13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 4,849 holding rows worth $401,037,468,000.
- Accession
- 0000019617-16-001108
- Filer
- CIK 19617
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,609 entries on the cover page, a total value of $401,037,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $401,037,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,511 | $434,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 19,896 | $432,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 3,706 | $431,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 270,919 | $431,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,571 | $429,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,079 | $427,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,419 | $426,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 29,082 | $425,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,765 | $424,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 59,158 | $424,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 9,134 | $420,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 27,578 | $420,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,451 | $418,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 18,198 | $418,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 46,500 | $418,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 84,465 | $418,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 7,294 | $417,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 27,400 | $415,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 3,985 | $415,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 9,631 | $414,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 42,111 | $414,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 10,087 | $413,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 334,000 | $413,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,945 | $412,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 14,743 | $412,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q908 | COM | 15,000 | $410,000 | thousands by filing date | call |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 55,963 | $409,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 32,529 | $409,000 | thousands by filing date | |
| INNOVIVA INC | 45781M901 | CALL | 38,700 | $408,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 21,748 | $408,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431951 | PUT | 49,500 | $408,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 28,676 | $406,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 38,304 | $406,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 61,332 | $406,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 14,373 | $404,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 3,468 | $403,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 32,364 | $403,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462957 | COM | 6,400 | $402,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 10,938 | $398,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 112,842 | $396,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,110 | $396,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 15,587 | $396,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 44,153 | $396,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 36,481 | $396,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 10,000 | $396,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 9,089 | $395,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 29,866 | $394,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 20,746 | $393,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 28,469 | $393,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,758 | $392,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,090 | $391,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 71,022 | $390,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,071,000 | $390,000 | thousands by filing date | principal |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 16,070 | $389,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 48,364 | $389,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 409,000 | $389,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 54,910 | $386,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 43,500 | $386,000 | thousands by filing date | put |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 30,534 | $385,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 192,232 | $382,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,000 | $382,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 70,000 | $382,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 70,000 | $382,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 14,649 | $380,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,531 | $378,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 15,196 | $378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 10,643 | $377,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,682 | $372,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 27,514 | $370,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 25,981 | $367,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 28,794 | $366,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $363,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 70,500 | $362,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,560 | $361,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 425,000 | $361,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 79,597 | $360,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 32,153 | $358,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 14,395 | $358,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 215,000 | $355,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 354,000 | $354,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 58,008 | $353,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 16,500 | $353,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 16,832 | $349,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 55,300 | $349,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 14,500 | $348,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP | 812350956 | COM | 25,600 | $348,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 95,617 | $345,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 8,624 | $342,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 31,437 | $341,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,816 | $337,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,038 | $335,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 7,922 | $335,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 26,992 | $335,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 36,836 | $335,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 13,222 | $335,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 27,343 | $334,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,377 | $331,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 52,659 | $331,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,079 | $327,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 9,185 | $324,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 17,212 | $321,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 28,496 | $320,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6,915 | $317,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 24,517 | $316,000 | thousands by filing date | |
| WEIBO CORP | 948596901 | SPONSORED ADR | 11,000 | $313,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280906 | SPON ADR NEW | 10,000 | $313,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,081 | $311,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 4,051 | $311,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 11,455 | $311,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 8,639 | $310,000 | thousands by filing date | |
| ADEPTUS HEALTH INC | 006855900 | CL A | 6,000 | $310,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 26,325 | $309,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 56,410 | $308,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 38,364 | $308,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 61,442 | $307,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 15,023 | $304,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 56,300 | $303,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 28,950 | $300,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 9,670 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,655 | $295,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 15,068 | $295,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 9,371 | $295,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,565 | $293,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 31,563 | $293,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 5,627 | $292,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,600 | $291,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 48,510 | $291,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 10,000 | $290,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 34,041 | $289,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 11,411 | $288,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 22,513 | $287,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,770 | $285,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139954 | COM NEW | 17,300 | $285,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 18,416 | $285,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q903 | CALL | 1,500 | $280,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 21,678 | $278,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 54,367 | $277,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 38,688 | $276,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,753 | $273,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 6,407 | $273,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 74,925 | $273,000 | thousands by filing date | |
| PACIFIC ETHANOL INC | 69423U955 | COM | 50,000 | $273,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,400 | $272,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 456,623 | $272,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823L106 | COM | 20,880 | $271,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 57,574 | $271,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,795 | $270,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 17,455 | $270,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,747 | $268,000 | thousands by filing date | |
