13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,240 holding rows worth $437,386,467,000.
- Accession
- 0000019617-15-000249
- Filer
- CIK 19617
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 23,837 entries on the cover page, a total value of $437,386,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,386,437,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AUDIENCE INC | 05070J102 | COM | 1,005,990 | $4,426,000 | thousands by filing date | |
| EMC CORP(MASSACHUS | 268648904 | OPTION | 148,700 | $4,422,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581958 | OPTION | 215,705 | $4,403,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 542,666 | $4,396,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 126,434 | $4,385,000 | thousands by filing date | |
| ISHARES TR 20+ YR TR BD ETF | 464287937 | OPTION | 48,200 | $4,383,000 | thousands by filing date | call |
| JPMORGAN ALERIAN MLP INDEX | 46625H902 | OPTION | 70,000 | $4,381,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 431,627 | $4,372,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 45,717 | $4,356,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 178,540 | $4,349,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 114,495 | $4,341,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 146,071 | $4,331,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 364,576 | $4,331,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 14,797,000 | $4,328,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 95,748 | $4,317,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 189,110 | $4,302,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 77,752 | $4,298,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,558,000 | $4,290,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 4,932,000 | $4,288,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 261,028 | $4,283,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 276,993 | $4,265,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 153,984 | $4,252,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 97,546 | $4,248,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 127,738 | $4,247,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 71,540 | $4,238,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 2,536,203 | $4,235,000 | thousands by filing date | |
| TEXTRON INC | 883203903 | OPTION | 100,000 | $4,211,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 140,116 | $4,209,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 342,942 | $4,201,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 246,526 | $4,196,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 241,000 | $4,196,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 4,055,000 | $4,189,000 | thousands by filing date | principal |
| ROCKWELL COLLINS INC | 774341101 | COM | 49,538 | $4,188,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 116,224 | $4,161,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 503,508 | $4,158,000 | thousands by filing date | |
| CONSUMER DISCRETIONARY SELT | 81369Y910 | OPTION | 85,600 | $4,158,000 | thousands by filing date | call |
| WAL-MART STORES INC | 931142905 | OPTION | 48,400 | $4,157,000 | thousands by filing date | call |
| UTILITIES SELECT SECTOR SPDR | 81369Y9N2 | OPTION | 85,478 | $4,153,000 | thousands by filing date | put |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 78,335 | $4,150,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 88,897 | $4,148,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 83,400 | $4,143,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 54,953 | $4,135,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 103,853 | $4,134,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487955 | OPTION | 1,000,000 | $4,130,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC - A | 67018T956 | OPTION | 94,500 | $4,130,000 | thousands by filing date | put |
| UTD PARCEL SERV | 911312908 | OPTION | 37,100 | $4,124,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,317,550 | $4,111,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 110,323 | $4,103,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 68,184 | $4,099,000 | thousands by filing date | |
| DEERE & CO | 244199907 | OPTION | 46,300 | $4,096,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 137,555 | $4,092,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 199,124 | $4,088,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 163,594 | $4,085,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 76,999 | $4,084,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 383,825 | $4,084,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 95,570 | $4,069,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 60,533 | $4,065,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 891,295 | $4,064,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 203,595 | $4,047,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 238,649 | $4,045,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 32,949 | $4,029,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 150,250 | $4,019,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 47,311 | $3,998,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 246,040 | $3,989,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 38,470 | $3,988,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 100,460 | $3,986,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 64,039 | $3,971,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 31,595 | $3,968,000 | thousands by filing date | |
| RIO TINTO PLC-SPON ADR | 767204902 | OPTION | 86,000 | $3,961,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 202,422 | $3,952,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 3,958,000 | $3,938,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 38,956 | $3,937,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 288,570 | $3,934,000 | thousands by filing date | |
| US BANCORP DEL | 902973908 | OPTION | 87,400 | $3,929,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 67,059 | $3,927,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,025,000 | $3,927,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO-ADR | 74734M950 | OPTION | 68,575 | $3,927,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 75,737 | $3,921,000 | thousands by filing date | |
