13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,809 holding rows worth $398,294,560,000.
- Accession
- 0000019617-16-000857
- Filer
- CIK 19617
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,721 entries on the cover page, a total value of $398,294,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,294,560,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 285,676 | $7,459,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 424,529 | $7,459,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 440,056 | $7,446,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,290,340 | $7,444,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 95,979 | $7,440,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 1,001,800 | $7,393,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 558,666 | $7,391,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 198,306 | $7,387,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 102,924 | $7,376,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 3,989,000 | $7,340,000 | thousands by filing date | principal |
| ORACLE CORP | 68389X955 | PUT | 200,000 | $7,306,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287958 | PUT | 200,000 | $7,294,000 | thousands by filing date | put |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 140,450 | $7,289,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 78,525 | $7,286,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 286,331 | $7,273,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC D | 16117M955 | CL A NEW | 39,500 | $7,232,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 358,032 | $7,225,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 185,773 | $7,223,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 348,057 | $7,211,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 308,874 | $7,188,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 188,554 | $7,150,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 261,576 | $7,143,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833950 | PUT | 850,000 | $7,132,000 | thousands by filing date | put |
| INTEL CORP | 458140900 | CALL | 207,000 | $7,131,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 202,947 | $7,122,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 616,467 | $7,114,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 229,746 | $7,113,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 437,293 | $7,093,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,618,282 | $7,069,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 168,008 | $7,063,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 79,729 | $7,038,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 570,740 | $7,037,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 187,975 | $7,029,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 349,282 | $7,017,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 22,900 | $7,015,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A958 | PUT | 195,000 | $7,013,000 | thousands by filing date | put |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $7,013,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 181,944 | $7,012,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,661,133 | $7,010,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 196,820 | $7,010,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 3,067,000 | $6,997,000 | thousands by filing date | principal |
| WHOLE FOODS MKT INC | 966837106 | COM | 208,545 | $6,986,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 54,787 | $6,949,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 644,210 | $6,944,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 230,314 | $6,914,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 262,914 | $6,886,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 126,500 | $6,877,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 6,790,000 | $6,861,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 1,001,949 | $6,853,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 343,792 | $6,828,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047952 | COM | 300,000 | $6,825,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 1,513,300 | $6,810,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 209,926 | $6,801,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,090,621 | $6,795,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 80,433 | $6,785,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 6,767,000 | $6,764,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 90,350 | $6,741,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 253,817 | $6,732,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 7,460,000 | $6,713,000 | thousands by filing date | principal |
| VIRGIN AMER INC | 92765X208 | COM VTG | 186,404 | $6,713,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 172,324 | $6,705,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 790,182 | $6,700,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 157,783 | $6,693,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 558,670 | $6,676,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,740,426 | $6,665,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 568,289 | $6,633,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,223,025 | $6,625,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 233,214 | $6,619,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 130,002 | $6,618,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 156,475 | $6,604,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488907 | CALL | 156,000 | $6,596,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 356,645 | $6,590,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 190,490 | $6,587,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044955 | COM | 200,000 | $6,586,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 346,414 | $6,561,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 280,405 | $6,559,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 206,713 | $6,538,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 227,819 | $6,522,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 213,833 | $6,507,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 180,435 | $6,492,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 189,358 | $6,489,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 204,765 | $6,489,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 58,386 | $6,464,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 479,928 | $6,464,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 492,628 | $6,448,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 909,671 | $6,441,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 176,930 | $6,426,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 137,887 | $6,418,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 132,024 | $6,416,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 298,993 | $6,414,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 97,129 | $6,396,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 743,260 | $6,391,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432900 | COM | 94,000 | $6,346,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 120,465 | $6,339,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,443,600 | $6,338,000 | thousands by filing date | |
