13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,809 holding rows worth $398,294,560,000.
- Accession
- 0000019617-16-000857
- Filer
- CIK 19617
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,721 entries on the cover page, a total value of $398,294,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,294,560,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 25,990 | $1,329,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 10,652 | $1,324,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 28,640 | $1,324,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 30,934 | $1,323,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 70,919 | $1,321,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U901 | Cmn | 95,400 | $1,318,000 | thousands by filing date | call |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,670 | $1,313,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 10,000 | $1,309,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 48,101 | $1,303,000 | thousands by filing date | |
| FIVE BELOW INC | 33829M901 | COM | 40,600 | $1,303,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 110,396 | $1,301,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 162,100 | $1,301,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 865,403 | $1,299,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 22,175 | $1,298,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,125,000 | $1,296,000 | thousands by filing date | principal |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 59,304 | $1,294,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 11,000 | $1,294,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 8,942 | $1,294,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 51,115 | $1,291,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 1,086,000 | $1,288,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 66,866 | $1,284,000 | thousands by filing date | |
| NEVRO CORP | 64157F903 | CALL | 19,000 | $1,283,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 34,665 | $1,275,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 14,365 | $1,274,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 82,800 | $1,274,000 | thousands by filing date | put |
| WEATHERFORD INTL PLC | G48833900 | CALL | 151,500 | $1,271,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 29,205 | $1,261,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 29,350 | $1,259,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 52,533 | $1,253,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 30,403 | $1,252,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 62,653 | $1,250,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 12,500 | $1,249,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 29,977 | $1,245,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 126,128 | $1,244,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 278,000 | $1,243,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58,748 | $1,240,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 21,751 | $1,238,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M959 | ADS | 17,000 | $1,238,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 18,248 | $1,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 31,982 | $1,230,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 48,050 | $1,230,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 6,500 | $1,229,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 31,122 | $1,225,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 40,676 | $1,224,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 41,013 | $1,222,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 107,812 | $1,222,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 24,603 | $1,221,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 66,164 | $1,220,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 27,844 | $1,214,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 79,600 | $1,214,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 39,305 | $1,212,000 | thousands by filing date | |
| ATMEL CORP | 049513954 | COM | 140,500 | $1,210,000 | thousands by filing date | put |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 41,627 | $1,208,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 913,000 | $1,208,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 106,081 | $1,207,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 47,363 | $1,207,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 28,816 | $1,203,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 66,341 | $1,202,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 8,370,000 | $1,200,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 43,600 | $1,198,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 23,650 | $1,198,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 102,245 | $1,197,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 88,032 | $1,197,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 794,000 | $1,196,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,404 | $1,195,000 | thousands by filing date | |
| INPHI CORP | 45772F957 | COM | 44,200 | $1,194,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 25,495 | $1,188,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280906 | SPON ADR NEW | 30,000 | $1,184,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 46,600 | $1,182,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y959 | COM | 230,900 | $1,175,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 265,719 | $1,174,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 34,500 | $1,173,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 74,033 | $1,163,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 51,100 | $1,161,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 22,452 | $1,160,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 15,000 | $1,158,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 186,768 | $1,158,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 177,350 | $1,152,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,725 | $1,149,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 86,145 | $1,148,000 | thousands by filing date | |
| CALPINE CORP | 131347954 | COM | 79,000 | $1,143,000 | thousands by filing date | put |
| ROUSE PPTYS INC | 779287101 | COM | 78,468 | $1,142,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 9,299 | $1,140,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 32,397 | $1,140,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 110,754 | $1,138,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 59,142 | $1,135,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 865,825 | $1,134,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 58,660 | $1,132,000 | thousands by filing date | |
| XCEL ENERGY INC | 98389B900 | CALL | 31,500 | $1,131,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 18,062 | $1,128,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 70,114 | $1,126,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 103,302 | $1,126,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 673,000 | $1,122,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 76,888 | $1,115,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 36,675 | $1,105,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 216,547 | $1,100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 32,054 | $1,098,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 53,575 | $1,098,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 77,553 | $1,097,000 | thousands by filing date | |
| QORVO INC | 74736K901 | COM | 21,500 | $1,094,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 39,103 | $1,093,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 67,687 | $1,084,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 18,000 | $1,083,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 486,092 | $1,079,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 18,904 | $1,077,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K951 | COM | 680,800 | $1,076,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 19,925 | $1,072,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 54,408 | $1,070,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 42,605 | $1,066,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 82,000 | $1,063,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 14,418 | $1,060,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,057,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W953 | COM | 40,000 | $1,057,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,500 | $1,051,000 | thousands by filing date | |
| TEXTRON INC | 883203901 | COM | 25,000 | $1,050,000 | thousands by filing date | call |