| TESORO CORP | 881609903 | OPTION | 52,700 | $3,918,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 50,000 | $3,917,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 533,580 | $3,916,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 716,755 | $3,907,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 84,180 | $3,906,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 222,225 | $3,898,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 2,959,000 | $3,898,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 170,072 | $3,895,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 35,096 | $3,889,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,684 | $3,881,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 48,725 | $3,880,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 345,396 | $3,878,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 73,625 | $3,875,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 82,881 | $3,856,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 133,948 | $3,853,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 245,502 | $3,852,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 120,835 | $3,850,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AH0 | NOTE 1.875% 9/0 | 2,830,000 | $3,848,000 | thousands by filing date | principal |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 120,275 | $3,845,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 141,897 | $3,845,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 174,994 | $3,844,000 | thousands by filing date | |
| ARCHER DANIELS MID | 039483904 | OPTION | 73,900 | $3,843,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 522,799 | $3,838,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 128,136 | $3,827,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 106,034 | $3,822,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 102,935 | $3,809,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 512,546 | $3,788,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 93,551 | $3,786,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 53,806 | $3,772,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 82,686 | $3,771,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 51,957 | $3,768,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 448,282 | $3,764,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 128,700 | $3,753,000 | thousands by filing date | |
| BAXTER INTL INC | 071813901 | OPTION | 51,100 | $3,745,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 263,402 | $3,744,000 | thousands by filing date | |
| GOOGLE INC | 38259P904 | OPTION | 7,053 | $3,743,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 227,140 | $3,741,000 | thousands by filing date | |
| AMERICAN EALGEL OUTFITTERS | 02553E908 | OPTION | 269,200 | $3,736,000 | thousands by filing date | call |
| CSX CORP | 126408954 | OPTION | 102,700 | $3,721,000 | thousands by filing date | put |
| VERIFONE SYSTEMS INC | 92342Y901 | OPTION | 100,000 | $3,720,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 424,170 | $3,716,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 96,804 | $3,710,000 | thousands by filing date | |
| SUNTRUST BANKS | 867914905 | OPTION | 88,200 | $3,696,000 | thousands by filing date | call |
| MOSAIC CO NEW | 61945C905 | OPTION | 80,900 | $3,693,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 141,300 | $3,689,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 90,531 | $3,686,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 44,635 | $3,682,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 401,758 | $3,680,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 90,120 | $3,673,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 96,296 | $3,659,000 | thousands by filing date | |
| MEDIVATION INC | 58501N903 | OPTION | 36,700 | $3,656,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464951 | OPTION | 65,000 | $3,640,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 73,101 | $3,629,000 | thousands by filing date | |
| MONSANTO | 61166W952 | OPTION | 30,300 | $3,620,000 | thousands by filing date | put |
| UNITEDHEALTH GROUP INC | 91324P953 | OPTION | 35,800 | $3,619,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 530,334 | $3,612,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 498,008 | $3,610,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 3,355,000 | $3,607,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 25,589 | $3,602,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 126,914 | $3,602,000 | thousands by filing date | |
| KELLOGG CO | 487836959 | OPTION | 55,000 | $3,599,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 431,934 | $3,598,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 250,992 | $3,582,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481903 | OPTION | 215,000 | $3,567,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 138,486 | $3,562,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC | 00846U952 | OPTION | 87,000 | $3,562,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 84,160 | $3,560,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 111,137 | $3,560,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 695,718 | $3,555,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 253,757 | $3,540,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 255,273 | $3,528,000 | thousands by filing date | |
| BOEING CO | 097023907 | OPTION | 27,100 | $3,522,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 137,641 | $3,520,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 101,363 | $3,510,000 | thousands by filing date | |
| ISHARES MSCI JAPAN ETF | 4642869N5 | OPTION | 158,200 | $3,507,000 | thousands by filing date | put |
| PERRIGO CO PLC | G97822954 | OPTION | 20,900 | $3,494,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 60,540 | $3,483,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 107,809 | $3,474,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 70,101 | $3,455,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 3,097,000 | $3,451,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 126,889 | $3,448,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,900,000 | $3,447,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,826,000 | $3,445,000 | thousands by filing date | principal |
| LIONS GATE ENTERTAINMENT COR | 536020902 | OPTION | 340,000 | $3,444,000 | thousands by filing date | call |