| ILLUMINA INC | 452327909 | CALL | 33,000 | $6,334,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 70,681 | $6,315,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 57,262 | $6,306,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 176,700 | $6,306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 107,000 | $6,303,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 179,342 | $6,277,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 475,500 | $6,272,000 | thousands by filing date | put |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 416,511 | $6,264,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 240,309 | $6,254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 55,047 | $6,221,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 6,000,000 | $6,212,000 | thousands by filing date | principal |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 220,910 | $6,185,000 | thousands by filing date | |
| ONEOK PARTNERS LP | 68268N903 | COM | 205,000 | $6,177,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 131,278 | $6,173,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 76,470 | $6,161,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 456,219 | $6,159,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 151,903 | $6,137,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 929,324 | $6,134,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,443,000 | $6,115,000 | thousands by filing date | principal |
| MATTEL INC | 577081902 | CALL | 225,000 | $6,113,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 300,459 | $6,078,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,113,000 | $6,068,000 | thousands by filing date | principal |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 187,500 | $6,062,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 6,610,000 | $6,025,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 120,356 | $6,013,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 113,156 | $6,006,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 279,343 | $6,003,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 64,380 | $6,003,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 100,717 | $5,979,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 123,600 | $5,959,000 | thousands by filing date | put |
| REGENXBIO INC | 75901B107 | COM | 358,752 | $5,955,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 235,951 | $5,936,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 109,174 | $5,931,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,402,000 | $5,927,000 | thousands by filing date | principal |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 500,800 | $5,925,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 360,561 | $5,924,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 384,983 | $5,913,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 10,180,000 | $5,904,000 | thousands by filing date | principal |
| ELI LILLY & CO | 532457958 | PUT | 70,000 | $5,898,000 | thousands by filing date | put |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 320,261 | $5,896,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 349,610 | $5,894,000 | thousands by filing date | |
| ISHARES INC | 464286956 | PUT | 225,000 | $5,893,000 | thousands by filing date | put |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 50,000 | $5,882,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 217,074 | $5,874,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 86,223 | $5,873,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 66,311 | $5,862,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 276,435 | $5,858,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 1,437,700 | $5,851,000 | thousands by filing date | call |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 41,800 | $5,829,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 529,662 | $5,826,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 63,279 | $5,822,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,682,340 | $5,821,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 78,822 | $5,799,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,022,095 | $5,795,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 83,123 | $5,794,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 133,970 | $5,791,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,130,735 | $5,755,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 521,850 | $5,735,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,860,797 | $5,731,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,159,000 | $5,726,000 | thousands by filing date | principal |
| UNITED RENTALS INC | 911363959 | COM | 78,800 | $5,716,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,221,289 | $5,703,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 201,977 | $5,702,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 70,797 | $5,700,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 181,536 | $5,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 93,780 | $5,668,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 191,394 | $5,662,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 3,951,000 | $5,645,000 | thousands by filing date | principal |
| PACKAGING CORP AMER COM | 695156109 | Stock | 89,418 | $5,636,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 120,000 | $5,636,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W953 | COM | 35,000 | $5,634,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 512,049 | $5,632,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 172,729 | $5,615,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 196,287 | $5,612,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 5,045,000 | $5,599,000 | thousands by filing date | principal |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 5,730,000 | $5,587,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 79,056 | $5,570,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 324,773 | $5,570,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 108,314 | $5,563,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 739,350 | $5,560,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 466,826 | $5,560,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 354,079 | $5,553,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 143,988 | $5,552,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 288,833 | $5,552,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 132,601 | $5,549,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 133,515 | $5,542,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 217,051 | $5,541,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,094,298 | $5,537,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 52,877 | $5,531,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 60,184 | $5,514,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 389,350 | $5,490,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,014,000 | $5,488,000 | thousands by filing date | principal |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 116,601 | $5,477,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 271,365 | $5,476,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 198,400 | $5,474,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 235,798 | $5,466,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,809,000 | $5,461,000 | thousands by filing date | principal |
