13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,240 holding rows worth $437,386,467,000.
- Accession
- 0000019617-15-000249
- Filer
- CIK 19617
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 23,837 entries on the cover page, a total value of $437,386,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,386,437,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNERON MEDICAL LTD | M87245102 | ORD | 2,076,654 | $19,375,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 359,560 | $19,320,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 117,409 | $19,264,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 12,779,000 | $19,234,000 | thousands by filing date | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 421,745 | $19,227,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 6,034,322 | $19,189,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 411,744 | $19,159,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 367,500 | $19,147,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 478,007 | $19,144,000 | thousands by filing date | |
| GOLDMAN SACHS GP | 38141G906 | OPTION | 98,600 | $19,112,000 | thousands by filing date | call |
| SPARTANNASH CO | 847215100 | COM | 730,602 | $19,098,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 325,364 | $19,075,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 19,340,000 | $19,074,000 | thousands by filing date | principal |
| BANCORPSOUTH INC | 059692103 | COM | 847,048 | $19,067,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 733,434 | $19,062,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 17,015,000 | $19,057,000 | thousands by filing date | principal |
| BIOGEN INC | 09062X954 | OPTION | 55,900 | $18,975,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,262,806 | $18,943,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 818,039 | $18,929,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 236,070 | $18,928,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 1,093,608 | $18,919,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 388,706 | $18,910,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V906 | OPTION | 403,900 | $18,895,000 | thousands by filing date | call |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 876,685 | $18,884,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 635,183 | $18,866,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 365,920 | $18,811,000 | thousands by filing date | |
| ROSS STORES INC | 778296954 | OPTION | 199,000 | $18,758,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 179,479 | $18,735,000 | thousands by filing date | |
| TARGET CORP | 87612E957 | OPTION | 246,800 | $18,735,000 | thousands by filing date | put |
| DISH NETWORK CORP | 25470M901 | OPTION | 256,900 | $18,725,000 | thousands by filing date | call |
| GREATBATCH INC | 39153L106 | COM | 379,812 | $18,724,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 722,370 | $18,702,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 248,325 | $18,691,000 | thousands by filing date | |
| BHP BILLITON LTD | 088606900 | OPTION | 395,000 | $18,691,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 674,233 | $18,656,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 742,690 | $18,649,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,560,237 | $18,637,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 488,203 | $18,595,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 315,755 | $18,558,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 61,309 | $18,543,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 268,280 | $18,535,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 425,750 | $18,528,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 257,968 | $18,527,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 4,203,067 | $18,493,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F958 | OPTION | 45,000 | $18,461,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 428,951 | $18,454,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914950 | OPTION | 1,400,000 | $18,424,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,428,414 | $18,370,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 562,501 | $18,327,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 338,775 | $18,281,000 | thousands by filing date | |
| YAHOO INC | 984332957 | OPTION | 361,400 | $18,254,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945953 | OPTION | 244,200 | $18,232,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 379,928 | $18,222,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 296,218 | $18,167,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 5,660,000 | $18,165,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 12,012,000 | $18,094,000 | thousands by filing date | principal |
| FXCM INC | 302693106 | COM | 1,089,992 | $18,061,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 291,272 | $17,979,000 | thousands by filing date | |
| FRANCO-NEVADA CORP | 351858907 | OPTION | 365,000 | $17,954,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 2,371,443 | $17,952,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,083,841 | $17,927,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 172,296 | $17,891,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 341,034 | $17,873,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D957 | OPTION | 543,600 | $17,868,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 205,519 | $17,845,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,499,280 | $17,843,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 415,848 | $17,831,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 413,027 | $17,777,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 15,034,000 | $17,742,000 | thousands by filing date | principal |
| FAMILY DLR STORES INC | 307000109 | COM | 223,195 | $17,681,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 619,724 | $17,631,000 | thousands by filing date | |
| TEXAS INSTRUMENTS | 882508955 | OPTION | 329,500 | $17,617,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 217,294 | $17,603,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 902,653 | $17,530,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,157,017 | $17,528,000 | thousands by filing date | |
| FEDEX CORP | 31428X957 | OPTION | 100,900 | $17,522,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 910,409 | $17,379,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 263,490 | $17,364,000 | thousands by filing date | |