| MOOG INC CL A | 615394202 | Stock | 46,449 | $3,439,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 127,900 | $3,436,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 933,145 | $3,434,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 82,870 | $3,420,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 167,541 | $3,412,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 56,376 | $3,408,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 290,463 | $3,398,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 146,528 | $3,394,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 203,800 | $3,393,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 161,374 | $3,393,000 | thousands by filing date | |
| UNDER ARMOUR INC-CLASS A | 904311958 | OPTION | 49,900 | $3,388,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP | 28176E959 | OPTION | 26,600 | $3,388,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 78,174 | $3,364,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 109,025 | $3,363,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 2,091,000 | $3,362,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 78,361 | $3,355,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 35,119 | $3,350,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N959 | OPTION | 164,400 | $3,347,000 | thousands by filing date | put |
| BROADCOM CORP | 111320909 | OPTION | 77,100 | $3,341,000 | thousands by filing date | call |
| OM GROUP INC | 670872100 | COM | 111,977 | $3,338,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 123,425 | $3,332,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $3,330,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 397,396 | $3,327,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 65,009 | $3,316,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L906 | OPTION | 55,900 | $3,315,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 66,675 | $3,311,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 168,500 | $3,291,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 90,805 | $3,287,000 | thousands by filing date | |
| MGM MIRAGE INC | 552953903 | OPTION | 152,700 | $3,265,000 | thousands by filing date | call |
| CORNING INC | 219350907 | OPTION | 142,400 | $3,265,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 56,317 | $3,263,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 190,701 | $3,263,000 | thousands by filing date | |
| ST JUDE MEDICAL INC | 790849905 | OPTION | 50,000 | $3,252,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 41,379 | $3,251,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 58,620 | $3,243,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 180,272 | $3,236,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C954 | OPTION | 70,900 | $3,236,000 | thousands by filing date | put |
| JETBLUE AIRWAYS CORP | 477143903 | OPTION | 204,000 | $3,235,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 2,680,000 | $3,234,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 756,827 | $3,231,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,483,968 | $3,221,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 193,700 | $3,219,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,045,658 | $3,210,000 | thousands by filing date | |
| INTL BUSINESS MCHN | 459200903 | OPTION | 20,000 | $3,209,000 | thousands by filing date | call |
| CHINA MOBILE LTD-SPON ADR | 16941M901 | OPTION | 54,500 | $3,206,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 55,988 | $3,202,000 | thousands by filing date | |
| EXELON CORP | 30161N903 | OPTION | 86,300 | $3,200,000 | thousands by filing date | call |
| ORTHOFIX INTL N V | N6748L102 | COM | 106,275 | $3,195,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 193,058 | $3,191,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 242,500 | $3,191,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 26,270 | $3,190,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 76,616 | $3,184,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 35,295 | $3,183,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 78,665 | $3,180,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 99,714 | $3,174,000 | thousands by filing date | |
| LORILLARD INC | 544147903 | OPTION | 50,400 | $3,172,000 | thousands by filing date | call |
| HOME DEPOT INC | 437076904 | OPTION | 30,200 | $3,170,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING | 25278X901 | OPTION | 53,000 | $3,168,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 144,599 | $3,164,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 77,010 | $3,162,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 316,450 | $3,155,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 185,141 | $3,153,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 92,006 | $3,144,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 62,786 | $3,134,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 84,519 | $3,123,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 81,747 | $3,115,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,165,021 | $3,100,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 476,900 | $3,090,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 84,586 | $3,089,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 236,725 | $3,082,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 29,072 | $3,073,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 145,292 | $3,072,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 213,182 | $3,071,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 43,426 | $3,069,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 113,150 | $3,065,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 76,312 | $3,064,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 70,734 | $3,060,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 80,823 | $3,051,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 344,697 | $3,051,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 1,547,000 | $3,050,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 66,725 | $3,036,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 160,303 | $3,035,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 111,742 | $3,035,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 78,164 | $3,034,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 182,245 | $3,031,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,572,000 | $3,028,000 | thousands by filing date | principal |
