13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 4,849 holding rows worth $401,037,468,000.
- Accession
- 0000019617-16-001108
- Filer
- CIK 19617
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,609 entries on the cover page, a total value of $401,037,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $401,037,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MODINE MFG CO COM | 607828100 | Stock | 469 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 189 | $4,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 190 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 100 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 771 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 572 | $4,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 457 | $4,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 631 | $4,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,050 | $4,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,715 | $4,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 163 | $4,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 891 | $4,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 300 | $4,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 446 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 500 | $4,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 86 | $4,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 947 | $4,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 253 | $4,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 252 | $4,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 127 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,155 | $4,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 355 | $4,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 120 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 163 | $4,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 2,990 | $4,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 15,730 | $4,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 70 | $4,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 3,200 | $4,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 262 | $4,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 497 | $4,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 705 | $4,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 611 | $4,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,468 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,061 | $4,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 233 | $4,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,190 | $4,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 3,000 | $4,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 13,123 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 31 | $4,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 78 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 55 | $3,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 280 | $3,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 88 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 554 | $3,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 176 | $3,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 52 | $3,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 201 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 92 | $3,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 189 | $3,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 121 | $3,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 368 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 461 | $3,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 786 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 89 | $3,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 273 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 399 | $3,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 784 | $3,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 109 | $3,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 885 | $3,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 288 | $3,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 162 | $3,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 167 | $3,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 69 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 112 | $3,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 166 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 100 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 131 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 522 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 94 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 90 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 344 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 243 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 238 | $3,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 862 | $3,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,267 | $3,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 169 | $3,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 264 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 88 | $3,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 607 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 340 | $3,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 153 | $3,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 568 | $3,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 657 | $3,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 562 | $3,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 769 | $3,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 149 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 82 | $3,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 505 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,171 | $3,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 120 | $3,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 126 | $3,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,700 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $3,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 794 | $3,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 364 | $3,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 836 | $3,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 861 | $3,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 1,156 | $3,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 300 | $3,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 262 | $3,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 771 | $3,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,054 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 97 | $3,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 1,940 | $3,000 | thousands by filing date | principal |
| STANTEC INC COM | 85472N109 | Stock | 84 | $2,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 300 | $2,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 700 | $2,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 177 | $2,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 111 | $2,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 109 | $2,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 342 | $2,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 834 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 930 | $2,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 85 | $2,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 794 | $2,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 770 | $2,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 39 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 109 | $2,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 206 | $2,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 321 | $2,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 348 | $2,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 35 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 400 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 336 | $2,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,645 | $2,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 374 | $2,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 265 | $2,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 827 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 943 | $2,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 400 | $2,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 147 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 123 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 322 | $2,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 50 | $2,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,434 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 188 | $2,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 529 | $2,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 790 | $2,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 3,916 | $2,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 55 | $2,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,298 | $2,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 189 | $2,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 280 | $2,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 114 | $2,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 332 | $2,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 123 | $2,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 986 | $2,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,350 | $2,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 574 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 343,761 | $2,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 521 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 255 | $2,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 291 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 245 | $2,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,317 | $2,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 342 | $2,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 324 | $2,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 2,672 | $2,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 100 | $2,000 | thousands by filing date | |
| Lpath Inc | 548910405 | Equities | 700 | $2,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368AC4 | Bond | 2,000 | $2,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 111 | $1,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 721 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 43 | $1,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6 | $1,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 29 | $1,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 20 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 157 | $1,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 128 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 124 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 76 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 120 | $1,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 7 | $1,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 48 | $1,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 43 | $1,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 17 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 25 | $1,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 196 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 66 | $1,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 30 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 55 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 100 | $1,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 42 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 197 | $1,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 100 | $1,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 200 | $1,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 34 | $1,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 49 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 464 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 45 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 24 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 76 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 39 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 140 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 251 | $1,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 183 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 249 | $1,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 280 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,734 | $1,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 300 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 353 | $1,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 32 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,300 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 105 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 39 | $1,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 2,165 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 347 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 39 | $1,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 294 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,066 | $1,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 1,977 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 725 | $1,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 663 | $1,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 193 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 283 | $1,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 944 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 328 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,749 | $1,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 92 | $1,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 149 | $1,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 221 | $1,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 66 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 364 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 55 | $1,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 350 | $1,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 118 | $1,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 20 | $1,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 400 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 400 | $1,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 27 | $1,000 | thousands by filing date | |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 511 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 49 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 3,135 | $1,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960W104 | COM | 187 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 217 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 136 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 700 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 340 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 196 | $1,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 54 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 1,000 | $1,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 294 | $1,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUCKLE INC COM | 118440106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYCO GROUP INC COM | 962149100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 426 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOOT BARN HLDGS INC | 099406100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTAI AVIATION LTD | 34960P101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B909 | CL A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETROPHIN INC | 761299106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EROS INTL PLC | G3788M114 | SHS NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP | 892000100 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 4,050,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Galena Biopharma Inc | 363256108 | COM | 962 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 803 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,073 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTER BANCORP INC | 736233107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON DECK CAP INC | 682163100 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRECORA RES | 894648104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 412 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268209 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART TECHNOLOGIES INC | 83172R207 | Cmn | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001108 | this filing | 2016-08-08 | acceptance time not in the bulk data set |