13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 4,849 holding rows worth $401,037,468,000.
- Accession
- 0000019617-16-001108
- Filer
- CIK 19617
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,609 entries on the cover page, a total value of $401,037,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $401,037,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cynosure, Inc. | 232577205 | COM | 165,176 | $8,035,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,289,367 | $8,033,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 418,350 | $8,024,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 424,062 | $8,024,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 13,763,103 | $7,982,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 532,546 | $7,962,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 445,000 | $7,925,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 156,284 | $7,915,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,479,350 | $7,869,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 88,300 | $7,813,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 100,000 | $7,805,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 13,655,000 | $7,783,000 | thousands by filing date | principal |
| MYLAN N V | N59465909 | CALL | 180,000 | $7,783,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 344,059 | $7,779,000 | thousands by filing date | |
| NATIONAL BANK OF ABU DHABI | M7080ZTU0 | MTNF 1.000% 3/1 | 7,800,000 | $7,748,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 303,240 | $7,734,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 95,670 | $7,707,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 413,913 | $7,687,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 361,570 | $7,676,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 458,678 | $7,669,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 84,560 | $7,668,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,000,173 | $7,662,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 8,082,000 | $7,650,000 | thousands by filing date | principal |
| INFRAREIT INC | 45685L100 | COM | 436,014 | $7,648,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 73,085 | $7,643,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 830,312 | $7,638,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 227,312 | $7,636,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 378,716 | $7,574,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 380,285 | $7,560,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 454,872 | $7,555,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 7,947,000 | $7,550,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 7,120,000 | $7,547,000 | thousands by filing date | principal |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 338,086 | $7,543,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 150,000 | $7,534,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 176,346 | $7,501,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 951,913 | $7,501,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,481,620 | $7,498,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 627,108 | $7,494,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 111,583 | $7,493,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 199,587 | $7,492,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 1,000,000 | $7,490,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 270,267 | $7,478,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 251,434 | $7,458,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,368,130 | $7,412,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,046,464 | $7,388,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M909 | ADS | 100,900 | $7,371,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 200,435 | $7,366,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 260,000 | $7,361,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 532,489 | $7,359,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 583,430 | $7,357,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 422,027 | $7,339,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,938,412 | $7,317,000 | thousands by filing date | |
| TEXTRON INC | 883203951 | COM | 200,000 | $7,312,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 345,971 | $7,297,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 646,354 | $7,297,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,798,000 | $7,284,000 | thousands by filing date | principal |
| CISCO SYS INC | 17275R902 | CALL | 253,334 | $7,268,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 177,979 | $7,265,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 68,980 | $7,262,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 142,163 | $7,250,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 55,000 | $7,242,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 553,489 | $7,237,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 928,721 | $7,234,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 72,500 | $7,230,000 | thousands by filing date | put |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 250,184 | $7,230,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 249,675 | $7,210,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 396,225 | $7,204,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 86,000 | $7,174,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 99,027 | $7,172,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 153,214 | $7,161,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 8,839,000 | $7,117,000 | thousands by filing date | principal |
| VALE S A | 91912E955 | SPONSORED ADS | 1,400,000 | $7,084,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 138,819 | $7,073,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 7,460,000 | $7,066,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 4,253,000 | $7,060,000 | thousands by filing date | principal |
| FMC CORP COM NEW | 302491303 | Stock | 152,234 | $7,049,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 144,272 | $7,048,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 330,000 | $7,046,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 40,808 | $7,040,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 778,892 | $7,002,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 434,207 | $6,999,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 84,841 | $6,991,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 467,705 | $6,983,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25,617 | $6,978,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 289,277 | $6,957,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 191,908 | $6,947,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 132,130 | $6,939,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 744,286 | $6,930,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 253,239 | $6,917,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 432,385 | $6,913,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 231,875 | $6,907,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128906 | COM | 379,900 | $6,861,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 130,380 | $6,834,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 521,832 | $6,826,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 324,915 | $6,820,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 237,803 | $6,818,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,112,861 | $6,812,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 233,643 | $6,806,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 178,055 | $6,796,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,034,444 | $6,795,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 142,334 | $6,793,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 301,281 | $6,788,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 251,757 | $6,785,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 344,072 | $6,785,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 319,500 | $6,783,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,323,098 | $6,774,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 86,994 | $6,769,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50,354 | $6,754,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 533,086 | $6,750,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,232,434 | $6,716,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017906 | COM | 100,000 | $6,671,000 | thousands by filing date | call |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 4,795,000 | $6,670,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 375,782 | $6,613,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 130,337 | $6,598,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,867,000 | $6,588,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,244,000 | $6,587,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV | 03524A958 | PUT | 50,000 | $6,584,000 | thousands by filing date | put |
| PARKWAY PPTYS INC | 70159Q104 | COM | 393,316 | $6,581,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 151,800 | $6,579,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 536,287 | $6,574,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 71,784 | $6,573,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 526,850 | $6,560,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,657,000 | $6,548,000 | thousands by filing date | principal |
| UNION PAC CORP | 907818908 | CALL | 75,000 | $6,544,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 73,075 | $6,534,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 177,500 | $6,530,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 50,000 | $6,508,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 240,600 | $6,508,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 210,359 | $6,504,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 979,203 | $6,502,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,251,000 | $6,496,000 | thousands by filing date | principal |
| AUTONATION INC COM | 05329W102 | Stock | 137,902 | $6,480,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS | 56418H950 | COM | 100,000 | $6,434,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 274,455 | $6,430,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 86,391 | $6,413,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 171,776 | $6,406,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,049,189 | $6,400,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 297,844 | $6,389,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 180,133 | $6,357,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 257,089 | $6,345,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U903 | Cmn | 250,000 | $6,343,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387AW2 | BOND | 6,460,000 | $6,339,000 | thousands by filing date | principal |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 461,942 | $6,333,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 75,343 | $6,323,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 323,799 | $6,318,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 263,082 | $6,314,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 36,761 | $6,308,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 932,881 | $6,306,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 677,185 | $6,305,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 69,283 | $6,289,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 357,875 | $6,284,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 55,441 | $6,274,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 53,761 | $6,248,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 158,657 | $6,243,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 166,207 | $6,240,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 131,200 | $6,201,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 212,617 | $6,176,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 192,727 | $6,171,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 251,361 | $6,163,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 6,700,000 | $6,142,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 68,477 | $6,129,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 103,461 | $6,121,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 88,768 | $6,121,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,359,844 | $6,114,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 232,893 | $6,114,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 47,374 | $6,109,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 250,363 | $6,098,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 117,214 | $6,084,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 336,888 | $6,079,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 76,818 | $6,075,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 761,082 | $6,074,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 213,833 | $6,073,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 308,982 | $6,058,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 3,855,000 | $6,048,000 | thousands by filing date | principal |
| ALPHABET INC | 02079K907 | CALL | 8,732 | $6,044,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 350,641 | $6,039,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 389,350 | $6,008,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 61,573 | $5,991,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 550,210 | $5,970,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 114,228 | $5,961,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172905 | CALL | 100,000 | $5,949,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172955 | PUT | 100,000 | $5,949,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 483,530 | $5,933,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 118,733 | $5,927,000 | thousands by filing date | |
| KELLOGG CO | 487836958 | COM | 72,500 | $5,920,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y955 | PUT | 102,726 | $5,918,000 | thousands by filing date | put |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 50,620 | $5,914,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 224,019 | $5,912,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 218,891 | $5,908,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 485,122 | $5,904,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 225,000 | $5,902,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 10,377,000 | $5,902,000 | thousands by filing date | principal |
