13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,809 holding rows worth $398,294,560,000.
- Accession
- 0000019617-16-000857
- Filer
- CIK 19617
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,721 entries on the cover page, a total value of $398,294,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,294,560,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 100,662 | $16,202,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,019,688 | $16,182,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 412,264 | $16,165,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 126,030 | $16,101,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 455,286 | $16,099,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 436,135 | $16,059,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 709,624 | $16,058,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 483,164 | $16,036,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 382,536 | $16,032,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 229,332 | $15,995,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 345,066 | $15,973,000 | thousands by filing date | |
| POSCO HOLDINGS INC | 693483959 | PUT | 450,000 | $15,912,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,545,940 | $15,815,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 270,438 | $15,807,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,950,687 | $15,800,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 15,500,000 | $15,791,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 258,534 | $15,752,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 214,726 | $15,752,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 201,000 | $15,708,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 577,811 | $15,698,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 667,675 | $15,684,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,595,928 | $15,640,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,059,481 | $15,632,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 110,124 | $15,582,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 776,975 | $15,578,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 480,657 | $15,569,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 913,876 | $15,545,000 | thousands by filing date | |
| ST JUDE MEDICAL INC | 790849903 | COM | 250,900 | $15,498,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 218,900 | $15,479,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 213,562 | $15,468,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 266,466 | $15,431,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 289,321 | $15,415,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 673,076 | $15,413,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 172,799 | $15,384,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 559,800 | $15,383,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 188,868 | $15,363,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 16,352,000 | $15,351,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639956 | PUT | 852,600 | $15,338,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,210,617 | $15,302,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 279,139 | $15,252,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 696,039 | $15,223,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 1,141,164 | $15,200,000 | thousands by filing date | |
| SANDISK CORP | 80004C951 | COM | 200,000 | $15,198,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 362,238 | $15,196,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 1,118,363 | $15,153,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 17,291,000 | $15,151,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 300,000 | $15,147,000 | thousands by filing date | put |
| MYLAN N V | N59465909 | CALL | 279,900 | $15,134,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP | 517834907 | COM | 345,000 | $15,125,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 338,843 | $15,069,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 2,148,185 | $15,059,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 318,713 | $15,052,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 9,660,000 | $15,052,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 15,141,000 | $14,968,000 | thousands by filing date | principal |
| CEB INC | 125134106 | COM | 242,358 | $14,879,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 803,725 | $14,877,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 523,859 | $14,846,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 447,240 | $14,840,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 328,311 | $14,809,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 639,700 | $14,803,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 390,280 | $14,788,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 455,566 | $14,783,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 996,518 | $14,748,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 12,152,000 | $14,704,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 211,806 | $14,655,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 459,381 | $14,650,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 203,435 | $14,638,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 434,633 | $14,625,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 292,636 | $14,617,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 357,959 | $14,612,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 373,873 | $14,577,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 498,061 | $14,564,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,148,372 | $14,551,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 504,006 | $14,547,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 154,800 | $14,539,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 839,944 | $14,531,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 478,444 | $14,516,000 | thousands by filing date | |
| RANGE RES CORP | 75281A909 | COM | 589,500 | $14,508,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 2,386,614 | $14,439,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 516,073 | $14,404,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,077,253 | $14,393,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 296,757 | $14,345,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 319,300 | $14,318,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,718,712 | $14,301,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,355,266 | $14,298,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 352,757 | $14,276,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,555,409 | $14,201,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 446,381 | $14,182,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 164,436 | $14,132,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 14,725,000 | $14,081,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 658,292 | $14,069,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,443,488 | $14,049,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 491,133 | $14,032,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 161,947 | $13,999,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,101,598 | $13,903,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 915,237 | $13,894,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 508,436 | $13,890,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 6,100,000 | $13,886,000 | thousands by filing date | principal |
