13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,809 holding rows worth $398,294,560,000.
- Accession
- 0000019617-16-000857
- Filer
- CIK 19617
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,721 entries on the cover page, a total value of $398,294,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,294,560,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVON PRODS INC | 054303102 | COM | 802,408 | $3,250,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 332,439 | $3,248,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 149,334 | $3,235,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 86,986 | $3,233,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 99,657 | $3,225,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 33,500 | $3,224,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 75,254 | $3,207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 82,106 | $3,200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 84,100 | $3,187,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 42,100 | $3,185,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,322,000 | $3,182,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 76,686 | $3,172,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 95,390 | $3,171,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P959 | COM | 400,100 | $3,161,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 268,249 | $3,158,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,955,000 | $3,151,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 381,038 | $3,147,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 114,058 | $3,147,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 234,065 | $3,142,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 115,735 | $3,140,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 487,119 | $3,137,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 139,178 | $3,137,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433957 | PUT | 47,500 | $3,135,000 | thousands by filing date | put |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 92,100 | $3,127,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 213,430 | $3,126,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 55,413 | $3,122,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754906 | COM | 42,900 | $3,121,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 156,950 | $3,115,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 96,950 | $3,113,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 108,697 | $3,101,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 254,180 | $3,099,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 250,848 | $3,096,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 471,572 | $3,093,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290909 | SPON ADR NEW | 555,284 | $3,093,000 | thousands by filing date | call |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 360,745 | $3,092,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 87,381 | $3,089,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439954 | PUT | 35,000 | $3,082,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 37,050 | $3,070,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 259,013 | $3,069,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 109,037 | $3,068,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 303,530 | $3,063,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 110,737 | $3,061,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 104,869 | $3,050,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 174,089 | $3,033,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 65,761 | $3,032,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 2,677,000 | $3,032,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 138,016 | $3,027,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 157,054 | $3,022,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 66,985 | $3,011,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 211,400 | $3,006,000 | thousands by filing date | |
| CELGENE CORP | 151020954 | COM | 25,100 | $3,006,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 2,820,147 | $2,990,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 143,214 | $2,985,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 150,000 | $2,984,000 | thousands by filing date | call |
| SALESFORCE INC | 79466L902 | CALL | 38,000 | $2,979,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 116,631 | $2,976,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 230,338 | $2,971,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 33,800 | $2,971,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V950 | PUT | 215,800 | $2,965,000 | thousands by filing date | put |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 100,000 | $2,964,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 89,693 | $2,963,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 44,900 | $2,963,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 160,825 | $2,963,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 123,521 | $2,954,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 63,310 | $2,945,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 54,507 | $2,945,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 366,800 | $2,942,000 | thousands by filing date | |
| MCDONALDS CORP | 580135901 | COM | 24,800 | $2,930,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 449,400 | $2,926,000 | thousands by filing date | call |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 27,249 | $2,925,000 | thousands by filing date | |
| AVAGO TECHNOLOGIES LTD | Y0486S904 | COM | 20,000 | $2,903,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 411,085 | $2,902,000 | thousands by filing date | |
| LEXMARK INTERNATIONAL INC-A | 529771957 | COM | 89,400 | $2,901,000 | thousands by filing date | put |
| VALE S A | 91912E905 | SPONSORED ADS | 880,900 | $2,898,000 | thousands by filing date | call |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,937,000 | $2,896,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 40,000 | $2,887,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 40,000 | $2,887,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 144,186 | $2,886,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 216,418 | $2,884,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 138,613 | $2,883,000 | thousands by filing date | |
| CAL MAINE FOODS INC | 128030952 | PUT | 62,200 | $2,882,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 217,237 | $2,878,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 74,269 | $2,878,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,953 | $2,874,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P951 | COM | 69,800 | $2,873,000 | thousands by filing date | put |
| LEXMARK INTERNATIONAL INC-A | 529771907 | COM | 88,200 | $2,862,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 50,295 | $2,859,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118,306 | $2,858,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,238,000 | $2,857,000 | thousands by filing date | principal |
