13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,809 holding rows worth $398,294,560,000.
- Accession
- 0000019617-16-000857
- Filer
- CIK 19617
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,721 entries on the cover page, a total value of $398,294,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,294,560,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OTONOMY INC | 68906L105 | COM | 13,915 | $386,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,775 | $385,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 12,276 | $385,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,743 | $383,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 30,514 | $383,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 8,423 | $381,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 748,000 | $379,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 7,148 | $378,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 23,612 | $378,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 90,000 | $378,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 72,516 | $377,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 10,172 | $377,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 57,489 | $374,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 56,247 | $374,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 152,044 | $374,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 24,182 | $371,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549953 | Cmn | 48,270 | $371,000 | thousands by filing date | put |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 13,814 | $370,000 | thousands by filing date | |
| WHOLE FOODS MARKET INC | 966837956 | COM | 11,000 | $369,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 26,364 | $368,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 29,883 | $368,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 409,000 | $368,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 14,800 | $368,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,311 | $367,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,413 | $365,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 25,550 | $364,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,615 | $363,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 341,800 | $362,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,481 | $361,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A908 | COM | 1,600 | $360,000 | thousands by filing date | call |
| PHYSICIANS RLTY TR | 71943U904 | COM | 21,300 | $359,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 306,496 | $358,000 | thousands by filing date | principal |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 28,005 | $355,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 23,498 | $351,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,500 | $349,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 51,891 | $349,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 25,560 | $349,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 169,018 | $348,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,829 | $347,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,369 | $345,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 17,347 | $344,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 180,000 | $340,000 | thousands by filing date | put |
| UNIVAR INC | 91336L957 | PUT | 20,000 | $340,000 | thousands by filing date | put |
| SEADRILL LTD | G7945E905 | COM | 100,000 | $339,000 | thousands by filing date | call |
| ISHARES BAA-BA | 46432F107 | COM | 6,937 | $339,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 29,914 | $338,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 25,083 | $338,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,824 | $334,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 10,450 | $331,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $331,000 | thousands by filing date | principal |
| ISHARES INC | 464286959 | MSCI CDA ETF | 15,332 | $330,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 31,520 | $329,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 25,190 | $329,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,993 | $328,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 6,491 | $327,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 6,902 | $327,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,113 | $323,000 | thousands by filing date | |
| MEDIA GEN INC NEW | 58441K900 | COM | 20,000 | $323,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 21,854 | $322,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 18,000 | $318,000 | thousands by filing date | put |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 17,002 | $317,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,165 | $314,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 319,000 | $314,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,509 | $311,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 19,244 | $309,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S906 | COM | 20,000 | $308,000 | thousands by filing date | call |
| SIZMEK INC | 83013P105 | COM | 82,180 | $300,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 47,600 | $298,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,966 | $296,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C952 | Cmn | 14,000 | $295,000 | thousands by filing date | put |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 10,693 | $294,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,225 | $293,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 13,509 | $290,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 20,402 | $290,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 302,000 | $290,000 | thousands by filing date | principal |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,425 | $289,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 5,756 | $287,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 53,130 | $287,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 3,459 | $287,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 74,201 | $286,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,344 | $285,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,819 | $282,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,064 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,223 | $280,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,600 | $280,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 13,374 | $279,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 17,591 | $278,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 79,302 | $277,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 7,789 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 22,495 | $274,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 14,700 | $274,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 11,475 | $273,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,263 | $272,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,700 | $271,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 10,555 | $270,000 | thousands by filing date | |
| INPHI CORP | 45772F907 | CALL | 10,000 | $270,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 38,588 | $269,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,288 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,433 | $266,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 21,075 | $265,000 | thousands by filing date | |
| NETAPP INC | 64110D904 | CALL | 10,000 | $265,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 6,245 | $265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 15,944 | $265,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 14,611 | $262,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,559 | $262,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,262 | $262,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,572 | $261,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 9,640 | $260,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 7,140 | $259,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 90,100 | $259,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 12,749 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,365 | $259,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578951 | CL B | 15,100 | $259,000 | thousands by filing date | put |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 10,573 | $258,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,536 | $256,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 47,532 | $255,000 | thousands by filing date | |
| ADTRAN INC | 00738A956 | COM | 14,800 | $255,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,924 | $253,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 6,259 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 8,873 | $252,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 7,664 | $252,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 10,000 | $252,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,223 | $251,000 | thousands by filing date | |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 40,000 | $249,000 | thousands by filing date | call |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 5,572 | $247,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 16,833 | $245,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 147,585 | $245,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 10,729 | $243,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,816 | $242,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 24,349 | $241,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,397 | $240,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 4,995 | $240,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 18,524 | $240,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 1,800 | $238,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,616 | $236,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,182 | $235,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 15,650 | $235,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 13,000 | $234,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 97,246 | $234,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 217,000 | $232,000 | thousands by filing date | principal |
| DTS INC | 23335C101 | COM | 10,247 | $231,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 23,362 | $230,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 15,855 | $229,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 58,498 | $227,000 | thousands by filing date | |
| CHEMOURS CO | 163851958 | COM | 42,400 | $227,000 | thousands by filing date | put |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,420 | $225,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,047 | $223,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 68,190 | $223,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 25,271 | $221,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,917 | $221,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 5,111 | $221,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,829 | $220,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 17,308 | $220,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,390 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 6,532 | $219,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,845 | $218,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK | 55608B955 | Cmn | 3,000 | $218,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G901 | COM | 22,000 | $217,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 16,950 | $215,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 24,644 | $215,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 14,153 | $214,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 8,220 | $213,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 16,411 | $210,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,583 | $209,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 9,985 | $208,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,462 | $207,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 5,258 | $207,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 26,000 | $207,000 | thousands by filing date | |
