13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,240 holding rows worth $437,386,467,000.
- Accession
- 0000019617-15-000249
- Filer
- CIK 19617
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 23,837 entries on the cover page, a total value of $437,386,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,386,437,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUALITY SYS INC | 747582104 | COM | 50,284 | $784,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 89,038 | $783,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 6,000 | $783,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 15,110 | $781,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288955 | OPTION | 34,700 | $778,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 12,898 | $777,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 15,527 | $776,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 122,443 | $773,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 22,247 | $772,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 42,300 | $770,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,670 | $768,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 31,390 | $767,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 27,108 | $767,000 | thousands by filing date | |
| COSTCO WHOLESALE | 22160K907 | OPTION | 5,400 | $765,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 51,004 | $764,000 | thousands by filing date | |
| DUKE ENERGY CORP | 26441C907 | OPTION | 9,100 | $760,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 168,224 | $753,000 | thousands by filing date | |
| CUMMINS INC | 231021908 | OPTION | 5,200 | $750,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 211,332 | $749,000 | thousands by filing date | |
| WEATHERFORD INTERNATIONAL PL | G48833951 | OPTION | 65,300 | $748,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 18,163 | $747,000 | thousands by filing date | |
| CANADIAN NATURAL RESOURCES | 136385903 | OPTION | 24,200 | $747,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 27,682 | $744,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,430 | $743,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 31,966 | $742,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303953 | OPTION | 79,000 | $742,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 14,809 | $741,000 | thousands by filing date | |
| JUNIPER NETWORKS | 48203R955 | OPTION | 33,000 | $737,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 72,125 | $737,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 20,582 | $733,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 27,278 | $733,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 165,079 | $733,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 24,324 | $732,000 | thousands by filing date | |
| LOWE'S COS INC | 548661958 | OPTION | 10,600 | $729,000 | thousands by filing date | put |
| STANDARD PACIFIC CORP | 85375C952 | OPTION | 100,000 | $729,000 | thousands by filing date | put |
| EMERSON ELECTRIC CO | 291011955 | OPTION | 11,800 | $728,000 | thousands by filing date | put |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 532,000 | $725,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 68620A955 | OPTION | 100,000 | $725,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 8,519 | $724,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 100,611 | $724,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 60,103 | $720,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 43,200 | $720,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 40,868 | $718,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 39,205 | $716,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 52,766 | $716,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 38,373 | $714,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 72,828 | $712,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 96,821 | $712,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 24,769 | $708,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F954 | OPTION | 54,400 | $706,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 27,349 | $705,000 | thousands by filing date | |
| F5 NETWORKS INC | 315616904 | OPTION | 5,400 | $705,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P954 | OPTION | 19,700 | $705,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 96,921 | $704,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 102,847 | $703,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 38,844 | $699,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 24,555 | $698,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 22,854 | $698,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 24,277 | $697,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 31,063 | $695,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 18,785 | $692,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 11,470 | $689,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 11,338 | $688,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,651 | $687,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 11,284 | $687,000 | thousands by filing date | |
| SPANSION INC-CLASS A | 84649R903 | OPTION | 20,000 | $684,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 18,900 | $682,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 102,000 | $680,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 75,275 | $679,000 | thousands by filing date | |
| VMWARE INC | 928563956 | OPTION | 8,200 | $677,000 | thousands by filing date | put |
| BROADCOM CORP | 111320958 | OPTION | 15,600 | $676,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 8,805 | $675,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 44,682 | $674,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 35,581 | $674,000 | thousands by filing date | |
| T-Mobile US Inc | 872590906 | OPTION | 25,000 | $674,000 | thousands by filing date | call |
| LINN ENERGY LLC | 536020951 | OPTION | 66,300 | $672,000 | thousands by filing date | put |
| UNITED ONLINE INC | 911268209 | COM NEW | 46,138 | $671,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 13,170 | $668,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 39,882 | $668,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 28,782 | $661,000 | thousands by filing date | |
| DUKE ENERGY CORP | 26441C956 | OPTION | 7,900 | $660,000 | thousands by filing date | put |
| APACHE CORP | 037411956 | OPTION | 10,500 | $658,000 | thousands by filing date | put |
| ULTRA CLEAN HOLDINGS INC | 903914901 | OPTION | 50,000 | $658,000 | thousands by filing date | call |
| HARLEY DAVIDSON | 412822900 | OPTION | 9,900 | $653,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 43,856 | $652,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 662,000 | $652,000 | thousands by filing date | principal |
| BB&T CORP | 054937909 | OPTION | 16,700 | $649,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 38,550 | $647,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 198,052 | $646,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 12,076 | $643,000 | thousands by filing date | |
| BAIDU INC | 056752900 | OPTION | 2,817 | $642,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 35,500 | $639,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467901 | OPTION | 23,400 | $639,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 29,314 | $637,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J952 | OPTION | 46,400 | $637,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y954 | OPTION | 43,600 | $637,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,194 | $636,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 23,362 | $634,000 | thousands by filing date | |
