13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 4,849 holding rows worth $401,037,468,000.
- Accession
- 0000019617-16-001108
- Filer
- CIK 19617
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,609 entries on the cover page, a total value of $401,037,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $401,037,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 122,545 | $3,598,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 74,898 | $3,592,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,807,000 | $3,587,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 49,724 | $3,586,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 74,744 | $3,578,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 96,350 | $3,576,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 90,900 | $3,573,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 201,216 | $3,572,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 73,798 | $3,570,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 1,955,000 | $3,569,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 119,694 | $3,568,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 3,223,000 | $3,560,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 328,743 | $3,554,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 252,881 | $3,553,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 72,400 | $3,547,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 190,681 | $3,545,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,588,725 | $3,543,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 239,261 | $3,536,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 118,182 | $3,534,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 193,043 | $3,524,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 144,973 | $3,522,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 89,813 | $3,516,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 255,900 | $3,514,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 34,540 | $3,494,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 168,914 | $3,484,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 60,033 | $3,475,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 104,211 | $3,470,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 39,765 | $3,469,000 | thousands by filing date | put |
| FORD MTR CO | 345370950 | PUT | 275,000 | $3,457,000 | thousands by filing date | put |
| VMWARE INC-CLASS A | 928563902 | COM | 60,400 | $3,456,000 | thousands by filing date | call |
| Vanguard Value ETF | 922908744 | SHS | 40,576 | $3,448,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 209,337 | $3,443,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 228,772 | $3,443,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 319,100 | $3,443,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 75,014 | $3,428,000 | thousands by filing date | |
| AETNA INC | 00817Y958 | COM | 28,000 | $3,420,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 263,101 | $3,420,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 224,615 | $3,400,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 297,167 | $3,391,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 144,216 | $3,390,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 84,782 | $3,389,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 64,280 | $3,384,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 210,800 | $3,371,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 175,538 | $3,365,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,484,000 | $3,354,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 240,192 | $3,353,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 363,941 | $3,338,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 80,629 | $3,334,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 65,321 | $3,333,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 180,431 | $3,331,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 276,030 | $3,330,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 78,387 | $3,326,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 232,962 | $3,322,000 | thousands by filing date | |
| MATTEL INC | 577081902 | CALL | 106,000 | $3,316,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 217,820 | $3,313,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 557,324 | $3,293,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 136,580 | $3,287,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 51,491 | $3,265,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 202,598 | $3,255,000 | thousands by filing date | |
| BARCLAYS PLC | 06738E904 | CALL | 428,300 | $3,255,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 422,932 | $3,249,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 12,600 | $3,242,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 336,367 | $3,236,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 196,597 | $3,235,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 91,152 | $3,230,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 159,400 | $3,228,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 248,515 | $3,225,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 217,577 | $3,223,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413902 | COM | 75,000 | $3,219,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 262,042 | $3,218,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 2,980,000 | $3,218,000 | thousands by filing date | principal |
| STARBUCKS CORP | 855244909 | CALL | 56,290 | $3,215,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 68,494 | $3,215,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 103,690 | $3,212,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 230,118 | $3,205,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 285,279 | $3,204,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 109,732 | $3,200,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 145,570 | $3,200,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 225,392 | $3,199,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 114,801 | $3,198,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 82,075 | $3,189,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q956 | PUT | 250,000 | $3,180,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 144,209 | $3,179,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 94,024 | $3,172,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 288,425 | $3,170,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 74,951 | $3,155,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 83,363 | $3,127,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 17,784 | $3,114,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 159,531 | $3,113,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 250,000 | $3,113,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,529,411 | $3,098,000 | thousands by filing date | |