| PETROL BRASILEIROS | 71654V952 | OPTION | 2,289,000 | $17,351,000 | thousands by filing date | put |
| CF INDS HLDGS INC | 125269902 | OPTION | 63,600 | $17,333,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,795,732 | $17,329,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047901 | OPTION | 258,900 | $17,318,000 | thousands by filing date | call |
| CLEAN HARBORS INC | 184496958 | OPTION | 360,000 | $17,298,000 | thousands by filing date | put |
| TARGET CORP | 87612E908 | OPTION | 227,200 | $17,246,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,284,084 | $17,245,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,246,175 | $17,228,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 336,814 | $17,188,000 | thousands by filing date | |
| HALLIBURTON | 406216952 | OPTION | 435,400 | $17,125,000 | thousands by filing date | put |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,642,340 | $17,015,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 362,134 | $16,995,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 925,752 | $16,968,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 257,147 | $16,868,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J957 | OPTION | 465,000 | $16,847,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 238,841 | $16,817,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 293,279 | $16,803,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,201,472 | $16,796,000 | thousands by filing date | |
| DOLLAR GENERAL CORP | 256677956 | OPTION | 237,100 | $16,763,000 | thousands by filing date | put |
| ISHARES MSCI HONG KONG ETF | 464286970 | OPTION | 750,000 | $16,628,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 486,988 | $16,583,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 362,883 | $16,555,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 161,049 | $16,521,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,089,478 | $16,505,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 721,989 | $16,446,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 14,575,000 | $16,387,000 | thousands by filing date | principal |
| WABCO HLDGS INC | 92927K102 | COM | 156,360 | $16,384,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 316,388 | $16,373,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,398,850 | $16,338,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 238,332 | $16,300,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 566,653 | $16,286,000 | thousands by filing date | |
| NORFOLK STHN CORP | 655844900 | OPTION | 148,100 | $16,234,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,750,311 | $16,191,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 155,495 | $16,187,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 813,665 | $16,150,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 186,501 | $16,135,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,121,958 | $16,135,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207907 | OPTION | 444,200 | $16,135,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 598,429 | $16,086,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 778,086 | $16,045,000 | thousands by filing date | |
| BEST BUY CO INC | 086516903 | OPTION | 411,100 | $16,025,000 | thousands by filing date | call |
| SPDR SERIES TRUST S&P HOMEBUILD | 78464A920 | OPTION | 277,000 | $15,975,000 | thousands by filing date | call |
| CONCHO RESOURCES INC | 20605P903 | OPTION | 160,000 | $15,960,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 1,962,101 | $15,953,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 696,296 | $15,925,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C900 | OPTION | 133,300 | $15,881,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 13,385,000 | $15,870,000 | thousands by filing date | principal |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,463,116 | $15,831,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 322,872 | $15,827,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 407,168 | $15,823,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 972,855 | $15,819,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 215,974 | $15,810,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 616,982 | $15,788,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 468,043 | $15,783,000 | thousands by filing date | |
| ALLERGAN INC | 018490904 | OPTION | 74,200 | $15,774,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123903 | OPTION | 172,300 | $15,771,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 248,766 | $15,729,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 397,457 | $15,715,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 21,006,000 | $15,701,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 238,776 | $15,695,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC - ADR | 780259909 | OPTION | 225,600 | $15,693,000 | thousands by filing date | call |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 362,363 | $15,672,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 557,269 | $15,669,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 385,476 | $15,604,000 | thousands by filing date | |
| ISHARES | 464286913 | OPTION | 700,000 | $15,519,000 | thousands by filing date | call |
| ISHARES | 464286962 | OPTION | 700,000 | $15,519,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 266,927 | $15,506,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 660,467 | $15,495,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 278,282 | $15,478,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 385,590 | $15,439,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 400,076 | $15,436,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 464,337 | $15,406,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,299,948 | $15,390,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 634,116 | $15,381,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 668,072 | $15,372,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 31,527,350 | $15,354,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 303,986 | $15,336,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,498,986 | $15,319,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A959 | OPTION | 66,600 | $15,298,000 | thousands by filing date | put |
| VALE S A | 91912E907 | OPTION | 1,869,950 | $15,296,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 259,544 | $15,279,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172901 | OPTION | 187,400 | $15,264,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 551,674 | $15,247,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 11,750,000 | $15,239,000 | thousands by filing date | principal |