| IShares S&P 500 Index Fund | 464287952 | ETF | 118,800 | $13,874,000 | thousands by filing date | put |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 14,013,000 | $13,871,000 | thousands by filing date | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 469,113 | $13,858,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 85,901 | $13,828,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 148,956 | $13,778,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 211,249 | $13,754,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,025,629 | $13,744,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 180,000 | $13,729,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 1,028,130 | $13,716,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M950 | Cmn | 152,100 | $13,686,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 471,534 | $13,684,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 172,830 | $13,667,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 363,030 | $13,657,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 326,385 | $13,646,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 225,452 | $13,638,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 4,776,177 | $13,612,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 13,782,000 | $13,593,000 | thousands by filing date | principal |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 190,848 | $13,577,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 426,776 | $13,568,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 69,270 | $13,544,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 3,091,049 | $13,539,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 118,127 | $13,526,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,691,935 | $13,518,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,221,751 | $13,513,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 324,112 | $13,500,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 300,000 | $13,452,000 | thousands by filing date | call |
| TRONC INC | 896082104 | Common equity shares | 1,458,922 | $13,451,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 899,950 | $13,419,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 780,037 | $13,378,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,775,400 | $13,348,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 282,753 | $13,329,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 586,337 | $13,322,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 364,256 | $13,284,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 14,121,000 | $13,230,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 291,396 | $13,226,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 220,583 | $13,200,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 431,721 | $13,198,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5,603,000 | $13,197,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 106,476 | $13,170,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 11,401,000 | $13,154,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 200,000 | $13,128,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 34,471 | $13,125,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 1,192,900 | $13,122,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 646,605 | $13,106,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,543,634 | $13,105,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,567,461 | $13,089,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 435,982 | $13,080,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 270,675 | $13,033,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 3,955,300 | $13,013,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 242,538 | $12,988,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 336,600 | $12,983,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 482,897 | $12,951,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 370,100 | $12,946,000 | thousands by filing date | put |
| APACHE CORP | 037411905 | COM | 290,000 | $12,896,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 7,762,000 | $12,895,000 | thousands by filing date | principal |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 406,858 | $12,881,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 109,819 | $12,871,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 330,963 | $12,858,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 688,871 | $12,834,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 658,707 | $12,832,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,074,146 | $12,819,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 213,000 | $12,806,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 350,638 | $12,797,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 677,098 | $12,783,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 107,803 | $12,767,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 113,187 | $12,765,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 326,094 | $12,748,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 342,586 | $12,741,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534959 | COM | 191,300 | $12,740,000 | thousands by filing date | put |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,779,939 | $12,738,000 | thousands by filing date | |
| ABBVIE INC | 00287Y959 | COM | 214,700 | $12,719,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 188,000 | $12,711,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 926,917 | $12,690,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 392,341 | $12,677,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259956 | COM | 275,000 | $12,592,000 | thousands by filing date | put |
| AMGEN INC | 031162950 | COM | 77,400 | $12,564,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP | 701094954 | COM | 129,500 | $12,559,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 331,226 | $12,547,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 890,000 | $12,540,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 828,367 | $12,500,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,465,692 | $12,472,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 381,304 | $12,468,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 304,316 | $12,436,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 197,972 | $12,404,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 725,534 | $12,357,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 712,451 | $12,311,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,302,439 | $12,307,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 196,937 | $12,298,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 207,716 | $12,288,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 96,500 | $12,284,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 6,065,636 | $12,252,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 259,174 | $12,246,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 836,000 | $12,223,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 92,500 | $12,214,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 13,325,000 | $12,192,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 647,828 | $12,179,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 321,289 | $12,160,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 371,309 | $12,141,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 114,069 | $12,137,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 12,655,000 | $12,118,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 10,667,000 | $12,107,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 8,093,000 | $12,099,000 | thousands by filing date | principal |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,314,335 | $12,092,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 314,792 | $12,072,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 929,432 | $12,045,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 371,592 | $12,033,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 5,549,000 | $11,966,000 | thousands by filing date | principal |
