13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,240 holding rows worth $437,386,467,000.
- Accession
- 0000019617-15-000249
- Filer
- CIK 19617
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 23,837 entries on the cover page, a total value of $437,386,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,386,437,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERXION HOLDING N.V | N47279109 | SHS | 71,469 | $1,954,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 93,500 | $1,945,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165900 | OPTION | 41,700 | $1,940,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 33,243 | $1,937,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688956 | OPTION | 70,000 | $1,937,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 17,641 | $1,935,000 | thousands by filing date | |
| KOHLS CORPORATION | 500255906 | OPTION | 31,700 | $1,935,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 57,052 | $1,926,000 | thousands by filing date | |
| DUNKIN' BRANDS GROUP INC | 265504951 | OPTION | 45,000 | $1,919,000 | thousands by filing date | put |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 695,000 | $1,917,000 | thousands by filing date | principal |
| ETF | 26923A106 | EXCHANGE TRADED | 24,725 | $1,916,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 30,930 | $1,904,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 167,391 | $1,904,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896951 | OPTION | 25,000 | $1,904,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 232,886 | $1,903,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 18,167 | $1,898,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 360,017 | $1,897,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956953 | OPTION | 102,300 | $1,895,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 95,939 | $1,894,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754903 | OPTION | 25,200 | $1,893,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236905 | OPTION | 47,100 | $1,890,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668959 | OPTION | 35,000 | $1,887,000 | thousands by filing date | put |
| KB HOME | 48666K950 | OPTION | 113,900 | $1,885,000 | thousands by filing date | put |
| FAMILY DOLLAR STRS | 307000901 | OPTION | 23,800 | $1,885,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 35,645 | $1,883,000 | thousands by filing date | |
| STARBUCKS CORP | 855244901 | OPTION | 22,900 | $1,879,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 22,230 | $1,874,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 456,222 | $1,874,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433958 | OPTION | 42,000 | $1,873,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 67,942 | $1,872,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,060,925 | $1,867,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 209,962 | $1,866,000 | thousands by filing date | |
| STARWOOD HOTELS & RESORTS | 85590A955 | OPTION | 23,000 | $1,865,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 49,800 | $1,864,000 | thousands by filing date | |
| EXELON CORP | 30161N952 | OPTION | 50,100 | $1,858,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 95,719 | $1,857,000 | thousands by filing date | |
| 3M COMPANY | 88579Y903 | OPTION | 11,300 | $1,857,000 | thousands by filing date | call |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 112,600 | $1,838,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 282,814 | $1,833,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 59,501 | $1,833,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 54,297 | $1,827,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 45,151 | $1,824,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 87,825 | $1,823,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 66,825 | $1,820,000 | thousands by filing date | |
| HONEYWELL INTERNATIONAL INC | 438516908 | OPTION | 18,200 | $1,819,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377904 | OPTION | 67,300 | $1,814,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 82,898 | $1,813,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 127,574 | $1,809,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 26,952 | $1,808,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 54,674 | $1,804,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 20,053 | $1,797,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 110,026 | $1,790,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 136,902 | $1,785,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 96,264 | $1,783,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 133,576 | $1,776,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410959 | OPTION | 400,000 | $1,776,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 55,314 | $1,770,000 | thousands by filing date | |
| USG CORP | 903293959 | OPTION | 62,900 | $1,761,000 | thousands by filing date | put |
| ACTUATE CORP | 00508B102 | COM | 264,629 | $1,746,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 62,438 | $1,738,000 | thousands by filing date | |
| TRULIA INC | 897888954 | OPTION | 37,700 | $1,735,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 360,600 | $1,731,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 50,990 | $1,729,000 | thousands by filing date | |
| BEST BUY CO INC | 086516952 | OPTION | 44,340 | $1,728,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 14,663 | $1,727,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 91,270 | $1,724,000 | thousands by filing date | |
| MORGAN STANLEY | 617446901 | OPTION | 44,400 | $1,722,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,721,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 55,491 | $1,713,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903958 | OPTION | 640,900 | $1,711,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 34,462 | $1,710,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115Q902 | OPTION | 50,000 | $1,710,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 126,488 | $1,704,000 | thousands by filing date | |