| TEXTRON INC | 883203951 | COM | 25,000 | $1,050,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 30,877 | $1,049,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 40,553 | $1,048,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 10,000 | $1,045,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 28,586 | $1,042,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 11,177 | $1,040,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 33,657 | $1,039,000 | thousands by filing date | |
| FIREEYE INC | 31816Q951 | COM | 50,000 | $1,037,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 64,331 | $1,033,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 68,785 | $1,028,000 | thousands by filing date | |
| ASHLAND INC | 044209954 | COM | 10,000 | $1,027,000 | thousands by filing date | put |
| ASHLAND INC | 044209904 | COM | 10,000 | $1,027,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 20,465 | $1,024,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 42,555 | $1,024,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 16,122 | $1,023,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 17,070 | $1,021,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 78,504 | $1,018,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 14,835 | $1,013,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 81,770 | $1,011,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 14,685 | $1,009,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 79,910 | $1,009,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N903 | COM | 100,000 | $1,005,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 24,400 | $1,004,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 8,650 | $999,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 67,606 | $999,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 63,597 | $997,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 49,117 | $997,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 27,511 | $996,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 36,685 | $992,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 25,850 | $992,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 36,359 | $990,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 537,140 | $988,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 524,000 | $986,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 34,376 | $985,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R954 | COM | 35,682 | $985,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 26,518 | $981,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 8,816 | $981,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250909 | COM | 25,100 | $979,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,790 | $972,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 14,111 | $964,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 9,534 | $962,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 59,891 | $962,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 22,257 | $961,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 20,000 | $958,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC | 69423U955 | COM | 200,000 | $956,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 39,091 | $954,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 755,201 | $952,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 16,122 | $951,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 12,300 | $950,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431951 | PUT | 90,000 | $950,000 | thousands by filing date | put |
| PHI INC-NON VOTING | 69336T205 | COM | 57,600 | $945,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 90,020 | $943,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 84,500 | $942,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,975 | $942,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 19,812 | $939,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 12,974 | $939,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 15,401 | $937,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 58,149 | $934,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 13,198 | $927,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 228,284 | $925,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 78,268 | $925,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653901 | CALL | 16,500 | $924,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 34,049 | $923,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 10,392 | $918,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C958 | COM | 8,600 | $915,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,875,000 | $909,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 527,000 | $907,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 64,164 | $905,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 18,786 | $902,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 21,096 | $897,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 44,889 | $896,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 92,409 | $889,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 376,799 | $885,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 169,300 | $884,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 36,348 | $883,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $879,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 13,920 | $869,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 91,270 | $861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 14,747 | $857,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,346 | $854,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 51,355 | $854,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 40,053 | $852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,105 | $851,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,598 | $848,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 51,001 | $848,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 14,942 | $847,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 18,016 | $846,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 44,766 | $846,000 | thousands by filing date | |
| ICICI BANK LIMITED | 45104G904 | ADR | 107,880 | $845,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 30,355 | $842,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 39,349 | $842,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 28,176 | $839,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 75,394 | $839,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 85,500 | $838,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 23,865 | $834,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 28,938 | $833,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 28,852 | $831,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,536,434 | $831,000 | thousands by filing date | principal |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 95,017 | $828,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 55,149 | $824,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 20,616 | $824,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 134,310 | $823,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 119,638 | $823,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 82,296 | $822,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 97,603 | $822,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 22,247 | $822,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 57,500 | $818,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 85,724 | $816,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 14,485 | $815,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 450,000 | $815,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 28,742 | $813,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 464,492 | $813,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 22,185 | $810,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 18,311 | $810,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 128,000 | $810,000 | thousands by filing date | |
| EPR PPTYS | 26884U909 | COM SH BEN INT | 13,800 | $807,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,989 | $805,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 8,892 | $802,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 142,700 | $802,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 811,000 | $799,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 9,571 | $796,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 16,221 | $795,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 33,117 | $793,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 25,711 | $792,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $789,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 25,207 | $784,000 | thousands by filing date | |