| MEDIA GEN INC NEW | 58441K950 | Cmn | 12,800 | $207,000 | thousands by filing date | put |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,159 | $206,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,000 | $205,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 10,977 | $203,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 12,762 | $199,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,859 | $198,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 7,500 | $198,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 31,033 | $195,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,560 | $194,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,296 | $194,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M956 | COM | 3,200 | $194,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,500 | $193,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 8,071 | $190,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 25,124 | $190,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 38,926 | $189,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 8,300 | $189,000 | thousands by filing date | call |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 13,615 | $188,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 10,000 | $187,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 185,136 | $187,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 16,294 | $186,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630952 | PUT | 4,400 | $186,000 | thousands by filing date | put |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,399 | $186,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,665 | $186,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 9,000 | $185,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $185,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,305 | $184,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,593 | $182,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 11,309 | $181,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 39,198 | $180,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 2,521 | $179,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 20,000 | $179,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 5,868 | $178,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 2,900 | $178,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311957 | PUT | 2,200 | $177,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,549 | $176,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 45,952 | $176,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 9,661 | $175,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 5,000 | $175,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,931 | $171,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 7,673 | $171,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,959 | $170,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 16,236 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 9,412 | $168,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 7,428 | $168,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,863 | $167,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 1,900 | $167,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,137 | $167,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 158,855 | $167,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 22,850 | $166,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,503 | $164,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 1,100 | $164,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700956 | COM | 6,500 | $164,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 1,661 | $162,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,000 | $162,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 14,140 | $162,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,180 | $162,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 61,286 | $162,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 15,641 | $161,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 6,728 | $161,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,772 | $160,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 9,660 | $160,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 7,704 | $158,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 6,255 | $157,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 6,494 | $157,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 10,634 | $157,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 3,742 | $157,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,500 | $155,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 1,500 | $155,000 | thousands by filing date | call |
| ADTRAN INC | 00738A906 | COM | 8,900 | $153,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 30,101 | $152,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 37,063 | $151,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 8,597 | $150,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 8,842 | $149,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,665 | $148,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 24,321 | $148,000 | thousands by filing date | |
| COCA-COLA ENTERPRISES | 19122T909 | COM | 3,000 | $148,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 28,353 | $147,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 7,332 | $146,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 78,906 | $145,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 9,758 | $144,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 5,577 | $144,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 32,820 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 6,546 | $142,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 4,612 | $142,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 16,543 | $140,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32,404 | $140,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 141,000 | $140,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 13,004 | $137,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 8,164 | $135,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 133,000 | $134,000 | thousands by filing date | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 4,574 | $133,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 1,765 | $132,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,460 | $131,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 100,892 | $131,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 29,200 | $131,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 24,300 | $129,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 90,965 | $127,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 5,539 | $126,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 2,252 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 5,095 | $125,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 10,092 | $125,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 8,900 | $125,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914909 | COM | 50,000 | $125,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B907 | SHS | 24,000 | $125,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 2,000 | $123,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 66,037 | $123,000 | thousands by filing date | |
| LINN ENERGY LLC-UNITS | 536020950 | COM | 94,800 | $122,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 11,525 | $121,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 98,747 | $121,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 4,136 | $120,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 14,211 | $119,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 39,399 | $119,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 8,955 | $118,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 7,900 | $118,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G907 | Option | 3,800 | $118,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,600 | $118,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 8,529 | $117,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 2,835 | $117,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,956 | $115,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 6,230 | $115,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,171 | $113,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 1,600 | $113,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,970 | $113,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 180,000 | $113,000 | thousands by filing date | principal |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 7,800 | $112,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,585 | $111,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,466 | $110,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 65,000 | $108,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 10,727 | $107,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD | G3164Q901 | Cmn | 22,200 | $106,000 | thousands by filing date | call |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 7,700 | $105,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 16,458 | $105,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 72,276 | $103,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 20,217 | $103,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 7,700 | $102,000 | thousands by filing date | call |
| QORVO INC | 74736K951 | PUT | 2,000 | $102,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,727 | $102,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,451 | $101,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 8,421 | $101,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 5,862 | $101,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 4,050 | $101,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 2,663 | $100,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,796 | $100,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,430 | $98,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,736 | $97,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,538 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 5,238 | $95,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 4,739 | $95,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 5,716 | $94,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 992 | $93,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,245 | $92,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,020 | $92,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,690 | $92,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 9,043 | $92,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 4,286 | $91,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 3,043 | $90,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499951 | COM | 25,000 | $90,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,379 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 4,525 | $90,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,269 | $88,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,143 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 6,711 | $88,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 170,000 | $88,000 | thousands by filing date | principal |
