13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,809 holding rows worth $398,294,560,000.
- Accession
- 0000019617-16-000857
- Filer
- CIK 19617
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,721 entries on the cover page, a total value of $398,294,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,294,560,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 432 | $3,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 342 | $3,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 838 | $3,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 148 | $3,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 216 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,088 | $3,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 401 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,700 | $3,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 251 | $3,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 202 | $3,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 280 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,176 | $3,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 681 | $3,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 364 | $3,000 | thousands by filing date | |
| ENCANA CORP | 292505954 | COM | 600 | $3,000 | thousands by filing date | put |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 227 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 74 | $3,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 354 | $3,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 197 | $3,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 124 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 361,556 | $3,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 700 | $3,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 240 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 200 | $3,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 602 | $3,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,163 | $3,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 254 | $3,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 349 | $3,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 93 | $3,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 375 | $3,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 740 | $3,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 102 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 26 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 179 | $2,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 57 | $2,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 84 | $2,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 69 | $2,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 111 | $2,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 368 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 258 | $2,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 342 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 368 | $2,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100 | $2,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 47 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 364 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 345 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 52 | $2,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 107 | $2,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 184 | $2,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 92 | $2,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 675 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 398 | $2,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 38 | $2,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 262 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 163 | $2,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 262 | $2,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 279 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,300 | $2,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 147 | $2,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 230 | $2,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 2,165 | $2,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 2,868 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 347 | $2,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 68 | $2,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 145 | $2,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,759 | $2,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 197 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 188 | $2,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 130 | $2,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 44 | $2,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 251 | $2,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 101 | $2,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 478 | $2,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 73 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 772 | $2,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 116 | $2,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 453 | $2,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 310 | $2,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 238 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,713 | $2,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 27 | $2,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 610 | $2,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 583 | $2,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 114 | $2,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 827 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 36 | $2,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 444 | $2,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 494 | $2,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887905 | COM | 2,200 | $2,000 | thousands by filing date | call |
| ENCANA CORP | 292505904 | COM | 300 | $2,000 | thousands by filing date | call |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 123 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 456 | $2,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,350 | $2,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 266 | $2,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 148 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 1,000 | $2,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 2,992 | $2,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 17 | $1,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 21 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 25 | $1,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 18 | $1,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 131 | $1,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 7 | $1,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 36 | $1,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 18 | $1,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 48 | $1,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 30 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 310 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 142 | $1,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 127 | $1,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 29 | $1,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 123 | $1,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 147 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 72 | $1,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 82 | $1,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 42 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 43 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 104 | $1,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 134 | $1,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 35 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 83 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 262 | $1,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 146 | $1,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 197 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 100 | $1,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10 | $1,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 34 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 337 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 405 | $1,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 39 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 54 | $1,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 53 | $1,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 28 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 546 | $1,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 13 | $1,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 326 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 42 | $1,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 351 | $1,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 30 | $1,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 35 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 39 | $1,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 626 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 4,702 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 39 | $1,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 172 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 81 | $1,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 164 | $1,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 529 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 250 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 381 | $1,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 330 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 68 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 24 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 259 | $1,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 149 | $1,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 221 | $1,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 68 | $1,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 60 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 117 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,019 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 280 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 55 | $1,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 101 | $1,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 120 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,073 | $1,000 | thousands by filing date | principal |
| ELONG - ADR | 290138205 | ADR | 80 | $1,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,179 | $1,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128956 | COM | 100 | $1,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F903 | COM | 100 | $1,000 | thousands by filing date | call |
| SI FINL GROUP INC MD | 78425V104 | COM | 57 | $1,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 139 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 49 | $1,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 401 | $1,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 113 | $1,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 18 | $1,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 206 | $1,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 148 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 306 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 629 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 89 | $1,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 186 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 136 | $1,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 120 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 449 | $1,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 54 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 626 | $1,000 | thousands by filing date | |
| ARCH COAL INC | 039380958 | Cmn | 550 | $1,000 | thousands by filing date | put |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 600 | $1,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYCO GROUP INC COM | 962149100 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 426 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOOT BARN HLDGS INC | 099406100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287900 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GILDAN ACTIVEWEAR INC | 375916903 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B909 | CL A | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 534 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO INC | 888706108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMATHENE INC | 71714G102 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,066 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP | 892000100 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINION DIAMOND CORP | 257287102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK & CO INC | 649295102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,032 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAZIT GLOBE LTD | M4793C102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 803 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WARREN RESOURCES INC | 93564A100 | COM | 1,206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP STRATEGIES CORP | 36225V104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Recycling Energy Corp | 168913101 | Com | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENBURY RESOURCES INC | 247916908 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTER BANCORP INC | 736233107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 511 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LIMITED | 82655M907 | SPONSORED ADR | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARA HLDGS INC | 56585W203 | COM | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerald Oil Inc | 29101U407 | Common Stock | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES OFFSHORE INC. | 427093307 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268209 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 343 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380908 | Cmn | 150 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VAPOR CORP DEL | 922099304 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000857 | this filing | 2016-02-12 | acceptance time not in the bulk data set |