| BAXALTA INC | 07177M903 | Cmn | 20,000 | $781,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,600 | $780,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 25,238 | $777,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 40,973 | $776,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 19,285 | $775,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 218,507 | $774,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 73,500 | $770,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 74,060 | $769,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 284,948 | $767,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,987 | $764,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 26,201 | $762,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 144,249 | $760,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 48,397 | $758,000 | thousands by filing date | |
| NORDSTROM INC | 655664950 | COM | 15,200 | $757,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 23,798 | $750,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 61,219 | $749,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 101,669 | $749,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 20,476 | $748,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 32,816 | $746,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 24,122 | $742,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 201,755 | $738,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 16,225 | $734,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 47,025 | $734,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 29,269 | $732,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 15,230 | $731,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 47,546 | $729,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,462 | $729,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 33,254 | $727,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 31,036 | $727,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 29,391 | $727,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 32,844 | $726,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 23,864 | $725,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 430,000 | $724,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12,103 | $723,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 12,400 | $723,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,853 | $720,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 136,700 | $720,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 24,198 | $719,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,580 | $717,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 19,708 | $715,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 39,524 | $715,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,533 | $709,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20,032 | $709,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 52,500 | $704,000 | thousands by filing date | call |
| CABLEVISION SYSTEMS-NY GRP-A | 12686C959 | COM | 22,000 | $702,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 15,933 | $701,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 10,810 | $701,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 30,424 | $701,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 34,693 | $701,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 50,000 | $700,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,054 | $700,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 213,411 | $700,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 5,000 | $697,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 89,866 | $696,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 15,671 | $688,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 23,843 | $687,000 | thousands by filing date | |
| HEALTH NET INC. | 42222G908 | COM | 10,000 | $685,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 16,779 | $684,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 39,483 | $683,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 16,845 | $682,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 63,700 | $680,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 55,906 | $679,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 727,000 | $678,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 92,186 | $676,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 23,362 | $670,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 13,060 | $669,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 82,267 | $666,000 | thousands by filing date | |
| ISHARES INC | 464286909 | MSCI CDA ETF | 30,865 | $665,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 20,833 | $663,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,378,300 | $662,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 609,000 | $662,000 | thousands by filing date | principal |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 25,155 | $659,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 17,100 | $658,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 40,899 | $655,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 40,775 | $654,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,556 | $653,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 20,000 | $653,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 10,225 | $652,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,961 | $650,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y903 | COM | 47,000 | $648,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,967 | $647,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 12,232 | $647,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,357 | $640,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 535,000 | $639,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,033 | $635,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 35,482 | $632,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 59,549 | $632,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 39,187 | $631,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849956 | COM | 50,000 | $630,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 14,084 | $629,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 19,407 | $627,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746909 | COM | 90,000 | $627,000 | thousands by filing date | call |
| V F CORP | 918204908 | COM | 10,000 | $623,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 33,099 | $623,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 27,000 | $620,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 111,637 | $619,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 44,000 | $618,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 31,680 | $617,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,950 | $614,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 22,697 | $608,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 22,789 | $607,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 20,000 | $606,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 28,902 | $602,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,232 | $601,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,535 | $601,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 16,169 | $599,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 40,305 | $596,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 35,126 | $592,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 20,540 | $589,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 21,890 | $584,000 | thousands by filing date | |
| FIREEYE INC | 31816Q901 | COM | 28,000 | $581,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 29,337 | $580,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 1,700 | $579,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 53,761 | $578,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 215,710 | $578,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 30,860 | $577,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 78,474 | $574,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 12,638 | $570,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 56,253 | $569,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,029 | $562,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 14,340 | $561,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 600,000 | $561,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 13,428 | $558,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,160 | $558,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 14,779 | $556,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 238,642 | $555,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 17,523 | $554,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 7,017 | $554,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354955 | SHS | 340,000 | $554,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,282 | $553,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $551,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,503 | $550,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 15,000 | $550,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 25,770 | $549,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 11,650 | $549,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 9,332 | $548,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 590,000 | $548,000 | thousands by filing date | principal |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,820,850 | $547,000 | thousands by filing date | |