| SYMANTEC CORP | 871503959 | OPTION | 24,600 | $631,000 | thousands by filing date | put |
| COMSCORE INC | 20564W956 | OPTION | 13,600 | $631,000 | thousands by filing date | put |
| NOVARTIS A G | 66987V901 | OPTION | 6,800 | $630,000 | thousands by filing date | call |
| SANDERSON FARMS INC | 800013906 | OPTION | 7,500 | $630,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 14,948 | $628,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,450 | $628,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 79,750 | $628,000 | thousands by filing date | |
| SPRINT CORP | 85207U956 | OPTION | 151,300 | $628,000 | thousands by filing date | put |
| WISDOMTREE INVESTMENTS INC | 97717P906 | OPTION | 40,000 | $627,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M909 | OPTION | 9,400 | $625,000 | thousands by filing date | call |
| YODLEE INC | 98600P201 | COM | 51,175 | $624,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932909 | OPTION | 16,000 | $624,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 11,589 | $622,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 51,475 | $619,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 22,700 | $618,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 12,800 | $618,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15,374 | $616,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 42,397 | $614,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 26,336 | $613,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 15,761 | $610,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 10,630 | $610,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 20,928 | $606,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160908 | OPTION | 93,400 | $605,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 10,100 | $604,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710953 | OPTION | 55,900 | $604,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 71,685 | $602,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 14,274 | $601,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,212 | $599,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 8,792 | $598,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 27,650 | $596,000 | thousands by filing date | |
| SYSCO CORP | 871829958 | OPTION | 15,000 | $595,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 21,546 | $587,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L955 | OPTION | 9,900 | $587,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 61,800 | $586,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $585,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 582,000 | $584,000 | thousands by filing date | principal |
| INSPERITY INC | 45778Q107 | COM | 17,000 | $576,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 30,576 | $574,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 37,404 | $572,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 27,234 | $572,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 3,996 | $570,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 59,500 | $569,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 9,692 | $569,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 17,344 | $569,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 314,629 | $563,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 24,100 | $562,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 53,911 | $560,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 495,000 | $559,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 12,434 | $558,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 15,934 | $556,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 105,800 | $556,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 25,694 | $555,000 | thousands by filing date | |
| ALLSTATE CORP | 020002952 | OPTION | 7,900 | $555,000 | thousands by filing date | put |
| ADOBE SYSTEMS INC | 00724F952 | OPTION | 7,600 | $553,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 46,855 | $551,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 15,474 | $550,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,875 | $547,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,464 | $547,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 39,947 | $546,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 32,226 | $545,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 32,131 | $540,000 | thousands by filing date | |
| GAP INC/THE | 364760900 | OPTION | 12,800 | $539,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 6,063 | $537,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 15,136 | $536,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 10,200 | $536,000 | thousands by filing date | |
| VMWARE INC | 928563907 | OPTION | 6,500 | $536,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 20,720 | $535,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,673 | $534,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 39,200 | $534,000 | thousands by filing date | |
| VISTEON CORP | 92839U909 | OPTION | 5,000 | $534,000 | thousands by filing date | call |
| ISHARES MSCI HONG KONG ETF | 4642869P0 | OPTION | 24,000 | $532,000 | thousands by filing date | put |
| PHOTOMEDEX INC | 719358301 | COM | 347,128 | $531,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 39,375 | $530,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,220 | $529,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,489 | $528,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 74,452 | $527,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242370906 | OPTION | 27,200 | $527,000 | thousands by filing date | call |
| REALOGY HOLDINGS CORP | 75605Y908 | OPTION | 11,800 | $525,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 20,500 | $523,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $522,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 16,795 | $520,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 5,740 | $519,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,311 | $517,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246955 | OPTION | 21,300 | $517,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 15,119 | $516,000 | thousands by filing date | |
| BB&T CORP | 054937958 | OPTION | 13,200 | $513,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 18,648 | $512,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 13,226 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,476 | $507,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 50,521 | $505,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 20,796 | $503,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 67,113 | $503,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 8,730 | $503,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 15,847 | $502,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165959 | OPTION | 10,800 | $502,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 11,632 | $501,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 99,529 | $500,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 19,650 | $499,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,550 | $496,000 | thousands by filing date | |
| F5 NETWORKS INC | 315616953 | OPTION | 3,800 | $496,000 | thousands by filing date | put |