| STAPLES INC | 855030952 | COM | 576,500 | $5,459,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,424,000 | $5,442,000 | thousands by filing date | principal |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 247,261 | $5,434,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A900 | SHS | 343,700 | $5,427,000 | thousands by filing date | call |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 30,000 | $5,407,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 603,172 | $5,399,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 344,675 | $5,398,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 77,641 | $5,391,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 83,997 | $5,389,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 5,415,000 | $5,361,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 217,720 | $5,359,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 201,693 | $5,357,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,942,613 | $5,355,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 70,400 | $5,353,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 594,675 | $5,352,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 57,934 | $5,347,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,871,405 | $5,341,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 57,334 | $5,324,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 139,300 | $5,314,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 94,593 | $5,313,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 160,000 | $5,302,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383204 | COM NEW | 256,556 | $5,293,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 99,108 | $5,290,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 232,500 | $5,289,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 195,938 | $5,286,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 320,400 | $5,286,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 866,678 | $5,278,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 195,000 | $5,265,000 | thousands by filing date | put |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 5,349,000 | $5,254,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,167,678 | $5,254,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 377,968 | $5,224,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M907 | COM | 142,500 | $5,224,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,757,387 | $5,219,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 38,866 | $5,216,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 20,169 | $5,207,000 | thousands by filing date | |
| ILLUMINA INC | 452327959 | PUT | 27,000 | $5,183,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 318,103 | $5,182,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 5,200,000 | $5,162,000 | thousands by filing date | principal |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 490,363 | $5,157,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 153,756 | $5,152,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 225,919 | $5,139,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 68,808 | $5,138,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 133,412 | $5,111,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 120,600 | $5,107,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 114,713 | $5,099,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 644,096 | $5,095,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 40,000 | $5,092,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 491,324 | $5,086,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 163,950 | $5,078,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 81,853 | $5,038,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 143,767 | $5,035,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 634,931 | $5,016,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 253,756 | $5,012,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 91,689 | $5,009,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,000,000 | $5,008,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 107,888 | $4,993,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,516,929 | $4,991,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 125,491 | $4,988,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 487,256 | $4,986,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 55,383 | $4,981,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,288,400 | $4,960,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 92,514 | $4,956,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 239,812 | $4,921,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 41,754 | $4,904,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 192,913 | $4,875,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 47,067 | $4,872,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 62,102 | $4,869,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C901 | COM NEW | 150,000 | $4,857,000 | thousands by filing date | call |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 62,046 | $4,854,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 88,905 | $4,835,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 74,456 | $4,832,000 | thousands by filing date | |
| STAPLES INC | 855030902 | COM | 510,100 | $4,831,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 149,169 | $4,827,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 866,129 | $4,807,000 | thousands by filing date | |
| BAXTER INTL INC | 071813959 | COM | 125,700 | $4,795,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 97,195 | $4,791,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 298,874 | $4,784,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 541,183 | $4,778,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 198,676 | $4,768,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 261,174 | $4,763,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 285,875 | $4,748,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 143,606 | $4,732,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 39,511 | $4,705,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,608,810 | $4,701,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 24,074 | $4,689,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 103,977 | $4,682,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 344,923 | $4,677,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 80,925 | $4,663,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 44,000 | $4,662,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 167,026 | $4,657,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 78,128 | $4,641,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 38,588 | $4,639,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 82,000 | $4,639,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 37,500 | $4,638,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 274,521 | $4,637,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 251,626 | $4,634,000 | thousands by filing date | |