| DIAGEO PLC | 25243Q905 | SPON ADR NEW | 27,400 | $3,093,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 77,600 | $3,087,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 114,374 | $3,070,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,579,170 | $3,069,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 139,794 | $3,067,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 90,900 | $3,065,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 87,640 | $3,064,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 500,000 | $3,060,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738952 | OPTION | 500,000 | $3,060,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890909 | COM | 90,000 | $3,056,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 77,590 | $3,053,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A907 | CALL | 100,000 | $3,048,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134907 | CALL | 33,500 | $3,036,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q951 | PUT | 100,000 | $2,998,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 119,182 | $2,985,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534959 | COM | 46,000 | $2,981,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,811,000 | $2,979,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 175,606 | $2,967,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 130,926 | $2,964,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 91,116 | $2,945,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T906 | CALL | 600,000 | $2,940,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 26,896 | $2,939,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 176,855 | $2,935,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 118,147 | $2,934,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 39,987 | $2,927,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 70,122 | $2,925,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 188,402 | $2,920,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 59,000 | $2,919,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 82,012 | $2,915,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 142,805 | $2,901,000 | thousands by filing date | |
| BBT CORPORATION | 054937957 | COM | 81,400 | $2,898,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 229,996 | $2,892,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 490,582 | $2,890,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 59,959 | $2,887,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 2,910,000 | $2,887,000 | thousands by filing date | principal |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 178,979 | $2,883,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34,730 | $2,881,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 53,663 | $2,879,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 235,200 | $2,879,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 142,285 | $2,872,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 34,002 | $2,869,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 160,638 | $2,866,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,025,000 | $2,864,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 30,855 | $2,853,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 2,948,000 | $2,846,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 83,821 | $2,839,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 118,359 | $2,818,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 92,519 | $2,811,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 150,000 | $2,811,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 181,904 | $2,808,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 94,547 | $2,788,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 192,825 | $2,784,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 550,000 | $2,783,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 351,129 | $2,778,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 632,520 | $2,776,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 427,458 | $2,765,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742E951 | Cmn | 200,000 | $2,760,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 50,000 | $2,758,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 50,000 | $2,758,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 177,221 | $2,747,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 140,747 | $2,745,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 19,957 | $2,744,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 157,163 | $2,738,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 118,873 | $2,735,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 342,971 | $2,730,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 92,871 | $2,729,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 28,596 | $2,724,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 135,000 | $2,719,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 197,068 | $2,716,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 133,161 | $2,704,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 72,111 | $2,702,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 191,966 | $2,697,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 180,942 | $2,696,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M959 | ADS | 36,900 | $2,696,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 195,560 | $2,686,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,433,000 | $2,682,000 | thousands by filing date | principal |
| PLY GEM HLDGS INC | 72941W100 | COM | 183,851 | $2,679,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 32,085 | $2,669,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 128,864 | $2,668,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 81,469 | $2,667,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 61,752 | $2,661,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 457,239 | $2,661,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 548,879 | $2,661,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 104,114 | $2,660,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 160,000 | $2,659,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 161,060 | $2,656,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 2,590,000 | $2,654,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 90,828 | $2,644,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 98,136 | $2,641,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667901 | COM | 22,000 | $2,636,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 334,766 | $2,634,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 25,206 | $2,633,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 126,358 | $2,627,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 2,495,000 | $2,612,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y953 | Option | 60,000 | $2,602,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 70,354 | $2,600,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 171,928 | $2,597,000 | thousands by filing date | |
| TENARIS S A | 88031M959 | SPONSORED ADS | 90,000 | $2,596,000 | thousands by filing date | put |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 32,051 | $2,593,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 23,228 | $2,589,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 67,686 | $2,589,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 77,996 | $2,584,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 100,500 | $2,583,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 322,582 | $2,580,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 67,987 | $2,578,000 | thousands by filing date | |
| TREEHOUSE FOODS INC | 89469A904 | COM | 25,100 | $2,577,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 62,700 | $2,573,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 24,009 | $2,553,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 91,000 | $2,538,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 74,904 | $2,531,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 88,334 | $2,521,000 | thousands by filing date | |