| CARMAX INC COM | 143130102 | Stock | 221,492 | $11,955,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 177,492 | $11,949,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,106,973 | $11,944,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 462,971 | $11,926,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W902 | INDIA ERNGS FD | 600,375 | $11,924,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 736,897 | $11,923,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 838,133 | $11,884,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 843,000 | $11,878,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 437,755 | $11,845,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 35,000 | $11,842,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 1,743,600 | $11,804,000 | thousands by filing date | put |
| NEWMONT CORP | 651639906 | CALL | 654,800 | $11,780,000 | thousands by filing date | call |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 8,694,000 | $11,780,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 248,391 | $11,779,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 628,350 | $11,769,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 224,100 | $11,755,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 147,900 | $11,745,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 94,406 | $11,736,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 10,543,000 | $11,736,000 | thousands by filing date | principal |
| CVS HEALTH CORP | 126650900 | CALL | 120,000 | $11,732,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 12,570,000 | $11,717,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 691,363 | $11,698,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 440,049 | $11,673,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,598,377 | $11,669,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 629,029 | $11,669,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 450,000 | $11,664,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 485,253 | $11,656,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 198,815 | $11,654,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 443,169 | $11,651,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 23,559,000 | $11,602,000 | thousands by filing date | principal |
| PERRIGO CO PLC | G97822953 | SHS | 80,000 | $11,576,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 937,807 | $11,544,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 713,394 | $11,522,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 246,099 | $11,501,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 527,770 | $11,495,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 298,663 | $11,487,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 147,320 | $11,446,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,757,547 | $11,442,000 | thousands by filing date | |
| NEWFIELD EXPLORATION CO | 651290958 | COM | 351,000 | $11,429,000 | thousands by filing date | put |
| DOLLAR GEN CORP | 256677905 | CALL | 158,100 | $11,363,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 179,809 | $11,336,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 62,900 | $11,336,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 106,881 | $11,331,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 232,449 | $11,304,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 494,911 | $11,283,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 174,859 | $11,280,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 873,692 | $11,270,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 18,214,000 | $11,269,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 783,537 | $11,259,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 928,520 | $11,245,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 11,807,000 | $11,201,000 | thousands by filing date | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 513,874 | $11,182,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 361,246 | $11,176,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754901 | COM | 278,400 | $11,153,000 | thousands by filing date | call |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 698,894 | $11,119,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 384,334 | $11,111,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 662,042 | $11,064,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 137,061 | $11,049,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 360,032 | $11,038,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 276,294 | $11,036,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,124,429 | $11,019,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 802,353 | $11,000,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,166,359 | $10,999,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 423,093 | $10,970,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 217,081 | $10,961,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 335,000 | $10,958,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 674,820 | $10,945,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 137,688 | $10,930,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 198,716 | $10,930,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 236,601 | $10,896,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 502,022 | $10,894,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 248,576 | $10,883,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 395,700 | $10,858,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 440,802 | $10,831,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 464,344 | $10,814,000 | thousands by filing date | |
| AETNA INC | 00817Y908 | COM | 100,000 | $10,812,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 409,852 | $10,799,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 775,895 | $10,793,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 408,287 | $10,792,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 198,278 | $10,768,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 869,416 | $10,754,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,220,162 | $10,738,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 199,749 | $10,725,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 139,543 | $10,716,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 8,831,000 | $10,708,000 | thousands by filing date | principal |
| EOG RES INC | 26875P901 | CALL | 150,500 | $10,654,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 1,127,028 | $10,639,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 316,610 | $10,632,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,567,180 | $10,627,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 373,628 | $10,588,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 614,566 | $10,564,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 60,700 | $10,561,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 9,056,000 | $10,551,000 | thousands by filing date | principal |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 419,607 | $10,519,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 849,600 | $10,518,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11,865,000 | $10,516,000 | thousands by filing date | principal |