| WEATHERFORD INTERNATIONAL PL | G48833902 | OPTION | 148,700 | $1,702,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 37,117 | $1,701,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 46,070 | $1,693,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 125,417 | $1,693,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 115,050 | $1,691,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 52,444 | $1,685,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 142,584 | $1,682,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 88,431 | $1,680,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 217,043 | $1,680,000 | thousands by filing date | |
| AFLAC INC | 001055904 | OPTION | 27,500 | $1,680,000 | thousands by filing date | call |
| LORILLARD INC | 544147952 | OPTION | 26,700 | $1,680,000 | thousands by filing date | put |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 100,600 | $1,674,000 | thousands by filing date | |
| COSTCO WHOLESALE | 22160K956 | OPTION | 11,800 | $1,673,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 12,115 | $1,669,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 302,258 | $1,668,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,607,000 | $1,662,000 | thousands by filing date | principal |
| COMMSCOPE HOLDING CO INC | 20337X950 | OPTION | 72,800 | $1,662,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 35,104 | $1,661,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 108,863 | $1,656,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 31,964 | $1,656,000 | thousands by filing date | |
| TEVA PHARMA IND | 881624902 | OPTION | 28,800 | $1,656,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 97,356 | $1,654,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 77,582 | $1,653,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 13,658 | $1,646,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 88,800 | $1,645,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 47,219 | $1,636,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 17,088 | $1,633,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 72,348 | $1,633,000 | thousands by filing date | |
| INVENSENSE INC | 46123D957 | OPTION | 100,000 | $1,626,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 67,712 | $1,623,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 45,320 | $1,612,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33,550 | $1,607,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,465,000 | $1,606,000 | thousands by filing date | principal |
| ISHARES MSCI GERMANY ETF | 4642869A3 | OPTION | 72,300 | $1,603,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 20,909 | $1,602,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 77,391 | $1,602,000 | thousands by filing date | |
| LILLY(ELI)& CO | 532457900 | OPTION | 23,200 | $1,601,000 | thousands by filing date | call |
| CVS CORP | 126650902 | OPTION | 16,600 | $1,599,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 54,314 | $1,595,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 24,160 | $1,590,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,649,000 | $1,590,000 | thousands by filing date | principal |
| ZEP INC | 98944B108 | COMMON STOCK | 104,694 | $1,587,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 98,350 | $1,587,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 54,179 | $1,584,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 89,842 | $1,578,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 114,376 | $1,576,000 | thousands by filing date | |
| KEURIG GREEN MOUNTAIN INC | 49271M902 | OPTION | 11,900 | $1,576,000 | thousands by filing date | call |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 65,250 | $1,574,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 283,200 | $1,572,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E954 | COMMON | 200,000 | $1,566,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 221,779 | $1,561,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 61,150 | $1,559,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 88,766 | $1,558,000 | thousands by filing date | |
| CUMMINS INC | 231021957 | OPTION | 10,800 | $1,557,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 228,917 | $1,554,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X904 | OPTION | 930,500 | $1,554,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 119,044 | $1,550,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 62,682 | $1,550,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 1,238,273 | $1,548,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 37,543 | $1,543,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 45,200 | $1,540,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 353,135 | $1,539,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 38,409 | $1,536,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 108,438 | $1,531,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 35,789 | $1,525,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 81,087 | $1,522,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,523,000 | $1,521,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956904 | OPTION | 82,100 | $1,521,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 57,853 | $1,519,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849955 | OPTION | 27,000 | $1,517,000 | thousands by filing date | put |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 616,343 | $1,516,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 98,900 | $1,515,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 27,350 | $1,513,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 31,652 | $1,507,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 29,123 | $1,506,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 52,093 | $1,506,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 064058902 | OPTION | 37,100 | $1,505,000 | thousands by filing date | call |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 77,984 | $1,502,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 119,275 | $1,499,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017901 | OPTION | 13,000 | $1,495,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 208242909 | OPTION | 80,000 | $1,495,000 | thousands by filing date | call |
| YELP INC | 985817907 | OPTION | 27,300 | $1,494,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300900 | OPTION | 100,000 | $1,490,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 75,071 | $1,488,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 11,697 | $1,485,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 44,423 | $1,481,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 24,722 | $1,480,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 222,325 | $1,478,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 94,064 | $1,474,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 57,704 | $1,471,000 | thousands by filing date | |