| RETROPHIN INC | 761299906 | CALL | 15,000 | $267,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 55,549 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,010 | $265,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,694 | $265,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 26,154 | $264,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 7,368 | $264,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,420 | $262,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 52,394 | $260,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 6,330 | $260,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,709 | $257,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 6,228 | $256,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 9,327 | $256,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 233,000 | $256,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 18,222 | $253,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 22,782 | $252,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 13,777 | $252,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,476 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,163 | $251,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 16,429 | $251,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,798 | $250,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,244 | $249,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 9,432 | $249,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,400 | $248,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H955 | COM | 26,000 | $248,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 22,767 | $246,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 407,726 | $246,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 31,814 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,955 | $243,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 10,571 | $243,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 21,474 | $242,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,979 | $241,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 16,673 | $240,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,718 | $239,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 7,804 | $238,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,349 | $237,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 31,369 | $237,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 12,913 | $237,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 7,921 | $236,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,077 | $236,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 58,119 | $235,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 4,250 | $233,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 68,863 | $233,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 7,846 | $231,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 26,554 | $231,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 13,206 | $230,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,639 | $229,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 17,000 | $228,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 12,874 | $228,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 258,000 | $228,000 | thousands by filing date | principal |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,469 | $227,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 54,454 | $226,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,600 | $226,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,218 | $225,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,012 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,940 | $224,000 | thousands by filing date | |
| INFOSYS LTD | 456788908 | SPONSORED ADR | 12,453 | $222,000 | thousands by filing date | call |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 18,807 | $222,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,668 | $221,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 5,095 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,785 | $221,000 | thousands by filing date | |
| YUM BRANDS INC | 988498951 | PUT | 2,650 | $220,000 | thousands by filing date | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 19,842 | $219,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,308 | $218,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 10,228 | $218,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 217,000 | $217,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,220 | $216,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 13,881 | $216,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,703 | $214,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 5,131 | $214,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 10,160 | $214,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 4,142 | $214,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 8,189 | $213,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304951 | COM | 11,500 | $212,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,000 | $211,000 | thousands by filing date | |
| ILLUMINA INC | 452327959 | PUT | 1,500 | $211,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $210,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,612 | $209,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,584 | $209,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,143 | $206,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 10,192 | $205,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,077 | $203,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,390 | $202,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 20,264 | $202,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 21,391 | $202,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 8,891 | $202,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,482 | $200,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 8,544 | $200,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 96,636 | $199,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 8,334 | $198,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 9,973 | $198,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,000 | $198,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 42,465 | $197,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 56,389 | $197,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,303 | $197,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,996 | $196,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 7,615 | $196,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 28,770 | $195,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904906 | COM | 5,200 | $195,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 36,681 | $191,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834907 | COM | 4,389 | $191,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,329 | $191,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 24,604 | $190,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,423 | $190,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,753 | $189,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 35,275 | $189,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,531 | $188,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,005 | $188,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 209,000 | $188,000 | thousands by filing date | principal |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 10,404 | $187,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 29,607 | $185,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8,097 | $184,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,787 | $184,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 6,883 | $184,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 4,774 | $184,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 230,000 | $184,000 | thousands by filing date | principal |
| REYNOLDS AMERICAN INC | 761713906 | COM | 3,400 | $183,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,738 | $182,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,902 | $181,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 9,294 | $181,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 6,224 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 8,008 | $178,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,201 | $177,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 79,699 | $177,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,643 | $176,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 67,832 | $176,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,994 | $175,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,213 | $175,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 7,532 | $173,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 12,000 | $173,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 10,437 | $173,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 43,774 | $172,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,000 | $172,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 46,219 | $171,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 8,919 | $170,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,352 | $169,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 7,963 | $169,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,029 | $167,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 76,303 | $167,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 8,784 | $166,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,731 | $165,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,284 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,657 | $165,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 8,678 | $165,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,812 | $164,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 43,164 | $164,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 12,591 | $161,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,605 | $160,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 13,443 | $160,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,486 | $160,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,901 | $158,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 29,798 | $157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 6,523 | $156,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 9,567 | $155,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 5,603 | $155,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 15,320 | $154,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 8,876 | $154,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 8,739 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 14,668 | $150,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 6,508 | $149,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,017 | $148,000 | thousands by filing date | |
| YY INC | 98426T956 | COM | 4,376 | $148,000 | thousands by filing date | put |
| KEYCORP | 493267958 | PUT | 13,180 | $146,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,534 | $145,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 8,806 | $145,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,595 | $145,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 24,764 | $144,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 8,070 | $143,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 4,880 | $143,000 | thousands by filing date | put |
| ENSCO PLC-CL A | G3157S956 | COM | 14,700 | $143,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,663 | $142,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 15,941 | $142,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,000 | $141,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,184 | $140,000 | thousands by filing date | |
| RANGE RES CORP | 75281A959 | COM | 3,240 | $140,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 21,040 | $140,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 6,050 | $140,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 90,000 | $140,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 18,451 | $139,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 8,900 | $139,000 | thousands by filing date | |