| ISHARES TR | 464287957 | PUT | 700 | $87,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 2,531 | $86,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,543 | $86,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 3,632 | $86,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 659 | $85,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 9,037 | $85,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 3,535 | $85,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,668 | $84,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,493 | $84,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,557 | $84,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 6,000 | $83,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,297 | $83,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 6,580 | $83,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 6,489 | $82,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,797 | $80,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,050 | $80,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,857 | $79,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,825 | $79,000 | thousands by filing date | |
| GENERAL GROWTH PROPERTIES | 370023953 | COM | 2,900 | $79,000 | thousands by filing date | put |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 7,994 | $79,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC | 74834L900 | CALL | 1,100 | $78,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC | 74834L950 | PUT | 1,100 | $78,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,089 | $78,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,637 | $78,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 7,302 | $77,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,643 | $77,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 3,974 | $76,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 5,678 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 1,680 | $76,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 7,500 | $75,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 3,581 | $75,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,201 | $73,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 5,037 | $73,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,515 | $73,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,725 | $73,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 1,800 | $73,000 | thousands by filing date | call |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,242 | $73,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 2,600 | $72,000 | thousands by filing date | put |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 3,572 | $71,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 64,000 | $71,000 | thousands by filing date | principal |
| MCCLATCHY CO | 579489105 | CL A | 58,166 | $70,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 71,000 | $70,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 119,000 | $70,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 5,296 | $69,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 6,170 | $68,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 73,705 | $68,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,940 | $68,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,665 | $68,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,651 | $68,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 2,669 | $68,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 2,740 | $68,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,907 | $68,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 5,073 | $67,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 8,699 | $67,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,975 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 887 | $66,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 2,688 | $66,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,673 | $65,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,849 | $65,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,604 | $65,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 6,719 | $65,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 764 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,371 | $64,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,250 | $64,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 3,957 | $64,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,300 | $63,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 34,766 | $63,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 17,706 | $63,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 3,000 | $63,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 6,000 | $63,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,323 | $62,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 2,264 | $62,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 4,464 | $62,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 642 | $61,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 3,086 | $61,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 9,200 | $61,000 | thousands by filing date | call |
| TEXAS INSTRS INC | 882508954 | PUT | 1,100 | $60,000 | thousands by filing date | put |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,692 | $60,000 | thousands by filing date | principal |
| HALYARD HEALTH INC | 40650V950 | PUT | 1,800 | $60,000 | thousands by filing date | put |
| AVANGRID INC | 05351W103 | COM | 1,543 | $59,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 1,616 | $59,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,075 | $58,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 3,030 | $58,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 2,257 | $58,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 6,559 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 689 | $57,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 3,520 | $57,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 2,000 | $57,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,400 | $56,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,021 | $56,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,846 | $56,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,000 | $56,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,652 | $55,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,230 | $55,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,989 | $55,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,650 | $54,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,761 | $54,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,575 | $54,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 1,700 | $54,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 4,597 | $54,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,989 | $53,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,725 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 3,500 | $52,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 8,244 | $52,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,358 | $51,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 20,000 | $51,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 23,014 | $51,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 1,300 | $51,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,836 | $50,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 2,234 | $50,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 19,394 | $50,000 | thousands by filing date | |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 1,600 | $50,000 | thousands by filing date | put |
| NEPHROGENEX INC | 640667101 | Cmn | 31,536 | $50,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 400 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,609 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 425 | $48,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,740 | $48,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 500 | $48,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 959 | $48,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 5,000 | $48,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 2,024 | $48,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 13,383 | $48,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,141 | $47,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,503 | $47,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,344 | $47,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,560 | $47,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 424 | $46,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,567 | $46,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 9,581 | $46,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,456 | $46,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 66,000 | $46,000 | thousands by filing date | principal |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,405 | $45,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,317 | $45,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 6,000 | $45,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,450 | $45,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 84,000 | $45,000 | thousands by filing date | principal |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 4,994 | $45,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,730 | $44,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H905 | ADR | 9,100 | $44,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,823 | $44,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 3,173 | $43,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 1,000 | $43,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 59,858 | $43,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,269 | $43,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,380 | $42,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C902 | Cmn | 2,000 | $42,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 4,000 | $42,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 300 | $41,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 6,782 | $41,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,924 | $41,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,236 | $40,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,053 | $40,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,010 | $40,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 610 | $40,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 9,200 | $40,000 | thousands by filing date | call |
| MILACRON HLDGS CORP | 59870L106 | COM | 3,164 | $40,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 822 | $40,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,051 | $40,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,087 | $40,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 382 | $39,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,778 | $39,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 3,478 | $39,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55,000 | $39,000 | thousands by filing date | principal |
| Vanguard Materials ETF | 92204A801 | SHS | 402 | $38,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 872 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 540 | $38,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,632 | $38,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932907 | COM | 1,200 | $38,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,071 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000857 | this filing | 2016-02-12 | acceptance time not in the bulk data set |