| XENOPORT INC | 98411C951 | OPTION | 56,400 | $495,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,308 | $494,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $494,000 | thousands by filing date | |
| KOHLS CORPORATION | 500255955 | OPTION | 8,100 | $494,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 88,783 | $492,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 16,017 | $491,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 20,508 | $491,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 26,295 | $490,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 21,487 | $488,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 24,987 | $488,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 30,000 | $488,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y9G7 | OPTION | 10,000 | $486,000 | thousands by filing date | call |
| REGIONS FINL CORP NEW | 7591EP951 | OPTION | 45,900 | $485,000 | thousands by filing date | put |
| SEARS HLDGS CORP | 812350908 | OPTION | 14,700 | $484,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y902 | OPTION | 120,300 | $484,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 34,811 | $483,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI LTD | 035128909 | OPTION | 55,400 | $482,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,331 | $480,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,082 | $480,000 | thousands by filing date | |
| COLGATE-PALMOLIVE CO | 194162905 | OPTION | 6,900 | $477,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 13,757 | $475,000 | thousands by filing date | |
| D R HORTON INC | 23331A901 | OPTION | 18,800 | $475,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,875 | $474,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 300,675 | $474,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 500,000 | $471,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 22,738 | $470,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 19,114 | $470,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 17,105 | $469,000 | thousands by filing date | |
| BOSTON SCIENTIFIC | 101137909 | OPTION | 35,200 | $466,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 11,855 | $465,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,297 | $464,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 20,922 | $463,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 8,357 | $463,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 868,000 | $463,000 | thousands by filing date | principal |
| MARZETTI COMPANY | 513847103 | COM | 4,920 | $461,000 | thousands by filing date | |
| CIENA CORP | 171779952 | OPTION | 23,700 | $460,000 | thousands by filing date | put |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 22,248 | $459,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B954 | OPTION | 130,400 | $456,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 13,429 | $455,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 12,276 | $455,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 5,069 | $455,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,360 | $452,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 277,423 | $452,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,323 | $449,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 163,000 | $448,000 | thousands by filing date | |
| NETAPP INC | 64110D955 | OPTION | 10,800 | $448,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR SBI INT-INDS | 81369Y9M4 | OPTION | 9,200 | $447,000 | thousands by filing date | put |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 58,192 | $446,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 249,412 | $444,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 74,600 | $443,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 8,750 | $441,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 11,200 | $440,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 18,289 | $440,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,321 | $440,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 16,716 | $439,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 16,049 | $439,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 48,265 | $437,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,774 | $434,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 19,205 | $433,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 105,152 | $433,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,813 | $429,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290905 | OPTION | 42,088 | $429,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 37,446 | $427,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 170,303 | $426,000 | thousands by filing date | |
| ITAU UNIBANCO H-SPON PRF ADR | 465562908 | OPTION | 32,720 | $426,000 | thousands by filing date | call |
| AV HOMES INC | 00234PAB8 | BOND | 430,000 | $425,000 | thousands by filing date | principal |
| GREIF INC | 397624107 | CL A | 8,978 | $424,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,000 | $424,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 32,300 | $424,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,070 | $424,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 45,151 | $423,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 12,261 | $422,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 15,606 | $421,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,907 | $420,000 | thousands by filing date | |
| RAYONIER INC | 754907905 | OPTION | 15,000 | $419,000 | thousands by filing date | call |
| ELECTRONIC ARTS | 285512901 | OPTION | 8,900 | $418,000 | thousands by filing date | call |
| AETNA INC | 00817Y900 | OPTION | 4,700 | $418,000 | thousands by filing date | call |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 28,337 | $417,000 | thousands by filing date | |
| ISHARES | 4642869M7 | OPTION | 18,700 | $415,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,957 | $414,000 | thousands by filing date | |
| EXPRESS INC | 30219E905 | OPTION | 28,200 | $414,000 | thousands by filing date | call |
| TJX COS INC | 872540950 | OPTION | 6,000 | $411,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 51,533 | $410,000 | thousands by filing date | |
| KB HOME | 48666K901 | OPTION | 24,700 | $409,000 | thousands by filing date | call |
| HERTZ GLOBAL HOLDINGS INC | 42805T907 | OPTION | 16,408 | $409,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,130 | $408,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 11,351 | $408,000 | thousands by filing date | |
| CIENA CORP | 171779903 | OPTION | 21,000 | $408,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 21,873 | $406,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 41,600 | $405,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,047 | $402,000 | thousands by filing date | |
| REGIONS FINL CORP NEW | 7591EP902 | OPTION | 38,100 | $402,000 | thousands by filing date | call |
| INTL PAPER CO | 460146954 | OPTION | 7,500 | $402,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 25,748 | $400,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 21,576 | $400,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 12,191 | $397,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 62,351 | $397,000 | thousands by filing date | |