| STARBUCKS CORP | 855244959 | PUT | 44,138 | $2,521,000 | thousands by filing date | put |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 200,000 | $2,516,000 | thousands by filing date | put |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 100,000 | $2,513,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 423,530 | $2,512,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 782,485 | $2,512,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,273,000 | $2,506,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 134,513 | $2,501,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 175,100 | $2,497,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 89,996 | $2,496,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 44,837 | $2,495,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 92,149 | $2,491,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 57,549 | $2,488,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 86,205 | $2,484,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 116,941 | $2,477,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 148,088 | $2,472,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870900 | COM | 75,000 | $2,459,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 75,588 | $2,458,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 220,379 | $2,430,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 167,425 | $2,429,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 345,941 | $2,428,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 361,979 | $2,428,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 103,400 | $2,427,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 109,633 | $2,422,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 449,409 | $2,413,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 50,366 | $2,404,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 466,398 | $2,397,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 151,641 | $2,396,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 54,465 | $2,395,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 52,801 | $2,391,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,355,000 | $2,391,000 | thousands by filing date | principal |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 60,857 | $2,386,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 125,117 | $2,380,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 318,945 | $2,380,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432900 | COM | 35,000 | $2,377,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,646,000 | $2,374,000 | thousands by filing date | principal |
| RANGE RES CORP | 75281A909 | COM | 55,000 | $2,373,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 158,171 | $2,371,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 34,819 | $2,364,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 155,799 | $2,358,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 47,573 | $2,349,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 100,000 | $2,349,000 | thousands by filing date | call |
| WHITEWAVE FOODS CO | 966244955 | Cmn | 50,000 | $2,347,000 | thousands by filing date | put |
| CERNER CORP | 156782904 | COM | 40,000 | $2,344,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 29,027 | $2,335,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 152,025 | $2,331,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 43,704 | $2,329,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 53,347 | $2,328,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 86,262 | $2,326,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 358,796 | $2,325,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 348,935 | $2,314,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 224,156 | $2,295,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 262,556 | $2,292,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 65,007 | $2,291,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 453,901 | $2,282,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 800,300 | $2,281,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 45,495 | $2,277,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 186,603 | $2,268,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 84,879 | $2,265,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 82,194 | $2,252,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 47,792 | $2,247,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 72,773 | $2,247,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 123,654 | $2,239,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 152,727 | $2,238,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T901 | CALL | 40,000 | $2,237,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 191,090 | $2,236,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,252,000 | $2,235,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 88,600 | $2,232,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 175,384 | $2,206,000 | thousands by filing date | |
| UNILEVER N V -NY SHARES | 904784959 | COM | 47,000 | $2,206,000 | thousands by filing date | put |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,400,000 | $2,200,000 | thousands by filing date | principal |
| EQT CORP | 26884L909 | CALL | 28,400 | $2,199,000 | thousands by filing date | call |
| CARNIVAL CORP | 143658900 | CALL | 49,700 | $2,197,000 | thousands by filing date | call |
| LINKEDIN CORP - A | 53578A958 | COM | 11,600 | $2,195,000 | thousands by filing date | put |
| HEALTHCARE | 42225P501 | CL A NEW | 67,793 | $2,193,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 69,976 | $2,185,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 367,816 | $2,185,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 3,858,000 | $2,185,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 121,255 | $2,180,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 909,678 | $2,175,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 230,832 | $2,167,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 16,675 | $2,166,000 | thousands by filing date | call |
| TOTAL SA-SPON ADR | 89151E909 | COM | 45,000 | $2,165,000 | thousands by filing date | call |
| WILLIAMS COS INC | 969457900 | COM | 100,000 | $2,163,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 16,894 | $2,152,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 144,782 | $2,149,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 166,899 | $2,146,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 189,060 | $2,146,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 249,469 | $2,141,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 164,775 | $2,139,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 74,285 | $2,138,000 | thousands by filing date | |