| EOG RES INC | 26875P951 | PUT | 1,650 | $138,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,171 | $137,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 6,230 | $136,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 5,887 | $136,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,200 | $135,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 21,343 | $134,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 127,000 | $134,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 3,926 | $133,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 4,824 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,156 | $131,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,438 | $131,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 4,964 | $130,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 17,711 | $130,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 7,900 | $130,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,912 | $129,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,639 | $129,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,363 | $129,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 13,953 | $128,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 5,204 | $126,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 5,000 | $126,000 | thousands by filing date | call |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 8,529 | $126,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 830 | $126,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,741 | $125,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,079 | $125,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,974 | $123,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,171 | $123,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 85,227 | $123,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 3,848 | $122,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 241,991 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,029 | $121,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 9,242 | $121,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 3,261 | $121,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 14,549 | $121,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,950 | $120,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 11,073 | $120,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 6,540 | $120,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 43,222 | $120,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,202 | $119,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,553 | $119,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 69,665 | $119,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,983 | $118,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 17,846 | $116,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,078 | $115,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,210 | $115,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 5,051 | $115,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,983 | $114,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 98,000 | $114,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 8,972 | $111,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 8,572 | $111,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 15,648 | $110,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,632 | $109,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 72,397 | $109,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 54,225 | $109,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 13,530 | $109,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,932 | $107,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 4,000 | $107,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 15,640 | $106,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 8,813 | $106,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 27,944 | $105,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 14,174 | $104,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,000 | $104,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 3,558 | $104,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 4,900 | $104,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,454 | $103,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 7,848 | $103,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,239 | $102,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 32,250 | $102,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 4,412 | $102,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 37,627 | $101,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 90,097 | $101,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 65,000 | $101,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827109 | COM | 19,340 | $100,000 | thousands by filing date | |
| JP MORGAN CHASE BANK NA | 48125YBA1 | BOND | 100,000 | $100,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 7,398 | $99,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 12,098 | $98,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 779 | $97,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,866 | $96,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,940 | $94,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 1,100 | $94,000 | thousands by filing date | call |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 10,168 | $94,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,983 | $93,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 11,342 | $91,000 | thousands by filing date | |
| CHUBB LIMITED | H1467J904 | CALL | 700 | $91,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 5,888 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287957 | PUT | 700 | $90,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 57,225 | $90,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 27,352 | $90,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 7,853 | $89,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,984 | $88,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,244 | $88,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,692 | $87,000 | thousands by filing date | principal |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 8,321 | $86,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 26,976 | $86,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,028 | $85,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,501 | $85,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 2,065 | $84,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,394 | $84,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 6,891 | $84,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 126,273 | $84,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 5,627 | $83,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,765 | $82,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,893 | $82,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 3,637 | $82,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,740 | $82,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 29,260 | $82,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 14,958 | $82,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,375 | $81,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 35,212 | $81,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,439 | $80,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,010 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 980 | $79,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 68,450 | $79,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 4,904 | $79,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 5,400 | $78,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 26,600 | $78,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 3,523 | $78,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 3,127 | $78,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 2,353 | $77,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,810 | $77,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 8,271 | $77,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,514 | $76,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6,180 | $76,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 7,289 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,925 | $76,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 3,803 | $76,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 22,198 | $75,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 243,415 | $75,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 16,200 | $75,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,072 | $74,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 6,067 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 979 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,509 | $74,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 7,024 | $74,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 6,060 | $74,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 2,476 | $74,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 731 | $73,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,346 | $73,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 22,355 | $73,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,142 | $72,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,099 | $71,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,313 | $71,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 2,903 | $71,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 124,000 | $71,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,555 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,013 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,835 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 909 | $69,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,050 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 887 | $69,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,375 | $69,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823906 | COM | 1,100 | $69,000 | thousands by filing date | call |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 2,871 | $69,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T904 | Cmn | 2,300 | $69,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 708 | $68,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 4,266 | $68,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 30,154 | $68,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,150 | $68,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,746 | $68,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 7,929 | $68,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 6,198 | $68,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,679 | $67,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,387 | $67,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,035 | $67,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 7,500 | $67,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,604 | $67,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 6,230 | $67,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,025 | $66,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,280 | $66,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,300 | $66,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 966 | $66,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,109 | $66,000 | thousands by filing date | |
| MDC HOLDINGS INC | 552676908 | COM | 2,700 | $66,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001108 | this filing | 2016-08-08 | acceptance time not in the bulk data set |