| AMGEN INC | 031162950 | COM | 38,676 | $5,885,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 164,932 | $5,882,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 820,678 | $5,876,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 54,587 | $5,865,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 358,943 | $5,826,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 122,164 | $5,824,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 237,787 | $5,816,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 93,848 | $5,790,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 461,320 | $5,785,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 234,195 | $5,775,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 651,453 | $5,753,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 103,790 | $5,750,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 142,909 | $5,734,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,726,703 | $5,733,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 91,879 | $5,732,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 734,239 | $5,726,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 254,990 | $5,722,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $5,722,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 245,680 | $5,712,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 211,120 | $5,700,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 297,721 | $5,699,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 130,551 | $5,687,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 146,276 | $5,678,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 433,844 | $5,670,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N951 | PUT | 86,844 | $5,661,000 | thousands by filing date | put |
| HP INC | 40434L955 | COM | 450,000 | $5,648,000 | thousands by filing date | put |
| CONSOL ENERGY INC. | 20854P959 | COM | 350,100 | $5,633,000 | thousands by filing date | put |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 356,463 | $5,629,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 86,026 | $5,623,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2,236,000 | $5,611,000 | thousands by filing date | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 741,342 | $5,605,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 315,117 | $5,603,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 23,153 | $5,599,000 | thousands by filing date | call |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 219,184 | $5,586,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 332,600 | $5,584,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 546,129 | $5,575,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 607,739 | $5,567,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 300,452 | $5,552,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 136,434 | $5,522,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 205,942 | $5,522,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259956 | COM | 100,000 | $5,522,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 462,775 | $5,511,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047952 | COM | 200,000 | $5,500,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 572,869 | $5,494,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 288,950 | $5,487,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 210,422 | $5,486,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 735,253 | $5,464,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 145,511 | $5,458,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 71,335 | $5,450,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 329,000 | $5,448,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 992,689 | $5,420,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 83,359 | $5,418,000 | thousands by filing date | |
| ISHARES INC | 464286956 | PUT | 225,000 | $5,411,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 140,963 | $5,409,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 143,153 | $5,397,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 53,893 | $5,397,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 78,759 | $5,394,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 241,889 | $5,377,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 750,000 | $5,370,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 343,244 | $5,365,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,191,657 | $5,363,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 517,600 | $5,352,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 433,249 | $5,347,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 163,432 | $5,341,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 43,486 | $5,338,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A909 | CALL | 1,240,700 | $5,335,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,275,440 | $5,331,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,619,934 | $5,329,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 173,248 | $5,323,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 73,328 | $5,308,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 673,916 | $5,303,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F954 | COM | 20,700 | $5,298,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 6,287 | $5,294,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 116,240 | $5,266,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 233,240 | $5,265,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 610,720 | $5,264,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 5,172,000 | $5,250,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 222,786 | $5,247,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 4,609,000 | $5,233,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 39,966 | $5,215,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 68,027 | $5,214,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 357,380 | $5,214,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 42,071 | $5,213,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 119,059 | $5,210,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 180,263 | $5,210,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 112,900 | $5,205,000 | thousands by filing date | call |
| NIKE INC | 654106953 | PUT | 94,078 | $5,193,000 | thousands by filing date | put |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 168,000 | $5,190,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 4,220,000 | $5,190,000 | thousands by filing date | principal |
| RELYPSA INC | 759531106 | Common Stock | 280,235 | $5,185,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 57,233 | $5,174,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,230,205 | $5,161,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 185,270 | $5,156,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 327,942 | $5,155,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 504,644 | $5,152,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 354,887 | $5,139,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 178,122 | $5,139,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 5,235,000 | $5,130,000 | thousands by filing date | principal |
| SUFFOLK BANCORP | 864739107 | COM | 163,344 | $5,114,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 187,129 | $5,107,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 168,165 | $5,102,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 166,276 | $5,094,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 332,228 | $5,067,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 282,219 | $5,044,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 118,152 | $5,043,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 912,432 | $5,037,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC | 229899959 | PUT | 79,000 | $5,035,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,197,502 | $5,032,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 326,706 | $5,016,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 126,601 | $5,013,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 4,853,000 | $5,011,000 | thousands by filing date | principal |