| CATO CORP NEW | 149205106 | CL A | 359,531 | $15,165,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 884,783 | $15,147,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 249,382 | $15,143,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 588,412 | $15,116,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 20,148,000 | $15,112,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y969 | OPTION | 310,600 | $15,089,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 327,029 | $15,085,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 261,358 | $15,062,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 12,810,000 | $15,059,000 | thousands by filing date | principal |
| COCA-COLA CO | 191216902 | OPTION | 356,596 | $15,056,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 224,014 | $15,023,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 3,590,224 | $14,990,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 562,910 | $14,980,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 285,375 | $14,976,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 191,839 | $14,972,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 669,548 | $14,938,000 | thousands by filing date | |
| ARCHER DANIELS MID | 039483953 | OPTION | 286,700 | $14,908,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 850,642 | $14,903,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 406,808 | $14,886,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 529,827 | $14,882,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 339,859 | $14,845,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 829,142 | $14,825,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 338,529 | $14,793,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 193,171 | $14,785,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,682,900 | $14,759,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,820,355 | $14,746,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 280,766 | $14,742,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 714,178 | $14,741,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 315,232 | $14,724,000 | thousands by filing date | |
| WHOLE FOODS MARKET | 966837908 | OPTION | 292,000 | $14,723,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 240,487 | $14,717,000 | thousands by filing date | |
| WORKDAY INC-CLASS A | 98138H952 | OPTION | 180,000 | $14,690,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 301,659 | $14,682,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 340,897 | $14,665,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 768,364 | $14,645,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 202,419 | $14,634,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 333,988 | $14,605,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 1,103,920 | $14,582,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 639,186 | $14,554,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 222,932 | $14,497,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 338,775 | $14,497,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 50,971 | $14,489,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 248,396 | $14,477,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 756,298 | $14,468,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 311,373 | $14,425,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158957 | OPTION | 100,000 | $14,423,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 538,733 | $14,385,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 229,141 | $14,366,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 535,611 | $14,353,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,297,535 | $14,311,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 162,622 | $14,285,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 151,185 | $14,271,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 355,542 | $14,265,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INCORPO | 92532F951 | OPTION | 120,000 | $14,256,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 721,878 | $14,221,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 273,393 | $14,184,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 715,941 | $14,147,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 416,947 | $14,143,000 | thousands by filing date | |
| TWITTER INC | 90184L953 | OPTION | 392,898 | $14,094,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 860,551 | $14,079,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 363,234 | $14,045,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 283,275 | $14,030,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 122,895 | $13,994,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 986,475 | $13,959,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,655,468 | $13,956,000 | thousands by filing date | |
| INTEL CORP | 458140902 | OPTION | 384,096 | $13,939,000 | thousands by filing date | call |
| MERCK & CO INC NEW | 58933Y907 | OPTION | 245,400 | $13,936,000 | thousands by filing date | call |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 110,000 | $13,908,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,216,377 | $13,904,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 119,395 | $13,880,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 122,871 | $13,850,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 168,859 | $13,846,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 872,801 | $13,729,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047950 | OPTION | 204,800 | $13,699,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 26,082,000 | $13,693,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,490,420 | $13,682,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 667,898 | $13,671,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 496,255 | $13,662,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 245,225 | $13,655,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 183,799 | $13,652,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 850,785 | $13,613,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639957 | OPTION | 717,400 | $13,559,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 249,051 | $13,514,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 125,846 | $13,492,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,324,364 | $13,469,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 2,370,623 | $13,441,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 108,789 | $13,439,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,273,232 | $13,419,000 | thousands by filing date | |