| LANDAUER INC | 51476K103 | COM | 86,225 | $2,839,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 140,600 | $2,824,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100,000 | $2,814,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 225,953 | $2,813,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 24,651 | $2,812,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 155,700 | $2,804,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 112,167 | $2,802,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 98,800 | $2,801,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,274,000 | $2,801,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R906 | COM | 79,832 | $2,796,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 239,492 | $2,793,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 128,324 | $2,792,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 82,932 | $2,775,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q908 | COM | 97,200 | $2,773,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 5,559,776 | $2,769,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 196,800 | $2,769,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 63,113 | $2,757,000 | thousands by filing date | |
| VCA ANTECH INC | 918194951 | Cmn | 50,000 | $2,750,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194901 | Cmn | 50,000 | $2,750,000 | thousands by filing date | call |
| BAXALTA INC | 07177M953 | Cmn | 70,300 | $2,744,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 97,663 | $2,741,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 59,705 | $2,740,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 249,725 | $2,730,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 50,000 | $2,724,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 41,476 | $2,720,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 41,064 | $2,718,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 91,089 | $2,714,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 136,863 | $2,707,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 80,859 | $2,700,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 33,000 | $2,699,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 68,180 | $2,695,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 2,703,000 | $2,691,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 2,665,000 | $2,690,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 379,925 | $2,686,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 107,400 | $2,686,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 95,370 | $2,684,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 307,765 | $2,681,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 70,328 | $2,673,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 108,559 | $2,667,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041955 | Cmn | 18,600 | $2,658,000 | thousands by filing date | put |
| WAGEWORKS INC | 930427109 | COM | 58,453 | $2,652,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y954 | PUT | 50,000 | $2,651,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 50,000 | $2,651,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 59,394 | $2,643,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $2,641,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 5,472,525 | $2,638,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 419,303 | $2,638,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 112,027 | $2,637,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 54,500 | $2,630,000 | thousands by filing date | put |
| SUPERIOR ENERGY SERVICES INC | 868157908 | COM | 195,000 | $2,627,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 204,300 | $2,623,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 148,372 | $2,619,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 133,475 | $2,612,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 50,565 | $2,610,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 329,356 | $2,603,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 392,131 | $2,600,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 97,000 | $2,593,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 97,851 | $2,592,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 3,365,000 | $2,591,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912X302 | CL A | 77,156 | $2,584,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 148,887 | $2,581,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,971,000 | $2,560,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102905 | CALL | 42,500 | $2,552,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 28,239 | $2,550,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 147,689 | $2,543,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 455,457 | $2,537,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 66,056 | $2,536,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 188,105 | $2,528,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 145,836 | $2,508,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 172,670 | $2,503,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 53,820 | $2,493,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 113,800 | $2,493,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,890,000 | $2,489,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,731,000 | $2,489,000 | thousands by filing date | principal |
| PUBLIC STORAGE | 74460D959 | COM | 10,000 | $2,477,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 186,090 | $2,468,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 482,464 | $2,456,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 43,418 | $2,455,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 16,288 | $2,444,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 442,875 | $2,441,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 109,500 | $2,438,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 22,628 | $2,437,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 27,448 | $2,435,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 52,700 | $2,421,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 593,161 | $2,414,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 132,300 | $2,409,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT COR | 535919903 | COM | 74,300 | $2,407,000 | thousands by filing date | call |
| CERNER CORP | 156782904 | COM | 40,000 | $2,407,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,101,000 | $2,406,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 445,419 | $2,405,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 131,188 | $2,403,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 90,416 | $2,402,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 107,103 | $2,398,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 35,734 | $2,398,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 51,208 | $2,397,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283900 | CALL | 30,000 | $2,384,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 2,600,000 | $2,372,000 | thousands by filing date | principal |