| WYNDHAM WORLDWIDE CORP | 98310W958 | COM | 30,000 | $2,137,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 79,105 | $2,135,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 150,798 | $2,131,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,979,000 | $2,131,000 | thousands by filing date | principal |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 64,383 | $2,128,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 194,854 | $2,120,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 231,944 | $2,115,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,420 | $2,114,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 18,587 | $2,107,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 133,684 | $2,101,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 90,925 | $2,076,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 14,457 | $2,068,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,000,000 | $2,068,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 48,364 | $2,062,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 23,762 | $2,062,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 36,636 | $2,051,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 19,130 | $2,050,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 33,676 | $2,049,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P901 | COM | 49,382 | $2,048,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 424,872 | $2,043,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 25,567 | $2,040,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 109,281 | $2,039,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 326,245 | $2,036,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 90,135 | $2,029,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 62,713 | $2,024,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 34,813 | $2,023,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 2,357,000 | $2,018,000 | thousands by filing date | principal |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 100,915 | $2,016,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 246,675 | $2,014,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 84,257 | $2,012,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 181,772 | $2,009,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 120,025 | $2,004,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 53,990 | $2,001,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 98,122 | $1,996,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 146,068 | $1,994,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 440,000 | $1,993,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 14,385 | $1,987,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 86,468 | $1,986,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,826,000 | $1,982,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 2,040,000 | $1,963,000 | thousands by filing date | principal |
| INGEVITY CORP COM | 45688C107 | Stock | 57,649 | $1,962,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 239,722 | $1,961,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 43,511 | $1,960,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 290,000 | $1,960,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 52,090 | $1,958,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 261,314 | $1,954,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 105,063 | $1,952,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 155,627 | $1,949,000 | thousands by filing date | |
| NRG ENERGY INC | 629377958 | COM NEW | 130,000 | $1,949,000 | thousands by filing date | put |
| OVASCIENCE INC | 69014Q101 | COM | 372,376 | $1,941,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 432,300 | $1,941,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 170,276 | $1,938,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 160,310 | $1,936,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 71,058 | $1,935,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 51,612 | $1,931,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 71,606 | $1,930,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 98,232 | $1,929,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 29,833 | $1,918,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 56,800 | $1,910,000 | thousands by filing date | put |
| TERNIUM SA | 880890908 | SPONSORED ADS | 100,000 | $1,906,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 14,511 | $1,905,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 47,714 | $1,905,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 213,368 | $1,897,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 146,649 | $1,896,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 51,997 | $1,883,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 44,360 | $1,881,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280956 | SPON ADR NEW | 60,000 | $1,878,000 | thousands by filing date | put |
| EOG RES INC | 26875P901 | CALL | 22,500 | $1,877,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 833,141 | $1,875,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 136,874 | $1,873,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 83,562 | $1,869,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 109,200 | $1,869,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 29,479 | $1,868,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 129,558 | $1,865,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 266,194 | $1,860,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 50,760 | $1,859,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 138,674 | $1,859,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 106,492 | $1,856,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 30,921 | $1,856,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 649,822 | $1,852,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 112,298 | $1,849,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12,690 | $1,848,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 53,018 | $1,846,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 1,805,000 | $1,841,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 162,889 | $1,832,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 40,179 | $1,830,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 121,170 | $1,828,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 39,124 | $1,823,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 725,884 | $1,822,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 34,416 | $1,815,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 41,962 | $1,813,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,128,000 | $1,812,000 | thousands by filing date | principal |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 501,014 | $1,809,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 190,312 | $1,808,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 16,135 | $1,796,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 20,679 | $1,793,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 90,776 | $1,790,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 124,693 | $1,789,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 83,485 | $1,786,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 253,686 | $1,786,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 61,561 | $1,778,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 136,016 | $1,776,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 65,550 | $1,770,000 | thousands by filing date | |
| ALERE INC | 01449J955 | Cmn | 42,300 | $1,763,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 109,900 | $1,759,000 | thousands by filing date | |