| FORD MOTOR CO | 345370902 | OPTION | 865,650 | $13,418,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 826,597 | $13,416,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 809,105 | $13,407,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 346,900 | $13,401,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 2,745,457 | $13,371,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 909,896 | $13,366,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 194,092 | $13,363,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 198,162 | $13,361,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 513,844 | $13,360,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 261,525 | $13,353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 315,718 | $13,310,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 468,791 | $13,300,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 696,565 | $13,270,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 14,500,000 | $13,259,000 | thousands by filing date | principal |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 490,737 | $13,247,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,236,769 | $13,233,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 449,502 | $13,224,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 255,940 | $13,193,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 171,175 | $13,177,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 732,790 | $13,153,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 594,261 | $13,133,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 783,553 | $13,109,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 464,187 | $13,104,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 759,421 | $13,101,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 473,177 | $13,087,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334906 | OPTION | 245,000 | $13,066,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 286,292 | $13,063,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 717,626 | $13,046,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 791,037 | $13,036,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 447,059 | $12,965,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 123,968 | $12,942,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 306,268 | $12,909,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 319,000 | $12,900,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,680,177 | $12,887,000 | thousands by filing date | |
| VODAFONE GROUP PLC NEW | 92857W902 | OPTION | 377,000 | $12,882,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,137,712 | $12,879,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,714,000 | $12,867,000 | thousands by filing date | principal |
| NIKE INC | 654106954 | OPTION | 133,600 | $12,846,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y9K8 | OPTION | 264,000 | $12,825,000 | thousands by filing date | put |
| Vanguard Small-Cap ETF | 922908751 | SHS | 109,643 | $12,791,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 245,900 | $12,790,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 228,613 | $12,743,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 992,196 | $12,681,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 264,800 | $12,678,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,151,216 | $12,667,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 798,361 | $12,646,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 598,875 | $12,624,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 197,910 | $12,620,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 202,401 | $12,613,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556904 | OPTION | 100,000 | $12,529,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 1,687,495 | $12,520,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,309,835 | $12,509,000 | thousands by filing date | |
| STATE STREET CORP | 857477954 | OPTION | 159,200 | $12,497,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 164,863 | $12,486,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 136,072 | $12,480,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 7,700,274 | $12,474,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,734,377 | $12,469,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 715,602 | $12,423,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 5,622,000 | $12,422,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 206,547 | $12,416,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,425,352 | $12,401,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 10,076,000 | $12,350,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 671,069 | $12,341,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 305,730 | $12,333,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 464,124 | $12,319,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 395,120 | $12,307,000 | thousands by filing date | |
| HUMANA INC | 444859953 | OPTION | 85,300 | $12,252,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 134,458 | $12,243,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 131,747 | $12,238,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 722,276 | $12,236,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 13,188,000 | $12,158,000 | thousands by filing date | principal |
| TOWER INTL INC | 891826109 | COM | 475,075 | $12,138,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901959 | OPTION | 1,128,800 | $12,135,000 | thousands by filing date | put |
| ISHARES TR | 464288950 | US AER DEF ETF | 125,000 | $12,098,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 734,156 | $12,077,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 407,307 | $12,069,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 398,131 | $12,035,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 903,119 | $12,030,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 291,413 | $12,026,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 94,049 | $12,007,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 735,319 | $12,001,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713957 | OPTION | 186,500 | $11,986,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 168,014 | $11,983,000 | thousands by filing date | |