| HP INC | 40434L955 | COM | 200,000 | $2,368,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 190,437 | $2,367,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 73,584 | $2,363,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 50,643 | $2,361,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 113,375 | $2,354,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 235,750 | $2,353,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 51,334 | $2,348,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,955,399 | $2,346,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,932 | $2,340,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 411,870 | $2,336,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 139,068 | $2,326,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P901 | COM | 25,000 | $2,322,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 172,683 | $2,315,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224907 | COM | 50,100 | $2,312,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 76,352 | $2,310,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 52,530 | $2,310,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 73,025 | $2,308,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 147,584 | $2,305,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 67,763 | $2,304,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 63,682 | $2,304,000 | thousands by filing date | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 2,322,000 | $2,299,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL CORP | 63934E958 | COM | 260,000 | $2,298,000 | thousands by filing date | put |
| BT GROUP-ADR | 05577E101 | ADR | 66,324 | $2,295,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 103,999 | $2,290,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 151,100 | $2,286,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 153,211 | $2,283,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 193,515 | $2,278,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 294,200 | $2,277,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 35,483 | $2,271,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 80,118 | $2,268,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 73,850 | $2,267,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 69,708 | $2,254,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 80,423 | $2,239,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 173,225 | $2,231,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 67,480 | $2,218,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 188,638 | $2,213,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 103,037 | $2,212,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 151,373 | $2,209,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 45,600 | $2,200,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21,858 | $2,199,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 66,870 | $2,198,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 228,569 | $2,194,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 76,215 | $2,188,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 113,355 | $2,184,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 27,020 | $2,181,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 237,160 | $2,179,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 103,558 | $2,178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W906 | CALL | 38,400 | $2,172,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 15,660 | $2,171,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 333,480 | $2,171,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 47,943 | $2,168,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 112,504 | $2,154,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469907 | COM | 35,000 | $2,154,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469957 | PUT | 35,000 | $2,154,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 30,727 | $2,150,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 178,642 | $2,148,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 238,225 | $2,144,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 46,079 | $2,135,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 81,702 | $2,135,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 81,400 | $2,134,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 40,600 | $2,130,000 | thousands by filing date | put |
| RIG 270115C00010000 | h8817h900 | CALL | 171,600 | $2,125,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 142,455 | $2,119,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 60,687 | $2,104,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 274,500 | $2,103,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 34,761 | $2,100,000 | thousands by filing date | |
| RANGE RES CORP | 75281A959 | COM | 85,000 | $2,092,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 79,250 | $2,088,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 321,372 | $2,082,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 209,408 | $2,081,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 86,534 | $2,079,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 50,000 | $2,075,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC | 33830X954 | PUT | 50,000 | $2,075,000 | thousands by filing date | put |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 104,200 | $2,073,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 45,484 | $2,067,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 209,550 | $2,064,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 34,328 | $2,061,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 46,758 | $2,060,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 80,967 | $2,054,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 140,200 | $2,049,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 61,691 | $2,045,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 525,825 | $2,045,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 80,654 | $2,043,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 145,016 | $2,042,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 26,200 | $2,032,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 102,138 | $2,022,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL | 712704905 | COM | 125,000 | $2,019,000 | thousands by filing date | call |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 18,809 | $2,018,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 45,773 | $2,018,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 2,190,000 | $2,015,000 | thousands by filing date | principal |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 84,225 | $2,011,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 57,700 | $2,011,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 99,722 | $2,010,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 55,045 | $1,995,000 | thousands by filing date | |
| CIRRUS LOGIC INC | 172755900 | COM | 67,500 | $1,993,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 106,350 | $1,983,000 | thousands by filing date | |
| YUM BRANDS INC | 988498951 | PUT | 27,100 | $1,980,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 13,677 | $1,979,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 2,219,000 | $1,977,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 117,910 | $1,973,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 39,541 | $1,965,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 67,734 | $1,961,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 62,500 | $1,961,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 313,236 | $1,957,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 151,950 | $1,956,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 45,143 | $1,953,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 36,128 | $1,943,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 140,406 | $1,940,000 | thousands by filing date | |