| THE ADT CORPORATION | 00101J106 | COM | 318,167 | $10,493,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 122,053 | $10,471,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 413,976 | $10,440,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 657,759 | $10,426,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 778,828 | $10,421,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 449,800 | $10,408,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 272,803 | $10,389,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 134,241 | $10,372,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 225,979 | $10,363,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 313,599 | $10,358,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 272,186 | $10,356,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,238,595 | $10,329,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 599,006 | $10,321,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 398,227 | $10,311,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,768,000 | $10,307,000 | thousands by filing date | principal |
| UDR INC COM | 902653104 | REIT | 273,914 | $10,291,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 11,641 | $10,283,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787907 | COM | 82,000 | $10,281,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 584,131 | $10,211,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 209,781 | $10,208,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 5,598,806 | $10,190,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 95,086 | $10,177,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 444,623 | $10,173,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 727,813 | $10,161,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 172,773 | $10,142,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 301,912 | $10,136,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 191,900 | $10,136,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R102 | COM | 281,930 | $10,121,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 145,264 | $10,102,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 32,935 | $10,090,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 152,496 | $10,058,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 167,530 | $10,048,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 394,355 | $10,038,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,508,000 | $10,038,000 | thousands by filing date | principal |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 199,588 | $10,036,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 912,143 | $10,016,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 234,005 | $10,011,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 530,054 | $10,007,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 875,820 | $9,984,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 352,512 | $9,966,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 285,027 | $9,964,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 458,087 | $9,935,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 481,268 | $9,885,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 68,100 | $9,847,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 353,967 | $9,841,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 338,883 | $9,830,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 788,148 | $9,820,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 190,484 | $9,806,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 160,900 | $9,804,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 158,290 | $9,777,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 28,830 | $9,776,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,162,075 | $9,771,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,588,282 | $9,768,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303952 | COM | 2,405,900 | $9,744,000 | thousands by filing date | put |
| T-MOBILE US INC | 872590904 | COM | 248,700 | $9,729,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 408,405 | $9,728,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 720,505 | $9,720,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 575,100 | $9,616,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 984,282 | $9,607,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 191,900 | $9,592,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 80,073 | $9,581,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 354,394 | $9,571,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 558,628 | $9,508,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 968,677 | $9,483,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 150,410 | $9,461,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 342,900 | $9,429,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 665,899 | $9,422,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,630,317 | $9,407,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 6,550,000 | $9,407,000 | thousands by filing date | principal |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,703,108 | $9,401,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 197,561 | $9,378,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 112,734 | $9,374,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 400,995 | $9,335,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M909 | COM | 163,100 | $9,326,000 | thousands by filing date | call |
| FITBIT INC | 33812L902 | CALL | 315,000 | $9,321,000 | thousands by filing date | call |
| DISH NETWORK CORP-A | 25470M959 | COM | 163,000 | $9,320,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 300,000 | $9,309,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,750,000 | $9,300,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 18,308,000 | $9,294,000 | thousands by filing date | principal |
| HEARTWARE INTL INC | 422368100 | COM | 184,286 | $9,289,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 339,989 | $9,285,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 278,123 | $9,263,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 396,109 | $9,250,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 553,773 | $9,242,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 434,737 | $9,194,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 135,752 | $9,193,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,147,788 | $9,192,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,248,195 | $9,137,000 | thousands by filing date | |
| ISHARES INC | 464286958 | MSCI EURZONE ETF | 751,000 | $9,102,000 | thousands by filing date | put |
| ALCOA INC | 013817901 | COM | 919,100 | $9,072,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,179,068 | $9,068,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 501,468 | $9,061,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 111,261 | $9,054,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 686,277 | $9,025,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 552,500 | $9,005,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X908 | Cmn | 250,000 | $9,003,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 206,944 | $9,002,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 519,303 | $8,963,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 298,632 | $8,959,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 317,000 | $8,940,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 9,460,000 | $8,917,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 673,371 | $8,889,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,449,831 | $8,887,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 914,799 | $8,874,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 753,750 | $8,872,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 7,815,000 | $8,872,000 | thousands by filing date | principal |