| VODAFONE GROUP PLC-SP ADR | 92857W951 | OPTION | 350,000 | $11,960,000 | thousands by filing date | put |
| CASH AMER INTL INC | 14754D100 | COM | 528,194 | $11,948,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874958 | OPTION | 213,300 | $11,947,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 332,832 | $11,912,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 105,010 | $11,883,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 571,299 | $11,865,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,703,107 | $11,853,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 8,665,000 | $11,838,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 940,738 | $11,817,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,461,850 | $11,817,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 159,994 | $11,814,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,033,656 | $11,814,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 546,110 | $11,784,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 92,135 | $11,777,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 920,000 | $11,767,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 893,946 | $11,764,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 328,744 | $11,759,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 148,994 | $11,741,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 135,723 | $11,736,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y936 | OPTION | 241,400 | $11,727,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 184,590 | $11,702,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 1,664,164 | $11,700,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 12,300,000 | $11,655,000 | thousands by filing date | principal |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 641,567 | $11,651,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 222,362 | $11,645,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 517,787 | $11,624,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 72,657 | $11,602,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 88,161 | $11,600,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 299,952 | $11,597,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 786,544 | $11,579,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 375,455 | $11,571,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 721,755 | $11,563,000 | thousands by filing date | |
| RIO TINTO | 767204951 | OPTION | 250,000 | $11,515,000 | thousands by filing date | put |
| TEXAS INSTRUMENTS | 882508906 | OPTION | 214,800 | $11,484,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 275,499 | $11,466,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 497,573 | $11,464,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,135,285 | $11,432,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 149,124 | $11,422,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 3,291,000 | $11,420,000 | thousands by filing date | principal |
| SCHULMAN (A.) INC | 808194104 | COM | 281,084 | $11,392,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 096627955 | OPTION | 640,000 | $11,373,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 171,200 | $11,371,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 538,700 | $11,361,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 206,703 | $11,350,000 | thousands by filing date | |
| VISTEON CORP | 92839U958 | OPTION | 106,100 | $11,338,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 9,955,000 | $11,312,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,178,142 | $11,283,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 202,580 | $11,256,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 95,258 | $11,235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 509,469 | $11,234,000 | thousands by filing date | |
| RECON CAPITAL DAX GERMANY | 26923E207 | UNIT | 435,100 | $11,186,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 783,596 | $11,182,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 452,129 | $11,181,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 94,734 | $11,155,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 514,429 | $11,117,000 | thousands by filing date | |
| HESS CORP | 42809H958 | OPTION | 150,600 | $11,117,000 | thousands by filing date | put |
| ISHARES SILVER TRUST | 46428Q901 | OPTION | 735,600 | $11,078,000 | thousands by filing date | call |
| COCA-COLA ENTERPRISES | 19122T901 | OPTION | 250,000 | $11,055,000 | thousands by filing date | call |
| GENERAL MILLS INC | 370334955 | OPTION | 207,200 | $11,050,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 403,209 | $11,031,000 | thousands by filing date | |
| DEVON ENERGY CORP | 25179M954 | OPTION | 179,900 | $11,012,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 142,304 | $10,995,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 331,760 | $10,988,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 621,967 | $10,952,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 89,534 | $10,950,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 215,424 | $10,923,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224958 | OPTION | 194,800 | $10,922,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 123,037 | $10,908,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 446,626 | $10,899,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,123,441 | $10,897,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,456,000 | $10,879,000 | thousands by filing date | principal |
| LEUCADIA NATL CORP | 527288104 | COM | 485,128 | $10,876,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 691,100 | $10,871,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 333,284 | $10,842,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 293,905 | $10,788,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 327,692 | $10,783,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 567,720 | $10,769,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,015,000 | $10,754,000 | thousands by filing date | principal |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 476,484 | $10,754,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 381,776 | $10,751,000 | thousands by filing date | |