| ITAU UNIBANCO H-SPON PRF ADR | 465562957 | OPTION | 113,090 | $1,471,000 | thousands by filing date | put |
| PERION NETWORK LTD | M85548952 | OPTION | 17,600 | $1,463,000 | thousands by filing date | put |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 51,254 | $1,461,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 58,750 | $1,454,000 | thousands by filing date | |
| MACY'S INC | 55616P906 | OPTION | 22,100 | $1,453,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 43,277 | $1,452,000 | thousands by filing date | |
| TIME WARNER INC | 887317956 | OPTION | 17,000 | $1,452,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 23,806 | $1,446,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 103,310 | $1,445,000 | thousands by filing date | |
| GROUPON INC | 399473958 | OPTION | 174,900 | $1,445,000 | thousands by filing date | put |
| GSI GROUP INC | 36191C205 | COM | 97,900 | $1,441,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 27,736 | $1,440,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 61,735 | $1,437,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 183,056 | $1,435,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 41,000 | $1,429,000 | thousands by filing date | |
| CLIFFS NAT RES INC | 18683K903 | OPTION | 200,100 | $1,429,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 53,106 | $1,428,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 50,909 | $1,427,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 79,654 | $1,426,000 | thousands by filing date | |
| FEDEX CORP | 31428X908 | OPTION | 8,200 | $1,424,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 117,621 | $1,422,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,116,000 | $1,422,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q903 | OPTION | 45,000 | $1,421,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 59,971 | $1,419,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 1,400,000 | $1,418,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849957 | OPTION | 50,000 | $1,415,000 | thousands by filing date | put |
| AMER EXPRESS CO | 025816950 | OPTION | 15,200 | $1,414,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 338,668 | $1,405,000 | thousands by filing date | |
| AMER EXPRESS CO | 025816901 | OPTION | 15,100 | $1,405,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 144,457 | $1,403,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 54,025 | $1,401,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,100,617 | $1,398,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 77,472 | $1,396,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 24,886 | $1,394,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 152,625 | $1,393,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 93,476 | $1,393,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 268,378 | $1,393,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,615,974 | $1,390,000 | thousands by filing date | |
| GROUPON INC | 399473909 | OPTION | 168,100 | $1,389,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 18,453 | $1,384,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 21,609 | $1,372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 45,182 | $1,370,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 932,000 | $1,363,000 | thousands by filing date | principal |
| EGALET CORP | 28226B104 | COM | 239,393 | $1,363,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 73,775 | $1,362,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550900 | OPTION | 9,900 | $1,362,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 899,000 | $1,360,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 38,946 | $1,359,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 174,184 | $1,358,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 292,051 | $1,355,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 60,634 | $1,352,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 117,587 | $1,349,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 134,391 | $1,346,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 26,718 | $1,344,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 13,572 | $1,343,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 106,434 | $1,341,000 | thousands by filing date | |
| VALERO ENERGY(NEW) | 91913Y902 | OPTION | 27,100 | $1,341,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 71,514 | $1,340,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 102,901 | $1,334,000 | thousands by filing date | |
| 3M COMPANY | 88579Y952 | OPTION | 8,100 | $1,331,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 39,462 | $1,330,000 | thousands by filing date | |
| APACHE CORP | 037411907 | OPTION | 21,200 | $1,329,000 | thousands by filing date | call |
| EXPEDIA INC DEL | 30212P956 | OPTION | 15,500 | $1,323,000 | thousands by filing date | put |
| PRUDENTIAL FINANCIAL INC | 744320953 | OPTION | 14,630 | $1,323,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 36,811 | $1,319,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220908 | OPTION | 153,600 | $1,317,000 | thousands by filing date | call |
| YADKIN FINANCIAL CORP | 984305102 | COM | 66,900 | $1,314,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,580 | $1,312,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 176,000 | $1,311,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 27,840 | $1,309,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 87,301 | $1,307,000 | thousands by filing date | |
| UTILITIES SELECT SECTOR SPDR | 81369Y9B8 | OPTION | 26,900 | $1,307,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 322,325 | $1,306,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 47,718 | $1,305,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 31,930 | $1,305,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 74,117 | $1,303,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 15,205 | $1,302,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 78,765 | $1,294,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 11,012 | $1,287,000 | thousands by filing date | |