| COACH INC | 189754904 | COM | 59,280 | $1,940,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 62,455 | $1,939,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 127,843 | $1,935,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,223,128 | $1,932,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 110,884 | $1,927,000 | thousands by filing date | |
| EATON CORP PLC | G29183903 | CALL | 37,000 | $1,925,000 | thousands by filing date | call |
| YAHOO! INC | 984332956 | COM | 57,800 | $1,922,000 | thousands by filing date | put |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 61,166 | $1,921,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,482,986 | $1,912,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 496,150 | $1,911,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 103,856 | $1,904,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 71,385 | $1,899,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 301,421 | $1,890,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 67,760 | $1,890,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 114,400 | $1,888,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,888,000 | $1,879,000 | thousands by filing date | principal |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 107,935 | $1,879,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 66,957 | $1,874,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 37,045 | $1,866,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 40,945 | $1,865,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 224,338 | $1,862,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 76,580 | $1,860,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 611,449 | $1,847,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 75,684 | $1,833,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 101,200 | $1,833,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 174,063 | $1,824,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 87,907 | $1,822,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 27,116 | $1,821,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 180,000 | $1,813,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 40,121 | $1,811,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 35,168 | $1,806,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 38,171 | $1,802,000 | thousands by filing date | |
| EDISON INTL | 281020907 | COM | 30,400 | $1,800,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 39,836 | $1,797,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 344,900 | $1,794,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 134,693 | $1,793,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 175,368 | $1,792,000 | thousands by filing date | |
| GOLDCORP INC | 380956959 | COM | 155,000 | $1,792,000 | thousands by filing date | put |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 158,800 | $1,792,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 62,524 | $1,791,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 109,378 | $1,789,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 115,053 | $1,788,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 19,090 | $1,785,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 39,887 | $1,777,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 1,720,000 | $1,776,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 69,069 | $1,774,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 28,925 | $1,773,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 54,200 | $1,771,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 15,630 | $1,769,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 97,179 | $1,761,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 20,751 | $1,758,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 60,550 | $1,754,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 95,320 | $1,748,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 83,125 | $1,746,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 32,725 | $1,726,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 72,489 | $1,725,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849954 | COM | 26,500 | $1,725,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 57,450 | $1,724,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 129,333 | $1,722,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 48,075 | $1,719,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 56,700 | $1,715,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 20,374 | $1,713,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,200 | $1,712,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 52,338 | $1,707,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 288,308 | $1,707,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 15,518 | $1,700,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 20,582 | $1,700,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 25,171 | $1,697,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 464,921 | $1,697,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 58,589 | $1,691,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 173,100 | $1,691,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 39,259 | $1,689,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 23,600 | $1,687,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10,538 | $1,682,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 20,084 | $1,680,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 46,502 | $1,677,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 206,000 | $1,671,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 672,657 | $1,668,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 64,952 | $1,665,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 51,633 | $1,663,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 64,000 | $1,661,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 38,172 | $1,657,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,648,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 96,818 | $1,647,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,986,000 | $1,642,000 | thousands by filing date | principal |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 29,464 | $1,641,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 212,554 | $1,634,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 24,783 | $1,633,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 139,358 | $1,622,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 19,805 | $1,621,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 200,454 | $1,621,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 66,958 | $1,618,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 171,235 | $1,613,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 89,775 | $1,612,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 68,536 | $1,609,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 267,975 | $1,608,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 60,700 | $1,603,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 429,413 | $1,600,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 47,065 | $1,598,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 60,396 | $1,595,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 84,600 | $1,594,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 52,008 | $1,590,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 86,932 | $1,586,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 55,950 | $1,583,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887952 | PUT | 37,500 | $1,581,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 29,443 | $1,580,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 15,600 | $1,579,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 137,351 | $1,579,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 260,082 | $1,579,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 389,982 | $1,576,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 36,158 | $1,573,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 148,457 | $1,573,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 64,490 | $1,573,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 376,474 | $1,566,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 52,382 | $1,563,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 26,218 | $1,563,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 508,684 | $1,561,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 90,751 | $1,559,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 55,917 | $1,558,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 55,699 | $1,558,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 54,981 | $1,557,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 319,564 | $1,556,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,715,000 | $1,555,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 39,070 | $1,547,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 28,275 | $1,542,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 65,028 | $1,541,000 | thousands by filing date | principal |
| STOCK YDS BANCORP INC | 861025104 | COM | 40,686 | $1,538,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452901 | COM | 28,700 | $1,537,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452951 | COM | 28,700 | $1,537,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 131,272 | $1,535,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 55,617 | $1,533,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 528 | $1,529,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,527,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 58,334 | $1,523,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 187,511 | $1,517,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 127,625 | $1,514,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 120,000 | $1,511,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 14,788 | $1,508,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 66,286 | $1,508,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 93,968 | $1,504,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 44,725 | $1,502,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 41,203 | $1,501,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,234,000 | $1,501,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 98,100 | $1,494,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 26,269 | $1,493,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 86,914 | $1,489,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 18,875 | $1,486,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 150,581 | $1,484,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 21,000 | $1,480,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 218,038 | $1,476,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 602,300 | $1,476,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 221,564 | $1,475,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 49,513 | $1,463,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 8,300 | $1,462,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC | 65336K953 | PUT | 24,900 | $1,462,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 30,556 | $1,457,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 107,114 | $1,451,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M909 | ADS | 19,910 | $1,450,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 36,942 | $1,443,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,949,000 | $1,442,000 | thousands by filing date | principal |
| AV HOMES INC | 00234P102 | COM | 112,500 | $1,441,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 115,275 | $1,441,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 33,219 | $1,437,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 56,900 | $1,433,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 90,420 | $1,430,000 | thousands by filing date | |
| CA INC | 12673P905 | COM | 50,000 | $1,428,000 | thousands by filing date | call |
| CA INC | 12673P955 | COM | 50,000 | $1,428,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,388,000 | $1,427,000 | thousands by filing date | principal |
| SUNOPTA INC | 8676EP108 | COM | 207,972 | $1,423,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 12,900 | $1,422,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 25,281 | $1,422,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q951 | PUT | 123,800 | $1,422,000 | thousands by filing date | put |
| WHITING PETROLEUM CORPORATION | 966387902 | COM | 150,000 | $1,416,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 29,417 | $1,413,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 37,700 | $1,404,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 76,200 | $1,404,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 265,589 | $1,397,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 129,302 | $1,393,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 22,156 | $1,392,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 74,075 | $1,388,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 83,350 | $1,379,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 26,579 | $1,378,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,400,000 | $1,375,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 30,000 | $1,374,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 58,379 | $1,371,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 72,621 | $1,370,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 18,082 | $1,369,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 125,472 | $1,368,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 30,813 | $1,364,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 125,000 | $1,363,000 | thousands by filing date | put |
| KB HOME | 48666K959 | COM | 110,000 | $1,356,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 51,300 | $1,352,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 52,400 | $1,347,000 | thousands by filing date | put |
| LOWES COS INC | 548661907 | CALL | 17,700 | $1,346,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 81,828 | $1,346,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 24,164 | $1,343,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 12,446 | $1,343,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 25,113 | $1,343,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 36,236 | $1,343,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 132,854 | $1,341,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 279,000 | $1,336,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 44,092 | $1,333,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160909 | CALL | 34,000 | $1,332,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 73,858 | $1,331,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 35,200 | $1,330,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C908 | COM | 12,500 | $1,330,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000857 | this filing | 2016-02-12 | acceptance time not in the bulk data set |