| ENDO INTL PLC | G30401956 | PUT | 75,600 | $4,628,000 | thousands by filing date | put |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 204,000 | $4,621,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECH INC | 458118906 | COM | 175,000 | $4,611,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,273,395 | $4,610,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 674,970 | $4,609,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 222,080 | $4,606,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 158,191 | $4,585,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 127,279 | $4,580,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 173,012 | $4,576,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 133,934 | $4,570,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,697,000 | $4,568,000 | thousands by filing date | principal |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 144,957 | $4,546,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 126,555 | $4,542,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 670,200 | $4,537,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X405 | CL C | 306,625 | $4,525,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 330,665 | $4,509,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 138,188 | $4,503,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 35,375 | $4,488,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 333,638 | $4,473,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 524,300 | $4,472,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 109,974 | $4,461,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 112,223 | $4,445,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 98,003 | $4,435,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 697,200 | $4,428,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 480,550 | $4,411,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 60,500 | $4,402,000 | thousands by filing date | put |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 196,308 | $4,398,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 50,000 | $4,396,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 50,200 | $4,388,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 3,015,000 | $4,388,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520102 | COM | 294,886 | $4,377,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 269,225 | $4,375,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 427,000 | $4,372,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,156 | $4,345,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 85,600 | $4,339,000 | thousands by filing date | put |
| Engility Holdings Inc | 29286C107 | COM | 133,542 | $4,338,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 162,500 | $4,336,000 | thousands by filing date | put |
| KELLOGG CO | 487836958 | COM | 60,000 | $4,336,000 | thousands by filing date | put |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 292,300 | $4,335,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 386,550 | $4,333,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 610,296 | $4,333,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 752,962 | $4,322,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 96,642 | $4,319,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 760,096 | $4,310,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 269,755 | $4,300,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 150,000 | $4,298,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 4,817,000 | $4,294,000 | thousands by filing date | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 23,823 | $4,271,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 892,560 | $4,266,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 108,483 | $4,259,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 76,473 | $4,256,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 106,264 | $4,254,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 4,259,000 | $4,246,000 | thousands by filing date | principal |
| VALERO ENERGY CORP | 91913Y900 | CALL | 60,000 | $4,243,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 258,944 | $4,232,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 736,853 | $4,222,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 57,963 | $4,220,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 221,454 | $4,211,000 | thousands by filing date | |
| CORNING INC | 219350905 | CALL | 230,000 | $4,204,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220956 | COM | 744,000 | $4,196,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 4,929,000 | $4,194,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 378,324 | $4,192,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 153,982 | $4,191,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 723,322 | $4,174,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 146,619 | $4,157,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 190,365 | $4,142,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 475,715 | $4,139,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 137,183 | $4,139,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 277,493 | $4,135,000 | thousands by filing date | |
| FRANCO NEV CORP | 351858955 | PUT | 90,000 | $4,118,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 80,282 | $4,116,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 216,902 | $4,115,000 | thousands by filing date | |
| AERCAP HOLDINGS NV | N00985906 | SHS | 95,300 | $4,113,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 128,919 | $4,104,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 51,044 | $4,103,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 182,280 | $4,092,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 133,824 | $4,091,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 82,124 | $4,081,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 92,263 | $4,067,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,869,950 | $4,064,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 189,832 | $4,062,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 406,805 | $4,040,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 84,216 | $4,037,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 70,962 | $4,026,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 56,400 | $4,026,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 80,794 | $4,013,000 | thousands by filing date | |
| PULTE GROUP INC | 745867951 | COM | 225,000 | $4,010,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212951 | CL A | 35,900 | $4,002,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 5,272,000 | $4,000,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 76,200 | $3,998,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 239,073 | $3,998,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376900 | COM | 52,700 | $3,987,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 156,810 | $3,986,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 131,563 | $3,986,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 212,665 | $3,962,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 152,373 | $3,934,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 501,125 | $3,934,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 120,883 | $3,931,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849E901 | COM | 120,000 | $3,924,000 | thousands by filing date | call |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 1,885,000 | $3,922,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 91,596 | $3,916,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 151,378 | $3,915,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,977,000 | $3,915,000 | thousands by filing date | principal |