| NVIDIA CORP | 67066G955 | OPTION | 19,700 | $395,000 | thousands by filing date | put |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 12,402 | $391,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 26,700 | $391,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T903 | OPTION | 6,200 | $390,000 | thousands by filing date | call |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 6,147 | $389,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 19,540 | $388,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 6,263 | $387,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 4,565 | $387,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 26,209 | $387,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,992 | $386,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 33,703 | $386,000 | thousands by filing date | |
| VANGUARD FTSE EMERGING MARKE | 922042957 | OPTION | 7,200 | $385,000 | thousands by filing date | put |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 18,152 | $381,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 14,800 | $381,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP | 14040H956 | OPTION | 4,600 | $380,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 40,302 | $376,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 8,679 | $376,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,516 | $374,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 26,441 | $373,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T909 | OPTION | 15,900 | $373,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 10,813 | $369,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,195 | $368,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 35,758 | $368,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 317,000 | $368,000 | thousands by filing date | principal |
| ISHARES MSCI HONG KONG ETF | 4642869C9 | OPTION | 16,600 | $368,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 9,995 | $365,000 | thousands by filing date | |
| DILLARDS INC-CL A | 254067903 | OPTION | 2,900 | $363,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,500 | $361,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,163 | $358,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 17,850 | $358,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 22,157 | $358,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 36,199 | $357,000 | thousands by filing date | |
| CHICO'S FAS INC | 168615904 | OPTION | 22,000 | $357,000 | thousands by filing date | call |
| ACTIVISION BLIZZARD INC | 00507V950 | OPTION | 17,700 | $357,000 | thousands by filing date | put |
| DTS INC | 23335C101 | COM | 11,580 | $356,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,475 | $355,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 29,665 | $355,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 27,150 | $354,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y951 | OPTION | 24,800 | $354,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 25,358 | $353,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 69,800 | $352,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P950 | OPTION | 10,400 | $352,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,070 | $351,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,526 | $348,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 20,600 | $346,000 | thousands by filing date | |
| ISHARES MSCI SOUTH KOREA CAP | 4642869K1 | OPTION | 15,600 | $346,000 | thousands by filing date | put |
| WABASH NATL CORP | 929566AH0 | CNV | 272,000 | $345,000 | thousands by filing date | principal |
| GAP INC/THE | 364760959 | OPTION | 8,200 | $345,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 7,268 | $344,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 13,555 | $344,000 | thousands by filing date | |
| VERSARTIS INC | 92531L900 | OPTION | 100,000 | $343,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,105 | $342,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 79,985 | $342,000 | thousands by filing date | |
| NETFLIX INC | 64110L908 | OPTION | 1,000 | $342,000 | thousands by filing date | call |
| SPANSION INC-CLASS A | 84649R952 | OPTION | 10,000 | $342,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 10,001 | $341,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 15,400 | $341,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 43,949 | $339,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 98,975 | $337,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 24,490 | $337,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 26,090 | $337,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 7,460 | $333,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO. | 002896900 | OPTION | 11,600 | $332,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,600 | $330,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,447 | $330,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 25,255 | $329,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,302 | $327,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 327,161 | $327,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,186 | $326,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 112,185 | $326,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 24,108 | $325,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 13,299 | $323,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 10,182 | $323,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,777 | $323,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,637 | $322,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 64,131 | $322,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y902 | ST STR SVC ETF | 6,619 | $322,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 34,811 | $321,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 312,000 | $319,000 | thousands by filing date | principal |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,210 | $318,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,573 | $317,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 24,827 | $313,000 | thousands by filing date | |
| CLOROX CO DEL | 189054901 | OPTION | 3,000 | $313,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,443 | $312,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,200 | $312,000 | thousands by filing date | |
| MBIA INC | 55262C951 | OPTION | 32,700 | $312,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 12,990 | $311,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 12,295 | $311,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,354 | $310,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 39,500 | $310,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 18,794 | $310,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 18,512 | $310,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 8,567 | $310,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 8,108 | $308,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,118 | $308,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 22,142 | $308,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 16,600 | $308,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 11,727 | $307,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 20,991 | $307,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,323 | $307,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 308,000 | $306,000 | thousands by filing date | principal |
| SABRE CORP COM | 78573M104 | Stock | 15,060 | $305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,548 | $305,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 20,000 | $304,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,493 | $302,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 15,691 | $302,000 | thousands by filing date | |