| GOPRO INC-CLASS A | 38268T954 | OPTION | 47,800 | $3,022,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 71,994 | $3,005,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L958 | OPTION | 84,900 | $2,999,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 20,595 | $2,968,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 262,639 | $2,968,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 88,314 | $2,944,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 89,296 | $2,935,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 28,906 | $2,914,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 132,346 | $2,913,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 102,677 | $2,912,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,206 | $2,908,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 85,952 | $2,896,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 3,000,000 | $2,891,000 | thousands by filing date | principal |
| KIMBERLY CLARK CORP | 494368954 | OPTION | 25,000 | $2,889,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP | 494368905 | OPTION | 25,000 | $2,889,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 411,777 | $2,885,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 195,675 | $2,884,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 621,408 | $2,871,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 108,656 | $2,868,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 208,803 | $2,865,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 37,219 | $2,864,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 36,014 | $2,864,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 309,504 | $2,847,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 118,509 | $2,845,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND LP | 912318904 | OPTION | 192,500 | $2,843,000 | thousands by filing date | call |
| SANDISK CORP | 80004C903 | OPTION | 28,900 | $2,832,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 86,099 | $2,829,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,404,000 | $2,828,000 | thousands by filing date | principal |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 163,245 | $2,824,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 222,235 | $2,816,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 267,401 | $2,814,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 139,000 | $2,803,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 491,442 | $2,791,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 332,000 | $2,760,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 55,840 | $2,755,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 38,736 | $2,754,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 85,592 | $2,752,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 263,641 | $2,752,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 399,506 | $2,744,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 1,795,000 | $2,743,000 | thousands by filing date | principal |
| NETFLIX INC | 64110L957 | OPTION | 8,000 | $2,733,000 | thousands by filing date | put |
| POTASH CORP SASK | 73755L909 | OPTION | 77,200 | $2,727,000 | thousands by filing date | call |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 3,110,000 | $2,723,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 105,288 | $2,720,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 113,063 | $2,717,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311909 | OPTION | 40,000 | $2,716,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 113,841 | $2,712,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLL | 23130A904 | OPTION | 33,400 | $2,712,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,000,000 | $2,706,000 | thousands by filing date | principal |
| RAYTHEON COMPANY | 755111952 | OPTION | 25,000 | $2,704,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 56,126 | $2,699,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 86,226 | $2,698,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P906 | OPTION | 159,100 | $2,697,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP/THE | 09253U900 | OPTION | 79,700 | $2,696,000 | thousands by filing date | call |
| CTRIP.COM INTERNATIONAL-ADR | 22943F902 | OPTION | 59,209 | $2,694,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 62,200 | $2,689,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 264,459 | $2,682,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 29,129 | $2,681,000 | thousands by filing date | |
| STRYKER CORP | 863667903 | OPTION | 28,300 | $2,670,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 59,563 | $2,669,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 37,597 | $2,666,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 131,725 | $2,661,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 35,527 | $2,659,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 93,638 | $2,656,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 104,853 | $2,652,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 150,700 | $2,646,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 43,833 | $2,642,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 97,739 | $2,642,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 327,467 | $2,640,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 103,997 | $2,637,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 95,600 | $2,634,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670900 | OPTION | 17,500 | $2,628,000 | thousands by filing date | call |
| UTD PARCEL SERV | 911312957 | OPTION | 23,600 | $2,624,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550952 | OPTION | 91,700 | $2,620,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 100,757 | $2,617,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 34,004 | $2,616,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 199,090 | $2,614,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 34,905 | $2,613,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 50,707 | $2,611,000 | thousands by filing date | |
| DIRECTV | 25490A952 | OPTION | 30,100 | $2,610,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G959 | OPTION | 30,800 | $2,608,000 | thousands by filing date | put |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 42,368 | $2,606,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 26,868 | $2,600,000 | thousands by filing date | |
| METLIFE INC | 59156R959 | OPTION | 48,000 | $2,596,000 | thousands by filing date | put |
| GAMESTOP CORP-CLASS A | 36467W950 | OPTION | 76,438 | $2,584,000 | thousands by filing date | put |
| CORNING INC | 219350956 | OPTION | 112,600 | $2,582,000 | thousands by filing date | put |