| INTERSECT ENT INC | 46071F103 | COM | 173,854 | $3,912,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 48,200 | $3,911,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 109,858 | $3,905,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 232,627 | $3,895,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488957 | PUT | 91,800 | $3,881,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 228,439 | $3,871,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 957,611 | $3,869,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 150,000 | $3,864,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 1,304,246 | $3,847,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 68,543 | $3,839,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 98,004 | $3,835,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 183,391 | $3,828,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TER | 136385951 | COM | 174,700 | $3,814,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909908 | COM | 477,800 | $3,813,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 119,235 | $3,811,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 52,000 | $3,799,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 42,644 | $3,796,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 331,344 | $3,794,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 297,259 | $3,793,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X178 | MSCI INTL REAL | 95,000 | $3,791,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 512,400 | $3,782,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 305,888 | $3,772,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 134,932 | $3,763,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 46,797 | $3,760,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 330,074 | $3,753,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320902 | COM | 46,000 | $3,745,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 34,336 | $3,734,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 180,032 | $3,730,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 7,600,000 | $3,724,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M959 | SPONSORED ADR | 490,000 | $3,719,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 32,825 | $3,715,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 265,500 | $3,714,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 220,044 | $3,705,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 3,800,000 | $3,696,000 | thousands by filing date | principal |
| ATYR PHARMA INC | 002120103 | COM | 375,750 | $3,694,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 203,629 | $3,686,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 570,612 | $3,675,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 3,610,000 | $3,674,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 66,834 | $3,671,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 93,638 | $3,665,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 141,471 | $3,664,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 209,380 | $3,655,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 240,269 | $3,654,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 2,541,000 | $3,646,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 308,882 | $3,626,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 83,737 | $3,624,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 84,500 | $3,619,000 | thousands by filing date | call |
| PERRIGO CO PLC | G97822903 | SHS | 25,000 | $3,618,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 5,608,000 | $3,588,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 77,759 | $3,587,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 168,600 | $3,583,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 55,717 | $3,579,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 126,893 | $3,563,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 174,512 | $3,560,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 373,299 | $3,558,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 698,747 | $3,557,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 196,276 | $3,552,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 37,712 | $3,550,000 | thousands by filing date | |
| MEDIVATION INC | 58501N901 | Cmn | 73,400 | $3,548,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 291,674 | $3,547,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 4,374,000 | $3,543,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 51,300 | $3,529,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 189,100 | $3,527,000 | thousands by filing date | |
| F5 INC | 315616952 | PUT | 36,300 | $3,520,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 173,621 | $3,515,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 33,828 | $3,515,000 | thousands by filing date | |
| CALPINE CORP | 131347904 | COM | 242,500 | $3,509,000 | thousands by filing date | call |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 43,335 | $3,500,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 69,000 | $3,498,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 4,552,000 | $3,498,000 | thousands by filing date | principal |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 286,232 | $3,495,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 21,479 | $3,475,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134907 | CALL | 50,000 | $3,460,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 52,700 | $3,459,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 27,606 | $3,446,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,807,000 | $3,433,000 | thousands by filing date | principal |
| PINNACLE WEST CAP CORP | 723484101 | COM | 52,950 | $3,414,000 | thousands by filing date | |
| XPO INC | 983793900 | CALL | 125,000 | $3,406,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 130,612 | $3,398,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 169,024 | $3,385,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 2,502,000 | $3,384,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152307 | CL B | 193,600 | $3,372,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857952 | COM | 71,500 | $3,370,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 6,013,623 | $3,368,000 | thousands by filing date | principal |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 200,000 | $3,360,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 434,986 | $3,349,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 100,000 | $3,349,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 41,380 | $3,345,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 225,150 | $3,341,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,114,338 | $3,332,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 44,328 | $3,329,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 143,354 | $3,323,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,155,684 | $3,316,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 171,672 | $3,315,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 268,542 | $3,312,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 105,525 | $3,312,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 231,592 | $3,301,000 | thousands by filing date | |
| TIME WARNER INC | 887317953 | COM | 51,000 | $3,298,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 321,853 | $3,296,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 160,861 | $3,295,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 70,642 | $3,278,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 380,559 | $3,276,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 358,072 | $3,274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 80,278 | $3,271,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 136,479 | $3,271,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 48,503 | $3,266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 78,696 | $3,264,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 89,163 | $3,260,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 76,544 | $3,257,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000857 | this filing | 2016-02-12 | acceptance time not in the bulk data set |