| SPDR SERIES TRUST S&P METALS MNG | 78464A912 | OPTION | 22,300 | $1,286,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 17,486 | $1,284,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 37,644 | $1,282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 40,492 | $1,278,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 45,906 | $1,278,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,027 | $1,277,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 53,500 | $1,276,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 214,546 | $1,275,000 | thousands by filing date | |
| GENWORTH FINANCIAL INC-CL A | 37247D908 | OPTION | 149,700 | $1,272,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 111,676 | $1,266,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 43,673 | $1,263,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,187,380 | $1,259,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 33,447 | $1,255,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 659,400 | $1,253,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 34,135 | $1,250,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 8,123 | $1,249,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 58,153 | $1,242,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 145,067 | $1,241,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 154,121 | $1,239,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 59,176 | $1,236,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 13,505 | $1,232,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 58,706 | $1,232,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 49,862 | $1,229,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 46,980 | $1,228,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 94,086 | $1,226,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 199,717 | $1,222,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 70,100 | $1,218,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 62,748 | $1,215,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 7,119 | $1,214,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 10,249 | $1,212,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 274,700 | $1,211,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 49,210 | $1,202,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 25,810 | $1,198,000 | thousands by filing date | |
| NUCOR CORP | 670346907 | OPTION | 24,300 | $1,192,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS NV | N6596X901 | OPTION | 15,600 | $1,192,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 30,882 | $1,183,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 10,000 | $1,180,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 26,357 | $1,180,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 49,977 | $1,175,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134909 | OPTION | 7,900 | $1,175,000 | thousands by filing date | call |
| ZILLOW INC-CLASS A | 98954A958 | OPTION | 11,100 | $1,175,000 | thousands by filing date | put |
| LENNAR CORP - B SHS | 526057906 | OPTION | 26,200 | $1,174,000 | thousands by filing date | call |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 322,000 | $1,173,000 | thousands by filing date | principal |
| LA Z BOY INC | 505336107 | COM | 43,566 | $1,169,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 69,500 | $1,167,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 35,100 | $1,165,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 31787A952 | OPTION | 60,000 | $1,165,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 16,121 | $1,163,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 159,518 | $1,163,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 463,545 | $1,163,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774901 | OPTION | 50,100 | $1,163,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 99,271 | $1,161,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 142,628 | $1,160,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 45,784 | $1,160,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 36,698 | $1,158,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 19,500 | $1,157,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 322,000 | $1,148,000 | thousands by filing date | principal |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 70,976 | $1,145,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,000 | $1,145,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 55,062 | $1,144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 22,192 | $1,142,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 548,400 | $1,141,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 38,675 | $1,139,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 54,409 | $1,137,000 | thousands by filing date | |
| DBX ETF TR | 233051903 | CALL | 42,000 | $1,134,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 138,199 | $1,131,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO-ADR | 74734M901 | OPTION | 19,744 | $1,131,000 | thousands by filing date | call |
| AMERICAN REALTY CAPITAL PROP | 02917T955 | OPTION | 125,000 | $1,131,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 14,132 | $1,126,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 19,398 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 10,056 | $1,113,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,113,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 29,031 | $1,106,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 13,547 | $1,104,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 25,800 | $1,102,000 | thousands by filing date | |
| JOHNSON CONTROLS, INC. | 478366909 | OPTION | 22,800 | $1,102,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 727,129 | $1,098,000 | thousands by filing date | |
| MEDIDATA SOLUTIONS INC | 58471A956 | OPTION | 23,000 | $1,098,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 78,895 | $1,096,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6,743 | $1,095,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512950 | OPTION | 23,300 | $1,095,000 | thousands by filing date | put |
| AV HOMES INC | 00234P102 | COM | 75,000 | $1,093,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 35,894 | $1,089,000 | thousands by filing date | |
| TRINITY INDUSTRIES INC | 896522950 | OPTION | 38,835 | $1,088,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 44,331 | $1,086,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 10,000 | $1,085,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y985 | OPTION | 22,300 | $1,083,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 25,572 | $1,081,000 | thousands by filing date | |