| INC RESH HLDGS INC | 45329R109 | CL A | 100,250 | $2,576,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 24,139 | $2,573,000 | thousands by filing date | |
| MATADOR RES CO | 576485957 | OPTION | 127,000 | $2,569,000 | thousands by filing date | put |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 40,225 | $2,567,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 57,639 | $2,566,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,519,000 | $2,559,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 249,600 | $2,556,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 27,134 | $2,555,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 148,400 | $2,553,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 56,155 | $2,553,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 194,698 | $2,547,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 111,869 | $2,540,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 82,497 | $2,537,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 173,221 | $2,534,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F954 | EQUITY | 230,600 | $2,532,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 119,632 | $2,532,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 69,371 | $2,531,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 47,870 | $2,531,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 113,265 | $2,530,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,553,000 | $2,529,000 | thousands by filing date | principal |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 2,534,000 | $2,528,000 | thousands by filing date | principal |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 84,700 | $2,519,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 25,867 | $2,515,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO. | 002896959 | OPTION | 87,600 | $2,509,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 83,741 | $2,504,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 60,181 | $2,503,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 75,957 | $2,502,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 92,098 | $2,487,000 | thousands by filing date | |
| CALPINE CORP | 131347908 | OPTION | 112,300 | $2,485,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 86,472 | $2,483,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 28,394 | $2,476,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 2,138,000 | $2,468,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 2,221,131 | $2,465,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 111,343 | $2,464,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 200,726 | $2,463,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 95,000 | $2,462,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 75,376 | $2,461,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 61,055 | $2,454,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 22,372 | $2,446,000 | thousands by filing date | |
| CHESAPEAKE ENERGY | 165167958 | OPTION | 124,100 | $2,429,000 | thousands by filing date | put |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 1,083,802 | $2,428,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U903 | OPTION | 84,700 | $2,425,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 126,800 | $2,419,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 149,984 | $2,417,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 140,625 | $2,414,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 122,105 | $2,409,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 86,414 | $2,404,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 572,833 | $2,400,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,870,000 | $2,398,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 141,903 | $2,397,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 322,979 | $2,393,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 345,648 | $2,392,000 | thousands by filing date | |
| YPF S.A.-SPONSORED ADR | 984245902 | OPTION | 90,000 | $2,382,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 516,800 | $2,372,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 104,296 | $2,367,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 137,905 | $2,364,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 101,661 | $2,363,000 | thousands by filing date | |
| CENTURYLINK INC | 156700957 | OPTION | 59,700 | $2,363,000 | thousands by filing date | put |
| SWS GROUP INC | 78503N107 | COM | 341,418 | $2,359,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 97,100 | $2,357,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 176,912 | $2,356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 81,344 | $2,352,000 | thousands by filing date | |
| CVS CORP | 126650951 | OPTION | 24,300 | $2,340,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 114,597 | $2,316,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 49,258 | $2,309,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 269,325 | $2,300,000 | thousands by filing date | |
| PEPSICO INC | 713448900 | OPTION | 24,300 | $2,298,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 74,352 | $2,297,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 43,962 | $2,296,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 53,562 | $2,284,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 52,502 | $2,282,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 63,599 | $2,278,000 | thousands by filing date | |
| ALCOA INC | 013817952 | OPTION | 144,300 | $2,278,000 | thousands by filing date | put |
| SEADRILL LTD | G7945E907 | OPTION | 190,000 | $2,269,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 250,712 | $2,265,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 3,000,000 | $2,265,000 | thousands by filing date | principal |
| ISHARES MSCI HONG KONG ETF | 4642869L9 | OPTION | 101,900 | $2,259,000 | thousands by filing date | put |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 2,197,000 | $2,257,000 | thousands by filing date | principal |
| MCCLATCHY CO | 579489105 | CL A | 676,100 | $2,245,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 70,109 | $2,239,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 136,180 | $2,239,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 50,315 | $2,234,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350957 | OPTION | 67,700 | $2,233,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 155,475 | $2,233,000 | thousands by filing date | |