| USA TRUCK INC | 902925106 | COM | 506,650 | $8,841,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 325,000 | $8,825,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 234,679 | $8,805,000 | thousands by filing date | |
| FITBIT INC | 33812L952 | PUT | 297,500 | $8,803,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 262,947 | $8,790,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 328,948 | $8,783,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 241,872 | $8,782,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 98,167 | $8,770,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 131,315 | $8,754,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 754,529 | $8,745,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 4,772,000 | $8,709,000 | thousands by filing date | principal |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 293,717 | $8,706,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 548,315 | $8,691,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 591,387 | $8,682,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 685,281 | $8,656,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 261,175 | $8,624,000 | thousands by filing date | |
| SALESFORCE INC | 79466L952 | PUT | 110,000 | $8,624,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 372,660 | $8,586,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 105,000 | $8,548,000 | thousands by filing date | put |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 4,366,000 | $8,538,000 | thousands by filing date | principal |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 646,200 | $8,536,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 93,567 | $8,530,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,432,000 | $8,529,000 | thousands by filing date | principal |
| CEMPRA INC | 15130J109 | COM | 273,671 | $8,520,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 79,984 | $8,509,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 277,324 | $8,498,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 78,505 | $8,491,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 226,778 | $8,465,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A950 | PUT | 280,000 | $8,462,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 279,747 | $8,445,000 | thousands by filing date | |
| POWERSHARES QQQ NASDAQ 100 | 73935A904 | COM | 75,500 | $8,445,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 134,001 | $8,441,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 82,034 | $8,389,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 347,781 | $8,385,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 5,360,000 | $8,351,000 | thousands by filing date | principal |
| VERSARTIS INC | 92529L102 | COM | 673,612 | $8,346,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 275,591 | $8,308,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 984,067 | $8,257,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 204,110 | $8,244,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 219,922 | $8,237,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 7,744,000 | $8,183,000 | thousands by filing date | principal |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 226,000 | $8,181,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 264,828 | $8,176,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,704,000 | $8,157,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224957 | COM | 176,500 | $8,145,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 75,734 | $8,124,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 133,200 | $8,099,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,456,000 | $8,092,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 190,000 | $8,047,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 185,806 | $8,032,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 55,510 | $8,026,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 109,068 | $8,007,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 47,710 | $8,007,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 158,073 | $7,973,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 116,862 | $7,961,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 59,118 | $7,956,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 232,005 | $7,939,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 165,100 | $7,937,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 188,822 | $7,933,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 278,231 | $7,907,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 496,913 | $7,902,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 15,934,189 | $7,889,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 526,900 | $7,861,000 | thousands by filing date | put |
| LINKEDIN CORP - A | 53578A958 | COM | 34,900 | $7,855,000 | thousands by filing date | put |
| META PLATFORMS INC | 30303M902 | CALL | 75,000 | $7,850,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 351,099 | $7,833,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 467,662 | $7,833,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 110,021 | $7,824,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,867,000 | $7,821,000 | thousands by filing date | principal |
| ISHARES TR | 464288752 | US HOME CONS ETF | 285,230 | $7,730,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 829,691 | $7,708,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 631,039 | $7,698,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 288,749 | $7,696,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 540,825 | $7,696,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 52,631 | $7,688,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 216,579 | $7,665,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 171,451 | $7,659,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 180,271 | $7,636,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,490,975 | $7,633,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 571,098 | $7,631,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 252,623 | $7,617,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 179,273 | $7,615,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,174,745 | $7,612,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 169,304 | $7,607,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 617,210 | $7,598,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 96,530 | $7,580,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 140,867 | $7,560,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 209,704 | $7,538,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 520,914 | $7,537,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 517,365 | $7,502,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 280,401 | $7,500,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 388,100 | $7,471,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 153,752 | $7,460,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000857 | this filing | 2016-02-12 | acceptance time not in the bulk data set |