13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 4,849 holding rows worth $401,037,468,000.
- Accession
- 0000019617-16-001108
- Filer
- CIK 19617
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,609 entries on the cover page, a total value of $401,037,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $401,037,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIVE BELOW INC COM | 33829M101 | Stock | 1,405 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,125 | $65,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 6,340 | $65,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 46,014 | $65,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,125 | $65,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 4,425 | $65,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 60,000 | $65,000 | thousands by filing date | principal |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 12,123 | $64,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 7,580 | $64,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,052 | $63,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,770 | $63,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,630 | $62,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,000 | $62,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3,400 | $62,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 5,700 | $62,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 2,048 | $61,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,285 | $61,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,693 | $61,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 3,241 | $61,000 | thousands by filing date | |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 2,500 | $61,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 60,000 | $61,000 | thousands by filing date | principal |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 689 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 1,028 | $60,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 20,142 | $60,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 7,605 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 1,284 | $60,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,433 | $59,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,400 | $59,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,784 | $59,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 18,942 | $59,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 4,000 | $58,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,302 | $58,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,358 | $58,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 2,524 | $58,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E909 | COM | 600 | $58,000 | thousands by filing date | call |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 11,786 | $58,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,358 | $57,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 8,876 | $57,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 6,442 | $57,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,909 | $56,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,100 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 490 | $56,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,184 | $56,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,936 | $56,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 544 | $55,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,523 | $55,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,127 | $55,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,817 | $55,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,165 | $55,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,100 | $54,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,686 | $54,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 1,684 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 4,397 | $54,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 6,000 | $54,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,453 | $53,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 2,426 | $53,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,277 | $53,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 5,500 | $53,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 4,637 | $53,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,999 | $53,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,898 | $52,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,981 | $52,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,125 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 730 | $52,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 3,595 | $52,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,079 | $52,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 3,888 | $52,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 361 | $51,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,078 | $51,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,814 | $50,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 734 | $50,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,152 | $50,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 6,872 | $50,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,619 | $49,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 2,059 | $49,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,818 | $49,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 25,631 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 3,150 | $49,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 12,884 | $49,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,590 | $48,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 20,267 | $47,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 30,834 | $47,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,418 | $46,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,062 | $46,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 7,957 | $46,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G907 | Option | 1,900 | $46,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 6,062 | $46,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 7,383 | $45,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 417 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,205 | $45,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,567 | $45,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,900 | $45,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,053 | $45,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 20,409 | $45,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 27,750 | $45,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,306 | $44,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 830 | $44,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,633 | $44,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,429 | $44,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,326 | $44,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 4,005 | $44,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 200 | $44,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,694 | $44,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 3,210 | $44,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 318 | $43,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,892 | $43,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 20,000 | $43,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,242 | $43,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 2,465 | $43,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 5,407 | $43,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 6,513 | $43,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,465 | $43,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 11,798 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,962 | $42,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,132 | $42,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,826 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 800 | $41,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,000 | $41,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 5,100 | $41,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,000 | $41,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,546 | $41,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 11,240 | $41,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 3,482 | $41,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 595 | $40,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 2,501 | $40,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,400 | $40,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429909 | COM | 600 | $40,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 8,973 | $40,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5,604 | $39,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 6,350 | $39,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 966 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 350 | $38,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 6,995 | $37,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 34,000 | $37,000 | thousands by filing date | principal |
| CEPHEID | 15670R107 | COM | 1,188 | $37,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,711 | $37,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,747 | $37,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 2,093 | $37,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 786 | $37,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,952 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 920 | $36,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 7,190 | $36,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,360 | $36,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 11,000 | $36,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,317 | $35,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 438 | $35,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 1,620 | $35,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,823 | $34,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 487 | $33,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 3,743 | $33,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,500 | $32,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,357 | $32,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,276 | $32,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,904 | $32,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,350 | $32,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 5,100 | $32,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC | 237194905 | COM | 500 | $32,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 23,800 | $32,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 3,360 | $32,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 16,590 | $32,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 350 | $31,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,600 | $31,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,392 | $31,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 3,474 | $31,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 937 | $31,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 32,000 | $31,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 2,080 | $31,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,396 | $30,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,499 | $30,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,337 | $30,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,928 | $30,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,228 | $30,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,727 | $30,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,890 | $30,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 3,560 | $30,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,886 | $29,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 6,019 | $29,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 803 | $29,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,000 | $29,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 14,704 | $29,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 820 | $28,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 339 | $28,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,465 | $28,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 1,100 | $28,000 | thousands by filing date | call |
| GAZIT GLOBE LTD | M4793C102 | SHS | 3,139 | $28,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 33,965 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 543 | $27,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 890 | $27,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,800 | $27,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,037 | $27,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 2,900 | $27,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 1,935 | $27,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 13,543 | $27,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,790 | $26,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,682 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 1,000 | $26,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 1,161 | $26,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 3,246 | $26,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $25,000 | thousands by filing date | |
| MASCO CORP | 574599956 | PUT | 800 | $25,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,000 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,213 | $25,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 45,112 | $25,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,700 | $25,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 20,265 | $25,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 996 | $25,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 23,000 | $25,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $25,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 968 | $24,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 709 | $24,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,200 | $24,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,308 | $24,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $24,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,288 | $24,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,009 | $24,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 3,004 | $24,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,564 | $23,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,047 | $23,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,046 | $23,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 4,405 | $23,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 270 | $23,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 23,000 | $23,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 1,715 | $23,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,217 | $23,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 3,663 | $23,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,523 | $23,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 242 | $22,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 576 | $22,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 520 | $21,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 556 | $21,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,143 | $21,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,058 | $21,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 946 | $21,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 1,445 | $21,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 1,557 | $21,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,589 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 300 | $20,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 5,497 | $20,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 400 | $20,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 639 | $20,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,814 | $20,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,100 | $20,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,503 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,466 | $20,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,171 | $20,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,519 | $20,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,919 | $20,000 | thousands by filing date | principal |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,914 | $20,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,576 | $20,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 9,027 | $20,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 555 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 675 | $19,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,513 | $19,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 479 | $19,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,275 | $19,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 889 | $19,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,783 | $19,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,029 | $19,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 12,672 | $19,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 6,293 | $19,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,600 | $19,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 583 | $18,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,729 | $18,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,352 | $18,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 878 | $18,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,269 | $18,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 1,318 | $18,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 698 | $18,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,161 | $17,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,000 | $17,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 496 | $17,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,115 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 480 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 491 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 614 | $17,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,543 | $17,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,343 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,267 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 700 | $17,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 1,030 | $17,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,000 | $17,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 2,400 | $16,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,482 | $16,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,823 | $16,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 653 | $16,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,616 | $16,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 896 | $16,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 14,000 | $16,000 | thousands by filing date | principal |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 5,215 | $16,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 2,900 | $16,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 602 | $16,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,040 | $15,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,390 | $15,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,923 | $15,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,089 | $15,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 476 | $15,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 60,881 | $15,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,860 | $15,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 320 | $15,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 493 | $15,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,758 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 4,000 | $15,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,952 | $14,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 690 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $14,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 5,106 | $14,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,321 | $14,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 896 | $14,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 826 | $14,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 374 | $14,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 688 | $14,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,823 | $14,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 614 | $14,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,155 | $13,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 851 | $13,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 307 | $13,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 700 | $13,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,941 | $13,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 900 | $13,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,510 | $13,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 1,241 | $13,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 368 | $12,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,347 | $12,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 425 | $12,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 598 | $12,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 136 | $12,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,850 | $12,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 17,525 | $12,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 12,000 | $12,000 | thousands by filing date | principal |
| SILVER WHEATON CORP | 828336957 | COM | 500 | $12,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 893 | $12,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,301 | $12,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 593 | $12,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 12,000 | $12,000 | thousands by filing date | principal |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 2,642 | $12,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 570 | $11,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 260 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 378 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 75 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 355 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,549 | $11,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,787 | $11,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 600 | $11,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 13,234 | $11,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,000 | $11,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,761 | $11,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 30,980 | $11,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,259 | $11,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,720 | $11,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 382 | $11,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 400 | $11,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 430 | $11,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 724 | $11,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 24,921 | $11,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 24,334 | $11,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,397 | $10,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,548 | $10,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,292 | $10,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,298 | $10,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 551 | $10,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO | 363576959 | COM | 200 | $10,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 866 | $10,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,000 | $10,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 677 | $10,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 101 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,088 | $10,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 857 | $10,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 9,199 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 320 | $10,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 89 | $9,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 474 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 70 | $9,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 162 | $9,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 133 | $9,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 530 | $9,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,042 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 196 | $9,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,078 | $9,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 267 | $9,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 256 | $9,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 972 | $9,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 4,147 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 294 | $9,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 215 | $9,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 2,002 | $9,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 1,492 | $9,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 3,647 | $9,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 156 | $8,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 474 | $8,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 384 | $8,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,468 | $8,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 223 | $8,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 260 | $8,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 263 | $8,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 199 | $8,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 669 | $8,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 3,124 | $8,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 941 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 600 | $8,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 1,024 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 185 | $8,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 493 | $8,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 4,176 | $8,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,935 | $8,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,217 | $8,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 717 | $8,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 4,000 | $8,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 412 | $8,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 160 | $7,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 73 | $7,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 700 | $7,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 127 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 306 | $7,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 299 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 111 | $7,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 302 | $7,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 889 | $7,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 370 | $7,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 432 | $7,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 666 | $7,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 495 | $7,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,515 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $7,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,679 | $7,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 717 | $7,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,165 | $7,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 214 | $7,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,681 | $7,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 250 | $7,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 351 | $7,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 302 | $7,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,000 | $7,000 | thousands by filing date | principal |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,126 | $7,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 3,400 | $7,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 378 | $7,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 23,000 | $7,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,400 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 57 | $6,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 446 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 221 | $6,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 907 | $6,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 482 | $6,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 381 | $6,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 391 | $6,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 265 | $6,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,064 | $6,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 34 | $6,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 90 | $6,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 316 | $6,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 834 | $6,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 634 | $6,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 409 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 245 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 171 | $6,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 3,043 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 422,330 | $6,000 | thousands by filing date | principal |
| JAMBA INC | 47023A309 | COM NEW | 624 | $6,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 103 | $6,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 745 | $6,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 24,000 | $6,000 | thousands by filing date | principal |
| VITAL THERAPIES INC | 92847R104 | COM | 940 | $6,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 757 | $6,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 582 | $6,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 249 | $5,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 500 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 173 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 133 | $5,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 349 | $5,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 452 | $5,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 58 | $5,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 505 | $5,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 225 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 486 | $5,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 306 | $5,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 124 | $5,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 695 | $5,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 225 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 200 | $5,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $5,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 242 | $5,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 2,769 | $5,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,986 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 284 | $5,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,174 | $5,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 9,321 | $5,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 18,738 | $5,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,305 | $5,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,190 | $5,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 111 | $5,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 4,038 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 103 | $5,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 98 | $5,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 277 | $5,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 829 | $5,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 399 | $5,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 67 | $4,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 214 | $4,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 550 | $4,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 72 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001108 | this filing | 2016-08-08 | acceptance time not in the bulk data set |