| ACCENTURE PLC-CL A | G1151C952 | OPTION | 25,000 | $2,233,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,595,000 | $2,232,000 | thousands by filing date | principal |
| ROSETTA RESOURCES INC | 777779901 | OPTION | 100,000 | $2,231,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 109,500 | $2,224,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017950 | OPTION | 19,300 | $2,220,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 351,850 | $2,214,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 85,100 | $2,207,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 26,938 | $2,206,000 | thousands by filing date | |
| KKR & CO LP | 48248M904 | OPTION | 95,000 | $2,205,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 137,275 | $2,202,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 50,045 | $2,200,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 79,440 | $2,199,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 28,370 | $2,196,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 32,285 | $2,181,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 88,491 | $2,178,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 126,418 | $2,178,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 213,160 | $2,178,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 27,566 | $2,173,000 | thousands by filing date | |
| HANESBRANDS INC | 410345904 | OPTION | 19,400 | $2,165,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 104,575 | $2,162,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR SBI INT-INDS | 81369Y9A0 | OPTION | 44,500 | $2,162,000 | thousands by filing date | call |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 21,201 | $2,160,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 2,100,000 | $2,156,000 | thousands by filing date | principal |
| WILLIAMS COS INC | 969457951 | OPTION | 47,700 | $2,144,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 19,588 | $2,143,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P904 | OPTION | 21,200 | $2,143,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 118,189 | $2,135,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 223,631 | $2,134,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G900 | OPTION | 25,200 | $2,134,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 670,300 | $2,131,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 2,040,000 | $2,129,000 | thousands by filing date | principal |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 156,243 | $2,120,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 25,680 | $2,118,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 19,359 | $2,116,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 23,600 | $2,116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 75,128 | $2,115,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 19,157 | $2,112,000 | thousands by filing date | |
| CONTINENTAL RESOURCES INC/OK | 212015903 | OPTION | 55,000 | $2,110,000 | thousands by filing date | call |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 172,159 | $2,105,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 49,016 | $2,099,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 32,357 | $2,099,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 65,898 | $2,097,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 37,885 | $2,097,000 | thousands by filing date | |
| PACIFIC ETHANOL INC | 69423U958 | OPTION | 202,500 | $2,092,000 | thousands by filing date | put |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 196,724 | $2,089,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 326,881 | $2,088,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 108,215 | $2,076,000 | thousands by filing date | |
| COACH INC | 189754906 | OPTION | 55,200 | $2,073,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 35,800 | $2,065,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 42,157 | $2,059,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 31,276 | $2,058,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 78,445 | $2,054,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172950 | OPTION | 25,200 | $2,053,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 571,242 | $2,051,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 758,521 | $2,048,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 294,975 | $2,044,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 79,653 | $2,043,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 88,027 | $2,043,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376902 | OPTION | 32,000 | $2,042,000 | thousands by filing date | call |
| CLARCOR INC | 179895107 | COM | 30,617 | $2,040,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 26,761 | $2,034,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 39,193 | $2,032,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142954 | OPTION | 23,600 | $2,027,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 74,923 | $2,025,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,847,000 | $2,025,000 | thousands by filing date | principal |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 81,119 | $2,024,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 34,582 | $2,020,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 82,800 | $2,013,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 68,284 | $2,004,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 98,872 | $2,004,000 | thousands by filing date | |
| BHP BILLITON LTD | 088606959 | OPTION | 42,200 | $1,997,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 42,039 | $1,987,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 35,021 | $1,985,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 128,400 | $1,985,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 166,365 | $1,980,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 74,639 | $1,975,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 45,314 | $1,975,000 | thousands by filing date | |
| YUM BRANDS INC | 988498903 | OPTION | 27,000 | $1,967,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 179,577 | $1,964,000 | thousands by filing date | |
| KELLOGG CO | 487836900 | OPTION | 30,000 | $1,963,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 79,385 | $1,958,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 125,198 | $1,958,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000249 | this filing | 2015-02-13 | acceptance time not in the bulk data set |