| WIPRO LTD | 97651M909 | SPON ADR 1 SH | 47,143 | $544,000 | thousands by filing date | call |
| INFINERA CORP | 45667G953 | COM | 30,000 | $544,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 50,325 | $541,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 30,526 | $540,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 31,377 | $538,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 91,200 | $538,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 15,143 | $537,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354957 | COM | 40,000 | $536,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 40,667 | $535,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 548,400 | $535,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 32,487 | $534,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 34,232 | $533,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 592,000 | $533,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 60,087 | $532,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 20,666 | $530,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 18,974 | $525,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 21,540 | $525,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $524,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 34,156 | $521,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 59,965 | $520,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 34,100 | $517,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 161,983 | $515,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 15,186 | $514,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,894 | $514,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 58,819 | $513,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 404,000 | $513,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 20,000 | $512,000 | thousands by filing date | put |
| LIONS GATE ENTERTAINMENT COR | 535919953 | COM | 15,800 | $512,000 | thousands by filing date | put |
| ROFIN SINAR TECH INC | 775043952 | OPTION | 18,997 | $509,000 | thousands by filing date | put |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,141 | $508,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 51,521 | $505,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 2,663 | $503,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 25,404 | $500,000 | thousands by filing date | |
| CIT GROUP INC | 125581901 | COM | 12,600 | $500,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 53,674 | $498,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 53,489 | $498,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,581 | $496,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 2,284 | $496,000 | thousands by filing date | put |
| ABBOTT LABORATORIES | 002824900 | COM | 11,000 | $494,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 86,070 | $494,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 14,593 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 20,683 | $490,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,996 | $490,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 11,799 | $490,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 374,000 | $489,000 | thousands by filing date | principal |
| RAYTHEON COMPANY | 755111957 | COM | 3,922 | $488,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 9,695 | $486,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $485,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 1,344,589 | $484,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 26,566 | $483,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 18,219 | $483,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 265,991 | $481,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 2,368,041 | $478,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 9,213 | $477,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 17,260 | $477,000 | thousands by filing date | |
| WHOLE FOODS MARKET INC | 966837906 | COM | 14,200 | $476,000 | thousands by filing date | call |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 12,667 | $476,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 58,300 | $473,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 31,114 | $471,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 37,123 | $470,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 41,635 | $468,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 286,899 | $467,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 19,464 | $464,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 389,000 | $463,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 37,194 | $457,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 28,260 | $454,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 419,000 | $454,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 130,321 | $453,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 3,000 | $452,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,134 | $451,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,329 | $449,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 8,565 | $448,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 19,287 | $444,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 51,260 | $444,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 9,643 | $444,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 22,762 | $444,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,850 | $443,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805T905 | COM | 30,800 | $438,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 111,066 | $437,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 39,472 | $437,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 7,700 | $436,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336907 | COM | 35,000 | $435,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 9,756 | $431,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,271 | $429,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 35,101 | $428,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,201 | $428,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 11,796 | $428,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 25,654 | $427,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,047 | $423,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 500,000 | $423,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 68,278 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,070 | $418,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 19,287 | $418,000 | thousands by filing date | |
| MERITOR INC | 59001K950 | COM | 50,000 | $418,000 | thousands by filing date | put |
| EMERSON ELEC CO | 291011954 | PUT | 8,700 | $416,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 426,200 | $416,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,351 | $412,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,595 | $412,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 499,000 | $412,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 94,418 | $411,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 30,200 | $411,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 25,891 | $410,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 17,414 | $410,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E956 | COM NEW | 97,000 | $408,000 | thousands by filing date | put |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,898 | $407,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 18,830 | $406,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 32,475 | $404,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 149,888 | $402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 10,564 | $399,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 13,858 | $397,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 37,645 | $395,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,549 | $394,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 8,462 | $392,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,758 | $392,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 7,246 | $391,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,370 | $391,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 82,674 | $391,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 19,698 | $390,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 12,400 | $388,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 24,962 | $387,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 15,866 | $387,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000857 | this filing | 2016-02-12 | acceptance time not in the bulk data set |