13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,809 holding rows worth $398,294,560,000.
- Accession
- 0000019617-16-000857
- Filer
- CIK 19617
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,721 entries on the cover page, a total value of $398,294,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,294,560,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 41,999 | $38,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 8,073 | $38,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,325 | $37,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 8,876 | $37,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 36,349 | $37,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 11,000 | $37,000 | thousands by filing date | put |
| SPRINT CORP | 85207U955 | PUT | 10,200 | $37,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 928 | $36,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 34,000 | $35,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 2,040 | $35,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 30,000 | $35,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 776 | $34,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,654 | $34,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,113 | $34,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,171 | $33,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 500 | $33,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 5,470 | $33,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,249 | $32,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,481 | $32,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,710 | $32,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,081 | $32,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,690 | $32,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,329 | $32,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 3,280 | $32,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,661 | $32,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 9,100 | $32,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,723 | $32,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $31,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 4,278 | $31,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TER | 136385901 | CALL | 1,400 | $31,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 2,670 | $31,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 2,048 | $31,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,366 | $30,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,823 | $30,000 | thousands by filing date | principal |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 10,676 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 923 | $30,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 33,965 | $30,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 30,000 | $30,000 | thousands by filing date | principal |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 16,590 | $30,000 | thousands by filing date | principal |
| STONEGATE MTG CORP | 86181Q300 | COM | 5,545 | $30,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 621 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,050 | $29,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,247 | $29,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 4,133 | $29,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,171 | $29,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 1,188 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 266 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 389 | $28,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 435 | $28,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,000 | $28,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 600 | $28,000 | thousands by filing date | call |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 1,500 | $28,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 147,439 | $28,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,150 | $27,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,886 | $27,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 658 | $27,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 463 | $27,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F903 | CALL | 2,900 | $27,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,550 | $27,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 27,000 | $27,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 1,000 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 700 | $26,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,108 | $26,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,892 | $26,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 743 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 1,000 | $26,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 422,202 | $26,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,483 | $26,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,123 | $26,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,000 | $26,000 | thousands by filing date | |
| UNILEVER PLC | 904767954 | SPON ADR NEW | 600 | $26,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,878 | $25,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,406 | $25,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,529 | $25,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 935 | $25,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,375 | $25,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $24,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 666 | $24,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,155 | $24,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,009 | $24,000 | thousands by filing date | |
| STARBUCKS CORP | 855244959 | PUT | 400 | $24,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,744 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $24,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 750 | $24,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 990 | $24,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,980 | $23,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,665 | $23,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,619 | $23,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 3,310 | $23,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 358 | $23,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 26,000 | $23,000 | thousands by filing date | principal |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,523 | $23,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 189 | $22,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,590 | $22,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,993 | $22,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 23,000 | $22,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 279 | $21,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,793 | $21,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $21,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 845 | $21,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 300 | $21,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD | 008474958 | COM | 800 | $21,000 | thousands by filing date | put |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,045 | $21,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 348 | $20,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 774 | $20,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,250 | $20,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 200 | $20,000 | thousands by filing date | put |
| PPG INDS INC | 693506957 | COM | 200 | $20,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 1,815 | $20,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 2,551 | $20,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 16,643 | $20,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F953 | COM | 2,400 | $20,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,064 | $19,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 816 | $19,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,134 | $19,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,037 | $19,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 933 | $19,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,903 | $19,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 4,465 | $19,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,000 | $19,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 400 | $18,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,244 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 750 | $18,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 4,619 | $18,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 26,330 | $18,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,554 | $18,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,135 | $18,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 546 | $17,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,654 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 605 | $17,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 200 | $17,000 | thousands by filing date | call |
| MOSAIC CO | 61945C953 | PUT | 600 | $17,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 534 | $17,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 99,991 | $17,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 19,715 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 972 | $17,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887955 | COM | 19,800 | $17,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865908 | COM | 60,000 | $17,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29273R959 | COM | 500 | $17,000 | thousands by filing date | put |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 100,000 | $17,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 456 | $16,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 635 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 614 | $16,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,880 | $16,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 327 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 211 | $16,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 8,620 | $16,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 390 | $16,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,505 | $15,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,807 | $15,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,527 | $15,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 827 | $15,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 686 | $15,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 2,091 | $15,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,778 | $15,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 100 | $15,000 | thousands by filing date | put |
| LOXO ONCOLOGY INC | 548862101 | COM | 524 | $15,000 | thousands by filing date | |