| GAMING & LEISURE P | 36467J958 | COM | 50,800 | $1,752,000 | thousands by filing date | put |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 42,726 | $1,752,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 147,387 | $1,747,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 36,668 | $1,747,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 21,938 | $1,743,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 60,843 | $1,732,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 153,869 | $1,732,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220956 | COM | 522,600 | $1,730,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 107,037 | $1,729,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 1,020,000 | $1,725,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 28,485 | $1,720,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 30,944 | $1,717,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 87,807 | $1,717,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,176,000 | $1,712,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 39,849 | $1,708,000 | thousands by filing date | |
| KB HOME | 48666K959 | COM | 112,300 | $1,708,000 | thousands by filing date | put |
| CHEVRON CORPORATION | 166764950 | CALL | 16,276 | $1,706,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 116,740 | $1,705,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 191,316 | $1,699,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 115,195 | $1,691,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 345,178 | $1,691,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,798,000 | $1,690,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 10,000 | $1,687,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 59,568 | $1,682,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 565,882 | $1,681,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 105,510 | $1,677,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 111,975 | $1,676,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 67,176 | $1,668,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 145,620 | $1,663,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 62,003 | $1,661,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 11,190 | $1,660,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 118,287 | $1,655,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 25,814 | $1,650,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 150,000 | $1,646,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 22,850 | $1,645,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 434,097 | $1,641,000 | thousands by filing date | |
| WHITEWAVE FOODS CO - CL A | 966244905 | COM | 34,800 | $1,634,000 | thousands by filing date | call |
| FORD MTR CO | 345370900 | CALL | 129,787 | $1,631,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 11,024 | $1,628,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 30,300 | $1,625,000 | thousands by filing date | put |
| WINTHROP REALTY TRUST | 976391300 | SH B | 184,115 | $1,618,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 27,760 | $1,617,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 51,464 | $1,617,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166904 | COM NEW | 54,200 | $1,614,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 73,826 | $1,613,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 51,945 | $1,613,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,590,000 | $1,608,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 26,714 | $1,603,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 25,552 | $1,601,000 | thousands by filing date | |
| LOUISIANA PAC CORP | 546347905 | COM | 92,000 | $1,596,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 117,124 | $1,596,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 17,317 | $1,592,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 339,458 | $1,592,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 152,726 | $1,590,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 68,518 | $1,584,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 87,722 | $1,584,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 33,349 | $1,579,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 31,329 | $1,576,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 57,311 | $1,564,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 100,000 | $1,563,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 56,503 | $1,561,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 21,875 | $1,554,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HLDGS | 80283M901 | CALL | 150,000 | $1,550,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 53,000 | $1,547,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 48,501 | $1,545,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 60,000 | $1,544,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 26,905 | $1,539,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 13,468 | $1,539,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 41,786 | $1,538,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 265,418 | $1,536,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 11,987 | $1,529,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 81,166 | $1,523,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 33,031 | $1,522,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 90,167 | $1,522,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,500,000 | $1,513,000 | thousands by filing date | principal |
| FORWARD AIR CORP | 349853101 | COM | 33,958 | $1,512,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 132,245 | $1,512,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 23,636 | $1,509,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,524 | $1,509,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 34,668 | $1,505,000 | thousands by filing date | |
| ALERE INC | 01449J905 | Cmn | 36,000 | $1,500,000 | thousands by filing date | call |
| HEALTHWAYS INC | 422245100 | COM | 129,778 | $1,499,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 101,650 | $1,494,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 103,892 | $1,492,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C909 | COM | 32,800 | $1,491,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 79,442 | $1,482,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 99,181 | $1,477,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 82,680 | $1,475,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 355,575 | $1,465,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 62,861 | $1,457,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 137,509 | $1,451,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 95,654 | $1,446,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 96,230 | $1,442,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 32,362 | $1,442,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 124,496 | $1,442,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 228,439 | $1,439,000 | thousands by filing date | |
| MATADOR RES CO | 576485955 | COM | 72,533 | $1,436,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 43,456 | $1,434,000 | thousands by filing date | |
| ROBERT HALF INC. | 770323953 | COM | 37,500 | $1,431,000 | thousands by filing date | put |
| AV HOMES INC | 00234P102 | COM | 117,000 | $1,430,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 74,929 | $1,429,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 22,675 | $1,429,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 42,544 | $1,428,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001108 | this filing | 2016-08-08 | acceptance time not in the bulk data set |