,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 431,541 | $557,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,371 | $551,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,342 | $547,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 32,500 | $547,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 53,532 | $546,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 7,390 | $544,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 11,120 | $544,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 45,928 | $544,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 64,991 | $542,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4,679 | $541,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 8,873 | $540,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 69,162 | $540,000 | thousands by filing date | put |
| WALMART INC | 931142903 | CALL | 7,380 | $539,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 21,940 | $539,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 97,442 | $537,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 10,000 | $536,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 20,748 | $536,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 62,182 | $535,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 17,710 | $535,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,081,000 | $535,000 | thousands by filing date | principal |
| CHART INDS INC | 16115Q308 | COM | 22,052 | $533,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 77,900 | $527,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,916 | $523,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $521,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 60,046 | $519,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,223 | $518,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 14,200 | $518,000 | thousands by filing date | put |
| APC 7.5 PFD | 032511404 | Preferred Stock | 14,050 | $515,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 116,722 | $514,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 5,354 | $513,000 | thousands by filing date | put |
| CONSOL ENERGY INC. | 20854P909 | COM | 31,800 | $512,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 83,900 | $510,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 2,892 | $506,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 7,567 | $505,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 13,088 | $505,000 | thousands by filing date | |
| CHEMOURS CO | 163851958 | COM | 61,000 | $503,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 18,546 | $503,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 21,821 | $500,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 107,590 | $497,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 11,054 | $496,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925Y903 | COM | 13,000 | $495,000 | thousands by filing date | call |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 528,000 | $494,000 | thousands by filing date | principal |
| COLONY STARWOOD | 19625X102 | Common Stock | 16,188 | $493,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,739 | $491,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 9,100 | $487,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 19,303 | $486,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 28,279 | $485,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $482,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 26,858 | $481,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,929 | $480,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 59,315 | $475,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,588 | $474,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 11,821 | $474,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 19,476 | $472,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 21,925 | $472,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 44,726 | $471,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 41,405 | $470,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,760 | $466,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 25,900 | $466,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,895 | $465,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,435 | $465,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 22,703 | $464,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 16,999 | $463,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 29,299 | $463,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 16,956 | $462,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 10,000 | $461,000 | thousands by filing date | put |
| SPRINT CORP | 85207U955 | PUT | 100,000 | $453,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 9,477 | $452,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 16,509 | $450,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 23,003 | $450,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 26,564 | $448,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481901 | COM | 21,000 | $448,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 5,799 | $447,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 24,424 | $447,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,797 | $447,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 43,101 | $446,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 43,288 | $446,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 28,997 | $445,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 35,153 | $442,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,124 | $441,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 7,700 | $441,000 | thousands by filing date | put |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 435,000 | $440,000 | thousands by filing date | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,617 | $437,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 17,037 | $437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,122 | $436,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 13,300 | $436,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 9,197 | $436,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001108 | this filing | 2016-08-08 | acceptance time not in the bulk data set |