| QUALCOMM INC | 747525954 | OPTION | 144,600 | $10,748,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 240,696 | $10,687,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 182,992 | $10,666,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 133,915 | $10,651,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 173,827 | $10,650,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 213,372 | $10,647,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746903 | OPTION | 194,200 | $10,646,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U902 | OPTION | 579,100 | $10,644,000 | thousands by filing date | call |
| PULTE GROUP INC | 745867952 | OPTION | 495,500 | $10,633,000 | thousands by filing date | put |
| JARDEN CORP | 471109900 | OPTION | 222,000 | $10,629,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 390,296 | $10,627,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 196,833 | $10,620,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 377,719 | $10,610,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 165,376 | $10,593,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 6,862,000 | $10,572,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 7,954,000 | $10,569,000 | thousands by filing date | principal |
| DST SYS INC DEL | 233326107 | COM | 112,123 | $10,556,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 308,426 | $10,548,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 148,103 | $10,511,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909900 | OPTION | 392,859 | $10,505,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 9,887,000 | $10,455,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 9,239,000 | $10,452,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 329,026 | $10,423,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 172,514 | $10,388,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 169,788 | $10,322,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 667,364 | $10,277,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 7,608,000 | $10,252,000 | thousands by filing date | principal |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 168,815 | $10,251,000 | thousands by filing date | |
| DOW CHEM CO | 260543905 | OPTION | 224,600 | $10,244,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 300,169 | $10,236,000 | thousands by filing date | |
| TESORO CORP | 881609952 | OPTION | 137,640 | $10,234,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 357,148 | $10,224,000 | thousands by filing date | |
| CELGENE CORP | 151020906 | OPTION | 91,100 | $10,190,000 | thousands by filing date | call |
| MYLAN INC | 628530958 | OPTION | 180,600 | $10,180,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC | 83088M953 | OPTION | 140,000 | $10,179,000 | thousands by filing date | put |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,258,613 | $10,145,000 | thousands by filing date | |
| TEVA PHARMA IND | 881624951 | OPTION | 176,300 | $10,139,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 455,038 | $10,129,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 266,087 | $10,101,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 275,620 | $10,089,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 5,290,000 | $10,087,000 | thousands by filing date | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 286,261 | $10,051,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 94,714 | $10,050,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 241,043 | $10,027,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 152,100 | $10,015,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,321,343 | $10,003,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 10,032,000 | $10,001,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X108 | CL C | 212,069 | $9,998,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 398,371 | $9,989,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 148,912 | $9,988,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 179,877 | $9,978,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 197,168 | $9,963,000 | thousands by filing date | |
| TESLA MOTORS INC | 88160R903 | OPTION | 44,600 | $9,919,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 165,228 | $9,915,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 7,970,000 | $9,903,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 510,107 | $9,865,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 96,090 | $9,858,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 583,039 | $9,842,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 257,847 | $9,833,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 148,024 | $9,819,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 395,026 | $9,816,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 469,023 | $9,812,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H902 | OPTION | 535,300 | $9,812,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 81,091 | $9,808,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 256,995 | $9,799,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 4,661,532 | $9,789,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 417,258 | $9,763,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 9,231,000 | $9,750,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 164,863 | $9,743,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,150,431 | $9,733,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 476,595 | $9,726,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 341,877 | $9,712,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 145,688 | $9,701,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 783,445 | $9,684,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 178,643 | $9,678,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 87,393 | $9,678,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 342,870 | $9,669,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 172,622 | $9,666,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 176,571 | $9,664,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,251,359 | $9,647,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 2,189,358 | $9,612,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 238,808 | $9,564,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 321,694 | $9,563,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 190,308 | $9,560,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,045,100 | $9,531,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 84,137 | $9,522,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,153,585 | $9,506,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000249 | this filing | 2015-02-13 | acceptance time not in the bulk data set |