| ISHARES | 4642869B1 | OPTION | 13,600 | $302,000 | thousands by filing date | call |
| MELCO CROWN ENTERTAINME-ADR | 585464951 | OPTION | 11,900 | $302,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING | 25271C953 | OPTION | 8,200 | $301,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 5,711 | $300,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD | 008474959 | EQUITY | 12,000 | $299,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,448 | $298,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 19,281 | $296,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 71,383 | $296,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,140 | $295,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y902 | OPTION | 20,700 | $295,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 22,810 | $294,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 5,799 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 3,900 | $292,000 | thousands by filing date | call |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 26,048 | $292,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932958 | OPTION | 7,500 | $292,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 174,304 | $291,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 9,810 | $291,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S905 | OPTION | 5,900 | $291,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,492 | $288,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709959 | OPTION | 4,400 | $288,000 | thousands by filing date | put |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,628 | $286,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 9,186 | $285,000 | thousands by filing date | |
| HARLEY DAVIDSON | 412822959 | OPTION | 4,300 | $283,000 | thousands by filing date | put |
| STRYKER CORP | 863667952 | OPTION | 3,000 | $283,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,852 | $282,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,026 | $281,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 12,600 | $281,000 | thousands by filing date | |
| XEROX CORP | 984121954 | OPTION | 20,200 | $280,000 | thousands by filing date | put |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 101,020 | $279,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,816 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 23,800 | $279,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 27,091 | $278,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 53,086 | $278,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 15,527 | $277,000 | thousands by filing date | |
| DOMINION RESOURCES INC | 25746U901 | OPTION | 3,600 | $277,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 34,633 | $276,000 | thousands by filing date | |
| GLAXOSMITHKLINE | 37733W907 | OPTION | 6,451 | $276,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 24,084 | $275,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 11,499 | $274,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,669 | $273,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,700 | $273,000 | thousands by filing date | |
| EASTMAN CHEMICAL CO | 277432951 | OPTION | 3,600 | $273,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 17,094 | $272,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 7,137 | $272,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 8,430 | $272,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,893 | $271,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 30,541 | $271,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIE | 00971T952 | OPTION | 4,300 | $271,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,220 | $270,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 31,214 | $270,000 | thousands by filing date | |
| PVH CORP | 693656902 | OPTION | 2,100 | $269,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,500 | $268,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 5,785 | $268,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $268,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,991 | $266,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 20,008 | $266,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 11,220 | $266,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 43,872 | $266,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 14,724 | $265,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 8,070 | $262,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 10,000 | $261,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550959 | OPTION | 1,900 | $261,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,612 | $260,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 22,116 | $260,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467950 | OPTION | 9,500 | $259,000 | thousands by filing date | put |
| ISTAR FINANCIAL INC | 45068B950 | OPTION | 27,000 | $259,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 3,641 | $258,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,863 | $258,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 80,430 | $257,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y977 | OPTION | 5,300 | $257,000 | thousands by filing date | put |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,300 | $255,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 22,203 | $255,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537909 | OPTION | 2,800 | $255,000 | thousands by filing date | call |
| ANNALY CAP MGMT INC | 035710904 | OPTION | 23,500 | $254,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 5,953 | $253,000 | thousands by filing date | |
| CALPINE CORP | 131347957 | OPTION | 11,400 | $252,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,904 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,783 | $250,000 | thousands by filing date | |
| CAPITAL ONE FINL | 14040H907 | OPTION | 3,000 | $248,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,455 | $247,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 22,463 | $247,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 5,777 | $247,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 35,932 | $247,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,409 | $245,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,816 | $245,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,410 | $245,000 | thousands by filing date | |
| POPULAR INC | 733174957 | OPTION | 7,200 | $245,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,741 | $244,000 | thousands by filing date | |
| WESTN DIGITAL CORP | 958102907 | OPTION | 2,200 | $244,000 | thousands by filing date | call |
| CHC GROUP LTD | G07021101 | SHS | 75,723 | $244,000 | thousands by filing date | |
| ALTERA CORP | 021441902 | OPTION | 6,600 | $244,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP | 45253H952 | OPTION | 40,000 | $244,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 104,829 | $243,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,453 | $242,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111901 | OPTION | 15,000 | $242,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 5,785 | $241,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 267,000 | $241,000 | thousands by filing date | principal |
| RADIOSHACK CORP | 750438954 | OPTION | 650,000 | $241,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,877 | $240,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000249 | this filing | 2015-02-13 | acceptance time not in the bulk data set |