| IGNYTA INC | 451731103 | COM | 923,523 | $5,006,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 35,525 | $4,996,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,070,732 | $4,990,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,355,000 | $4,986,000 | thousands by filing date | principal |
| BOISE CASCADE CO DEL | 09739D100 | COM | 216,440 | $4,967,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,160,033 | $4,965,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 208,042 | $4,964,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,169 | $4,963,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 85,053 | $4,946,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 1,000,000 | $4,940,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 133,573 | $4,938,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387AY8 | DEBT | 5,000,000 | $4,938,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,443,000 | $4,934,000 | thousands by filing date | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 815,717 | $4,927,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING CO | 30219G958 | COM | 65,000 | $4,927,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 1,510,973 | $4,926,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,214,950 | $4,919,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 200,000 | $4,908,000 | thousands by filing date | put |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,828,000 | $4,894,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V900 | CALL | 172,689 | $4,887,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 54,066 | $4,887,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 71,836 | $4,879,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 93,294 | $4,858,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 100,554 | $4,853,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 350,000 | $4,816,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383204 | COM NEW | 225,051 | $4,814,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 180,390 | $4,804,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 242,978 | $4,799,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 303,797 | $4,796,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 82,729 | $4,783,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 110,825 | $4,775,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 93,591 | $4,772,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 217,969 | $4,772,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 169,419 | $4,754,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 235,864 | $4,745,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 278,589 | $4,744,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 796,672 | $4,740,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 166,380 | $4,740,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 166,313 | $4,737,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 279,761 | $4,737,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 92,581 | $4,724,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 223,681 | $4,724,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 183,392 | $4,711,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,238,196 | $4,705,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 406,294 | $4,700,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 885,968 | $4,695,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 728,100 | $4,682,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 149,033 | $4,674,000 | thousands by filing date | |
| HOLOGIC INC | 436440951 | PUT | 135,000 | $4,671,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 284,783 | $4,667,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 344,604 | $4,666,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO C | 33616C900 | CALL | 66,666 | $4,666,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 4,734,000 | $4,663,000 | thousands by filing date | principal |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 7,015,000 | $4,656,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T950 | Cmn | 194,300 | $4,650,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 238,994 | $4,648,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W958 | SPONSORED ADR | 150,400 | $4,646,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 135,359 | $4,645,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 82,207 | $4,626,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 130,629 | $4,623,000 | thousands by filing date | |
| SYMANTEC CORP | 871503958 | COM | 225,000 | $4,622,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A959 | PUT | 1,069,300 | $4,598,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 67,650 | $4,587,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 260,418 | $4,585,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 277,875 | $4,582,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 146,415 | $4,577,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 100,400 | $4,569,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 88,713 | $4,567,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 105,000 | $4,551,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 141,159 | $4,543,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 800,858 | $4,542,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534909 | COM | 70,000 | $4,536,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 38,723 | $4,534,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 160,728 | $4,513,000 | thousands by filing date | |
| TECK RESOURCES LTD | 878742954 | CL B | 342,000 | $4,504,000 | thousands by filing date | put |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 360,000 | $4,497,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 126,913 | $4,493,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 192,526 | $4,493,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 133,000 | $4,473,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 115,284 | $4,472,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,509,244 | $4,467,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 155,838 | $4,462,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 679,053 | $4,461,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 40,491 | $4,453,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 52,072 | $4,433,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 198,927 | $4,354,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 35,728 | $4,353,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 350,725 | $4,349,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 239,695 | $4,317,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 74,899 | $4,314,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 355,254 | $4,295,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 175,057 | $4,289,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 4,202,000 | $4,286,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 132,567 | $4,278,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 130,265 | $4,271,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 86,896 | $4,269,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 174,487 | $4,263,000 | thousands by filing date | |