| MACY'S INC | 55616P955 | OPTION | 16,400 | $1,078,000 | thousands by filing date | put |
| FIRST SOLAR INC | 336433909 | OPTION | 24,100 | $1,075,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 170,900 | $1,072,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 56,625 | $1,069,000 | thousands by filing date | |
| TIFFANY & CO | 886547900 | OPTION | 10,000 | $1,069,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M51363907 | OPTION | 25,000 | $1,068,000 | thousands by filing date | call |
| EMC CORP(MASSACHUS | 268648953 | OPTION | 35,800 | $1,065,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F903 | OPTION | 10,000 | $1,063,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 174,726 | $1,061,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 104,215 | $1,060,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 43,142 | $1,060,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,000,000 | $1,059,000 | thousands by filing date | principal |
| PRUDENTIAL FINANCIAL INC | 744320904 | OPTION | 11,700 | $1,058,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 35,304 | $1,053,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 72,464 | $1,052,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 20,622 | $1,046,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376951 | OPTION | 16,400 | $1,046,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 27,431 | $1,043,000 | thousands by filing date | |
| SANDERSON FARMS INC | 800013955 | OPTION | 12,400 | $1,042,000 | thousands by filing date | put |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 34,435 | $1,034,000 | thousands by filing date | |
| YY INC | G9887YAA5 | BOND | 1,125,000 | $1,034,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 85,850 | $1,032,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303904 | OPTION | 109,891 | $1,032,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 21,970 | $1,026,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 383,697 | $1,025,000 | thousands by filing date | |
| EMERSON ELECTRIC | 291011906 | OPTION | 16,600 | $1,025,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 28,367 | $1,022,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 22,479 | $1,017,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 36,303 | $1,016,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 57,307 | $1,015,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 025537952 | OPTION | 16,500 | $1,002,000 | thousands by filing date | put |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 114,700 | $1,001,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 87,800 | $1,001,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 59,318 | $998,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 55003T958 | OPTION | 15,000 | $995,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 18,900 | $994,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 1,000,000 | $994,000 | thousands by filing date | principal |
| AZZ INC COM | 002474104 | Stock | 21,157 | $993,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 33,131 | $993,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 50,568 | $991,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,465 | $988,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 14,000 | $987,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 42,854 | $985,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 89,850 | $984,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 18,652 | $983,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071952 | OPTION | 15,000 | $983,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 22,740 | $981,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 67,975 | $981,000 | thousands by filing date | |
| INTEGRATED DEVICE TECH INC | 458118957 | OPTION | 50,000 | $980,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 18,002 | $979,000 | thousands by filing date | |
| JUNIPER NETWORKS | 48203R906 | OPTION | 43,800 | $978,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 275,938 | $974,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,284 | $972,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 41,200 | $971,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 52,516 | $968,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 45,304 | $968,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 19,350 | $967,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q907 | OPTION | 700,000 | $966,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 14,869 | $963,000 | thousands by filing date | |
| INTL BUSINESS MCHN | 459200952 | OPTION | 6,000 | $963,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 26,734 | $962,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 21,974 | $961,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 24,415 | $960,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464902 | OPTION | 17,100 | $958,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 74,874 | $956,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 46,504 | $955,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 38,485 | $954,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 17,909 | $953,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 40,396 | $953,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 33,529 | $951,000 | thousands by filing date | |
| NETAPP INC | 64110D906 | OPTION | 22,900 | $949,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 103,000 | $949,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 79,258 | $947,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 356,503 | $945,000 | thousands by filing date | |
| DEVON ENERGY CORP | 25179M905 | OPTION | 15,400 | $943,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 19,200 | $941,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 27,300 | $938,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 19,806 | $937,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 56,413 | $934,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 24,528 | $933,000 | thousands by filing date | |
| ISHARES | 464286939 | OPTION | 41,800 | $927,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 138,800 | $923,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F951 | OPTION | 20,250 | $921,000 | thousands by filing date | put |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 16,175 | $920,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 48,323 | $915,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,256 | $913,000 | thousands by filing date | |