| KANSAS CITY LIFE INSURANCE | 484836200 | SC | 399 | $15,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 503 | $15,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 639 | $15,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,698 | $15,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K901 | COM | 9,200 | $15,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 14,000 | $15,000 | thousands by filing date | principal |
| WOORI BK | 98105T104 | ADR | 683 | $15,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 144 | $14,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 391 | $14,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 643 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 350 | $14,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,952 | $14,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 131 | $14,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 751 | $14,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,511 | $14,000 | thousands by filing date | |
| MASCO CORP | 574599956 | PUT | 500 | $14,000 | thousands by filing date | put |
| SOUTHERN CO | 842587957 | COM | 300 | $14,000 | thousands by filing date | put |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 526 | $14,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,099 | $14,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,824 | $14,000 | thousands by filing date | |
| ARCELORMITTAL-NY REGISTERED | 03938L904 | COM | 3,300 | $14,000 | thousands by filing date | call |
| Marine Harvest ASA | 56824R205 | ADR | 1,030 | $14,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 23,000 | $14,000 | thousands by filing date | principal |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 4,539 | $14,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 521 | $13,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 592 | $13,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 6,735 | $13,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,000 | $13,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 5,106 | $13,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932957 | COM | 400 | $13,000 | thousands by filing date | put |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 2,376 | $13,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U909 | COM | 1,000 | $13,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 607 | $13,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 3,091 | $13,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 749 | $13,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 3,470 | $13,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 414 | $13,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,497 | $13,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 687 | $13,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 900 | $13,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 368 | $13,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 400 | $12,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 282 | $12,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 656 | $12,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 191 | $12,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 288 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 310 | $12,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 200 | $12,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 148 | $12,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,872 | $12,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 8,182 | $12,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,816 | $12,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,063 | $12,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 3,016 | $12,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 265 | $12,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 102,822 | $12,000 | thousands by filing date | |
| TRONOX LTD-CL A | Q9235V951 | COM | 3,000 | $12,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,458 | $11,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 990 | $11,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 100 | $11,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,453 | $11,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 883 | $11,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 825 | $11,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 529 | $11,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 96,551 | $11,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,801 | $11,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 267 | $11,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 564 | $11,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $11,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,341 | $11,000 | thousands by filing date | |
| ARCELORMITTAL-NY REGISTERED | 03938L954 | COM | 2,500 | $11,000 | thousands by filing date | put |
| BLACK KNIGHT INC | 09214X100 | COM | 338 | $11,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 396 | $10,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 201 | $10,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 368 | $10,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 597 | $10,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 700 | $10,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,074 | $10,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 202 | $10,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 189 | $10,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 511 | $10,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 287 | $10,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 442 | $10,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,813 | $10,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 356 | $10,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 304 | $10,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 295 | $10,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 100 | $10,000 | thousands by filing date | put |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 320 | $10,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 4,085 | $10,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 400 | $10,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P957 | Cmn | 50,000 | $10,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 877 | $10,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 103 | $9,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 516 | $9,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 228 | $9,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 726 | $9,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 475 | $9,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 986 | $9,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 228 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 125 | $9,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 499 | $9,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 90 | $9,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 340 | $9,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 883 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 222 | $9,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,044 | $9,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 905 | $9,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2,000 | $9,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 327 | $9,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,424 | $9,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 460 | $9,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 3,471 | $9,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 101 | $9,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 598 | $9,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 9,199 | $9,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L957 | COM | 500 | $9,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 1,534 | $9,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 10,000 | $9,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 425 | $9,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 193 | $8,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 249 | $8,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,842 | $8,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 133 | $8,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,064 | $8,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 424 | $8,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 250 | $8,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 274 | $8,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 130 | $8,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 671 | $8,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,250 | $8,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 790 | $8,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,502 | $8,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 400 | $8,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,152 | $8,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 1,496 | $8,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 144 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 955 | $7,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 329 | $7,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,202 | $7,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 865 | $7,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 3,207 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 500 | $7,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 426 | $7,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 236 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 252 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 300 | $7,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 100 | $7,000 | thousands by filing date | call |
| EOG RES INC | 26875P951 | PUT | 100 | $7,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 576 | $7,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 278 | $7,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 424 | $7,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 705 | $7,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 284 | $7,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,078 | $7,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 717 | $7,000 | thousands by filing date | |