| VanEck Preferred Securities ex | 92189F951 | ETF | 100,000 | $4,262,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 82,223 | $4,253,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 132,033 | $4,250,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 134,589 | $4,247,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 380,000 | $4,245,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 60,528 | $4,237,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 274,837 | $4,236,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 90,000 | $4,231,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 202,532 | $4,226,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 205,000 | $4,219,000 | thousands by filing date | |
| GOLDCORP INC | 380956959 | COM | 220,500 | $4,219,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 301,300 | $4,215,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 3,682,000 | $4,207,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 115,279 | $4,197,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 123,442 | $4,196,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 165,077 | $4,186,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 115,290 | $4,182,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 106,560 | $4,174,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 97,807 | $4,169,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R906 | COM | 22,600 | $4,160,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 385,050 | $4,159,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 288,675 | $4,148,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,984,000 | $4,144,000 | thousands by filing date | principal |
| NEUSTAR INC | 64126X201 | CL A | 175,903 | $4,135,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 215,024 | $4,122,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 305,800 | $4,094,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 1,043,000 | $4,088,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 295,456 | $4,059,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 134,407 | $4,048,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 60,722 | $4,044,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 193,968 | $4,039,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 117,115 | $4,037,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 112,432 | $4,031,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 270,951 | $4,024,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 337,700 | $4,019,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 107,651 | $4,015,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 221,254 | $4,014,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 161,991 | $4,014,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 208,485 | $4,003,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 73,466 | $3,998,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 540,754 | $3,996,000 | thousands by filing date | |
| HILL-ROM HLDGS INC | 431475952 | PUT | 79,100 | $3,991,000 | thousands by filing date | put |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 3,874,000 | $3,991,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 256,079 | $3,979,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 289,967 | $3,970,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 233,971 | $3,954,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R953 | COM | 345,200 | $3,946,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 135,147 | $3,915,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 126,329 | $3,908,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 80,990 | $3,904,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 337,724 | $3,894,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 148,069 | $3,893,000 | thousands by filing date | |
| B & G FOODS INC | 05508R906 | COM | 80,732 | $3,891,000 | thousands by filing date | call |
| HP INC | 40434L905 | COM | 310,000 | $3,891,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 50,000 | $3,890,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 159,134 | $3,886,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 206,869 | $3,878,000 | thousands by filing date | |
| GENERAL GROWTH PROPERTIES | 370023903 | COM | 130,000 | $3,877,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 109,112 | $3,875,000 | thousands by filing date | |
| EAGLE MATLS INC | 26969P958 | PUT | 50,000 | $3,858,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635909 | CALL | 255,000 | $3,856,000 | thousands by filing date | call |
| BARCLAYS PLC | 06738E954 | PUT | 507,000 | $3,853,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 37,824 | $3,847,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 256,127 | $3,840,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 202,094 | $3,836,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 82,749 | $3,822,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 91,374 | $3,815,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 3,666,000 | $3,809,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 247,728 | $3,800,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 968,889 | $3,799,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 62,832 | $3,796,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 682,302 | $3,787,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 45,131 | $3,773,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 129,402 | $3,773,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 56,500 | $3,765,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 277,404 | $3,765,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 760,438 | $3,756,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 671,002 | $3,745,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 143,991 | $3,742,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 36,786 | $3,742,000 | thousands by filing date | put |
| LANDAUER INC | 51476K103 | COM | 90,911 | $3,741,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 65,882 | $3,723,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 85,000 | $3,706,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635959 | PUT | 245,000 | $3,704,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 55,452 | $3,700,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 149,298 | $3,692,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 85,235 | $3,690,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 364,969 | $3,689,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 97,565 | $3,688,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 147,710 | $3,683,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 505,153 | $3,672,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 212,488 | $3,643,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 39,600 | $3,638,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 119,000 | $3,627,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 365,784 | $3,621,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 78,387 | $3,619,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X178 | MSCI INTL REAL | 88,700 | $3,617,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 200,747 | $3,614,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 241,310 | $3,612,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 84,416 | $3,606,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001108 | this filing | 2016-08-08 | acceptance time not in the bulk data set |