| GREENBRIER COMPANIES INC | 393657952 | OPTION | 17,000 | $913,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 27,132 | $912,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 30,972 | $909,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,472 | $909,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 52,800 | $909,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 97,726 | $908,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 25,941 | $906,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,632 | $905,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 67,153 | $905,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 19,236 | $902,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40,800 | $902,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 35,000 | $902,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 30,055 | $902,000 | thousands by filing date | |
| ENDO INTERNATIONAL PLC | G30401957 | OPTION | 12,500 | $902,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 10,805 | $901,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 41,012 | $899,000 | thousands by filing date | |
| AETNA INC | 00817Y959 | OPTION | 10,100 | $897,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 24,515 | $894,000 | thousands by filing date | |
| ACCENTURE PLC-CL A | G1151C903 | OPTION | 10,000 | $893,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 500,729 | $891,000 | thousands by filing date | |
| FLUOR CORP | 343412904 | OPTION | 14,700 | $891,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,100 | $886,000 | thousands by filing date | |
| GOPRO INC-CLASS A | 38268T905 | OPTION | 14,000 | $885,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 74,460 | $883,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 23,603 | $881,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 28,028 | $881,000 | thousands by filing date | |
| NORDSTROM INC | 655664951 | OPTION | 11,100 | $881,000 | thousands by filing date | put |
| ALTERA CORP | 021441951 | OPTION | 23,800 | $879,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787958 | OPTION | 5,890 | $877,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 13,516 | $876,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 22,437 | $876,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 27,780 | $873,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,150 | $872,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 15,680 | $871,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $868,000 | thousands by filing date | |
| BELMOND LTD-CLASS A | G1154H958 | OPTION | 70,000 | $866,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 36,495 | $865,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 45,800 | $863,000 | thousands by filing date | |
| ZOETIS INC | 98978V954 | OPTION | 20,000 | $861,000 | thousands by filing date | put |
| BEACON FINANCIAL CORP. | 084680107 | COM | 32,210 | $859,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 30,840 | $858,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 17,179 | $855,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,954 | $854,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 35,627 | $854,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 532,736 | $852,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 50,675 | $851,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 123,250 | $850,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 15,956 | $849,000 | thousands by filing date | |
| NORDSTROM INC | 655664902 | OPTION | 10,700 | $849,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 13,280 | $848,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 60,183 | $847,000 | thousands by filing date | |
| KEURIG GREEN MOUNTAIN INC | 49271M951 | OPTION | 6,400 | $847,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 88,618 | $846,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,549 | $843,000 | thousands by filing date | |
| EXONE CO/THE | 302104955 | OPTION | 50,000 | $840,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY | 165167909 | OPTION | 42,820 | $838,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 84,800 | $836,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 6,727 | $834,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,004 | $833,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 17,304 | $833,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,717 | $833,000 | thousands by filing date | |
| COGNIZANT TECH SOLUTIONS-A | 192446904 | OPTION | 15,700 | $827,000 | thousands by filing date | call |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 34,004 | $826,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 43,736 | $825,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 34,321 | $820,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 31,960 | $818,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y951 | OPTION | 16,800 | $816,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 20,437 | $815,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 32,643 | $812,000 | thousands by filing date | |
| EXPEDIA INC DEL | 30212P907 | OPTION | 9,500 | $811,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 5,348 | $810,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 18,539 | $810,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 76,132 | $808,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 71,200 | $808,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,216 | $807,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 115,300 | $805,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $803,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 12,501 | $800,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 133,809 | $800,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 16,860 | $798,000 | thousands by filing date | |
| WESTN DIGITAL CORP | 958102956 | OPTION | 7,200 | $797,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N952 | OPTION | 8,000 | $797,000 | thousands by filing date | put |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 34,040 | $793,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 14,287 | $784,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000249 | this filing | 2015-02-13 | acceptance time not in the bulk data set |