| COACH INC | 189754954 | COM | 200 | $7,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 2,476 | $7,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 508 | $7,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,982 | $6,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 212 | $6,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 85 | $6,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 301 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 40 | $6,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 270 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 302 | $6,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 349 | $6,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 484 | $6,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 341 | $6,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 223 | $6,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F953 | PUT | 700 | $6,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 524 | $6,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 245 | $6,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 446 | $6,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 492 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 267 | $6,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 19,291 | $6,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 180 | $6,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 549 | $6,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,034 | $6,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 467 | $6,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,000 | $6,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467959 | COM | 900 | $6,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 347 | $6,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,760 | $6,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 240 | $6,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 154 | $6,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 280 | $6,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,883 | $6,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,266 | $6,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 825 | $6,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 880 | $6,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 632 | $6,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 5,040 | $6,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 66 | $5,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 453 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 194 | $5,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 852 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 278 | $5,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 402 | $5,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,151 | $5,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 222 | $5,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 99 | $5,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 168 | $5,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,523 | $5,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 104 | $5,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 55 | $5,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 365 | $5,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 916 | $5,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 459 | $5,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 943 | $5,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 103 | $5,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 698 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC | 228368956 | COM | 100 | $5,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 238 | $5,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 834 | $5,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 187 | $5,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,137 | $5,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,950 | $5,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 378 | $5,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 60 | $5,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,683 | $5,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 20 | $5,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 303 | $5,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 577 | $5,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 310 | $5,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 185 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $5,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,373 | $5,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 966 | $5,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 306 | $5,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 754 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 100 | $5,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 1,433 | $5,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 7,076 | $5,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 208 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 446 | $5,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L907 | COM | 300 | $5,000 | thousands by filing date | call |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 98 | $5,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 313 | $5,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 602 | $5,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 329 | $5,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 419 | $5,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 3,000 | $5,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,378 | $5,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 5,000 | $5,000 | thousands by filing date | principal |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 2,530 | $5,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 1,606 | $5,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 129 | $4,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 500 | $4,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 192 | $4,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 310 | $4,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 299 | $4,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 105 | $4,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 87 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 75 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 200 | $4,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 613 | $4,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 298 | $4,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 169 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 98 | $4,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 354 | $4,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 84 | $4,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 260 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 175 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 172 | $4,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 384 | $4,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $4,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | principal |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 63 | $4,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 700 | $4,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 338 | $4,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 502 | $4,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 334 | $4,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 149 | $4,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 939 | $4,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 902 | $4,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 18,738 | $4,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 409 | $4,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 279 | $4,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 330 | $4,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 949 | $4,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,618 | $4,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 131 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 435 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y953 | COM | 300 | $4,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 100 | $4,000 | thousands by filing date | put |
| J.C. PENNEY CO INC | 708160956 | COM | 600 | $4,000 | thousands by filing date | put |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 196 | $4,000 | thousands by filing date | |
| AVG TECHNOLOGIES N V | N07831905 | SHS | 200 | $4,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 794 | $4,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 3,135 | $4,000 | thousands by filing date | principal |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 682 | $4,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,190 | $4,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 419 | $4,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 67 | $3,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 721 | $3,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 164 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 578 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 150 | $3,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 62 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 100 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 143 | $3,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 263 | $3,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 15 | $3,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 145 | $3,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 110 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 461 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 246 | $3,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 145 | $3,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 160 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 934 | $3,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 109 | $3,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 160 | $3,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 66 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 348 | $3,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 613 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 185 | $3,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 65 | $3,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 92 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 414 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 561 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 170 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 100 | $3,000 | thousands by filing date | call |
| ISHARES TR | 46434V908 | ULTRA SHORT DUR | 200 | $3,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 133 | $3,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 206 | $3,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 65,000 | $3,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 168 | $3,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,174 | $3,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 355 | $3,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 273 | $3,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 197 | $3,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 153 | $3,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 642 | $3,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 729 | $3,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 193 | $3,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 236 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000857 | this filing | 2016-02-12 | acceptance time not in the bulk data set |